The longitudinal arch is one of the hallmarks of the human foot but its evolutionary history remains controversial due to the fragmentary nature of the fossil record. In modern humans, the presence of a longitudinal arch is reflected in the angular relationships among the major surfaces of the human talus and calcaneus complex, which is also known as the rearfoot. A complete talus and calcaneus of Australopithecus sediba provide the opportunity to evaluate rearfoot posture in an early hominin for the first time. Here I show that A. sediba is indistinguishable from extant African apes in the angular configuration of its rearfoot, which strongly suggests that it lacked a longitudinal arch. Inferences made from isolated fossils support the hypothesis that Australopithecus afarensis possessed an arched foot. However, tali attributed to temporally younger taxa like Australopithecus africanus and Homo floresiensis are more similar to those of A. sediba. The inferred absence of a longitudinal arch in A. sediba would be biomechanically consistent with prior suggestions of increased midtarsal mobility in this taxon. The morphological patterns in talus and calcaneus angular relationships among fossil hominins suggest that there was diversity in traits associated with the longitudinal arch in the Plio-Pleistocene.
The longitudinal arch of the human foot aids in propulsion and represents an energy-saving and shock-absorbing mechanism that is part of a suite of midfoot stabilizing morphologies associated with a commitment to terrestrial locomotion1,2,3. Great apes lack these specializations for terrestrial locomotion and instead have much more mobile feet that are more suited to vertical climbing and arboreality4,5. Whether or not early hominins possessed a modern human-like longitudinal arch is controversial, in large part because few of the relevant foot fossils have been recovered. Of the hominin species that do preserve the relevant morphology, Ardipithecus ramidus (4.4 Ma) possessed an abducted hallux, which precludes a modern human-like longitudinal arch6. Foot fossils attributed to A. afarensis are found at Afar Locality 333 at Hadar, Ethiopia7,8, although there is a talus and two phalanges associated with the A.L. 288–1 partial skeleton. The A. afarensis foot skeleton has a mix of some ape-like traits (e.g., long, curved phalanges), and several traits derived in the direction of modern humans (e.g., talocrural joint orthogonal to tibia, robust calcaneal tuber). Previous researchers have suggested that A. afarensis lacked a longitudinal arch based on prominent tuberosities on the lateral cuneiform (A.L. 333–79) and naviculars (A.L. 333–36, −47)9,10,11. However, Australopithecus afarensis (3.8–2.9 Ma) is now generally agreed to have had a longitudinal arch, as demonstrated most clearly in the morphology of a complete fourth metatarsal2,8 (but see ref. 12 for an alternative view) and the attribution of the Laetoli fossil footprints (3.7 Ma) to this taxon13,14.
The OH 8 fossils represent one of the most complete early hominin feet ever discovered15. Although originally assigned to Homo habilis, its taxonomic affinity is controversial given the co-occurrence of H. habilis and Paranthropus boisei at Olduvai Gorge c. 1.8 Ma16. A variety of conclusions have been drawn based on the morphology of OH 8, but the current consensus is that it is more similar to modern humans than to apes in ankle and midtarsal morphology, hallucal adduction, and metatarsal robusticity patterns5,10,17,18,19. There are some ape-like aspects of its trochlear morphology, but the talocrural joint is oriented orthogonally to the tibia, as it is in all bipedal hominins5. Whether or not OH 8 possessed a longitudinal arch is controversial and unresolved. Day and Wood20 showed that the talar declination angle of the OH 8 talus is ape-like, which would imply that this individual lacked a longitudinal arch. Furthermore, the metatarsal torsion pattern of OH 8 is ‘intermediate’ between modern humans and apes with a more medially oriented second metatarsal, which has been suggested to be related to longitudinal arch height21. Oxnard and Lisowski22 suggested that the transverse arch was re-constructed abnormally high in OH 8 and that a more anatomically accurate articulation of the tarsus results in a lower transverse arch, though this is not a uniquely modern human trait23,24,25. Whether Paranthropus (~2.7–1.2 Ma) or Australopithecus africanus (~2.5–2.0 Ma) possessed an arched foot has never been fully investigated, in part due to paucity of fossils and the difficulty in taxonomic assignation of foot fossils without craniodental material.
Australopithecus sediba (2.0 Ma) has been reported to have a longitudinal arch, despite the presence of ape-like features associated with greater midfoot mobility and a gracile calcaneal tuber26,27. The adult female individual of Australopithecus sediba (MH2), is represented by a talus, calcaneus, and distal tibia26,28. The calcaneus is ape-like in calcaneal tuber robusticity, its more dorsal orientation of its lateral plantar process (LPP), and mobile subtalar joint26,27. The talus is mosaic with a derived talocrural joint and a greatly enlarged talar head. However, it has been suggested that both the calcaneocuboid joint and the triceps surae attachment were plantarly oriented and thus human-like, indicating a dorsally elevated calcaneus consistent with the presence of a modern human-like longitudinal arch26,27. Furthermore, the MH2 calcaneus (U.W. 88–99) has a scar on the plantar surface consistent with an attachment for the long plantar ligament. A similar ligamentous scar can be seen on the 2.6 Ma calcaneus from the Omo Shungura Formation, Ethiopia (Omo 33-74-896)19 as well as the A.L. 333 (−55, −8) calcanei. However, hypotheses related to articular facet orientation have not been tested in extant hominoids or fossil hominins, including A. sediba.
The human foot has been described as a ‘twisted plate’29,30 wherein the rearfoot is in contact with the substrate in mild varus, the midfoot is elevated, and the forefoot is in contact with the substrate in pronation30. Although anatomists created this analogy to describe the human foot, it also applies to plantigrade apes. The African ape rearfoot is inverted and makes contact with the substrate during the stance phase of the terrestrial gait cycle, which is a posture that has been termed ‘inverted heel-strike plantigrady’, while the mid- and forefoot are everted26,31,32. The magnitude of the ‘twist’ in the plate is proportional to the degree of transverse tarsal joint supination-pronation, such that the foot becomes ‘untwisted’ when the forefoot is supinated and the rearfoot is in valgus30. Therefore, the pronation ‘twist’ of the midtarsus must occur in both apes and humans during closed chain terrestrial locomotion. Plantigrade apes possess modifications of the transverse tarsal joint relative to non-plantigrade taxa that reflect these differences, such as a more plantarly oriented talonavicular joint, and a tall calcaneocuboid joint relative to its width31. The bony morphology associated with the proximal portion of the human longitudinal arch is therefore rooted in an evolutionary history characterized by rearfoot plantigrady. The morphology of the rearfoot should further reflect modifications related to the dorsal elevation of the talus and calcaneus in the modern human foot associated with the evolution of the longitudinal arch.
The objective of this study is to test the hypothesis that the angular relationships among the major surfaces of the rearfoot reflect the presence of a longitudinal arch in humans. Morphologically, the medial longitudinal arch is composed of the talus, navicular, medial cuneiform and first metatarsal, whereas the lateral longitudinal arch is composed of the calcaneus, cuboid, and lateral metatarsals. The arched configuration of the modern human foot therefore results in the inclination of elements proximal to the talocrural axis of rotation (i.e., the calcaneus) and the declination of articulations distal to this axis (i.e., the talar head, metatarsals). In clinical contexts, longitudinal arch height in modern humans is typically measured using the angular inclination of the calcaneus or the position of the talonavicular joint relative to the substrate33,34,35. The talus and calcaneus represent both medial and lateral components of the longitudinal arch, and should be reliable indicators of longitudinal arch presence or absence (Fig. S1). First, if this hypothesis is true, the talonavicular and calcaneocuboid joints should be plantarly oriented relative to the ankle joint and the long axis of the calcaneus, respectively20,36,37, in order to maintain alignment with the transverse tarsal joint, which has a unique functional relationship with the longitudinal arch4,38,39. Second, to compensate for the elevation of the calcaneus, the angle of the subtalar joints (i.e., the anterior and posterior talocalcaneal joints) should increase relative to the long axis of the calcaneus concomitant with the more laterally positioned talus immediately above the calcaneus23. Third, the angulation of the attachment site for the triceps surae should decrease relative to the calcaneus to maintain the line of pull by the gastrocnemius and soleus muscles26, and to reduce the length of the moment arm of the triceps surae tendon, which has been shown to be a derived trait correlated with running economy in modern humans40. I then test the hypothesis that Australopithecus sediba possessed a longitudinal arch26,27. If A. sediba possessed a longitudinal arch, it should be more similar to humans than to non-human hominoids in its pattern of rearfoot angular relationships. These predictions are tested by calculating angles between the major surfaces of the talus and calcaneus in extant hominoids and fossil hominins.
A discriminant function analysis shows that seven angular measurements of the talus and calcaneus clearly differentiate modern humans from living apes and in a leave-one-out cross-validation modern humans are always correctly assigned (Fig. 1). Because not all angular measurements could be taken on all fossil specimens due to damage, separate analyses of subsets of the 7 angles were conducted to maximize inclusion of the fossils (Figures S3–S5, Tables S1–5). In general, angular relationships conform to predictions based on rearfoot posture in modern humans (Fig. 2, Table 1) with some notable exceptions. There is no difference among humans, gorillas, and orangutans in the angular orientation of the anterior talar facet of the calcaneus, which shows that it is probably a poor correlate of longitudinal arch presence (contra Morton, 1924). Additionally, there are some cases where other taxa approach modern humans in certain angular metrics such as the more plantarly oriented calcaneocuboid joint of gorillas compared to chimpanzees. However, no extant taxon has the full suite of traits that characterize the rearfoot of modern humans, especially the plantarly oriented talonavicular and calcaneocuboid joints, as well as the plantarly oriented triceps surae attachment. As such, subsequent analysis and discussion focuses on these variables when present in fossil hominins.
Confirming prior studies2,8,14, the geologically oldest taxon in the analysis, A. afarensis, is modern human-like in articular facet orientations and thus probably had a longitudinal arch. The two A. afarensis tali (A.L. 288–1, A.L. 333–147) are similar to modern humans in the plantar declination of the talar head relative to the ankle. The most complete A. afarensis calcaneus (A.L. 333–8) also has a modern human-like angular relationship between the triceps surae attachment and the posterior talocalcaneal joint relative to the long axis of the bone. A composite A. afarensis rearfoot is classified as Homo sapiens in a multivariate discriminant function analysis using a subset of the variables (Fig. 1). These results mirror a previous analysis of fourth metatarsal morphology in A. afarensis2, which showed that the long axis of the metatarsal shaft was oriented plantarly relative to the metatarsal base. The presence of a longitudinal arch in A. afarensis implies a commitment to terrestrial locomotion in this taxon2. Additional morphological evidence for terrestriality in A. afarensis derives from its adducted hallux41, the orthogonal orientation of its talocrural joint relative to the tibia5,42, its robust calcaneal tuber43,44, and its flattened posterior talocalcaneal joint26,43.
In contrast, none of the more recent fossil specimens analyzed here have similar angular morphologies to modern humans, and thus probably did not have a modern human-like longitudinal arch. The late occurring (2.0 Ma) A. sediba, which has an associated complete talus and calcaneus from the MH2 individual, lacks the plantarly oriented talonavicular and calcaneocuboid joints that are unique to modern humans, as well as the acute angle between the triceps surae attachment and the long axis of the calcaneus. All analyses clearly situate A. sediba among ape-like angular morphologies. The morphology of the A. sediba rearfoot is thus very similar to that of extant African apes. All fossil hominin tali attributed to temporally younger taxa like A. africanus, H. habilis, and H. floresiensis possess talonavicular joint angles outside of the range of variation for modern humans, except Omo 323-76-898 (Fig. 2). Although these fossil specimens (A.L. 288–1, A.L. 333–147, Omo 323-76-898) fall within the ranges of variation of humans and African apes, a multivariate analysis of 3 angular variables classifies A. afarensis as Homo sapiens, confirming its overall more human-like morphology, and all other hominin tali, including the Omo specimen, as non-human, which confirms its more ape-like talar head sagittal plane orientation (Fig. S5). Given that modern humans are a large-bodied, terrestrially adapted taxon, there is a possibility that some unique aspects of their talus and calcaneus articular orientation could be the result of allometry. Furthermore, the small size of many fossil hominins compared to most modern humans could result in the appearance of a low or absent longitudinal arch if there was a significant allometric component. To test for the effects of allometry, Pearson’s correlations were calculated between each variable and the overall size of the rearfoot calculated as the geometric mean of the square root of the talus and calcaneus surface areas (Table S5). There are no significant relationships between any angular variable and rearfoot size across each hominoid taxon. In Gorilla gorilla, there are two variables related to talar head morphology (troch-nav, cala-nav) which have a p-value just above the standard alpha of 0.05. However, the correlations (designated by the r values) are significantly less than 0.5, which indicates that it is probably not biologically meaningful (following ref. 45). Intraspecific rearfoot size does not explain the observed pattern of rearfoot angular relationships across hominoid primates. All fossil hominin tali from later than 2.5 Ma sampled here lack the derived rearfoot configuration characteristic of both modern humans and A. afarensis that has been associated with the presence of a longitudinal arch (Fig. S2).
The hard and soft tissue specializations of the modern human mid- and forefoot enable it to be mobile enough to conform to substrates during midstance and rigid enough to act as a propulsive lever during the toe-off stage of the gait cycle. These bony traits include the dorsoplantar expansion and concomitant flattening of the lateral tarsometatarsal joints2,46,47, the proximomedial positioning of the cuboid beak, the high medial torsion of the talar head, and the permanent adduction of the hallux. Great apes lack these bony features and instead have much more mobile tarsometatarsal, calcaneocuboid, and talonavicular joints4,46,48,49. Among the soft tissue manifestations of this specialization is a well-developed plantar aponeurosis, which is an important component of the midfoot stabilizing ‘windlass mechanism’2,50. Since the plantar aponeurosis attaches distally to the bases of all five proximal pedal phalanges, passive dorsiflexion of the metatarsophalangeal joints results in the tautening of the plantar soft tissues, which mildly flexes the metatarsus and raises the longitudinal arch as the rearfoot supinates in response to the action of the triceps surae2,50,51. Thus, the height of a modern human individual’s longitudinal arch changes throughout the stance phase of the gait cycle. Recent biomechanical analyses have shown that modern humans with a lower longitudinal arch tend to have greater lateral midfoot mobility52, greater midfoot pronation, and increased dorsiflexion at the hallucal metatarsophalangeal joint53,54.
The shape of the tarsometatarsal joints has been shown to be a reliable osteological correlate of such tarsometatarsal mobility in modern humans and great apes46,54. The Malapa Hominin 1 (MH1) individual of A. sediba has the most convex fourth metatarsal of any australopith yet discovered and its curvature value falls outside of the range of modern human variation27, implying that this individual may have possessed a ‘midtarsal break’54. While it is certainly possible that the MH1 fourth metatarsal is representative of the extreme upper end of variation for the A. sediba species and thus not meaningfully dissimilar from modern humans, the remaining pedal elements (as represented by MH2) show that A. sediba was distinct from humans and some other fossil hominins, like A. afarensis. The distributions of values for single metrics often overlap among species with different adaptations (e.g., humans and chimpanzees), but in most cases these traits probably do not covary with other functionally relevant traits in the same manner across taxa, and thus probably do not exist within similar morphological and, by extension, functional systems. No modern humans possess the totality of features that characterize the foot of A. sediba. If form follows function, this observation militates against modern human-like foot function in A. sediba, even when considering the significant range of variation in single traits in modern humans since functional systems, and the evolutionary processes that produce and maintain them, are intrinsically multivariate55. The evolution of these morphologies probably involved selection on the total function system comprised of the foot and lower limb in hominins, rather than micro anatomical regions given that morphological structures evolve in a correlated fashion56,57,58,59. Although there is considerable variation within species and metric overlap between them, the geometric configuration of talus and calcaneus articular surfaces in A. sediba is consistent with suggestions of increased midtarsal mobility26,27,54 and the absence of a longitudinal arch.
Paleoecological data combined with morphological data on the postcranium of Australopithecus suggest a possible paleobiological division between A. sediba and other hominins. Recent analyses of stable isotopes and dental microwear showed that the diet of A. sediba was most similar to chimpanzees and Ardipithecus ramidus in their preferential consumption of C3 foods in the presence of abundant C4 foods60. Other hominins like A. afarensis and A. africanus may have been more mixed in their C3/C4 consumption. Australopithecus anamensis, the likely precursor to A. afarensis, is not as well-known postcranially, but at 4.1 Ma it apparently possessed a modern human-like distal tibia morphology that is more derived than A. sediba26. The A. anamensis-A. afarensis lineage might have become adapted for terrestriality, with taxa in South Africa never developing the traits seen in east African Australopithecus such as a robust calcaneal tuber26,44, human like limb size proportions61, and a longitudinal arch. The phylogenetic relationships among Plio-Pleistocene hominins are unresolved but most analyses support A. afarensis nearer the base of the hominin clade and A. africanus as more closely related to Homo62,63. If A. afarensis contributed to the ancestry of Homo64, there would need to be an evolutionary reversal in morphologies related to the longitudinal arch, as is the case for other areas of anatomy26,44,61, with no specific functional explanation. If not, the presence of a longitudinal arch in A. afarensis and modern humans would have necessarily evolved independently. This hypothesis is supported by the ape-like talonavicular joint angle in the LB1 individual of Homo floresiensis and purported Homo fossils (e.g., OH 8, KNM-ER 813, KNM-ER 5428). Australopithecus sediba was originally suggested to represent a probable ancestral condition for Homo28, but recent analyses suggest that it is no more closely related to Homo than to A. africanus63 (but see ref. 65), whose own phylogenetic position has been unstable66. The alternative evolutionary hypothesis is that A. afarensis is ancestral to Homo and the derived craniodental traits shared by A. africanus, A. sediba, and Homo evolved via homoplasy. This would require at least one evolutionary reversal to explain the ape-like morphologies in H. floresiensis and other purported Homo fossils. Regardless of which phylogenetic hypothesis is adopted, homoplasy must have played a role in the evolution of morphologies associated with the longitudinal arch—either in the convergence of A. afarensis with modern humans or through evolutionary reversals in later hominins like A. sediba, A. africanus, and Homo. Phylogenetic analyses that consider postcranial morphology have the potential to resolve these issues and more research in this area is sorely needed.
The pattern of rearfoot angular relationships in extant taxa suggests that A. sediba lacked a longitudinal arch, unlike the more derived A. afarensis. The inferred absence of an arch in A. sediba is consistent with suggestions of increased midtarsal mobility26,27. The two major traits that distinguish the modern human foot from the ape foot are the longitudinal arch and the adducted hallux36. One of the emerging hypotheses in paleoanthropology is that early hominins were diverse in their locomotor adaptation as evidenced by morphological diversity in postcranial traits related to arboreality and terrestriality10,11,67. Recently discovered fossils from Woranso Mille, Ethiopia suggest that at c. 3.4–3.3 Ma there existed two pedal morphs in East Africa—one with a more modern human-like degree of hallucal adduction and the other with a more Ardipithecus-like hallux68. Whether the Burtele hominin is a late-surviving member of Ardipithecus ramidus, or belongs to Australopithecus anamensis or Australopithecus deyiremeda69 is unknown. The data presented here suggest that there was also diversity among hominins in traits associated with the longitudinal arch. If the derived traits in the A. afarensis foot are convergences, the evolution of the longitudinal arch in the Homo lineage probably occurred c. 2.0 Ma, perhaps as part of a shift to a postcranial body plan adapted for the type of exclusive terrestrial bipedalism seen in Homo erectus70,71. It is difficult to incorporate phylogenetic uncertainty into empirical reconstructions of evolutionary patterns, especially in cases of evolutionary singularities such as hominin bipedalism. However, the currently available paleontological and neontological data do not support scenarios invoking repeated evolutionary reversals in traits associated with the longitudinal arch, and other areas of anatomy26,44,61, especially without adaptive explanation. These hypotheses could be further evaluated with additional discoveries and analyses of Australopithecus and Homo foot fossils.
Extant and fossil sample
The extant sample derives from the American Museum of Natural History (AMNH), United States National Museum (USNM), Cleveland Museum of Natural History (CMNH), Academy of Natural Sciences Philadelphia (ANSP), and collections at New York University (NYU), and SUNY Stony Brook. Original fossil material from Sterkfontein and Malapa was examined at the University of the Witwatersrand in Johannesburg, South Africa. The Australopithecus sediba talus (U.W. 88–98) and calcaneus (U.W. 88–99) fossils were originally CT scanned and digitally separated from one another with a previously published protocol16,18. All other observations of fossil hominin tali and calcanei were conducted using high quality casts housed at the Cleveland Museum of Natural History and the Center for the Study of Human Origins (CSHO) at New York University. There are several Australopithecus or Homo/Paranthropus tali that are well-known but too fragmentary to include in this study: AL 333–75 (talar head only), KNM-ER 1476 (lacks dorsal portion of talar head), StW 347 (lacks posterior half of trochlea), StW 486 (lacks posteromedial corner of talar trochlea), StW 102 (lacks talar head), SKX 42695 (lacks talar head), TM 1517 (lacks plantar two-thirds of talar head and posterolateral corner of trochlea).
Bones were scanned with a NextEngine desktop laser scanner in at least two orientations with ten rotations per scan. A three-dimensional surface mesh was created for each bone by combining the scans of both orientations in Geomagic Studio software and cleaning imperfections (e.g., filling holes). Articular surfaces were segmented from non-articular surfaces using Geomagic Studio software (following refs 72, 73). Although non-articular, the triceps surae attachment site on the proximal end of the calcaneal tuber was also segmented from the bone since this surface is included by previous researchers in longitudinal arch hypotheses26,27 and since it is directly related to the function of the triceps surae in taxa that differ in heel elevation (e.g., those with a longitudinal arch). Three-dimensional angles between surfaces were quantified by calculating the inverse cosine of the dot product between normal vectors defined by least squares planes fit to each surface (following refs 72, 73). Calcaneus angles were calculated relative to a basal plane that is parallel to the long axis of the bone defined by three non-collinear landmarks: most plantar point of the calcaneocuboid facet, most plantar point of the medial plantar process, and most plantar point of the lateral plantar process or the peroneal trochlea (whichever is more plantarly oriented). Thus, the basal plane of the calcaneus is homologous across all specimens regardless of the presence or absence of the lateral plantar process (e.g., in humans and Australopithecus afarensis). These angles were specifically chosen to reflect the orientation of (1) the transverse tarsal joint (base-cub, troch-nav, troch-cala, nav-cala), (2) the subtalar joint (base-tala, base-talp), and (3) the triceps surae attachment (base-ts) in accordance with the predictions outlined above.
Multivariate canonical variates (CVA) and discriminant function (DFA) analyses were conducted using 7 variables: troch-nav angle, troch-cala angle, nav-cala angle, calcaneocuboid angle, talp angle, tala angle, and triceps surae angle. Several subsets of multivariate analyses were conducted in order to maximize inclusion of various fossil specimens. Fossil hominins were added ‘a posteriori’ as unknown specimens to be placed among extant hominoids. Pearson’s correlations were used to test for the effects of allometry (following ref. 28) on talus and calcaneus angular variables. A geometric mean of the square roots of the total bony surface area of the talus and calcaneus was used as a proxy for overall rearfoot size. All statistical analyses were conducted using PAST74,75.
How to cite this article: Prang, T.C. Rearfoot posture of Australopithecus sediba and the evolution of the hominin longitudinal arch. Sci. Rep. 5, 17677; doi: 10.1038/srep17677 (2015).
S. Williams, R. Raaum, S. Antón, B. Wood, and three anonymous reviewers provided comments that improved this manuscript. The Evolutionary Studies Institute at the University of the Witwatersrand in Johannesburg, South Africa and the Ditsong National Museum of Natural History in Pretoria, South Africa provided access the South African fossil hominin material. J. DeSilva provided surface scans of some of the fossil hominin tarsals used in this study, W. Jungers provided high resolution casts of the LB1 talus, and S. Almécija shared surface scans of several gorilla and modern human tarsals housed at AMNH and SUNY Stony Brook (funded by National Science Foundation-BCS 1316947 and the AAPA Professional Development Grant). The National Museum of Ethiopia in Addis Ababa is acknowledged for providing researcher access to Australopithecus afarensis foot fossils used in this study. Y. Haile-Selassie, L. Jellema, D. Lunde, N. Gilmore, E. Westwig facilitated access to museum specimens. C. Orr provided assistance with calculating angles between surfaces.
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