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# In-plane anisotropic optical and mechanical properties of two-dimensional MoO3

## Abstract

Molybdenum trioxide (MoO3) in-plane anisotropy has increasingly attracted the attention of the scientific community in the last few years. Many of the observed in-plane anisotropic properties stem from the anisotropic refractive index and elastic constants of the material but a comprehensive analysis of these fundamental properties is still lacking. Here we employ Raman and micro-reflectance measurements, using polarized light, to determine the angular dependence of the refractive index of thin MoO3 flakes and we study the directional dependence of the MoO3 Young’s modulus using the buckling metrology method. We found that MoO3 displays one of the largest in-plane anisotropic mechanical properties reported for 2D materials so far.

## Introduction

Recently, two-dimensional (2D) materials with an in-plane anisotropy, such as several transition metal chalcogenides, group-VA, black phosphorus and compounds made of two group-VA elements (so called V-V binary materials), have been extensively studied1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21. Some of them have demonstrated a great potential in optoelectronics and flexible electronics applications22,23,24,25, allowing the fabrication of devices with new functionalities (e.g., polarization sensitive photodetectors22,26) and the observation of quasi one-dimensional physics phenomena27. Among the available anisotropic 2D materials, molybdenum trioxide is a wide band gap semiconductor (>2.7 eV)28, which makes it quasi-transparent in the visible spectrum while being still electrically conductive. This nanomaterial has been proven useful for gas sensing29, resistive memory technology30, optoelectronic31,32,33,34,35,36,37,38,39,40, electrochromic41 and flexible42,43 applications. The difference between the in-plane (a-c) lattice parameters makes α-MoO3 a perfect candidate to investigate optical, mechanical, and electrical in-plane anisotropic properties. Indeed, calculations show that in-plane carrier mobility exhibit strong anisotropic behavior44 and highly anisotropic propagation of phonon polaritons have been recently observed in α-MoO345,46,47,48. In comparison with metallic plasmon polaritons, phonon polaritons can achieve reduced optical losses, improved light confinements and higher quality factors49,50,51,52. These interesting optical properties are mainly caused by the anisotropy of the fundamental properties of molybdenum trioxide, which until now have been scarcely investigated.

Here, using a combination of experiments and density functional theory calculations, we have studied the direction-dependent refractive index (birefringence) and Young’s Modulus of α-MoO3 exfoliated flakes, two fundamental quantities that govern the anisotropy observed in Raman and phonon polariton experiments. We studied thin flakes of α-MoO3 by aberration-corrected scanning transmission electron microscopy and energy-dispersive x-ray spectroscopy. We then deposited the flakes on SiO2/Si substrates and identified the crystallographic orientation of samples using angle-resolved polarized Raman spectroscopy technique53. Then, we determined the in-plane anisotropy of the MoO3 refractive index using angle-resolved polarized micro-reflectance spectroscopy, finding a remarkably large birefringence. The anisotropic mechanical properties of the MoO3 flakes was experimentally investigated with the buckling metrology method54,55, finding one of the largest Young’s modulus anisotropy reported so far for 2D materials.

## Results

### Crystal structure study

We have grown MoO3 flakes in atmospheric conditions using a modified version of the hot plate-based physical vapor transport method described in ref. 56. Briefly, a molybdenum foil was oxidized on a hotplate at 540 °C, then a silicon wafer was placed on top. At this temperature, the molybdenum oxide sublimes and re-crystallizes on the surface of the Si wafer, which is at a slightly lower temperature, forming MoO3 flakes. Then, a Gel-Film (Gel-Pak WF x4 6.0 mil) stamp is used to pick-up and exfoliate the MoO3 flakes. These flakes can be then transferred onto a target substrate (e.g., a holey Si3N4 TEM grid or a 297 nm SiO2/Si substrate) using deterministic transfer set up (see Materials and Methods section for more information).

Figure 1a shows the layered crystal structure of α-MoO357,58,59, belonging to the Pbnm space group. It consists of a double-layer stacking of linked distorted MoO6 octahedra in the b direction, along which the adjacent layers are linked by weak van der Waals forces, while in-plane atoms are strongly bonded. This configuration leads to lattice parameters: a = 3.96 Å, b = 13.86 Å and c = 3.70 Å (JCPDS file: 05-0508)44,53,56,59,60. We characterized the structure and composition of the grown MoO3 flakes using scanning transmission electron microscopy (STEM) along with energy dispersive x-ray spectroscopy (EDS) and scanning electron microscopy (see Supplementary Fig. 4 in the Supporting Information). A thin flake was transferred into a porous Si3N4 membrane, as shown in Fig. 1b. Atomic resolution high angle annular dark field (HAADF) imaging shows an orthorhombic α-MoO3 structure with a difference in the a-c lattice parameters, as depicted also in a selected area diffraction pattern (SAED) acquired at the same flake (Fig. 1c, d)44,53,56,59,60. The chemical composition of the flake was determined by EDS, Fig. 1e shows the spectrum of MoO3 used for quantification, where we find a small oxygen deficiency.

### Angle-resolved polarized Raman spectroscopy analysis

We have used angle-resolved polarized Raman spectroscopy technique to identify the different crystal directions in our MoO3 flakes. Using a linearly polarized laser in a Raman system (see Materials and Methods section) and setting the analyzer and polarizer in a parallel configuration, while we rotate the sample, we obtain the spectra shown in Fig. 2a. The system set up is depicted in Supplementary Fig. 1 in the Supplementary Information and it is explained in detail by Liu et al.61. Typical MoO3 Raman modes are Ag and Bg62 and no correlation has been found between the Raman modes and the MoO3 thickness63. We highlight the peaks centered at 282 cm−1, assigned to B2g mode, and at 156 and 818 cm−1, assigned to Agc and Aga mode, respectively. The Agc peak corresponds to the translation vibration of the rigid MoO6 octahedra chains along the c-axis, and the Aga mode is the asymmetric stretching vibration of O-Mo-O atoms along the a-axis53,62.

We have carried out angle-resolved polarized Raman measurements in a MoO3 flake of 28 nm of thickness from 0° to 360°, with a step of 4°. The thickness has been determined by combination of atomic force microscopy with recently developed optical microscopy based techniques64. In Fig. 2a three of these measurements at different angles (0°, 45° and 90°) are displayed. Notice the difference in intensity of each mode, revealing how the relative orientation between the incident laser polarization angle and the direction of the crystalline axes plays an important role in the Raman process. In fact, previous works have shown how the Ag and B2g mode intensities can be fitted to53,62:

$$I\left( {A_g} \right) \propto \left( {A\cos ^2\beta + C\sin ^2\beta } \right)^2$$
(1)
$$I\left( {B_{2g}} \right) \propto E^2\sin ^22\beta$$
(2)

where β is the relative angle between the a-axis crystal direction and the linear polarization direction of the laser. Figure 2b shows the normalized intensity angle-resolved polarized Raman measurements of each mode (light red), with the resulting fit to Eqs. (1) and (2) (in dark red), showing an excellent agreement. Note, the Agc and Aga modes are useful to extract the crystal structure of the sample due to their 180-degree periodicity. The inset in Fig. 2a shows a microscopy image of the MoO3 flake on SiO2/Si, studied with the Raman spectroscopy. The a- and c-axes, determined from the Raman measurements are depicted in the figure and coincide with the straight edges produced during the exfoliation of the MoO3 flake.

### Polarized micro-reflectance analysis

In order to gain an insight about the in-plane anisotropic optical properties of MoO3 flakes we carried out micro-reflectance measurements employing linearly polarized incident light. Figure 3 shows the optical contrast spectra acquired for different alignment between the crystal axis and the incident linear polarization (see the bottom inset). The optical contrast C is defined as:

$$C = \frac{{I_{fl} - I_{sub}}}{{I_{fl} + I_{sub}}}$$
(3)

where Ifl and Isub are the intensity measured on the MoO3 flake and on the bare substrate, respectively. Interestingly, it has been demonstrated how one can use a simple Fresnel law-based model to accurately reproduce the measured optical contrast spectra64. Moreover, given the known refractive indexes of air, SiO2 and Si and the known thickness of the SiO2 film and MoO3 flake one can determine the refractive index of the MoO3 flake for different alignment between the incident linearly polarized light and the crystal directions by using the refractive index as a fitting parameter to achieve the best fit of the Fresnel law-based model to the experimental data. The top inset in Fig. 3 shows the resulting in-plane angular dependence of the refractive index displaying a marked anisotropy (birefringence). While along the a-axis the refractive index of MoO3 is na = 2.21 + 0i, along the c-axis the refractive index increases up to nc = 2.30 + 0i. The difference Δn between nc and na, is ~0.1. This value is comparable to that of well-known strongly birefringent materials like calcite (−0.17) and barium borate (−0.12)65,66. If we compare it with other anisotropic 2D materials, the birefringence of MoO3 is larger than that of ReS2 and ReSe2 (~0.04)6 but substantially lower than the values reported for black phosphorus (0.25)6 or TiS3 (0.3)67. However, note that, unlike MoO3, all these anisotropic 2D materials are rather opaque in the visible range of the electromagnetic spectrum, limiting their application in polarization optics applications. Therefore, the birefringence value of MoO3, although more modest in comparison with TiS3 or black phosphorus, can have a stronger impact in future ultrathin polarization optics applications. These experimental results for MoO3 are confirmed by theoretical ab-initio calculations through the solution of the Bethe–Salpeter’s equation, in which we have obtained refractive index values of na = 2.40 and nc = 2.60 at small frequency, with a difference Δn ~ 0.2. We find these theoretical values close to the ones obtained experimentally. We attribute the lower birefringence experimental value to the presence of defects in the MoO3 flakes, not considered in the calculations, that can effectively reduce the anisotropy of the lattice.

### Mechanical anisotropy study

In the following we focus on the characterization of the anisotropy of the Young’s modulus, one of the fundamental magnitudes that govern the mechanical properties of materials, of MoO3 flakes. We use buckling induced metrology method, which has been proved to be an easy, but reliable way to study the Young’s modulus of thin films54,55 and 2D materials68,69,70,71,72. The method relies on studying the buckling instability that arises when a thin film is deposited onto an adhesive compliant substrate, and it is subjected to in-plane uniaxial compression73. Because of this compression, there is a trade-off in the energy related to the adhesion forces between film and substrate and the bending rigidity of the film. This trade-off leads to a rippling pattern of the thin film, which is characteristic of the film and substrate properties (in the Supplementary Information it can be found an animated GIF, Supplementary GIF, of a α-MoO3 flake compressed in this way). To perform the buckling metrology measurements, the MoO3 flakes were transferred onto a flat (unstrained) Gel-Film substrate that is mounted on a rotation stage under the inspection of an optical microscope. Then the flakes were subjected to compressive strain along different crystal directions by pinching the surface of the Gel-Film with two glass slides and pictures of the obtained ripple patterns are acquired with a digital camera attached to the microscope. The MoO3 flakes are then transferred to a SiO2/Si substrate to determine their crystal orientation, through Raman spectroscopy and micro-reflectance, and thickness through AFM (see Supplementary Figs. 2 and 3 of the Supporting Information).

The wavelength, λ, of the rippling pattern can be used to determine the Young’s modulus:

$$E_f = 3\left( {\frac{\lambda }{{2\pi h}}} \right)^3\frac{{1 - \nu _{fa}\nu _{fc}}}{{1 - \nu _s^2}}E_s$$
(4)

being h the flake thickness, vs, vf, Es and Ef the Poisson’s ratio and Young’s Modulus of substrate and flake, respectively. The Poisson’s ratio of α-MoO3 must be taken along the two axes. Using density functional theory (more details available in the Supplementary Information) we calculate Poisson’s ratios of α-MoO3 correspond to νfa = 0.147 and νfc = 0.06. In our experiment we used a Gel-Film substrate as compliant substrate, with vsub = 0.574 and its Young’s Modulus is Esub = 492 ± 11 kPa68.

Figure 4a shows optical images of a 24 nm thick MoO3 flake (thickness and orientation obtained with optical microscopy based technique, shown in Supplementary Fig. 2) when it is subjected to compression along the a- and c-axes. Upon compression along different orientations the MoO3 develops a rippled pattern whose periodicity depends on the direction. In Fig. 4b, a statistical study is shown with 14 different samples with thicknesses ranging from 18 to 62 nm (white circles), from which we obtain the mean Young’s Modulus values and their standard deviation along the a- and c-axis. We use histograms to show the flake-to-flake variability of these results and we fit them with a normalized Gaussian distribution function. Moreover, we plot the corresponding two-dimensional normalized Gaussian distribution function in a 2D gray colormap, in which the density of datapoints is associated with the colorbar, set as inset. The obtained Young’s modulus values along the a- and c-axes directions are Ea-axis = 44 ± 8 GPa and Ec-axis = 86 ± 15 GPa, respectively. Interestingly the anisotropy ratio (Ec-axis/Ea-axis) is ~2 among the largest value reported in the literature for anisotropic 2D materials: black phosphorus ~2.717, for orpiment (As2S3) is ~1.775. Our DFT calculations predict even higher Young’s modulus values (91.9 GPa and 216.9 GPa for the a- and c-axis respectively) in relatively good agreement with the values reported for bulk-like MoO3 (~200 nm thick) crystals through Brillouin scattering. Note that the presence of defects in the synthesized MoO3 samples, like the oxygen vacancies found in the STEM-EDS analysis, could explain the lower Young’s modulus values obtained in our experiments.

## Discussion

In summary, we combined scanning transmission electron microscopy, Raman spectroscopy, micro-reflectance and buckling metrology to probe the anisotropic optical and mechanical properties of exfoliated MoO3 flakes. We found that the flakes show a strong birefringence, i.e., their refractive index depends on the alignment between the polarization of the incident light and the crystalline axis. The difference between the refractive index for light polarized along the a- and c-axes reaches ~0.1. This large value, together with the fact that MoO3 is transparent in the visible range, makes this material a good candidate for future polarization optics applications. Regarding the mechanical properties, we found that the experimental Young’s modulus along the a- and c-axes directions are Ea-axis = 44 ± 8 GPa and Ec-axis = 86 ± 15 GPa, respectively, yielding an anisotropy ratio of ~2, only surpassed by black phosphorus. Our results agree with ab-initio calculations of optical and elastic properties of MoO3. The anisotropy in the refractive index and the Young’s modulus have strong impact in many optical and mechanical properties and thus, we believe that our work can be used as the foundation of further works studying the intriguing anisotropic properties of MoO3.

## Methods

### Growth and deposition

We have based our present grown procedure on a modification of the hot plate growth method developed by Molina-Mendoza et al.56.

Once the growth of the crystals is finished, the MoO3 flakes are firstly exfoliated onto a polydimethylsiloxane (PDMS) (Gel-Film WF x4 6.0 mil, by Gelpak®) and then transferred onto a 297 nm SiO2/Si substrate using a deterministic transfer method76,77.

### Scanning transmission electron microscopy

For the scanning transmission electron microscope characterization, we used an aberration-corrected JEOL JEM-ARM 200cF electron microscope operated at 80 kV, equipped with a cold field emission gun and an Oxford Instruments EDS spectrometer.

### Optical microscopy and spectroscopy

Optical microscopy images were acquired using a Motic BA310 MET-T microscope equipped with a 50 × 0.55 NA objective and an AMScope MU1803 CMOS Camera. Reflection spectra were collected from a spot of ~1.5–2 µm diameter with a Thorlabs CCS200/M fiber-coupled spectrometer (Thorlabs Inc., Newton, New Jersey, United States). More details about the micro-reflectance setup can be found in Reference78.

### Raman spectroscopy

Raman characterization of MoO3 flakes on 297 nm SiO2/Si substrates were carried out with a confocal Raman microscopy system (MonoVista CRS+ from Spectroscopy & Imaging GmbH) using a 532 nm excitation laser with an incident power of 1.234 mW and a 100× objective with the integration time of 20 s.

### Numerical methods

We have analyzed the optical and elastic properties of MoO3 using the YAMBO and Quantum Espresso suite of programs79,80,81. For the electronic structure calculation we have used the generalized gradient approximation in the PBE parametrization for the exchange-correlation energy with a plane wave cut-off of 60 Ry82. The electronic structure calculations are performed on a Monkhorst-Pack grid of 8 × 8 × 8 points. We have chosen norm-conserving pseudo potentials in the SG15 database83.

For the elastic properties, we have used the thermo_pw code from the Quantum Espresso suite84. The elastic properties agree when we used either norm-converting or ultra-soft pseudo potentials.

## Data availability

Data presented in this study are available on request from the authors.

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## Acknowledgements

This project has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (grant agreement n° 755655, ERC-StG 2017 project 2D-TOPSENSE), the European Commission, under the Graphene Flagship (Core 3, grant number 881603), the Spanish Ministry of Economy, Industry and Competitiveness through the grant MAT2017-87134-C2-2-R. R.F. acknowledges the support from the Spanish Ministry of Economy, Industry and Competitiveness (MINECO) through a Juan de la Cierva-formación fellowship 2017 FJCI-2017-32919. S.P. acknowledges the fellowship PRE2018-084818. R. D’A. acknowledges financial support from the grant Grupos Consolidados UPV/EHU del Gobierno Vasco (Grant No. IT1249-19), the support of the MICINN through the grant “SelectDFT” (Grant No. FIS2016-79464-P) and travel support from the MINECO grant “TowTherm” (Grant No. MINECOG17/A01). G.S.-S. acknowledges financial support from Spanish MICIU RTI2018-099054-J-I00 and MICINN IJC2018-038164-I. Electron microscopy observations were carried out at the Centro Nacional de Microscopia Electronica, CNME-UCM.

## Author information

Authors

### Contributions

S.P. fabricated the MoO3 flake samples and performed the optical microscopy, Raman spectroscopy and buckling metrology experiments. G.S-S., performed the electron microscopy experiments. R.F., C.M. and A.C.-G. supervised and designed the experiments. S.P., C.M. and A.C.-G. drafted the firsts version of the manuscript. R.D’A. developed the theoretical calculations. All authors contributed to writing the final version of the manuscript.

### Corresponding author

Correspondence to Andres Castellanos-Gomez.

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### Competing interests

The authors declare no competing interests.

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Puebla, S., D’Agosta, R., Sanchez-Santolino, G. et al. In-plane anisotropic optical and mechanical properties of two-dimensional MoO3. npj 2D Mater Appl 5, 37 (2021). https://doi.org/10.1038/s41699-021-00220-5

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• DOI: https://doi.org/10.1038/s41699-021-00220-5