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Twist-resilient and robust ferroelectric quantum spin Hall insulators driven by van der Waals interactions

Abstract

Quantum spin Hall insulators (QSHI) have been proposed to power several applications, many of which rely on the possibility to switch on and off the non-trivial topology. Typically this control is achieved through strain or electric fields, which require energy consumption to be maintained. On the contrary, a non-volatile mechanism would be highly beneficial and could be realized through ferroelectricity if opposite polarization states are associated with different topological phases. While this is not possible in a single ferroelectric material where the two polarization states are related by inversion, the necessary asymmetry could be introduced by combining a ferroelectric layer with another two-dimensional (2D) trivial insulator. Here, by means of first-principles simulations, not only we propose that this is a promising strategy to engineer non-volatile ferroelectric control of topological order in 2D heterostructures, but also that the effect is robust and can survive up to room temperature, irrespective of the weak van der Waals coupling between the layers. We illustrate the general idea by considering a heterostructure made of a well-known ferroelectric material, In2Se3, and a suitably chosen, easily exfoliable trivial insulator, CuI. In one polarization state the system is trivial, while it becomes a QSHI with a sizable band gap upon polarization reversal. Remarkably, the topological band gap is mediated by the interlayer hybridization and allows to maximize the effect of intralayer spin-orbit coupling, promoting a robust ferroelectric topological phase that could not exist in monolayer materials and is resilient against relative orientation and lattice matching between the layers.

Introduction

Topological insulators (TIs) are characterized by the presence of surface, edge or hinge states protected by a non-trivial topological invariant1,2. These invariants are integer numbers that represent global properties of the bulk electronic wavefunction and induce boundary effects through the so-called bulk-boundary correspondence2. Beyond the fundamental interest for the topological physics, a few potential technological applications of TIs have been proposed, ranging from low-dissipation spintronics3 to topological quantum computing4,5. Among TIs, time-reversal invariant two-dimensional (2D) TIs—also known as quantum spin Hall insulators6,7,8 (QSHIs)—are particularly relevant from a device perspective. First, and at variance with all the so-called topological crystalline insulators9, QSHIs require only time-reversal symmetry to be preserved1,2 while being, at the same time, much more abundant than Chern (a.k.a. quantum anomalous Hall) insulators2,10,11,12,13. Second, QSHIs exhibit one-dimensional (1D) edge states where elastic backscattering is strictly forbidden2 leading to low-dissipation transport, while in three-dimensional TIs scattering is forbidden only at π angles and it is allowed at any other angle. This means that nanoribbons of QSHIs can host 1D low-dissipation wires to be used for nanoelectronics, such as interconnects3. In addition, the spin-momentum locking of the edge states could be exploited in spintronic devices such as spin-current generators and charge-to-spin convertors14. Finally, QSHIs can leverage the tunability due to their low dimensionality to be manipulated in several ways, ranging from electrical gating to functionalization15, to substrate effects16, to strain17.

A lot of these applications, such as the topological field-effect transistor (topoFET)18, rely on the switching between a topological and a trivial insulating phase driven by an out-of-plane electric field. Typically, edge conductance is turned off for a sufficiently strong gate voltage19 while at zero field the system is a QSHI, although the opposite effect can also be put forward20. The transition is typically volatile, meaning that the system goes back to the zero-field state when the gate voltage is removed, thus requiring energy consumption to be maintained. However, it is of compelling relevance to realize a non-volatile counterpart of this effect, where the material stays in the topological or trivial state even after the field is removed. In this respect, the most prominent way of introducing memory in materials, while preserving time-reversal symmetry, is through ferroelectricity. Ferroelectric topological transistors would consume energy only to switch and would preserve memory of the state, leading to low-dissipation storage devices and memristors21. However, the coexistence of ferroelectricity and topological order is rare and often driven by functionalization22,23 or strain24. In addition, in bulk ferroelectric materials the two polarization states are related by inversion symmetry, forcing the topological order to be identical in both states24,25,26. Similarly, in antiferroelectric topological insulators26 topological transitions require a finite field to be sustained and would exhibit the same topological or trivial phase for opposite field directions. Instead, it would be more relevant for applications to have a ferroelectric structure where opposite polarization states (at zero field) correspond to different topological phases, enabling the non-volatile control of the edge currents.

An interesting perspective is inspired by nature through the easily exfoliable 2D material In2ZnS427 that was recently discovered to be a QSHI by the authors in refs. 10,28. A closer inspection to its crystal structure shows that it can be interpreted as a spontaneously occurring van-der-Waals (vdW) heterostructure made of In2S3 and ZrS layers. Taken separately, the two monolayers are semiconducting and topologically trivial, but In2S3 is polar and the band offset associated with the vertical electric dipole drives an inversion between the valence band, associated with one layer, and the conduction band, arising from the other layer, that hybridize with the appearance of a topological gap in the presence of spin-orbit coupling (SOC).

In this work, we propose that if the polar material is ferroelectric, such vdW heterostructures made of two topologically-trivial 2D materials–namely a trivial insulator and a ferroelectric insulator–behave as a ferroelectric QSHI where the polarization direction and the \({{\mathbb{Z}}}_{2}\) topological invariant are coupled. This happens when valence and conduction bands are associated with different layers and the two polarization states, with opposite offsets stemming from the vertical dipole, give rise to different alignments between them (see Fig. 1). More specifically, we can have a ferroelectric QSHI if in one polarization state conduction and valence bands are inverted and SOC can open a topological gap, while in the opposite state the band inversion is suppressed leading to a topologically trivial phase. Here we show that, not only this is a general strategy to engineer non-volatile ferroelectric control of topological order in 2D heterostructures28,29,30,31,32, but also that the effect is robust and can survive up to room temperature, irrespective of the weak vdW coupling between the layers. Indeed, we find that, remarkably, when the band inversion occurs at the Brillouin zone (BZ) center, its existence and the associated topological phase are purely driven by band alignment, and thus independent of the relative orientation of the two layers and do not require lattice matching (either in terms of lattice parameters or symmetry). This suggests that, although stringent conditions on band alignment and sufficiently strong SOC in at least one of the two materials are needed, the range of possible materials combinations is rather large. Moreover, we show that, while vdW interactions are notoriously weak and the interlayer distances are typically rather large, the weak interlayer hybridization is fundamental to support robust topological phases driven by band alignment and atomic SOC.

Fig. 1: Operating principles of ferroelectric control of topology in a van-der-Waals heterostructure.
figure 1

A two-dimensional (2D) ferroelectric insulator with finite out-of-plane polarization and a trivial 2D insulator are put together forming a van-der-Waals heterostructure. As a consequence of the finite vertical dipole, an electrostatic potential drop Δϕ exists across the ferroelectric layer, which shifts the vacuum level. Remarkably, it is possible to find combinations of materials for which, upon the formation of the heterostructure, this difference in vacuum energy can give rise to distinct band alignments between the two layers depending on the polarization direction. In one polarization state the dipole-induced offset is such that a finite energy gap is present between the valence bands associated with the normal layer and the conduction bands arising from the ferroelectric material, so that the system is a trivial semiconductor. For the opposite polarization, a band inversion occurs and spin orbit interactions can open a finite gap between inverted bands, promoting the heterostructure to a quantum spin Hall insulator with a non-trivial \({{\mathbb{Z}}}_{2}\) topological invariant. The difference between the two polarization states is reflected in an asymmetry of the hysteresis cycle, with a smaller magnitude of polarization in the topologically non-trivial state as a consequence of the charge transfer between the layers arising from the band inversion.

Results

Reference system

Although In2ZnS4 could provide a tantalizing starting point, it actually displays rather poor performance in terms of band gap10, for reasons that will be clarified later. To maximize the effect and illustrate the idea, we search for an optimal combination of monolayers. Ideally, the vdW heterostructure should be made of two easily exfoliable materials with low binding energies27 to facilitate fabrication, and display a QSHI phase with a strong band inversion and a relatively large gap to maximize performance. The energy barrier between the two polarization states should also be sufficiently low to be overcome with relatively weak electric fields (of the order of a few tenths of V/nm) and sufficiently large to sustain room-temperature ferroelectricity.

In this work, we thus consider In2Se3, a well-known 2D ferroelectric semiconductor33,34,35,36 with the bottom of the conduction band at the BZ center (Γ point), and combine it with an optimal semiconducting monolayer from large databases of 2D materials27,37,38, with a focus on easily exfoliable compounds27. To facilitate simulations, we look for a 2D material that is lattice matched with In2Se3, although this is not crucial for experiments as we shall discuss. More compelling, we require that the top of the valence band is at Γ and lies sufficiently close in energy (with respect to vacuum) to the conduction band bottom of In2Se3 (also at Γ) and that it contains sufficiently heavy elements to be expected to display significant SOC. While these conditions might seem very strict, in reality there are many candidates that can satisfy them according to density-functional theory (DFT) simulations within the PBE approximation39 (see Supplementary Note 1 and Supplementary Fig. 1). Among them, we find CuI, an insulator with a 1.8 eV band gap at the DFT-PBE level and the PtTe-prototype structure27, to be optimal for assembling with In2Se3 a vdW ferroelectric QSHI. We note that monolayers of CuI have recently been grown and encapsulated between graphene sheets40.

We stress that this combination of materials is chosen here only for illustrative purposes and that the physics we discuss is very general and it holds for a number of other systems41 such as In2Se3/PtTe228 or As29. We thus believe that there is an entire portfolio of prospective heterostructures to be considered in experimental investigations. In this respect, it is important to bear in mind that the identification of potential candidates in Supplementary Note 1 is based on DFT calculations within routine approximations for the exchange-correlation functional. The accuracy of the calculated band alignment needs thus to be further tested with more sophisticated methods, as approximate DFT tends to underestimate band gaps and work functions. In Supplementary Note 2 we perform such analysis for CuI/In2Se3 (see Supplementary Table 1 for a summary), with a partially positive assessment that this heterostructure could indeed give rise to a ferroelectric QSHI. Similar investigations could be performed also for other prospective systems and would very likely provide an ultimate candidate heterostructure. However, such analysis is computationally very demanding and beyond the illustrative scopes of the current study.

Electrostatics and band alignment of isolated monolayers

We first report more in detail on the electronic structure of the two isolated monolayers, whose crystal structure is shown in Fig. 2a. Both materials have a finite gap separating occupied valence bands from empty conduction bands at zero temperature. In Fig. 2b we show their energy band dispersion along paths connecting the high-symmetry points K and M to the BZ center Γ, as obtained through DFT-PBE simulations including SOC, focusing on an energy range where only the conduction bands of In2Se3 and the valence bands of CuI appear. Here the zero of energy is not arbitrary but has well-defined physical meaning associated with the correct open-boundary condition along the vertical direction typical of 2D systems (see Methods for more detail). The conduction band minimum Ec of In2Se3 and the valence band maximum Ev of CuI both appear at the Γ point, with Ev > Ec.

Fig. 2: Crystal and electronic structure of isolated monolayers.
figure 2

a Top and lateral views of the crystal structures of In2Se3 (left) and CuI (right). The primitive unit cell is shown with a thin solid line. b Electronic band structure of the two isolated materials, obtained through PBE-DFT calculations including spin-orbit coupling, in an energy range comprising the bottom conduction bands of In2Se3 (orange, left) and the top valence bands of CuI (violet, right). The zero of energy is set at the potential energy of a plane of uniform charge density. c Planar average of the electrostatic potential energy as a function of the vertical coordinate z across a single layer of In2Se3. A clear difference in potential energy Δϕ between the two sides is present and its magnitude is emphasized in the inset.

To obtain the correct band alignment when the two materials are sufficiently far away along the vertical direction, we need to take into account the fact that the finite out-of-plane polarization of In2Se3 gives rise to an electrostatic potential energy difference Δϕ across the material, as shown in Fig. 2c with Δϕ 1 eV. As a consequence, while in the non-polar CuI the vacuum energy coincides with the zero of energy, in In2Se3 the vacuum energy is shifted by  Δϕ/2 on the two sides of the material, depending on whether the polarization is pointing in that direction or in the opposite. Relative to vacuum, the conduction band minimum then becomes different on the two sides or, equivalently, on a given side for the two polarization states, i.e., \({E}_{{{{\rm{c}}}}}^{\uparrow ,\downarrow }={E}_{{{{\rm{c}}}}}\pm {{\Delta }}\phi /2\), as shown schematically in Fig. 1. When the layers are sufficiently separated, the relative alignment between the energy bands in the two materials can be obtained by equating the corresponding vacuum levels (see Methods) and thus depends on the polarization direction of the ferroelectric layer. When the polarization of In2Se3 is pointing towards CuI, we have that the energy difference between the bottom of the conduction band and the top of the valence band is \({{\Delta }}{E}^{\uparrow }={E}_{{{{\rm{c}}}}}^{\uparrow }-{E}_{{{{\rm{v}}}}}={E}_{{{{\rm{c}}}}}-{E}_{{{{\rm{v}}}}}+{{\Delta }}\phi /2\), while when the polarization points in the opposite direction, away from CuI, we expect \({{\Delta }}{E}^{\downarrow }={E}_{{{{\rm{c}}}}}^{\downarrow }-{E}_{{{{\rm{v}}}}}={E}_{{{{\rm{c}}}}}-{E}_{{{{\rm{v}}}}}-{{\Delta }}\phi /2\). If Δϕ/2 > Ec − Ev, we can thus have a type II alignment for one polarization state (ΔE > 0) and a type III alignment for the opposite polarization (ΔE < 0). This is the case, although marginally, for In2Se3/CuI, for which Δϕ = 1.12 eV and Ec − Ev = − 0.54 eV, suggesting that when the polarization points towards CuI there is a finite gap with the bottom of In2Se3 conduction band lying above the top of CuI valence band, while when the polarization points away from CuI there is a band inversion between valence and conduction in the two layers.

Polarization-dependent energy bands of the heterostructure

We now want to consider the experimentally relevant case when the two layers are brought at a closer vertical (equilibrium) distance and the band alignment can be affected by possible interface effects, including charge transfer or charge redistribution. Moreover, the hybridization between electronic states in the two layers can introduce subtle effects on the band structure. We thus relax the vdW heterostructure using the rVV1042,43 vdw-compliant functional (more details in the Methods) for the two polarization states and for different horizontal alignments between the layers within the common primitive unit cell. For both polarizations we find that atoms prefer in-plane high-symmetry positions–with relative coordinates (0, 0), (1/3, 2/3) or (2/3, 1/3)–and the most stable configuration follows a close-packing sequence, with the iodine atom closest to In2Se3 sitting on the hollow site of the nearby InSe sublayer while the neighboring Cu atom lies on top of the closest In (see insets in Fig. 3).

Fig. 3: Energy bands of In2Se3/CuI heterostructure.
figure 3

Electronic band structure calculated at the PBE-DFT level when the polarization points from In2Se3 to CuI (a) or when it points in the opposite direction (b). The color coding represents the layer contribution to electronic states, with orange denoting In2Se3 and violet CuI. Results in left (right) panels have been obtained without (with) the effect of spin-orbit coupling. The insets show a lateral view of the heterostructure in the most stable configuration, corresponding to a close-packing sequence of the atoms close to the interface. The two polarization states correspond to different band offsets between the monolayers and result, respectively, into a band inversion (b) or not (a). In the band-inverted case (b), the system is metallic without spin-orbit coupling (left), with Dirac crossings between the bands along the Γ-M direction (see inset), while a full band gap of 52 meV opens when spin-orbit coupling is included (right), leading to a quantum spin Hall insulating phase.

The energy bands for the In2Se3/CuI heterostructure in both polarization states, obtained with DFT-PBE with or without SOC, are shown in Fig. 3. When the polarization points from In2Se3 to CuI (denoted , Fig. 3a), the conduction band of In2Se3 lies above the valence band of CuI as anticipated from the relative alignment of the isolated layers, but the energy gap Eg = 0.36 eV is much larger than the expected value ΔE = 0.02 eV, i.e., Eg = ΔE + δ. The difference δ arises from several effects, but it can be mainly interpreted as a result of the modification of the wavefunctions close to the interface due to the repulsion from the other layer. The corresponding change in electronic density gives rise to an interface electric dipole that affects the relative alignment between valence and conduction bands and thus the energy gap. Moreover, we note that the electronic charge redistribution is from CuI to In2Se3, so that the overall out-of-plane polarization of the heterostructure is larger in magnitude than for isolated In2Se3.

When the polarization points from CuI to In2Se3 (denoted ), the interlayer distance is slightly smaller (d = 3.04 Å) than in the previous case (d = 3.10 Å). The corresponding band structure is reported in Fig. 3b. As expected, a band inversion is present, with the bottom of the conduction band associated with In2Se3 lying lower in energy than the top of the valence band of CuI. Without SOC, the system is metallic with valence and conduction bands crossing at 6 symmetry-related Dirac points along the Γ-M directions. When SOC is included, an overall band gap of 52 meV opens between valence and conduction bands. As a consequence of the band inversion, some valence band states in CuI get empty in favor of some conduction band states in In2Se3 that get occupied. This charge transfer from CuI to In2Se3 provides an additional contribution to the overall polarization of the heterostructure, which maintains the same direction but a reduced magnitude with respect to isolated In2Se3. The charge transfer also affects the band inversion Ei at Γ, whose value Ei = 0.28 eV differs from the expectation based on isolated monolayers ΔE = 1.1 eV, i.e., Ei = ΔE + δ with δ > 0.

We have thus obtained that the magnitude of the vertical electric dipole in the two polarization states is not the same but P > P. As a consequence, we expect the hysteresis loop for the heterostructure to be asymmetric, as schematically depicted in Fig. 1. This asymmetry is reflected also in the relative stability between the two polarization states, for which we find the state slightly more stable than the state by ~20 meV.

Topological properties

The different band structure for the two polarization directions, with the presence of a band inversion in only one of them, suggests that the topological state of the heterostructure depends on polarization. To verify this expectation, in Fig. 4a we show the computed evolution of the hybrid Wannier charge centers in the two cases, which allows to assess the \({{\mathbb{Z}}}_{2}\) topological invariant ν by counting the number of times N any horizontal line crosses them as ν = (−1)N44,45. When the polarization points from In2Se3 to CuI (), we have an even number of crossings, so that the invariant is ν = 0 and the material is trivial. On the contrary, when the polarization points in the opposite direction (), we find an odd number of crossing, so that ν = 1 and the heterostructure is a topological insulator. We thus have that the heterostructure behaves as a ferroelectric quantum spin Hall insulator, where the polarization direction dictates the topological phase of the system, which can thus be manipulated in a non-volatile fashion by using an external electric field.

Fig. 4: Topological classification of the heterostructure.
figure 4

a Evolution of the hybrid Wannier charge centers (WCCs) for the In2Se3/CuI heterostructure in the (left) and (right) polarization states. Any horizontal line such as, e.g., the red dashed line crosses an even (odd) number of times the WCCs in the former (latter) case. We thus have that when the polarization points from In2Se3 to CuI (, left) the system is trivial, while when it points from CuI to In2Se3 (, right) the heterostructure is a quantum spin Hall insulator (QSHI). b Edge spectral density for a semi-infinite ribbon of In2Se3/CuI in the QSHIs phase, where a pair of helical edge states crosses the bulk band gap.

As a consequence of the non-trivial topology in the -polarization state, we expect the presence of helical edge states that cross the bulk gap. In Fig. 4b we show the edge spectral density for a zigzag edge of the In2Se3/CuI heterostructure computed using a recursive Green’s function approach46 as implemented in WannierTools47 (see Methods). Helical states inside the bulk gap are indeed clearly visible and disappear when considering the opposite (i.e., ) polarization (not shown). We notice that, since In2Se3 supports also a finite in-plane component of polarization, additional trivial edge states might appear in both and states depending on the edge orientation and termination. While in Fig. 4b the zigzag edge termination has been chosen to avoid such trivial edge states, they might appear for other zigzag terminations, while in case of armchair edges no trivial edge states are expected, suggesting that this orientation should be preferential for experimental investigations.

Role of vdW and SOC

The robustness of a topological phase is typically measured by two quantities: the size of the energy band inversion and the magnitude of the band gap appearing at the crossings between the inverted bands1,10,48. Notably, in ferroelectric heterostructures the strength of the band inversion can be made arbitrarily large by a suitable choice of materials, as it is dictated by the band alignment between them, and it is only limited by the potential drop across the ferroelectric layer through the requirement that the heterostructure is trivial for the opposite polarization. Remarkably, we have seen that even the topological gap can be quite large (~50 meV in the present case). We now want to show that such large band gaps are a general feature to be expected in these heterostructures as they are driven by a subtle interplay between the interlayer vdW hybridization and the intralayer SOC. On one side, if at least one of the layers has a large SOC, a sizable band gap can appear despite the weak vdW nature of the interlayer coupling. On the other, if the materials involved in the heterostructure allow for a sufficiently small distance between the layers, the interlayer hybridization and thus the topological gap are enhanced.

We start investigating the effect of interlayer coupling by first studying the evolution of the band structure around Γ as a function of the interlayer distance around its equilibrium value, within a range of ±0.5 Å. As reported in Fig. 5a, the variation in interlayer separation gives rise to an almost rigid shift of the energy bands, leading to a reduction in the band inversion with decreasing interlayer distance as a result of a larger interface dipole upon compression. At the same time, the band gap opens closer to the Γ point and increases in magnitude. A more quantitative analysis reported in Fig. 5b shows that, when the interlayer distance is reduced–and thus interlayer coupling is enhanced, the band gap increases steadily from 32 up to 62 meV, while the band inversion decreases from 340 to 150 meV. These large effects in response to a moderate change in interlayer distance suggest that interlayer coupling plays a crucial role in determining the band gap together with SOC and need further investigation.

Fig. 5: Band structure evolution with interlayer distance.
figure 5

a Energy bands of the In2Se3/CuI heterostructure around Γ computed at the PBE-DFT level including spin-orbit coupling at different interlayer distances (color codes) around the equilibrium value. b Energy gap (circles, left axis) and band inversion at Γ (squares, right axis) between valence and conduction bands as a function of interlayer distance. In a and b results for the equilibrium interlayer distance are reported in black. Upon compression, the band inversion decreases but the interlayer coupling strongly increases, so that the overall gap is enhanced.

To disclose the origin of these phenomena and to assess their general validity, we introduce a Slater–Koster49 tight-binding (TB) model that qualitatively reproduces the band structure around the Fermi level (see Supplementary Note 3). The model is composed of an s-like orbital localized on the In2Se3 layer and of px, py-orbitals localized on CuI, so that the centers of all orbitals are vertically aligned and their position differ only by the z-coordinate of the two layers (see Supplementary Fig. 3). Beyond the intralayer nearest-neighbor hopping terms that set the effective mass of the energy bands close to Γ, the model includes the energy offset Δ between the orbitals in the two layers and an interlayer nearest-neighbor hopping \(\tilde{V}\) between s and px, py-orbitals that is responsible for the interlayer hybridization. SOC is included only on CuI through an on-site term with strength λSOC. Figure 6 shows the model band structure around Γ in the QSHI phase, with realistic parameters (see Supplementary Table 2) that reproduce qualitatively the first-principles results in Fig. 3b.

Fig. 6: Tight-binding model.
figure 6

a Band structure around Γ for the Slater–Koster s − pxpy tight-binding model discussed in the text, where a band inversion between the second and third band occurs at the Fermi level and is gapped by spin-orbit coupling (SOC). b Band gap as a function of the interlayer coupling \(\tilde{V}\) for various SOC strengths (λSOC, color-coded lines): the gap increases linearly with \(\tilde{V}\) until it saturates to a value of the order of λSOC. c Band gap as a function of the energy offset Δ between orbitals on different layers for various values of λSOC(same color coding as panel b): in the topological phase, the gap moderately increases with the energy offset while the band inversion is reduced, until it suddenly drops to zero when the band inversion vanishes. The gap then reopens and increases linearly with Δ in the trivial insulating phase.

Notably, although λSOC is totally localized on the px, py-orbitals, it is still able to open a topological band gap between bands belonging to well separated layers. In fact, we now want to show that the band gap opening is due to an on-site SOC–localized on a single layer–that is mediated by the interlayer coupling \(\tilde{V}\). We thus compute the band gap as a function of the interlayer interaction, as shown in Fig. 6b. In the limit of non-interacting layers, i.e., \(\tilde{V}\to 0\), there is no band gap opening, independently of the SOC strength, suggesting that indeed the degeneracy at the crossing point can be lifted only if there is some hybridization between the orbitals sitting on the two layers. In the regime where \(\tilde{V}\,\lesssim\, {\lambda }_{{{{\rm{SOC}}}}}\), as it is the case for In2Se3/CuI at equilibrium, the band gap depends linearly on the interlayer coupling, which means that increasing the interaction between the layers (e.g., by reducing the interlayer distance) greatly improves the band gap in the QSHI phase. If \(\tilde{V}\,\gtrsim\, {\lambda }_{{{{\rm{SOC}}}}}\), then the band gap still increases with the interlayer distance but saturates at a value proportional to λSOC (the exact prefactor depends on the value of the other TB parameters). Remarkably, the interlayer hopping does not suppress the effect of SOC but it rather allows to achieve band gaps comparable (if not higher) to the SOC strength λSOC. This effect is similar to the orbital filtering obtained in honeycomb lattices with px, py-orbitals50, such as Bi on SiC51, although the mechanism there is different and, in particular, the topological band gaps discussed in ref. 50 are equal to the SOC strength only at the special point K50. Here, instead, the band gap is of the same order of magnitude of λSOC, but it appears in a low-symmetry point around Γ. These results closely match the first-principles simulations shown in Fig. 3, providing the following picture: as the interlayer distance is reduced, the interlayer hopping increases correspondingly such that the band gap of the QSHI phase increases, first linearly and then saturating to a value of the order of λSOC.

Actually, reducing the interlayer distance might affect the band gap also through the orbital energy offset Δ, although this effect is much weaker as it is shown in Fig. 6c. If Δ decreases, the band inversion becomes stronger and the crossing point between the conduction and valence bands moves farther from the Γ point. The effect of SOC becomes smaller as the crossing point moves away from Γ, resulting in a decreasing band gap. Viceversa, increasing the energy offset leads to a larger band gap and smaller band inversion, as long as the system remains a QSHI: if Δ becomes too large then the band inversion disappears, the gap quickly drops to zero before increasing again with the offset as the system has entered into the trivial insulating phase.

Role of relative rotation angle

Up to now we have considered a primitive unit cell and perfectly aligned lattices for the two layers, thanks to the lattice matching between CuI and In2Se3. We now want to argue that lattice matching and crystalline alignment are not necessary, and that the topological state is preserved even considering non-primitive unit cells arising, e.g., from a relative rotation between the layers. We thus consider four different twist angles θ between In2Se3 and CuI: 0°, 21.79°, 38.21° and 60°. While for θ = 0° and 60° the heterostructure exhibits the same translational symmetry of the two layers and can be accommodated within a single primitive cell, for θ = 21.79° and 38.21° a \(\sqrt{7}\times \sqrt{7}\) supercell with 63 atoms is necessary to account for the relative orientation between the layers (see Methods for more details).

In Figure 7 we report the band structures calculated by PBE-DFT first-principles simulations with SOC at the four different twist angles. Remarkably, the heterostructure remains a QSHI with a finite indirect band gap at all twist angles, showing that changes in the relative orientation between the layers do not undermine the topological phase. This is due to the fact that the band inversion occurs at the BZ center Γ, and so it is relatively insensitive to the twist angle. In particular, the SOC-induced gap is only weakly affected, with a value at θ = 21.79° and 38.21° of 29 meV, close to the 52 meV that is obtained at 0° and 60°. Correspondingly, also the band inversion is almost unaffected by the twist angle, with a marginal increase for θ = 21.79° and 38.21° with respected to perfect alignment. These very weak effects on the band structure can be accounted for by a slight increase in interlayer distance arising from the twist angle that does not allow an ideal close-packing configuration. In agreement with Fig. 5b, an increase in separation between the layers leads to a slight increase in band inversion and to a decrease in band gap, also due to a reduction in the effective interlayer coupling associated with the misalignment.

Fig. 7: Effect of relative orientation between the layers.
figure 7

Band structure of the In2Se3/CuI heterostructure close to the Brillouin zone center for different values of the relative rotation angle θ between the layers: 0° (a), 21.79° (b), 38.21° (c), and 60° (d). For each case, a top view of the heterostructure is reported, where the primitive unit cells of In2Se3, CuI, and the heterostructure are shown as orange, violet, and black shaded areas, respectively. For θ = 0 and 60° the heterostructure displays the same translational symmetry of the two separate layers and can thus be accommodated within a single primitive cell. On the contrary, for θ = 21.79° and 38.21° a \(\sqrt{7}\times \sqrt{7}\) supercell is needed. In all cases, a finite energy gap is present between the valence and conduction bands and the system is a quantum spin Hall insulator, showing that the relative alignment between the layers has no effect on the topological classification of the heterostructure. Insets show the hexagonal Brillouin zone of In2Se3 (orange), CuI (violet), and the heterostructure (black), with the inequivalent corners, K and K\(^{\prime}\), highlighted.

Role of layer thickness

Here we comment on the possibility of observing this phenomenon even when the heterostructure is composed of materials with more than a single layer. First, we expect that tunneling (i.e., hopping) between the layers in each material will lead to the splitting of the valence and conduction bands into subbands, thus affecting the band alignment. Another important effect arises from the relative orientation of the out-of-plane polarization, which can be either parallel or antiparallel, when multiple layers of the ferroelectric material are stacked together. If it is parallel, the potential drop associated with each layer will add up and would potentially lead to a “polar catastrophe”52 with an increasing layer thickness, which is prevented by an electronic reconstruction and the appearance of metallic states on the top and bottom surface of the material. According to previous simulations33, this should occur already in bilayer In2Se3 and would hinder the observation of the predicted effect as the metallic surface states screen the potential drop arising from bulk polarization. Nonetheless, a parallel configuration seems experimentally unlikely36, in favor of an antiparallel configuration. In this case, for an even number of layers the polarization is perfectly compensated and there would be again no potential drop. Still, for an odd number of antiparallel layers, the polarization is necessarily uncompensated, with a potential drop essentially equivalent to the one of a monolayer. We thus expect a band inversion driven by the potential drop to be in principle still observable when instead of a single layer we have an odd-layer (anti)ferroelectric.

Even in this case, there might be subtle effects associated with the thickness of the semiconducting material. Provided that the subband dispersion is not too large, we still expect the system to be a trivial insulator in one polarization state irrespective of the number of layers. With the opposite polarization, a band inversion might still occur between a band of the ferroelectric material and possibly multiple (sub)bands of the semiconductor. The resulting charge transfer is likely to be localized on the layers closest to the interface as a result of self-consistent electrostatic screening effects. This pronounced inequivalence between the interface layers and the outer ones, which are farther from the interface, is reflected in a strong localization of subbands on the interface layers, which can hybridize through the vdW gap between the materials. The combined effect of such vdW coupling and SOC opens a gap between these interface subbands, while leaving essentially unaffected the other subbands that have a marginal contribution from the interface. We thus expect even in thicker systems to be able to observe the same physical phenomena described above, with interface layers playing the role of the monolayers.

We have verified this picture for the specific case of In2Se3/CuI by performing first-principles simulations for a heterostructure made of two layers of CuI and one layer of In2Se3. Fig. 8 shows that a band inversion between the conduction band of In2Se3 and the valence bands of CuI is still present. As expected, bands have a strong layer localization and a significant vdW hybridization occurs only between the interface bands opening up a gap in the spectrum, while the valence band associated with the top CuI layer (black) is largely unaffected and remains completely filled. Thus, although at the Γ point the conduction band of In2Se3 is below both bands of CuI, the charge transfer and band hybridization happens only between the interface layers. Given the weak vdW coupling between CuI layers, we expect the same to be true also for thicker CuI, suggesting that it should be possible to realize a ferroelectric QSHI even by deposing monolayer In2Se3 on the cleaved surface of a bulk CuI sample, which is experimentally even more feasible than the heterostructure made of monolayers. We remark that the band hybridization occurs only for the CuI layer exposed at the interface with In2Se3, hence only the interface composed by one CuI layer and one layer of In2Se3 will be a topological insulator, while the rest of CuI remains a trivial semiconductor.

Fig. 8: Band structure of In2Se3-bilayer CuI.
figure 8

Energy bands around the Brillouin zone center for a heterostructure comprising monolayer In2Se3 and bilayer CuI (lateral view on the right). The color coding represents the layer contribution to electronic states, with orange denoting In2Se3, violet the bottom CuI closer to the ferroelectric layer, and black the upper CuI. A band inversion between the conduction band of In2Se3 and the valence bands of CuI is still present, with a strong hybridization between In2Se3 and the bottom CuI giving rise to a topological gap, while the valence band of the top CuI layer (black) is largely unaffected.

Discussion

In this work, we have shown how robust ferroelectric quantum spin Hall states can appear in van-der-Waals heterobilayers that either occur spontaneously (In2ZnS4) or by design (In2Se3/CuI), where the topological phase of the system can be controlled reversibly and in a non-volatile way through the ferroelectric polarization direction. Remarkably, the topological gap arises from a combination of intralayer spin-orbit coupling and interlayer hybridization, leading to significantly large values despite the weak nature of van der Waals interactions. Even more compelling, we have demonstrated that, when the band extrema in the two materials composing the heterostructure lie at the Brillouin zone center, the effect is resilient to the relative orientation between the layers and does not require lattice matching. In addition, we verified that the band inversion persists even if a CuI bilayer is considered, suggesting that a single layer of In2Se3 deposited on the surface of a thick CuI sample is sufficient to obtain a 2D ferroelectric quantum spin Hall insulator. The proposed mechanism is thus very general and requires only a proper band alignment between the conduction and valences states of two monolayers, a ferroelectric and a semiconductor. Considering the extensive portfolio of 2D materials potentially available27,37,38, there is a combinatorially large number of heterostructures to be explored in experiments, possibly leading to even more robust topological phases and more complex interplays between ferroelectricity and topology.

Methods

First-principles simulations

DFT calculations are performed with the Quantum ESPRESSO distribution53,54, using the PBE functional39 and the PseudoDojo55,56 pseudopotential library. The wavefunction and charge density energy cutoffs used to simulate the In2Se3/CuI heterostructure are set to 100 Ry and 400 Ry, respectively. The Brillouin zone is sampled using a regular Γ-centered Monkhorst-Pack grid with 12 × 12 × 1 k-points, with a small cold smearing of 7.3 × 10−3 Ry for the topological heterostructures. A Coulomb cutoff57,58 is used to avoid spurious interactions between periodic replicas and thus simulate the correct boundary conditions for 2D systems. Structural relaxations are performed without spin-orbit coupling using the revised Vydrov-Van Voorhis (rVV10) non-local van-der-Waals functional42,43. Band structures are then computed on top of the relaxed structure including spin-orbit coupling through fully-relativistic pseudopotentials. Maximally-localized Wannier functions are obtained using WANNIER9059,60, tight-binding models are created with PythTB61, and the edge spectral density is calculated with WannierTools47. Topological invariants are computed using Z2Pack45,62 and WannierTools47.

Hybrid-functional calculations have been performed using the Heyd-Scuseria-Ernzerhof (HSE) functional63 as implemented in Quantum ESPRESSO54 with the acceleration provided by the Adaptively Compressed Exchange Operator64. A cutoff of 100 Ry (equal to the wavefunction cutoff) for the Fock operator has been sufficient to converge self-consistent band energies, with a q-grid of 12 × 12 × 1 (6 × 6 × 1) for topological (trivial) systems. Results on the irreducible Brillouin zone are expanded to the full zone using the open_grid.x code in Quantum ESPRESSO54, and then band structures are interpolated using a Wannier representation.

G0W0 calculations are performed using the Yambo65 code, on top of DFT-PBE calculations with the Quantum ESPRESSO distribution53,54. We use fully relativistic ONCV55 pseudopotentials from the SG15 library66. The self-energy is constructed using a 36 × 36 × 1 k-point grid. In the G0W0 calculations we adopt the random integration method, the 2D Coulomb cutoff, the Bruneval–Gonze terminator67 for the Green’s function and the Godby–Needs68 plasmon pole approximation for the frequency dependence of the self-energy. SOC is included self-consistently at the DFT level, using spin-orbitals, and fully taken into account at the G0W0 level using a spinorial Green’s function.

Band alignment

In 3D materials, band energies are computed with respect to a material-dependent reference value, thus making direct comparison between band energies in different materials ill-defined and the evaluation of band offsets rather intricate. The situation is simplified in 2D materials, where a well-defined reference energy can be obtained by considering the constant limiting value of the total electrostatic potential reached far away from the material, i.e., the so-called vacuum energy. By shifting the band energies so that this reference vacuum energy is the same for both materials, we obtain the correct band alignment between different materials. The procedure is further simplified when calculations are performed using a cutoff to truncate Coulomb interactions along the vertical direction 57,58, orthogonal to the layers, which allows one to mimic the correct open-boundary conditions of the 2D system even though the calculations are performed using a plane-wave basis set, and thus with periodic boundary conditions in all directions. As a result, band energies are referred to a well-defined value, with a reference zero set at the vacuum level of a neutral non-polar system. It is thus very easy to compare band structures of different non-polar materials on an absolute scale, and the relative band alignment can be obtained by directly comparing the bare band energies. When a material (or both) has a finite vertical dipole, the total electrostatic potential in the vacuum does not go to the reference zero, but to two opposite values on the two sides of the material (±Δϕ for In2Se3 in the main text). The correct band offset between two materials can thus be obtained from the bare band energies by correcting for the electrostatic offset needed to re-align the vacuum energies in the region between the materials. The alignment thus obtained corresponds to having the materials sufficiently far apart to avoid charge transfer or any other source of charge redistribution that can further affect the band offset when the materials are instead close enough.

Supercell creation

Supercells for twisted heterostructures are created by considering larger, non-primitive unit cells for the two layers defined by a first lattice vector \({{{{\bf{A}}}}}_{1}^{{{{\rm{I{n}}}_{2}\rm{S{e}}_{3}}}}={n}_{1}{{{{\bf{a}}}}}_{1}+{n}_{2}{{{{\bf{a}}}}}_{2}\) and \({{{{\bf{A}}}}}_{1}^{{{{\rm{CuI}}}}}={m}_{1}{{{{\bf{a}}}}}_{1}+{m}_{2}{{{{\bf{a}}}}}_{2}\), where a1,2 are the common primitive lattice vectors of In2Se3 and CuI, while the other lattice vector is obtained by a 120° rotation. The volume of these unit cells is increased by a factor \({n}_{1}^{2}+{n}_{2}^{2}-{n}_{1}{n}_{2}={m}_{1}^{2}+{m}_{2}^{2}-{m}_{1}{m}_{2}\). The CuI cell is then rotated to align \({{{{\bf{A}}}}}_{1}^{{{{\rm{CuI}}}}}\) onto \({{{{\bf{A}}}}}_{1}^{{{{\rm{I{n}}}_{2}\rm{S{e}}_{3}}}}\) and have a common Bravais lattice for the supercell. The simple primitive case is recovered for n1 = m1 = 1 and n2 = m2 = 0, while the θ = 60° case is obtained for (n1, n2) = (1, 0) and (m1, m2) = (1, 1). The other rotation angles considered in the main text correspond to a 7-fold supercell with (n1, n2) = (2, −1) and (m1, m2) = (3, 1) for θ = 38.21°, while (n1, n2) = (1, −2) and (m1, m2) = (2, −1) for θ = 21.79°.

Data availability

The data that support the findings of this study are available from the corresponding author upon reasonable request.

Code availability

The electronic structure codes used in this work are all open source and available online at their corresponding website. Input files, tight-binding models and other relevant scripts are available from the corresponding author upon reasonable request.

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Acknowledgements

The authors would like to thank Nicola Marzari for useful discussions. We acknowledge support during the initial phase of the project from the NCCR MARVEL (A.M. and M.G.) and the Ambizione program (M.G.), both funded by the Swiss National Science Foundation. M.G. acknowledges support from the Italian Ministry for University and Research through the Levi-Montalcini program. Simulation time was awarded by PRACE (project id. 2016163963), ISCRA and a CINECA-UniTS agreement on MARCONI100 at CINECA, Italy.

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M.G. originally conceived the project based on a materials discovery by A.M. A.M. and M.G. together further developed the project, performed simulations and modeling, and wrote the manuscript.

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Correspondence to Antimo Marrazzo or Marco Gibertini.

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Marrazzo, A., Gibertini, M. Twist-resilient and robust ferroelectric quantum spin Hall insulators driven by van der Waals interactions. npj 2D Mater Appl 6, 30 (2022). https://doi.org/10.1038/s41699-022-00305-9

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