Abstract
Channel-forming discharge (Dcf) is an important parameter in river management and reservoir flood regulation. Applying the methods for calculating Dcf to reaches downstream reservoirs characterized by drastic changes in water and sediment conditions and long-term scouring status is difficult. Based on the riverbed-shaping principle of sediment-laden water flow, while simultaneously considering the active action of water flow and response of the riverbed, this study proposes a new method for calculating Dcf by identifying the extreme value of the suspended sediment-carrying capacity index. The application of this method to the middle and lower reaches of the Yangtze River showed that after the impoundment of the Three Gorges Reservoir, Dcf in this section was reduced by an amplitude between 2500 and 4700 m3/s. The results can be used to guide the operation of the Three Gorges Reservoir and the management of the middle and lower reaches of the Yangtze River, thus providing reference for other river channels downstream of the reservoir.
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Introduction
The riverbed shaping effect of the channel-forming discharge (Dcf) is equivalent to a multi-year flow discharge (Df) process. It is closely related to flood magnitude, process, duration, and suspended sediment concentration (SSC) and its combination with the water flow process and river boundary conditions. It is not only an important parameter that reflects the geometry of the river1, but also an indicator of the SSC of the river channel. It is the foundation of river evolution analysis and plays an important role in river planning and regulation2,3.
The Df process when the water level (Zf) is flush with the surface of the sandbar in the river reach is widely applied in the determination of Dcf in plain rivers4,5,6, and is referred to as the bankfull (BK) method. Certain viewpoints suggest that the peak Df at a certain frequency has a greater effect on riverbed evolution7; therefore, it can be used as Dcf8. This method is called the guaranteed rate (GR) method. The improvement in this method mainly focuses on the optimization of the guarantee rate9. Because the adjustment of the riverbed ultimately depends on incoming water and sediment, these two factors have been adopted to analyze Dcf in numerous studies. For example, the effective discharge concept has been used to characterize the Cumberland Basin streams10, Liaohe River11, and middle Yangtze River12,13. Makayev adopted discharge as the Dcf when the product of the suspended sediment-carrying capacity (SSCC) and its corresponding Df guarantee rate was maximized14,15, which is referred to as the MK method in this study. The results of the MK method were basically the same as those of the effective sediment transport discharges in Heilongjiang River16, but closer to the results of the BK method in the Huai River17 and Han River18. In the Yellow River, the difference between the MK and BK methods was relatively obvious19. In the fluctuating backwater area of Three Gorges Reservoir (TGR), the MK method results were similar to those of the GR method20. In addition, the method based on the curve of the product of the SSC and its frequency was proposed. This method is simpler and its results for the Yellow River were not substantially different from those of the MK method21. The multiyear average value of the daily averaged flood Df was also used as Dcf; however, it is not suitable for urban river channels22.
The Dcf values calculated using the methods above differed from each other23,24, and have different adaptabilities to different rivers25,26. The BK method is more suitable for channels with relatively stable sandbars and deep pools, whereas the MK method generally yields two Dcf values, which do not reflect drastic changes in water and sediment conditions27. Optimized methods have also been developed. In the Yellow River, Dcf is defined as the first and second Dcf28,29 and has been used to guide the regulation of the Xiaolangdi Reservoir30. The introduction of parameters, such as SSCC31, SSC frequency27,32, riverbed balance33, sliding analysis correction34, and the ratio of squared SSC to Df35 has also optimized the calculation of Dcf. In addition, some methods are based on the optimization of certain parameters, such as the use of a formula for calculating the bed load sediment transport rate18, the selection of representative periods, and the index in the MK method36. Certain methods are based on the distribution characteristics of flow frequency curves11, numerical simulation, and deep learning models37.
In summary, the above methods have mainly been applied to rivers with a high SSC38,39,40. For those downstream of reservoirs with low SSC, the adjustment of the medium flood frequency and the relationship between water and sediment after reservoir regulation will have a significant impact on Dcf41,42. Numerical experiments have also shown that sediment transport patterns, channel morphology, Df variation, and recording length interact with each other, thereby affecting the estimation of Dcf43 and resulting in obvious changes in Dcf44. The application of existing methods to reaches downstream of reservoirs characterized by drastic changes in water and sediment conditions and long-term scouring status is difficult and necessitates improvement. Based on the fundamentals of riverbed deformation and the background of channel reclamation downstream of reservoirs, this study proposes a method for accurately identifying the Dcf in view of the SSCC index in those altered flow and sediment regime conditions, thus enabling the scientific scheduling of reservoirs and ensuring the shaping effect of water flow downstream of the reservoirs, such as in the TGR.
Materials and methods
Study area
With the commissioning of the TGR and a series of cascade reservoirs in the upper Yangtze River, hydrological elements, such as the Df magnitude, temporal and spatial distribution, and the SSC entering the middle and lower reaches of the Yangtze River (MLYR) have changed, resulting in significant changes in the evolution of the riverbed downstream of the reservoirs45. The first and foremost change was a reduction in the flood peak. For example, in 2010 and 2012, the peak floods flowing into the TGR reached 70,000 m3/s and 71,200 m3/s, respectively, but the Df released by the reservoir was controlled to within 45,000 m3/s. The second was the increase in the medium water duration. From 2008 to 2012, the duration of Df between 25,000 and 40,000 m3/s in July and August flowing into the MLYR, represented by the Yichang hydrographic station extended from 121 to 144 days. In addition, the increased Df during the dry seasons before flood season and decreased Df after flood season constitute changes in the temporal and spatial distribution of water flow.
The change in the sediment is relatively obvious, and was manifested by a significant reduction in the SSC and sediment particle size46. The average annual transported sediment amounts at the Yichang, Hankou, and Datong hydrographic stations from 2003 to 2016 were 0.381 × 108 t, 1.03 × 108 t, and 1.4 × 108 t, respectively, which were 92%, 74%, and 67% less than those before storage in the TGR. The relationship between water and sediment was also altered, as shown by a lower SSC under the same Df. In future, following the completion and utilization of reservoirs in the upper reaches of the Yangtze River, the amount of sediment entering the MLYR will be further reduced, and the riverbed, not only the reach in the middle Yangtze River47, but even the estuarine areas48,49 will undergo a longer period of scouring adjustment.
Based on the information above, the MLYR (Fig. 1) is a typical river section affected by reservoir impoundment. Therefore, it was selected as the study area and will provide reference for other river reaches in downstream reservoirs.
Data
The data used in this study mainly consisted of cross-sectional terrain data measured at different sections of the MLYR. This collection included topographic data from 16 sections measured during the dry seasons since 1981. To calculate the hydraulic elements, such as the flow velocity (U) and water depth (H) of the sections, daily averaged Df, SSC, and Zf data from the eight hydrographic stations upstream and downstream of the sections were collected simultaneously. In addition, certain river sections, such as the Nanyangzhou, Nanmenzhou, and Luxikou reaches, were selected to analyze the relationship between the hydraulic elements. These typical river sections have not yet implemented large-scale sandbar protection projects, and their evolution is almost natural, which is likely to reflect the shaping effect of water and sediment conditions on the riverbed. The positions of the cross sections and hydrographic stations are shown in Fig. 1b. All data were sourced from the Hydrological Bureau of the Yangtze River Water Resources Commission, and detailed information is provided in Table 1.
Method
Physical background of riverbed deformation
Riverbed deformation is the result of the sediment-laden water flow movement, which can be expressed in the following formula51:
where \(\rho_{s}\) is the dry weight of the sediment, \(z_{b}\) is the riverbed deformation amplitude over time \(t\), \(\alpha\) is the saturation recovery coefficient, \(\omega\) is the sediment particle settling velocity, \(S\) is the SSC, and \(S^{*}\) is SSCC of the water flow, which is determined by the index \(U^{3} /H\). Among them, \(\rho_{s}\) and \(\omega\) are the basic properties of sediment, and \(\alpha\) has a certain range of values, which can be determined by the calibration of measured data. Therefore, riverbed deformation mainly depends on the contrast between \(S\) and \(S^{*}\). When \(S\) is greater than \(S^{*}\), the riverbed is silted, and vice versa. When the two were comparable, the riverbed was in equilibrium. This indicates that the Df corresponding to the maximum SSCC has the most significant bed shaping effect.
Method to recognize D cf based on the SSCC index
Scouring under long-term subsaturated flow is the current and likely the considerable future state of the riverbed downstream of reservoirs. Channel development is the result of the combined effect of water flow, sediment, and channel boundaries, and the calculation of Dcf should consider these two factors simultaneously. There have been attempts to do so in the past, but when applied to rivers downstream of reservoirs, certain factors may change from primary to secondary, such as SSC. In rivers downstream of the reservoir, particularly downstream of the cascade reservoirs, the SSC is generally extremely small. For example, the annual sediment amount delivered into the MLYR has been below 1 × 107 t since 201446, and the average value from 2014 to 2016 has been reduced by more than 98% compared to the multi-year average value before storage in the TGR. The incoming SSC was significantly mismatched with the SSCC. The shaping of the river channel by water flow is more dependent on its capacity to pick up sediment from the riverbed.
However, the SSCC does not always increase with the Df but starts to decrease upon exceeding a certain value. Figure 2 shows the correlation between the Zf, \(U\), and the SSCC index \(U^{3} /H\) in several typical sections of the MLYR that have high sandbars and are minimally affected by human activities. As the Zf increases, \(U\) does not continuously increase, but turns at a particular Zf. This turning point is also the extreme value point of \(U^{3} /H\), which indicates that the ability of the water flow to deliver sediment and shape the riverbed reaches its maximum value. The Df corresponding to the Zf at this extreme point can be considered to be Dcf. The specific steps of this method are as follows.
First, we selected cross sections with clear sandbars and deep pools that were less affected by human activities within the river channel and collected their terrain observation data. The selected river sections need to have a clear binary structure of sandbars and deep pools. Figure 3 shows the cross-sectional morphology of several typical river sections selected in this study. Evidently, the cross-section distribution of these river sections has obvious sandbars and deep pools. During the dry season, water flows in deep pools, while during the flood season, water flows over the sandbars and fills the cross-section. The relatively little disturbance caused by human activities refers to the lack of bank and sandbar protection. In this case, the river bed evolution is mainly influenced by water, sediment, and riverbed boundary conditions.
Second, we calculated \(U\) and \(U^{3} /H\) of the cross sections at different Zf. For a given cross-section, it can be divided into multiple trapezoidal or triangular elements based on the measured points as shown in Fig. 4a. When Zf is determined, the area \(\left( {A_{i} } \right)\) of each sub section is calculated using the triangle or trapezoidal area formula. The total area (\(A\)) and width (\(B\)) of the section corresponding to Zf can be obtained by accumulating \(A_{i}\) and \(dx_{i}\) of the sub sections. According to the Zf ~ Df relationship curve as shown in Fig. 4b, the Df corresponding to Zf can be found, then \(U\) and \(H\) can be calculated by \(U = D_{f} /A\) and \(H = A/B\). The correlation diagram between \(U\), \(U^{3} /H,\) and Zf is shown in Fig. 2.
Third, the Zf corresponding to the extreme value points of \(U\) and \(U^{3} /H\) on the correlation diagram were determined. Determining this extremum necessitates the use of polynomials to fit the scatter points as shown in Fig. 2. When the first derivative of the fitted polynomial is 0, the corresponding Zf is the one corresponding to the extreme point of \(U^{3} /H\). Then the Df corresponding to this Zf was queried using the relationship between the Zf and Df at a nearby hydrographic station. This Df is Dcf.
Results
D cf in different river sections
Table 2 shows the Dcf and its changes along the MLYR before and after the TGR impoundment, calculated using the method proposed in this study. As seen in the table, the decreased magnitude of Dcf from before to after the TGR impoundment was generally between 2500 and 4700 m3/s, with the Zhicheng hydrographic station having the largest reduction and the Jianli hydrographic station the smallest. The reduction in the section below Chenglingji was approximately 3000 m3/s.
Examination of D cf
The key to the method in this study is to determine the extreme value of the SSCC index, and there are requirements for the shape of the cross sections. This method is not applicable to a single channel without sandbars. To examine the reasonableness of this method, we further established the correlation relationship between Df and SSC in the MLYR during 1981–2002 (Fig. 5). During this period, the MLYR was in a state of relative equilibrium between sediment erosion and siltation52. The correlations have turning points. The SSC corresponding to this turning point can be considered the SSCC, and the corresponding Df has the strongest ability to shape the riverbed. This relationship does not exist or is not evident after the impoundment of the TGR (2003–2020), meaning that the entire MLYR is in a state of subsaturated sediment transport, and the SSC is far from the SSCC. There were no obvious trend turning points in the relationship after the impoundment of the TGR (Fig. 6). Therefore, this method was examined using only the data before the impoundment of the TGR.
Before the impoundment of the TGR, the characteristics of the alluvial plain river began to appear in the river section downstream of Zhicheng. As seen in Fig. 5, the turning features of this relationship are becoming increasingly apparent. The Df at the stations corresponding to the turning point was very close to the Dcf calculated using this method, as shown in Table 2. This indicated that the proposed method was reasonable.
Discussion
Comparison of different methods
Based on the concept that the evolution of a river channel is subject to water and sediment movement, this study presents a method for calculating Dcf by identifying the extreme points of the SSCC index. The method is based on the cross-sectional topography and the relationship between the Zf and Df data of the studied river section, and is relatively simple, but with a good physical background. To test the rationality of this method, Fig. 7 shows a comparison of the Dcf calculated by the BK, GR, and MK methods, and the method proposed in this study, as well as the effective discharge. Table 3 lists the differences before and after water storage in the TGR.
Comparison of the results calculated by different methods revealed that before and after storage of the TGR, the Dcf calculated by the GR method exceeded those calculated by the other three methods. Specifically:
-
(1)
The Dcf calculated using the MK method considers two factors: the SSCC of the Df and the duration of different Df, thus providing a theoretical basis and physical significance. However, the drawback of this method is that the relative change value is often limited by Df classification, which makes it difficult for the method to reflect the changes along the river channel. The effective discharge12 at Jianli station is relatively close to the MK method result. In addition, it shows that the effective discharge at Yichang station decreases with an amplitude ranging from 15,000 to 20,000 m3/s, and 5000 to 10,000 m3/s at Shashi station after 200213.
-
(2)
The GR method is based on experience in selecting the flood Df during a certain recurrence period as Dcf. This method exhibits strong empiricism and subjectivity. However, a water depletion phenomenon has been observed in the MLYR after the construction of the TGR. Although the results obtained by this method can reflect the changing trend along the river channel, they depend solely on the flow process and do not reflect the response of the river boundary conditions.
-
(3)
The starting point of the BK method is the change in Zf, which is often influenced by the water, sediment, and boundary conditions of the reach. This method can compensate for the shortcomings of the MK method by responding to changes along the river reach, but has two limitations. When selecting the terrain of the river channel at a certain period to determine the bankfull elevation at different positions, a large individual error is often made. In addition, most of the sandbars in the MLYR have implemented protection projects, which are influenced by both up-input water and sediment as well as human activities. Thus, it cannot fully reflect the shaping effect of water and sediment, leading to errors in the results.
-
(4)
The method proposed in this study considers both the shaping effect of water flow and the response of the riverbed, and is simultaneously verified using the characteristics of water flow loaded by sediment. The results are between those of the MK and BK methods and reflect the characteristics of changes along the river channel. The limitation of this method is that the studied river sections should have clearly distinguishable sandbars and deep pools. In this type of river, the synergistic effect of water flow and sediment in shaping the riverbed is relatively pronounced53, which makes it easier to detect Dcf.
Influencing factors of D cf
The water situation in the Yangtze River Basin has a certain periodicity. After the TGR impoundment, the upper reaches of the Yangtze River enter a hydrological cycle of runoff depletion. The insufficient precipitation leads to a corresponding decrease in the runoff entering the MLYR, which in turn leads to a reduction in the source of sediment in the river. Therefore, the relatively dry hydrological cycle of the main stream of the Yangtze River after the TGR impoundment is one of the important factors for the smaller calculated values of Dcf in the MLYR compared to before the impoundment.
The sediment interception effect of reservoir operation has led to a reduction of over 98% in sediment transport at Yichang station in recent years, which will have a direct impact on the parameter values in the MK method. With the gradual implementation of dry season replenishment, peak shaving during flood season, and early storage after flood season in reservoirs, the impact of reservoirs on the downstream river runoff process is becoming increasingly apparent. The replenishment during dry season and early storage after flood season mainly affect the flow of small and medium water, and have a relatively small impact on Dcf. The peak shaving scheduling during the flood season changes the natural flood process, with the most obvious being the reduction of peak flow. Therefore, when using the MK or GR methods to calculate Dcf, the values after the TGR should be slightly smaller.
Reservoir regulation not only directly changes the water and sediment conditions, but also brings about changes in the river boundary. The riverbed is generally eroded, and the cross-sectional shape, longitudinal profile shape, sandbar shape, and even bed surface shape will be adjusted accordingly. The ultimate goal of these adjustments is to reduce the flow velocity, match the SSCC with the incoming SSC, and thus make the river tend towards an equilibrium state. In this sense, after the TGR impoundment, the Dcf downstream the dam should also decrease, thereby promoting the evolution of the river towards a balanced state.
To stabilize the river channel conditions, remediation projects, most of which are in the form of protection, have been implemented. In addition, embankments have been built to develop and utilize the sandbars. These projects have altered the mobility of local river boundaries and disrupted the natural and continuous response of protected geomorphic units to water and sediment processes. When determining the Dcf using the BK method or that proposed in this study, the deformation of the sandbars is limited and often cannot reflect the response relationship between sandbar erosion and changes in water and sediment conditions.
Implications on reservoir and river management
The operation of TGR, controlling reservoir in the upper reaches of the Yangtze River needs to ensure the flood safety of the reservoir and the downstream river channel, reduce sedimentation in the reservoir area, and ensure the development of the downstream river channel of the dam. This indicates that when encountering floods, it is not only necessary to control the peak flood Df and total flood volume in combination with the reservoir flood control capacity, but also to maintain a certain Df during the flood season to increase the sediment output capacity of the reservoir. In addition, the output Df needs to reach the Dcf and maintain it for a certain period of time.
Since the TGR entered the experimental storage stage, peak shaving operations have been carried out for flood peaks exceeding 45,000 m3/s. The frequency of high floods occurring downstream of the dam has decreased, and the overflowing probability for high sandbars has decreased correspondingly. Comparison of the calculation results of different methods reveals that compared to before the water storage of TGR, the Dcf downstream the dam has decreased after the water storage, and the magnitude of reduction is smaller as it moves downstream. The actual evolution shows that the adjustments to the cross-sectional shape, longitudinal profile shape, and sandbars shape downstream the dam are within the expected range of changes. Certain branching channels have also exhibited expected shrinkage, and the reduction in Dcf is acceptable.
In the long run, maintaining the current peak shaving operation of the reservoir can achieve various goals such as flood control and reservoir sedimentation. However, at the same time, the output Df exceeding the Dcf downstream of the dam with a certain duration within the year should be satisfactory. In each hydrological cycle, there should be a certain number of years that meets the duration of Dcf to avoid further reduction and ensure the normal development of the river. For the river management downstream reservoirs, full consideration should be given to the actual situation of reduced Dcf to develop effective response measures. This study provide a new method for determining the Dcf. However, the specific duration of Dcf and its total number of years in a hydrological cycle need to be analyzed in greater detail in future research studies.
Conclusions
By combining the actual river evolution in the MLYR and considering the water, sediment and riverbed boundary, this study proposed a method for determining Dcf by identifying extreme value of the SSCC index. The results indicated that this extreme value is easily detected in the MLYR. Calculations show that after the impoundment of TGR, the Dcf along the MLYR decreases to varying degrees, with an average of approximately 3360 m3/s. The maximum reduction (4700 m3/s) occurred in Zhicheng, followed by Yichang with 4200 m3/s. The reduction in Shashi, Luoshan, and Jiujiang stations were 3300 m3/s, while those in Hankou and Datong stations were 2800 m3/s. Jianli station reported the lowest reduction: 2500 m3/s.
In the river downstream of the reservoir, water and sediment conditions, and river boundaries can be derived by specific hydrological cycle changes, reservoir scheduling and operation, river management, and the development and utilization of sandbars. Among these, the focus was on hydrological cycle changes and reservoir operations. The former mainly affects the conditions of water and sediment, whereas the latter also affects the changes the river boundary conditions. The implementation of large-scale river regulation projects also has a significant impact on Dcf. The method proposed in this study is expected to provide Dcf in downstream river regulation and reservoir operation to better leverage the comprehensive benefits of the reservoir and improve the effectiveness of downstream river regulation projects.
Data availability
The datasets used in this study are available from the corresponding author upon request.
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This research was funded by the National Science and Technology Support Program (Grant Number 2022YFC3202602), and the National Natural Science Foundation of China (Grant Number U2240224).
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H.G. contributed to the study conception, material preparation, data collection and analysis, and funding acquisition; L.Z. contributed to material preparation, data collection and analysis, visualization, and data curation. All the authors reviewed the manuscript.
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Ge, H., Zhu, L. Channel-forming discharge based on the extreme value identification of sediment-carrying capacity index. Sci Rep 14, 5830 (2024). https://doi.org/10.1038/s41598-024-56528-x
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DOI: https://doi.org/10.1038/s41598-024-56528-x
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