# Active spatial control of terahertz plasmons in graphene

## Abstract

Graphene offers the possibility for actively controlling plasmon confinement and propagation by tailoring its spatial conductivity. However, implementation of this concept has been hampered because it is difficult to control the conductivity pattern without disturbing the electromagnetic environment of graphene plasmons. Here we demonstrate full electrical control of plasmon reflection/transmission in graphene at electronic boundaries induced by a transparent patterned zinc oxide gate, which is designed to minimize the electromagnetic coupling to graphene in the terahertz range. This approach enables plasmons to be confined to desired regions. Our approach might be applied to various types of plasmonic devices, paving the way for implementing a programmable plasmonic circuit.

## Introduction

Controlling spatial patterns of plasmons constitutes a basis for a variety of applications in the fields of plasmonics, metamaterials, and transformation optics1,2,3. Of particular interest is the active control of plasmon confinement and propagation because it will enable us to develop programmable plasmonic circuits. A promising strategy achieving it is to tailor the spatial conductivity pattern in graphene4. It has been proposed that plasmonic components such as waveguides, splitters, and switches can be developed in a continuous graphene sheet4,5,6. Using these components in an active manner, a programmable plasmonic circuit can be configured. Experimentally, however, plasmonic response in graphene with a controlled conductivity profile has been poorly explored—most of the intensive works on graphene plasmonics has focused on frequency tuning in a cavity structure with the boundary physically defined by etching7,8,9,10, placing metals11, or patterning the substrate12. While plasmon reflection by an electronic boundary formed at a grain boundary13,14, moiré-patterned graphene interface15, and monolayer/bilayer interface16, or one defined by inhomogeneous chemical doping17,18,19 has been observed, these boundaries are unerasable and thus the plasmon reflection cannot be turned off.

To fully control the plasmon reflection/transmission at an electronic boundary, which is essential for the active spatial control of graphene plasmons, independent tuning of the carrier density on both sides of the boundary is necessary. The optical conductivity of graphene depends on the carrier density n (or Fermi energy $$E_{\mathrm{F}} \propto \pm \sqrt {\left| n \right|}$$, with + for electrons and − for holes) as20

$$\sigma = - \frac{{ie^2k_{\mathrm{B}}T}}{{\pi \hbar ^2(\omega - i\tau ^{ - 1})}}{\mathrm{ln}}\left[ {{\mathrm{exp}}\left( {\frac{{ - E_{\mathrm{F}}}}{{k_{\mathrm{B}}T}}} \right) + {\mathrm{exp}}\left( {\frac{{E_{\mathrm{F}}}}{{k_{\mathrm{B}}T}}} \right) + 2} \right],$$
(1)

where e is electron charge, kB is Boltzmann’s constant, ω is angular frequency, τ is scattering time, and T is temperature. Plasmon reflection at a boundary for a step-like σ change is given by21

$$R = \left| {\frac{{\sigma _1 - \sigma _2}}{{\sigma _1 + \sigma _2}}} \right| \approx \left| {\frac{{|E_{{\mathrm{F}},1}| - |E_{{\mathrm{F}},2}|}}{{|E_{{\mathrm{F}},1}| + |E_{{\mathrm{F}},2}|}}} \right|.$$
(2)

This can be varied between zero and unity by tuning the carrier densities n1,2. Therefore, by tailoring the carrier density profile across designed boundaries, it is possible, in principle, to construct a plasmonic circuit in a continuous graphene sheet. It is important to note that Eq. (2) holds only when the width of the boundary is much shorter than the plasmon wavelength21. When the carrier density varies smoothly, plasmon reflection is suppressed as has been employed for plasmon phase modulator22.

Here we present design principle of device structures for inducing sharp electronic boundaries without disturbing the electromagnetic environment. Using devices fabricated, we demonstrate that plasmon reflectivity can be varied continuously from zero to a large value by adjusting the carrier density difference between adjacent regions. Based on this functionality, we show the ability to confine plasmons into desired regions. The frequency of confined plasmons can also be electrically controlled.

## Results

### Device design and experiments

To tune the carrier density profile, electrical gates are ineluctable. Moreover, an electronic boundary has to be sharp to prevent the deterioration of the performance of plasmonic devices, and modulation of the electromagnetic environment must be avoided; otherwise, uncontrollable plasmon reflection is inevitable. The first requirement can be satisfied by placing a patterned gate close to graphene as has been employed for controlling reflection of ballistic electrons at DC regime23,24,25. However, the nearby gate electrode easily affects the electromagnetic environment, so the selection of the gate material satisfying the second requirement is the key issue at high frequency. To find an appropriate material, we simulated the coupling in the THz range between uniform graphene and a patterned gate for several conductivity values of the gate electrodes (Fig. 1a). When the gate conductivity is high, acoustic plasmons with the electric field confined between graphene and the gate electrode are formed (inset of Fig. 1a)26,27,28. This induces unwanted plasmon reflection at the gate boundaries, giving rise to absorption peaks in the transmission spectrum. When the conductivity is lower than 103 S m−1, on the other hand, the absorption peaks disappear, and the spectrum can be described by the Drude model of free carrier absorption in uniform graphene. In this case, without having uncontrollable boundaries, plasmon reflection can be controlled purely by the carrier density profile.

Based on the simulation, we selected 20-nm-thick zinc oxide (ZnO) with conductivity of 103 S m−1 for the gate material. To investigate the basic functionality of plasmon reflection represented by Eq. (2), we patterned the ZnO gate into a simple one-dimensional periodic structure with the width of 2 μm spaced by 4 μm. We used a dual-back-gate structure consisting of the ZnO gate and a p-doped semi-transparent Si substrate (Fig. 1b). Monolayer graphene grown by chemical vapor deposition was transferred onto a 21-nm-thick Al2O3 insulating layer deposited on the ZnO gate. The carrier densities of the graphene on the ZnO gate (nZnO) and on the Si gate (nSi) can be independently tuned by the biases on each gate, VZnO and VSi. We measured extinction spectra 1 − T(ω)/Tref(ω) by Fourier transform infrared spectroscopy with the normally incident radiation polarized perpendicular to the ZnO pattern, where Tref(ω) is the transmission power at the charge neutrality point (CNP) used as a reference. All the measurements were conducted at room temperature in the vacuum condition.

### Active spatial control of plasmon confinement

Figure 2a, b presents the two-terminal resistance obtained by sweeping VZnO and VSi, respectively, while keeping the other gate bias fixed at 0 V. The values of nZnO and nSi (top axis in Fig. 2a, b) can be estimated from $$n_{{\mathrm{ZnO}}({\mathrm{Si}})} = C_{{\mathrm{ZnO}}({\mathrm{Si}})}(V_{{\mathrm{ZnO}}({\mathrm{Si}})} - V_{{\mathrm{ZnO}}({\mathrm{Si}})}^{{\mathrm{CNP}}})/e$$, where CZnO(Si) is the gate capacitance and $$V_{{\mathrm{ZnO}}({\mathrm{Si}})}^{{\mathrm{CNP}}}$$ is the gate bias at the CNP. Using the dielectric constant of 9 and 4 for the Al2O3 and SiO2 insulating layers, respectively, both nZnO and nSi at VZnO = VSi = 0 V are calculated to be ~−2.7 × 1012 cm−2, indicating that the graphene is uniformly p-doped at zero gate bias.

Now we know the carrier density profile at each gate bias. To investigate its effects on the plasmon excitations, we measured extinction spectra for several values of |nZnO| between 0 and 5.4 × 1012 cm−2 at a fixed |nSi| = 2.7 × 1012 cm−2. Figure 2c–e shows the spectra for three representative density profiles. When the carrier density is uniform (nZnO = nSi) (Fig. 2d), the extinction increases monotonically with decreasing frequency, as well-described by the Drude model. This verifies that, as simulated, the presence of the ZnO gate does not induce plasmon reflection. Note also that the structural step of ~15 nm at the boundaries (Supplementary Note 1) does not induce the reflection. When the carrier density modulation is introduced, the incoming light can resonantly excite plasmons with the wavelength determined by the modulation profile. One extreme case is that graphene on the ZnO gate is set to the CNP (nZnO ~ 0). In this case, a single peak appears at 2.3 THz (Fig. 2e). This peak can be assigned to the plasmon mode confined in the 4-μm-wide graphene regions on the Si gate. Actually, the peak frequency corresponds to the plasmon frequency of 2.3 THz in a graphene micro-ribbon cavity fabricated by etching9 with the width W = 4 μm,

$$\omega _{\mathrm{P}} = \sqrt {\frac{{e^2v_{\mathrm{F}}\sqrt {\pi |n|} }}{{2{\it{\epsilon }}^ \ast {\it{\epsilon }}_0\,\hbar W}}} ,$$
(3)

where $${\it{\epsilon }}^ \ast = 4$$ is the dielectric constant. When |nZnO| is twice as large as |nSi|, two resonance peaks appear (Fig. 2c). The additional peak at 4.7 THz originates from plasmons confined in the 2-μm-wide graphene regions on the ZnO gate. The overall increase in the extinction with decreasing frequency is due to the remnant free carrier absorption, indicating the presence of finite transmission across the boundaries. These results indicate that plasmon reflection can be introduced electrically by the carrier density modulation in continuous graphene.

Next we show the ability to actively control plasmonic cavities in real space. By tuning VZnO and VSi, uniform conditions (nZnO = nSi) at different carrier densities can be obtained (Fig. 3a). Then, by setting one of the gates to the CNP, plasmon cavities are formed. The frequency of the cavity mode (Fig. 3b, c) depends on the width of the active regions (W = 2 or 4 μm) and increases with |n|1/4 as expected from Eq. (3) (Fig. 3d). This demonstrates that the spatial position and frequency of a plasmon cavity can be controlled electrically. Real-time switching of plasmon active/inactive regions can be applied for programmable waveguides and switches not limited to cavities. Note that deviation of the peak frequency from Eq. (3) is discernible for smaller nZnO at nSi ~ 0 (blue circles in Fig. 3d). This can be explained by the existence of plasmons supported by thermally excited electrons and holes at the CNP26 in graphene on the Si gate (Supplementary Note 2). Note also that some additional peaks for higher frequency are artifacts, not higher order modes, whose frequency should change systematically with the carrier density (Supplementary Fig. 2).

### Continuous tuning of plasmon reflectivity

To extend our device structure to other plasmonic components such as tunable beam splitters and modulators, continuous tuning of the reflection coefficient is necessary. To show how the reflection coefficient evolves with the carrier density profile, we decompose the measured spectra into the free carrier absorption and plasmon resonance contributions by fitting the spectra with the superposition of the Drude function and two Lorentzian functions (Fig. 4a):

$$\sigma \left( \omega \right) = {\upalpha}\frac{i}{{\omega + i\omega \tau _{\mathrm{D}}^{ - 1}}} + \beta \frac{\omega }{{\omega ^2 - \omega _{{\mathrm{p}}1}^2 + i\omega \tau _{{\mathrm{p}}1}^{ - 1}}} + \gamma \frac{\omega }{{\omega ^2 - \omega _{{\mathrm{p}}2}^2 + i\omega \tau _{{\mathrm{p}}2}^{ - 1}}},$$
(4)

where α, β, and γ are coefficients. Then, as the measure of the plasmon reflection coefficient, we calculated the area ratio Ar = ALor/(ALor + ADru), where ALor and ADru are the spectral areas of the Lorentzian and Drude components (pink and sky blue areas in Fig. 4a), respectively (Ar = 0 and 1 for the perfect transmission and full reflection, respectively). Figure 4b shows Ar for different density profiles, 0 ≤ |nZnO| ≤ 5.4 × 1012 cm−2 and |nSi| = 2.7 × 1012 cm−2. As discussed above, when the carrier density is uniform (|nZnO| = |nSi|), the spectrum can be described only by the Drude component, which gives Ar = 0. As |nZnO| deviates from |nSi|, Ar increases gradually and reaches a maximum of 0.54 at |nZnO| ~ 0. This behavior can be reproduced by R in Eq. (2) (solid line in Fig. 4b). Equation (2) suggests that the non-perfect reflection at |nZnO| ~ 0 is mostly due to the finite temperature effect (Supplementary Note 3). The agreement between the experimental results and the simple model indicates that the reflection coefficient is determined purely by the carrier density profile.

## Discussion

Finally, we discuss the evolution of the resonance frequencies. Figure 4c, d compiles the spectra for $$0 \le \left| {n_{{\mathrm{ZnO}}}} \right| \le 5.4 \times 10^{12}\,{\mathrm{cm}}^{ - 2}$$ and $$|n_{{\mathrm{Si}}}| = 2.7 \times 10^{12}\,{\mathrm{cm}}^{ - 2}$$ and their Lorentzian component (the full set of the spectra are presented in Supplementary Fig. 4). As shown by the peak frequencies as a function of |nZnO| (Fig. 4d), when $$\left| {n_{{\mathrm{ZnO}}}} \right| \, \gtrsim \, 3.5 \times 10^{12}\,{\mathrm{cm}}^{ - 2}$$, the spectra show two resonance peaks consistent with the two cavity modes with W = 2 and 4 μm (red and blue lines in Fig. 4e). Two resonance peaks also appear for $$\left| {n_{{\mathrm{ZnO}}}} \right| \, \lesssim \, 1.8 \times 10^{12}\,{\mathrm{cm}}^{ - 2}$$. Although the frequency of the two independent cavity modes coincides at $$\left| {n_{{\mathrm{ZnO}}}} \right| = 0.6 \times 10^{12}\,{\mathrm{cm}}^{ - 2}$$, the observed peak frequencies show anti-crossing behavior, indicating the presence of capacitive coupling between the two cavity modes. Between the two regions, where |nZnO| ~ |nSi|, the reflection coefficient is not large enough to confine plasmons. In such a regime, the THz radiation can couple plasmons with the wavelength corresponding to the modulation period (λ = 6 μm). The frequency of this mode is expected to be in the middle between the two cavity modes with λ/2 = 2 and 4 μm. This model is consistent with the observation of single peaks but not sufficient to fully explain the peak frequencies around |nZnO| = 2.7 × 1012 cm−2. Supper-lattice effects29 should be involved in this weak reflection regime. Further experiments at lower temperature to obtain sharper resonance peaks would provide a better understanding of the behavior of the resonance frequencies.

In conclusion, we controlled plasmonic response in a continuous graphene sheet by modulating the spatial profile of the carrier density. We demonstrated that position, size, and frequency of plasmon cavities can be controlled electrically. We also showed continuous variation of the plasmon reflection coefficient at a boundary for a step-like change in the carrier density. These functionalities can be applied to a variety of plasmonic applications, not limited to cavities. As it is possible to make the ZnO/Al2O3 gate multilayer on top and bottom of a graphene sheet, a complex carrier density pattern can be formed. Therefore, our device structure can be a platform for implementing a programmable plasmonic circuit.

## Methods

### Device fabrication

We used Si/SiO2 substrate with SiO2 thickness of 285 nm. Weakly doped Si served as a back gate. A 20-nm-thick ZnO layer was formed on SiO2 by atomic layer deposition (ALD). We measured the THz transmission of the ZnO film and found that it was about 90% in the whole experimental range (Supplementary Fig. 5). After patterning the ZnO layer by photolithography, a 21-nm-thick Al2O3 layer was formed on the patterned substrate by another ALD process. Finally, a large sheet of monolayer graphene grown by chemical vapor deposition on a copper foil was wet-transferred onto the top. Typical sample size is 5 × 5 mm2. Two ohmic contacts were deposited outside the illumination region.

### Electromagnetic simulation of graphene plasmon

A two-dimensional finite element calculation was performed using commercially available software (COMSOL) to investigate the influence of the gate electrode on the plasmonic response of the continuous graphene. We calculated THz extinction spectra of our device structure, including the Al2O3 insulating layer and Si/SiO2 substrate, for several values of the patterned-gate conductivity. The graphene was modeled as a uniform conducting sheet based on the Kubo formula [Eq. (1)] with EF = 0.25 eV, τ = 1 ps, and T = 300 K. The conductivity of the patterned gate was simulated by using the Drude model given by σ = σDC/(1 − /Γgate), where σDC is the DC conductivity and Γgate is the scattering rate of the gate. The result obtained using the highest conductivity of 108 S m−1 in Fig. 1b corresponds to the value of the metallic gate (e.g., the DC conductivity of gold is ~4 × 107 S m−1). On the other hand, the DC conductivity of our ZnO gate is ~1 S m−1, which is the lowest simulated conductivity in Fig. 1b. We used Γgate = 50 THz for every simulation, which is reasonable for the ZnO gate30.

## Data availability

The data that support the findings of this study are available from the corresponding authors upon request.

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## Acknowledgements

We thank M. Hashisaka and H. Irie for fruitful discussions, M. Ono for valuable help, and A. Tsukada for experimental support.

## Author information

Authors

### Contributions

N.-H.T. fabricated samples and performed all experiments, analyzed data, and wrote the paper. K.Y. performed the simulation and discussed the results. S.S. fabricated samples and evaluated the ZnO properties. M.T. grew graphene. K.M. discussed the results. N.K. planned the experiments, discussed the results, and wrote the paper. All the authors commented on the paper.

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### Competing interests

The authors declare no competing interests.

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Tu, N.H., Yoshioka, K., Sasaki, S. et al. Active spatial control of terahertz plasmons in graphene. Commun Mater 1, 7 (2020). https://doi.org/10.1038/s43246-019-0002-9