Abstract
Postnatal constriction of the full-term ductus arteriosus produces hypoxia of the muscle media. This is associated with anatomic remodeling (including smooth muscle death) that prevents subsequent reopening. We used late-gestation fetal and neonatal lambs to determine which factors are responsible for the postnatal hypoxia. Hypoxia [measured by 2-(2-nitro-1H-imidazol-1-yl)-N-(2,2,3,3,3-pentafluoropropyl) acetamide technique] and cell death (measured by terminal deoxynucleotidyl transferase-mediated dUTP nick-end labeling technique) were observed in regions of the constricted ductus wall within 4 h after delivery. Although there was a decrease in ductus luminal flow during the first 6 h after delivery (measured by Doppler transducer), the amount of oxygen delivered to the ductus lumen (3070 ± 1880 μmol O2 · min−1 · g−1) far exceeded the amount of oxygen consumed by the constricted ductus (0.052 ± 0.021 μmol O2 · min−1 · g−1, measured in vitro). Postnatal constriction increased the effective oxygen diffusion distance across the ductus wall to >3× the limit that can be tolerated for normal tissue homeostasis. This was owing to both an increase in the thickness of the ductus (fetus, 1.12 ± 0.20 mm; newborn, 1.60 ± 0.17 mm;p < 0.01) and a marked reduction in vasa vasorum flow (fetus, 0.99 ± 0.44 mL · min−1 · g−1; newborn, 0.21 ± 0.08 mL · min−1 · g−1;p < 0.01). These findings suggest that hypoxic cell death in the full-term ductus is caused primarily by changes in vasa vasorum flow and muscle media thickness and can occur before luminal flow has been eliminated. We speculate that in contrast with the full-term ductus, the preterm ductus is much less likely to develop the degree of hypoxia needed for vessel remodeling inasmuch as it only is capable of increasing its oxygen diffusion distance to 1.3× the maximally tolerated limit.
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Main
In the full-term infant, closure of the DA occurs in two phases: first, smooth muscle cell constriction produces a functional closure of the DA lumen; this is followed by permanent, anatomic occlusion of the lumen caused by extensive neointimal thickening and loss of smooth muscle cells from the inner muscle media (1). The initial functional constriction produces a zone of hypoxia in the muscle media of the DA, which appears to be responsible for the ultimate anatomic closure of the DA (1). In contrast with the full-term ductus, the preterm ductus fails to develop the same degree of hypoxia after birth. This failure occurs in spite of developing similar degrees of constriction as the full-term ductus. The absence of hypoxia prevents the preterm DA from remodeling and leads to subsequent DA reopening after its initial constriction (1, 2). In the following study we examined the mechanism by which postnatal constriction produces hypoxia in the DA wall.
Oxygen normally reaches the muscle media of the fetal DA through either the vessel lumen or its vasa vasorum. The muscle media of most vessels has a region, adjacent to the lumen, that lacks vasa vasorum (3). This avascular zone depends on diffusion from both the lumen and vasa vasorum to meet its oxygen needs and therefore is particularly vulnerable to changes in oxygen supply (4–7). Three separate factors can lead to hypoxia within this region:1) a decrease in luminal or vasa vasorum blood flow, 2) an increase in the diffusion distance (or thickness) of the avascular zone, or 3) an increase in the oxygen consumption of the muscle media (1, 4–9).
Vasa vasorum penetrate the muscle media to varying depths depending on the thickness of the vessel wall (3, 10–12). Blood vessels thinner than 0.5 mm, like the extremely preterm human DA (Fig. 1), have no vasa vasorum in the muscle media and are nourished by diffusion from the lumen or adventitial vasa vasorum. In contrast, vessels thicker than 0.5 mm, such as the late-gestation human DA (Fig. 1), have a dense network of intramural vasa vasorum in the outer layers of the muscle media in addition to the adventitial vasa vasorum (3). In the following study we hypothesized that the dependence of the full-term DA on intramural vasa vasorum flow (to meet its oxygen needs) might play a role in its increased susceptibility to developing hypoxia during postnatal constriction.
METHODS
All studies were approved by the Committee on Animal Research at the University of California San Francisco.
Tissue hypoxia, cell death, and ductus wall dimensions.
Late-gestation fetal lambs [mixed Western breed, 138 ± 2 d gestation (term = 145 d gestation), n = 7] and spontaneously delivered newborn lambs (n = 8) were used to study the appearance of hypoxia and cell death in the DA wall. Fetuses were delivered by cesarean section and killed before breathing. Newborns were killed with an overdose of pentobarbital sodium at 4, 14, and 24 h after delivery. At necropsy, the DA was dissected in 4°C Dulbecco's PBS, embedded in Tissuetek (Sakura Finetek, Inc., Torrance, CA, U.S.A.) and frozen in liquid nitrogen.
Detection of hypoxia with EF5.
To detect regions of hypoxia within the DA we used the EF5 detection system that we have described previously (1, 13). The rate of EF5 binding increases as O2 concentrations decrease over the range 10 to 0.01%(1, 14, 15). Spontaneously delivered, full-term lambs were given EF5 (0.1 mmol/kg, i.v.) 1 h after delivery (23 h before necropsy). Fetal lambs were given a 4-h i.v. infusion of EF5 (0.1 mmol · kg−1 · h−1) starting 24 h before necropsy (see below for surgical preparation). EF5 binding, at constant Po2, depends on the tissue drug exposure. Therefore, blood samples were collected and analyzed for EF5 as previously described (1).
We used MAb (ELK 3–51), which is highly specific for EF5 and its tissue adducts, to detect the presence of bound EF5 in the tissue (1, 15). The MAb (ELK 3–51) was conjugated with the fluorochrome Cy3, and fluorescence was detected with a calibrated fluorescence imaging system. Image acquisition was performed with a Photometrics Quantix charge-coupled device camera (Tucson, AZ, U.S.A.), and the digitized images were analyzed with National Institutes of Health Image software (Bethesda, MD, U.S.A.) and Adobe Photoshop (Adobe Systems, Mountain View, CA, U.S.A.) (1, 15). EF5 binding was corrected for the in vivo EF5 drug exposure (which was calculated from the area under the curve of EF5 serum concentrations) and was expressed as a percent of the calculated maximal expected binding (14, 15). In the newborn lamb the EF5 half-life is 6.5 h; in the fetal lamb it is 75 min owing to loss to the mother across the placenta.
Cell death.
We used the TUNEL technique to detect cells in the early stages of DNA fragmentation and cell death as we have described previously (1). The number of TUNEL-positive nuclei per 500 nuclei was measured in a 67-μm-wide area through the middle of the muscle media in the region of EF5 staining. Regions of the section that had negligible EF5 binding had no TUNEL-positive nuclei (see below).
Vasa vasorum perfusion: i.v. Hoechst bis-benzimide technique.
In some of the lambs the DNA-binding dye, Hoechst (No. 33342) bis-benzimide (Sigma Chemical Co., St. Louis, MO, U.S.A.; 20 mg/kg, i.v.), was administered 15 min before necropsy. This fluorescent dye readily intercalates into cellular DNA and can be used to demonstrate regions of the DA that were perfused and had access to the dye (as measured by Hoechst-bis-benzimide uptake) just before necropsy.
Immunohistochemistry.
We used a mouse MAb against eNOS (Clone 3, Transduction Lab, Lexington, KY, U.S.A.) to identify endothelial cells lining the DA lumen and vasa vasorum as previously reported (1, 16). Histologic measurements were made at the level of minimal luminal area, which was determined from serial sections made through the tissue. Tissue dimensions and zone thicknesses were determined by averaging measurements made from eight predetermined regions of the section, using an overlay template and NIH Image software (16). We defined the avascular zone of the DA as the region of the DA wall between the endothelial lining of the DA lumen and the leading edge of the vasa vasorum. The total muscle media thickness was defined as the region between the luminal endothelium and the outer layer of smooth muscle cells in the muscle media.
Ductus luminal and vasa vasorum blood flow.
Pregnant sheep (n = 21, 135 ± 0.6 d gestation) were operated on under i.v. ketamine hydrochloride and diazepam anesthesia (16, 17). The fetus was exposed through a uterine incision, and catheters were inserted into the ascending aorta, superior vena cava, descending aorta, and inferior vena cava through the forelimb and hindlimb pedal artery and vein, respectively. A catheter was inserted into the pulmonary artery directly by means of a thoracotomy. In six fetuses, a 4- to 6-mm Doppler flow transducer (Transonics Systems, Ithaca, NY, U.S.A.) was placed around the DA to measure luminal blood flow. In eight fetuses, catheters were placed in the left and right ventricles through the carotid artery and jugular vein, respectively, for microsphere injections. The thoracotomy was closed, and the fetus was returned to the uterus for subsequent experimentation.
Experimental protocols.
Fetuses were studied between 24 and 48 h after surgery. In the first group (n = 7, described above), EF5 was infused into the fetus 24 h before necropsy to determine the incidence of hypoxia and cell death in the fetal DA.
In the second group (n = 6), continuous Doppler measurements of DA luminal blood flow were recorded for 1 h before delivery. After maternal anesthesia, the fetus was exposed through a uterine incision and given ketamine hydrochloride. The fetal trachea was intubated, and Infasurf (3 mL/kg; Ony, Amherst, NY, U.S.A.) was instilled into the airway to preclude the possibility of surfactant deficiency. The fetal lamb was then mechanically ventilated with a time-cycle pressure-limited ventilator while still connected to the placenta (17). The ventilator settings were peak inspiratory pressure, 28 cm H2O; positive end-expiratory pressure, 5 cm H2O; inspiratory time, 0.4 s; respiratory rate, 50 breaths/min; and fractional inspired oxygen concentration, 1.0. Peak inspiratory pressures and ventilator rates were reduced to maintain a Paco2 between 30 and 35 mm Hg; other ventilator settings remained constant. The beginning of mechanical ventilation was considered the time of delivery (0 h). The umbilical cord was clamped, after 30 min of ventilation, and the lamb was delivered into a 37–38°C water bath. The initial 30-min period of ventilation, with the lamb still attached to the placenta, was used to ensure adequate lung expansion without the need for high initial inspiratory pressures. We chose to ventilate lambs with 100% oxygen as hyperoxemic animals (Pao2 > 250 mm Hg) have a tighter degree of DA constriction and develop a more profound degree of DA wall hypoxia after birth than normoxemic animals (Pao2, 80–100 mm Hg) (14).
Pulmonary and systemic arterial pressures and DA luminal blood flows were monitored continuously throughout the 6-h neonatal study period. Arterial pH, Paco2, and Pao2 were measured on a Radiometer Blood Gas Analyzer (Radiometer, Copenhagen, Denmark); oxygen saturation and Hb concentration were measured on an OSM-2 Hemoximeter (Radiometer). Arterial oxygen content was calculated as the following product: [(Hb concentration) × (% oxygen saturation) × (1.34 mL O2/g Hb)]. We disregarded the contribution of the dissolved oxygen in our calculations of oxygen delivery. At 6 h, the lambs were given a lethal dose of pentobarbital sodium and a necropsy was performed.
In the third group (n = 8), fluorescent microspheres (Interactive Medical Technologies Ltd., Irvine, CA, U.S.A.) were used to determine vasa vasorum blood flow by methods similar to those published previously (18). Fetuses were prepared surgically as described above (except no Doppler flow probe was present). Microsphere measurements were made both before and during the 6 h of mechanical ventilation (at 2 and 4.5 h). For each microsphere measurement, two separate sets of fluorescent microspheres (approximately 3 × 106; size, 15 μm) were injected simultaneously into the right and left ventricles. Reference blood samples were withdrawn from the ascending and descending aorta. We previously found that blood flow to the vasa vasorum of the DA is derived from the ascending and descending aorta but not from the pulmonary artery (data not shown). After the experiment the DA, ascending aorta, and reference blood samples were weighed and digested in alkali, and the released fluorescent microspheres were counted by flow cytometry (19). Process control microspheres were added to each tissue or blood sample to determine the number of microspheres lost during sample processing (recovery, 86 ± 10%). Vasa vasorum blood flow was calculated from the number of microspheres in the vessel, divided by the number of microspheres in the appropriate reference arterial blood sample(s), and multiplied by the reference blood flow(s).
Oxygen consumption in vitro.
Fetal lambs (134 ± 2 d gestation, n = 11) were anesthetized with ketamine hydrochloride before rapid exsanguination. The ductus was divided into two rings (36 ± 9 mg wet weight), which were mounted at an optimal length for tension development (6.0 ± 0.7 mm; passive starting tension, 1.16 ± 0.25 g/mm2) (20) in a 37°C, water-jacketed glass chamber equipped with an O2 electrode [see Hellstrand (21)]. A conically ground, 4-cm-tall plastic plug sealed the chamber and contained a small channel through which a freely moveable stainless-steel hook connected the ductus ring to an isometric force transducer. The ductus ring was stretched between the moveable hook and a fixed hook within the chamber. The long diffusion path through the small-bore hole effectively prevented the leakage of O2 into or out of the chamber (21, 22). Sterile buffer solution (in mM: NaCl, 120; KCl, 4; glucose, 10; MgCl2, 1.2; KH2PO4, 1; CaCl2, 2.6; HEPES, 25; pH 7.45) that had been gassed with 21% O2 passed through a 0.22-μm filter before perfusing the chamber (1.2 mL vol) at 0.5 mL/min. A Teflon-coated magnetic stirrer ensured adequate mixing. This apparatus allowed the simultaneous determination of O2 consumption rate and active isometric tension.
The oxygen electrode (YSI model 53 Biologic Oxygen Monitor, Yellow Springs, OH, U.S.A.) was calibrated with 21% O2-saturated buffer. The solubility of O2 in buffer solution that was equilibrated with 21% O2 at 37°C was assumed to be 0.20 μmol/mL (21). Oxygen consumption rate was measured during a 10-min interval during which the tissue chamber was closed. Background oxygen consumption rate (without tissue) was determined in each experiment and was 11% of the measured tissue oxygen consumption rate.
The DA rings were initially incubated for 4 h at 37°C. During this interval the oxygen consumption rates and isometric tensions stabilized. At 4 h, KCl (90 mM, substituted for NaCl), indomethacin (5.6 μM), and NG-nitro-l-arginine-methyl-ester (0.1 mM) were added to the buffer solution, and changes in isometric tension and oxygen consumption rate were monitored during the next hour. The difference in tensions between the measured tension and the passive tension produced by stretching the ring at the start of the experiment was considered to be the active tension. Tissues were blotted dry and weighed after the experiments. The tension developed in the rings was expressed as the force per unit cross-sectional area (g/mm2) (20).
Statistics.
Comparison of unpaired data was performed by the appropriate t test or regression analysis. When more than one comparison was made, Bonferroni's correction was used. Nonparametric data were compared with a Mann-Whitney U test. Results are presented as means ± SD.
RESULTS
Spontaneously delivered newborn lambs developed an extensive zone of EF5 binding {range, 60 to 100% of maximal binding [equivalent to oxygen concentrations <0.2%(13, 14)]} and cell death (TUNEL-positive nuclei) in the middle of the DA muscle media (Fig. 2). A significant increase in the number of TUNEL-positive cells was observed as early as 4 h after delivery (Fig. 2). In contrast, DA from the fetal lambs had negligible EF5 binding (data not shown) and negligible TUNEL-positive nuclei (Fig. 2). The presence of cell death depended on the degree of luminal constriction and EF5 binding. TUNEL-positive cells were found exclusively in regions of the constricted DA wall that had intense EF5 binding (Fig. 2). On the other hand, sections of the newborn DA that contained a widely patent lumen (e.g. sections taken near the junction with the descending aorta and distal from the central constricted region) had no detectable EF5 binding and negligible TUNEL-positive nuclei (data not shown). Therefore, we examined the individual factors that control DA wall oxygenation to determine how luminal constriction produced DA wall hypoxia.
The isolated lamb DA had a low basal rate of oxygen consumption (Fig. 3). Maximal stimulation of DA constriction produced only a small (14 ± 15%) increase in steady-state oxygen consumption (Fig. 3).
Shortly after delivery, there was a marked reduction in luminal blood flow; however, luminal flow did not drop to zero (Table 1). By 6 h after birth, oxygen delivery through the DA lumen was still 22% of fetal values (Table 1). Despite the reduction in luminal flow, the amount of luminal oxygen delivery far exceeded the amount of oxygen consumed by the DA (compare Table 1 with Fig. 3). Therefore, DA hypoxia does not appear to be caused by insufficient luminal oxygen delivery.
We examined the effects of DA constriction on oxygen diffusion distance within the DA wall, by measuring the thickness of the DA wall, and the distribution of vasa vasorum flow within the DA wall, before and after birth. Shortly after birth there was a significant increase in the thickness of the avascular zone (fetus, 0.489 ± 0.072 mm, n = 7; newborn, 0.775 ± 0.108 mm, n = 8;p < 0.01) and an increase in the thickness of the total muscle media (fetus, 1.115 ± 0.200 mm, n = 7; newborn, 1.598 ± 0.168 mm, n = 8;p < 0.01; Fig. 4).
In addition to the increase in DA wall thickness, vasa vasorum flow to the DA wall declined markedly after DA constriction (Fig. 5). To determine whether the decrease in DA vasa vasorum flow was caused by the acute postnatal increase in Pao2, we lowered the fraction of inspired oxygen and measured the vasa vasorum flow 5 min after Pao2 had achieved a new steady state (Table 2). The decrease in Pao2 did not alter the vasa vasorum flow of either the DA or the aorta (Table 2). Similarly, adenosine, which dilates constricted vasa vasorum (8), had no effect on the diminished vasa vasorum flow after DA constriction (data not shown).
The decrease in vasa vasorum flow was accompanied by a significant change in flow distribution within the DA wall. We injected Hoechst-bis-benzimide into fetal (n = 2) and 4-h-old neonatal (n = 3) lambs 15 min before euthanasia to visualize areas of the DA wall that were perfused (Fig. 6). In the fetus, Hoechst-bis-benzimide stained nuclei throughout the entire thickness of the DA wall (Fig. 6A). In contrast, none of the nuclei in the outer half of the 4-h-old newborn DA muscle media were stained by Hoechst-bis-benzimide. Only two narrow regions of the newborn DA were stained:1) the inner media, within 230–280 μm of the lumen (Fig. 6B), and 2) the loose adventitia, outside of the muscle media (Fig. 6B). There was essentially no vasa vasorum perfusion of the outer muscle media in the constricted newborn DA (Fig. 6, B3). Therefore, as a result of the postnatal ductus constriction, the shortest diffusion distance between the luminal blood flow and the effective vasa vasorum blood flow in the newborn DA was equivalent to the thickness of the total muscle wall (1.60 ± 0.17 mm, see Fig. 4).
DISCUSSION
During the first hours after delivery, cells in the center of the late-gestation newborn DA begin to die (Fig. 2). The pattern and location of cell death in the DA wall suggest that profound muscle media hypoxia is responsible for this occurrence (Fig. 2) (1).
DA wall hypoxia cannot be explained by the marked reduction in DA luminal blood flow during the first hours after delivery. The small, persistent left-to-right luminal flow provides more than enough oxygen to meet the needs of DA wall oxygen consumption (Fig. 3, Table 1). Rather, DA wall hypoxia appears to be related to a marked increase in the diffusion distance for oxygen across the DA wall (5–7).
Oxygen diffusion distance is usually tightly regulated. The maximal thickness of the avascular zone is determined by the maximal distance that the two sources of oxygen (lumen and vasa vasorum) can be separated while still maintaining normal tissue homeostasis (3, 5–7). Although total arterial wall thickness can vary markedly among species, the maximal thickness of the avascular zone, in those arteries that have been studied, remains constant at <0.5 mm (3, 10–12).
In the late-gestation newborn, there is a marked increase in the distance between the lumen and effective vasa vasorum perfusion during postnatal DA constriction. This is caused by both an increase in the thickness of the avascular zone [owing to tissue compaction (1, 23)] and a reduction in vasa vasorum perfusion of the muscle media (Figs. 5 and 6). The reduction in vasa vasorum flow does not appear to be related to local effects of Pao2 on vasa vasorum tone (Table 2), nor does it appear to be related to a circulating vasoconstrictor as aortic vasa vasorum flow does not change during the same period (Fig. 5). We hypothesize that loss of vasa vasorum flow to the DA muscle media may be related to compression and collapse of the small intramural vasa vasorum during postnatal DA constriction.
The late-gestation fetal DA requires the presence of intramural vasa vasorum to provide nutrients to its outer muscle media. These intramural vasa vasorum provide the DA with a unique mechanism for controlling the maximal diffusion distance across its wall (Fig. 7). By eliminating vasa vasorum flow to the outer muscle media, the newborn DA can turn the entire thickness of its muscle media into a virtual avascular zone (Fig. 7B). This makes the diffusion distance between the lumen and the effective vasa vasorum flow (in the adventitia) approximately 1.6 mm (Fig. 7B). This distance is >3× the maximally tolerated diffusion distance of 0.50 mm (3, 7). As a result, profound hypoxia develops even before luminal blood flow is eliminated (7).
In contrast, the extremely preterm DA has no intramural vasa vasorum (1, 24) as its wall thickness is <0.50 mm (Figs. 1 and 7C) (3, 10–12). We have shown previously that when the preterm DA reduces its luminal flow to the same degree as that found at term, the DA wall thickness increases to only 0.67 mm (1). This diffusion distance is insufficient to produce the profound degree of hypoxia needed for vessel remodeling (Fig. 7D) (1).
These findings help to explain why the preterm DA normally fails to undergo anatomic remodeling after birth. They also suggest a mechanism by which the preterm DA can be made to develop the same degree of profound hypoxia as found at term. Normally, the avascular zone of a vessel depends on oxygen diffusion from both the lumen and vasa vasorum (7, 9, 11, 25). As the maximally tolerated thickness of the avascular zone appears to be ≤0.5 mm, the maximally tolerated vectorial oxygen diffusion distance, from either the lumen or vasa vasorum, to the center of the avascular zone must be ≤ 0.25 mm; this assumes that both sources of oxygen contribute equally to oxygen balance in the DA wall (Fig. 7, A and C). We hypothesize that the preterm DA can develop the same degree of hypoxia as found at term if it can be made to obliterate its luminal flow completely. With complete luminal obstruction, oxygen and nutrients to the vessel wall would have to come exclusively from the vasa vasorum that lie in the adventitia. As a result, the vectorial oxygen diffusion distance (from the vasa vasorum to the center of the avascular DA wall) would have to increase by more than 2.5-fold (to 0.67 mm, the thickness of the DA wall; Fig. 7E). This would lead to profound hypoxia.
Several observations suggest that this hypothesis may indeed be correct:1) Small animals (like mice, rats, and rabbits) lack intramural vasa vasorum just like preterm humans (3); however, in contrast with preterm humans, they completely obliterate their DA lumen within minutes of birth; after this, they undergo DA remodeling (26). 2) Similarly, when preterm newborns are made hyperoxemic or are given a combination of indomethacin and l-nitro-arginine (a nitric oxide synthase inhibitor), to increase DA contractility, they obliterate their DA lumen (14, 27). When this occurs, the DA becomes profoundly hypoxic and undergoes the same anatomic changes as found at term (14, 27). These observations demonstrate that, in contrast with the full-term DA, the preterm DA requires complete obstruction of luminal flow before it can develop the same degree of hypoxia as found at term. They also underscore the critical importance of the initial constrictive phase of ductus closure in triggering the subsequent steps of ductus remodeling. Therapeutic manipulations that increase DA tone (28–31) should produce both improved functional constriction as well as anatomic remodeling of the preterm DA.
Abbreviations
- DA:
-
ductus arteriosus
- eNOS:
-
endothelial nitric oxide synthase
- EF5:
-
2-(2-nitro-1H-imidazol-1-yl)-N-(2,2,3,3,3-pentafluoropropyl) acetamide
- TUNEL:
-
terminal deoxynucleotidyl transferase-mediated dUTP nick-end labeling
- Pao2:
-
arterial Po2
- Paco2:
-
arterial Pco2
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Acknowledgements
The authors thank Patricia Oprysko for EF5 analysis.
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Supported in part by U.S. Public Health Service National Heart, Lung, Blood Institute grants HL 46691 and HL 56061, and a gift from the Perinatal Associates Research Foundation. S.G. is a research fellow with the Stanley J. Sarnoff Endowment for Cardiovascular Research.
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Kajino, H., Goldbarg, S., Roman, C. et al. Vasa Vasorum Hypoperfusion Is Responsible for Medial Hypoxia and Anatomic Remodeling in the Newborn Lamb Ductus Arteriosus. Pediatr Res 51, 228–235 (2002). https://doi.org/10.1203/00006450-200202000-00017
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DOI: https://doi.org/10.1203/00006450-200202000-00017
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