An extremely sensitive dependence of the electronic properties of SnOx film on sputtering deposition power is discovered experimentally. The carrier transport sharply switches from n-type to p-type when the sputtering power increases by less than 2%. The best n-type carrier transport behavior is observed in thin-film transistors (TFTs) produced at a sputtering power just below a critical value (120 W). In contrast, at just above the critical sputtering power, the p-type behavior is found to be the best with the TFTs showing the highest on/off ratio of 1.79 × 104 and the best subthreshold swing among all the sputtering powers that we have tested. A further increase in the sputtering power by only a few percent results in a drastic drop in on/off ratio by more than one order of magnitude. Scanning electron micrographs, x-ray diffraction spectra, x-ray photoelectron spectroscopy, as well as TFT output and transfer characteristics are analyzed. Our studies suggest that the sputtering power critically affects the stoichiometry of the SnOx film.
Transparent oxide-semiconductor thin-film transistors (TFTs) have already been commercialized to replace amorphous silicon (a-Si) for backplane drivers in flat-panel displays. There is also huge potential in other integrated circuits and high-frequency applications on glass or flexible substrates due to their low-deposition temperature, high field-effect mobility, and transparency in the visible wavelength range1,2,3. Most oxide semiconductors are n-type, such as amorphous indium gallium zinc oxide (a-IGZO)4 and ZnO5. Only a very limited number of oxide semiconductors exhibit p-type conduction. P-channel TFTs are necessary in order to fabricate transparent CMOS circuits. Recently, some metal oxides have proven to be promising p-type oxide semiconductors such as Cu2O6 and SnO7,8. SnO exhibits excellent p-type conductivity due to the effective overlap of Sn 5s orbitals at the valance band maximum7. So far, CMOS inverters using n-type semiconductors (such as SnO2, ZnO) and p-type SnO TFTs have been fabricated9,10. CMOS-like inverters based on bipolar SnO TFTs have also been demonstrated11,12,13. In general, however, p-type metal-oxide semiconductors are much less studied than their n-type counterparts. The reported TFT performance, particularly the on/off ratio, Ion/Ioff, is yet to be satisfactory for most practical applications.
To date, different deposited methods were adopted to fabricate SnO films. The first device-quality SnO film was deposited using pulsed laser deposition (PLD) with a single-phase SnO ceramic target7, and the first SnO-based ambipolar oxide TFT was also fabricated through PLD11. However, it is not easy to deposit large-area thin films using PLD in commercial manufacturing. Electron-beam evaporation was also used for SnO films with a high-purity SnO2 ceramic source, based on the reaction 2SnO2⇋SnO + O28,12,14,15,16,17. However, the as-deposited SnO film required high-temperature post-annealing at more than 300 °C in Ar ambient or 600 °C in vacuum17. Electron-beam evaporation is also not ideal for commercial large-area film deposition. Sputtering, on the other hand, is a very well established thin-film deposition technique in industry. SnO TFTs fabricated with DC magnetron sputtering18,19 exhibited a mobility, μ, more than 6 cm2V−1s−1 and an on/off ratio more than 104. Radio-frequency (RF) magnetron sputtering was also used to deposit SnO recently. Polycrystalline SnO ceramic plate10, Sn metallic target13,20,21, Sn/SnO2 mixed target22, and even ceramic SnO2 target23 have been used as the source of RF magnetron sputtering. Post-annealing was still required but the temperature was generally not higher than 300 °C10,19. SnO is thermodynamically unstable at temperatures higher than 270 °C because of the escalated disproportionation reaction (4SnO → Sn3O4 + Sn → 2SnO2 + 2Sn)22,23,24. In addition, a low process temperature is necessary for flexible electronics. To the best of our knowledge, the only reported flexible SnO TFT was fabricated through DC magnetron sputtering19. Effects of different oxygen partial pressures during sputtering and post-annealing in different gas/vacuum environments have also been studied19,21,25,26.
To date, hole mobilities above 10 cm2V−1s−1 have been achieved in SnO27, fairly comparable to the typical carrier mobilities of n-type metal oxide semiconductors such as ZnO and IGZO. However, the on/off ratios of most of SnO TFTs reported to date7,13,19,28, are only around 103, many orders of magnitude lower than their n-type counterparts where an on/off ratio higher than 109 has been demonstrated29. By using a double-gated structure, the on/off ratio of SnO TFT was recently improved18 to 105. The TFT off state current determines the minimum device power consumption and is important to transparent oxide integrated circuits for future applications. So far, very limited studies have focused on the possible causes of low on/off ratios of SnO TFTs. Ogo et al. suggested that it could be due to trap states deeper than 0.2 eV above the valence band edge, because the Fermi level could not be raised further at large positive gate voltages28. In crystalline SnO, the defects are mainly composed of tin vacancies, oxygen vacancies, tin interstitials (Sni)30. Tin vacancies contribute to acceptor-like shallow defect states which produce p-type conductivity of SnO. The oxygen vacancies may cause shallow defect states near the valence band maximum and conduction band minimum. First-principle calculations suggested that oxygen vacancy concentration in SnO should be orders of magnitude smaller than that of tin vacancies, making them unlikely to quench the p-type conductivity30. Experiments have indicated that a large trap density in the mid-gap region can significantly affect the TFT on/off ratio because of the small indirect bandgap of SnO28. Such mid-gap trap states may be attributed to Sni present in the film30. Interestingly, a study indicated that the presence of Sni could enhance the mobility19, because they may modify the valence band and contribute more to the delocalized Sn 5s and Sn 5p orbitals as compared to the localized O 2p orbitals31. In this study, SnOx films are deposited by radio-frequency magneton sputtering at a range of powers and the fabricated TFTs are annealed at different temperatures. We show that a slight decrease or increase in sputtering power by a few percent can result in an abrupt transition from p-type conduction to n-type conduction as well as a drastic change in the on/off ratio. The study suggests that the main cause of a high off-current (Ioff) in p-type SnO TFTs is the presence of Sni in the film. Enhancements of both the hole mobility and Ioff caused by Sni are observed in our experiment.
Results and Discussion
Dependence of the electronic properties of SnOx TFTs on sputtering power
SnOx films were sputtered using a metallic Sn target in Ar/O2 gas at different sputtering powers from 100 to 150 W corresponding to power densities from 2.63 to 3.29 W/cm2. A heavily doped p-type silicon wafer with a 300-nm thermally grown SiO2 as the gate dielectric was used for the SnOx TFTs. The as-deposited TFTs were annealed in air at different temperatures of 150, 175, 200, 225, 250, 275 and 300 °C.
Figure 1(a) shows the transfer curves of the annealed SnOx TFT that were sputtered at 120 W. The as-deposited SnOx layer was very conductive and the source-drain current ID could hardly be tuned by gate voltage. Annealing at 175 °C decreased ID by three orders of magnitude but the gate still showed little tuneability. After annealing at and above 200 °C, pronounced field effect could be observed. Both the transfer and output characteristics in Fig. 1(a,b) exhibit n-type behavior indicating that the film is predominantly SnO2. The X-ray photoelectron spectroscopy (XPS) results in the Sn 3d5/2 and 3d3/2 core level regions, as shown in Fig. 2(a–d), confirm the existence of SnO2 in the film. The peaks originated from Sn4+, Sn2+, and Sn0 were centered at binding energies of 494.8 and 486.4 eV, 494.0 and 485.6 eV, and 492.4 and 484.0 eV, respectively15,21. Gaussian-dominated fitting (with Lorentz ratio <20%) was applied to deconvolute the contributions of Sn4+, Sn2+, and Sn0. Previous work found that the carrier transport switched from p-type to n-type as the result of transformation from SnO to SnO2 like structures and finally to SnO210. The optimal n-type performance was obtained after annealing at 250 °C with Ion/Ioff = 1.89 × 104 and μ = 0.02 cm2V−1s−1. The low mobility of the n-type sample sputtered at 120 W may be because the predominant composition of SnO2 was amorphous indicated by the lack of crystalline SnO2 in the XRD patterns in Fig. 3(a). Furthermore, the SnO component existed in the film, as shown in the XRD patterns in Fig. 3(a) and XPS spectra in Fig. 2(a–d). SnO elements may act as electron traps and hence reduce the electron mobility of SnO2. The dramatic increase in ID after annealing at 275 and 300 °C by orders of magnitude is likely a result of the disproportionation reaction22,23,24. The resulting metallic Sn makes the film more conductive and more difficult to be tuned by the gate voltage. Films deposited at different sputtering powers below 120 W all exhibited n-type behavior but with lower on/off ratios as shown in Fig. 1(c).
In contrast, p-type behavior originated in SnO was always obtained when the sputtering power was at or above 122 W. Figure 1(d) shows the transfer curves of the SnOx TFT sputtered at 122 W after annealing at different temperatures. The as-deposited film was also very conductive and could not be tuned by gate voltage. ID decreased after further annealing at 175 and 200 °C while the TFTs still did not show any obvious field effect. After annealing at 225 °C, typical p-type characteristics were observed with a hole mobility of 1.40 cm2V−1s−1 and on/off ratio of 9.10 × 103. The highest on/off ratio, 1.79 × 104, was obtained after 250 °C annealing with a hole mobility of 0.92 cm2V−1s−1. Such an on/off ratio is among the highest values reported to date in SnO TFTs with a single gate18. The output characteristic is shown in Fig. 1(e). Further annealing at 275 and 300 °C led to performance degradation as shown in Fig. 1(d) because of the disproportionation reaction22,23,24. Figure 1(f) to 1(i) show the transfer and output curves of the SnOx TFTs sputtered at 130 and 150 W. Similar dependences on the annealing temperature was observed but with much lower on/off ratios as shown in Fig. 1(c).
Detailed performance parameters (subthreshold voltage swing S, μ, Ion/Ioff, Ion, Ioff, and subgap trap density of states Dsg) of the TFTs fabricated at different sputtering powers after annealing at 250 °C are summarized in Fig. 1(j) and Supplementary Table S1. It is observed that in comparison to Ion, Ioff shows a much more sensitive dependence on the sputtering power. Furthermore, S value decreases as the sputtering power decreases, indicating a decrease of Dsg in the channel layer and the interface as S = ln10(kBT/q)(1 + qDsg/CG)29. Here, q is the electron charge, kB is the Boltzmann constant, T is the temperature, and is the gate capacitance. The obtained value of Dsg for the p-type SnO TFTs was in the order of 1014 cm−2eV−1, making it difficult to raise the Fermi level under positive gate biases, resulting in a high Ioff28. Furthermore, Ioff and Dsg are positively correlated as shown in Fig. 1(j), which is consistent with the findings by Ogo et al.28.
The decreases of Ioff, μ, and S at lower sputtering powers (122, 125, 130, and 140 W) can be attributed to the change in the Sni concentration28,30,31,32. First, the Sn:O ratio decreases as the sputtering power decreases33. Sn-rich SnO films are likely to form at high sputtering powers because the sputtered Sn atoms from the target can travel at high speeds and may not be sufficiently oxidized when reaching the substrate. On the other hand, O-rich SnO films are likely formed at low sputtering powers. According to first-principle calculations the formation energy of Sni is lower in Sn-rich films than in O-rich films30. As a result, Sni forms more easily in Sn-rich films produced at high sputtering powers than in O-rich films at low sputtering powers. Furthermore, Sni is expected induce a huge density of states in the bandgap30, leading to a high Ioff28. As such, both S and Ioff were found to decrease with the diminution of sputtering power. Moreover, Sni can improve the hole mobility by enhancement of delocalized Sn 5s and 5p orbitals in the valence band maximum31, and hence μ was found to decrease as the sputtering power decreased. The dependence of Sni density in the film on the sputtering power and the slight anomaly at a sputtering power of 150 W will be discussed further with XRD and SEM analysis.
Supplementary Table S1 shows the key parameters, Ion, Ioff, Ion/Ioff, S, μ, and Dsg, of p-type TFTs with SnO sputtered at different powers after annealing at 225 and 250 °C in air. Films annealed at both temperatures showed very similar dependence on the sputtering power. At the higher annealing temperature, the tin-to-oxygen ratio in the film is expected to be lower due to further oxidation of SnO and excess metallic Sn21 in the film. It is therefore reasonable that films annealed at 225 °C contained more Sni than those annealed at 250 °C, and this is confirmed by XPS analysis as shown in Fig. 2(f,g). The topmost ultrathin layer of the SnOx film (~1 nm) should be the native oxidized SnO2 layer15, and the photoelectron inelastic mean free path under the Al-Kα X-ray source (1486.6 eV) is ~2 nm. Hence, Sn4+ component has been overestimated in the XPS results, but the increased ratio of Sn4+/Sn2+ can confirm an increase of the SnO2 component and a decrease of the SnO component with the increasing annealing temperature, as shown in Fig. 2 (e–h). Thereby, the atomic tin-to-oxygen ratio (Sn/O) decreases as the annealing temperature increases, and this agrees very well with that reported by Cho et al.21. As a result, the SnOx film gradually transformed from Sn-rich to O-rich when the film was annealed in the air with increasing temperatures. According to the first-principle calculations, the formation energy of Sni in Sn-rich films is much lower than that in O-rich films30. Thus, the amount of Sni in the 250 °C sample should be less than that in the 225 °C sample. This is further supported by the formation of Sn clusters, which should partly originate from Sni, in the 250 °C sample as shown in the SEM results (Fig. 4). Sni defects are expected to enhance the hole mobility, because they modify the valence band maximum by improving the ratio of delocalized Sn 5s and 5p orbital contributions to localized O 2p orbital contribution19,31. Thereby, the hole mobility decreased as the annealing temperature increased from 225 to 250 °C. In addition, as the annealing temperature increases, the increased amount of n-type SnO2 can act as hole traps and thus also decreases the hole mobility. The increase of on/off ratio is attributed to the decrease amount of Sni, when the p-type samples were annealed from 225 to 250 °C. Sni defects are expected to induce a huge density of states in the bandgap30, which makes it difficult to raise the Fermi level under positive gate bias28. Thus, lower Sni concentrations in the p-type samples annealed at 250 °C than those in the samples annealed at 225 °C leads to lower off currents and consequently higher on/off ratios, as shown in Fig. 1(d,f,h) and Supplementary Table S1.
Dependence of the microstructures of SnOx films on sputtering power
One-μm-thick SnOx films sputtered at various sputtering powers were prepared for XRD analysis. Figure 3(a) shows the XRD patterns of as-deposited and annealed SnOx films sputtered at 120 W. The as-deposited film is obviously amorphous. A single peak, attributed to Sn3O432,34, was observed after annealing at 175 °C. The Sn3O4 may be intermediate oxidation state when SnO was oxidized to SnO2 although pronounced disproportionation reaction was mostly observed at higher temperatures22,23,24. Clear SnO peaks were observed after annealing at 200~300 °C, but SnO2 rather than SnO should be the dominant phase in the film because separate TFTs sputtered and annealed under the same conditions all showed n-type conduction. SnO2 is amorphous at this temperature and cannot be detected by XRD35,36, but can be confirmed by XPS as shown in Fig. 2. The Sn3O4 peak disappeared after annealing at 225 °C, indicating the completion of the disproportionation reaction and oxidation from Sn3O4 to SnO2.
Figure 3(b) shows the the XRD patterns of the as-deposited and annealed SnOx films sputtered at 122 W. SnO peaks were detected in films annealed at 200~300 °C, and a Sn3O4 peak was observed after annealing at 275 °C. In films sputtered at higher sputtering powers (Fig. 3(c,d)), both Sn and SnO peaks were observed in XRD spectra. These results agree well with previous XPS analysis, i.e., the percentage of metallic Sn in the film increases as sputtering power increases33. It is worth noting that the crystallization of films sputtered at 150 W was detected at a lower annealing temperature of 175 °C, indicating that crystallization occurred more easily in the film sputtered at higher powers. This was most likely due to higher kinetic energy of sputtered atoms and hence stronger ability of self-organizing during the film formation. Similar dependence of crystallinity on sputtering power was also observed in ref. 33.
A small Sn3O4 peak was detected in as-deposited films sputtered at 130 W, and a much stronger Sn3O4 peak was observed when the sputtering power reached 150 W. This is likely due to sputtered atoms having higher kinetic energies, making it easier to reach the intermediate oxidation stage32,37. Previous work showed that Sn3O4 could behave as an n-type semiconductor with dominant electron transport mechanism described by variable range hopping38. Further work is needed to study the influence of the Sn3O4 phase to SnO TFTs.
Figure 3 also indicate a stronger presence of pure Sn phase at higher sputtering powers, particularly 130 and 150 W. Sn atoms are expected to be sputtered at higher rates (as shown in Supplementary Fig. S4) and hence less likely to be thoroughly oxidized before reaching the substrate, resulting in excess Sn. Overall, the XRD spectra indicated that the composition of the film was not pure but with coexistence of Sn, SnO, Sn3O4 and SnO2. However, the electrical properties in Fig. 1 indicate that SnO2 is the dominant phase in the films sputtered at 100, 110, and 120 W, and SnO is the dominant phase at 122, 130, 140, and 150 W.
Dependence of the surface morphologies of SnOx films on sputtering power
Figure 4(a) shows the scanning electron micrograph of as-deposited and annealed SnOx films (27 nm thick for TFTs) sputtered at 120 W. The as-deposited film was quite smooth. Tiny bright spots were observed in the film after annealing at 175 °C, which we speculate to be metallic Sn clusters. Given that the as-deposited film sputtered at 120 W was very conductive, there might be some metallic Sn in the film which could not be detected by XRD. Such tiny bright spots gradually disappeared after further annealing, which might be due to the oxidation process of metallic Sn to amorphous SnO2.
Figure 4(b–d) show the surface morphologies of as-deposited and annealed p-type SnO films sputtered at 122 W, 130 W, and 150 W, respectively. The as-deposited films were all quite smooth. Obvious change of the surface morphology occurred after annealing at 250 °C, 200 °C, and 200 °C for films sputtered at 122 W, 130 W, and 150 W, respectively. The change of the surface morphology could be related to the crystallization of SnO and the formation of Sn clusters at the grain boundaries or dislocations. Furthermore, some cracks were observed in annealed film sputtered at 150 W (Fig. 4(d)) which could be related to grain boundaries25.
The optimal n-type or p-type TFT performance was obtained after annealing at 250 °C (Fig. 1 and the red box in Fig. 4), where the suspected Sn clusters became larger as sputtering power increased. This is consistent with the presence of more Sn as shown in the XRD spectra in Fig. 2. It can also be observed that such Sn clusters were mostly distributed along the cracks (Fig. 4(d)). In general, excess Sn may exist in the SnOx film in the forms of Sni in the SnO lattice and Sn clusters, which may and may not be at the grain boundaries, dislocations, etc19. Sn clusters are not continuous and should not significantly affect the TFT properties. Sni can affect the off current by forming the mid-gap states as discussed above.
Our experiments showed that TFTs fabricated at a sputtering power of 150 W showed a slightly higher on/off ratio than those TFTs fabricated at 140 W. Sn clusters are expected to form more easily at structural defects, such as the cracks shown in SEM images in Fig. 4(d). As a result, less Sn interstitials are expected to remain after annealing induced clustering, leading to fewer mid-gaps states and a lower off current. Fewer Sn interstitials would contribute less to the Sn 5s and Sn 5p orbitals compared to the localized O 2p orbitals31, resulting in a slightly reduced mobility as shown in Fig. 1(j) and Supplementary Table S1.
We have fabricated n- and p-type SnOx TFTs by precisely controlling the sputtering power. Our experiments revealed that even a tiny increase of the sputtering power above the critical value could sharply switch the film conduction from n- to p-type. The highest on/off ratio of our p-type SnO TFT was 1.79 × 104, which is among the best values reported to date in single-gated TFTs. Our XRD/XPS/SEM analysis suggested that the high on/off ratio could be related to the formation of Sn clusters and the resulting reduction of Sn interstitials and the related mid-gap states, which occurred most strongly at an annealing temperature of 250 °C. The revealed extremely sensitive dependence of SnO film properties on sputtering conditions may provide useful clues to future work in order to further reduce the off current of P-type SnO TFTs which remains a key bottleneck issue in achieving satisfactory oxide-semiconductor CMOS circuits for practical applications.
Film growth and characterization
SnOx layers were deposited by radio frequency magnetron sputtering using a metallic Sn target. The target is 3 inches in diameter with an area of 45.60 cm2. The substrate temperature was 100 °C. The working pressure during sputtering process was ~4.8 mTorr with a fixed Ar/O2 mixture atmosphere at a ratio of 23/3. The thickness of SnOx films for TFTs and SEM imaging was 27 nm, and the thickness of SnOx films for XRD was 1 μm. The sputtering powers were set at 100, 110, 120, 122, 125, 130, 140, and 150 W. The microstructure of the SnOx films was characterized by X-ray diffraction (XRD, D8 Advance). XPS (ESCALAB 250) measurements with an Al-Kα X-ray source were carried out to determine the chemical components of the film.
Device fabrication and characterization
A heavily doped p-type silicon wafer was used both as substrate and gate electrode. 300-nm thermally grown SiO2 was employed as the gate dielectric. Bottom gate TFT structures were fabricated using shadow mask. The source and drain electrodes were 50 nm-thick Pd deposited by an electron-beam evaporator. The active channel length and channel width were fixed at 60 and 2000 μm, respectively. Nine devices were fabricated at each of sputtering powers. The devices were annealed in air at 150, 175, 200, 225, 250, 275, and 300 °C step by step, and the annealing time was 1 hour at each temperature. The surface morphology of channel layer was analyzed using a scanning-electron microscope (FEI Nova NanoSEM 450). Device characteristics of the TFTs were measured using a source/measure unit (Agilent B2902A) in dark.
How to cite this article: Li, Y. et al. Extremely Sensitive Dependence of SnOx Film Properties on Sputtering Power. Sci. Rep. 6, 36183; doi: 10.1038/srep36183 (2016).
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This work was financed by the National Key Research and Development Program of China (Grant No. 2016YFA0301200), the National Natural Science Foundation of China (Grant Nos 11374185 and 11304180), Engineering and Physical Sciences Research Council (EPSRC) (Grant No. EP/N021258/1), China Postdoctoral Science Foundation funded project (2016M590634), the Natural Science Foundation of Shandong Province (ZR2013EMQ011), the Natural Science Foundation of Jiangsu Province (BK20151255), Suzhou Planning Projects of Science and Technology (SYG201527 and SYG201616), and the Fundamental Research Funds of Shandong University (2013TB008, 2014QY005 and 2016WLJH44).
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Scientific Reports (2018)