The use of face masks became mandatory during SARS-CoV-2 pandemic. Wearing masks may lead to complaints about laboured breathing and stress. The influence of different masks on cardiopulmonary performance was investigated in a partially double-blinded randomized cross-over design. Forty subjects (19–65 years) underwent body plethysmography, ergometry, cardiopulmonary exercise test and a 4-h wearing period without a mask, with a surgical mask (SM), a community mask (CM), and an FFP2 respirator (FFP2). Cardiopulmonary, physical, capnometric, and blood gas related parameters were recorded. Breathing resistance and work of breathing were significantly increased while wearing a mask. During exercise the increase in minute ventilation tended to be lower and breathing time was significantly longer with mask than without mask. Wearing a mask caused significant minimal decreases in blood oxygen pressure, oxygen saturation, an initial increase in blood and inspiratory carbon dioxide pressure, and a higher perceived physical exertion and temperature and humidity behind the mask under very heavy exercise. All effects were stronger when wearing an FFP2. Wearing face masks at rest and under exercise, changed breathing patterns in the sense of physiological compensation without representing a health risk. Wearing a mask for 4-h during light work had no effect on blood gases.
Face masks have been confirmed as adequate protection against SARS-CoV-2 infection1,2,3. In many countries, wearing a mask is required in public and at workplaces, especially if social distancing cannot be assured. This study was performed to gain additional knowledge about strains and stresses caused by wearing masks at rest and under different working (exercising) conditions.
Numerous studies showed that wearing masks during physical exercise causes non-health relevant decreases in blood oxygen as well as slight increases in blood carbon dioxide2,4,5,6,7,8,9,10. However, the majority of these studies focused on relevant clinical parameters, sporting leisure activities and investigated short-term loads of up to 300 watts and more on a bicycle ergometer which does not represent typical conditions in everyday life or at workplaces11,12,13,14,15. Some authors also reported physiological effects after continuous or moderate loads10,15,16,17,18,19. In most studies, during cardiopulmonary exercise test (CPET), the face mask was worn underneath the silicone mask required for CPET, which has been discussed as influencing factor4,5,6,7,13. Additionally, measurements were predominantly performed on young, well-trained people10,14,20,21,22 and none of the preceding studies was blinded with respect to the type of mask to be worn by the subjects or focused on breathing physiology or breathing mechanics.
To address the gap of knowledge regarding these questions, we created a partially (two of four modules) double-blinded randomized cross-over design for the present study. The aim of the study was to investigate the influence of three common types of masks worn for protection against SARS-CoV-2 on basic breathing physiology, as well as cardiopulmonary parameters and subjects' perceived physical exertion under different exercise and common workplace conditions in a study group covering a wide range of age and training condition.
We hypothesize that (1) face masks alter the breathing patterns (e.g. longer inspiratory and expiratory time or reduced minute ventilation) when compared to the no mask situation under different exercise as well as common workplace conditions. Further we hypothesize, that (2) wearing face masks has a negative effect on objective (cardiopulmonary, blood gas parameters) and subjective (subjects' perceived physical exertion) outcomes under different exercise and common working conditions.
Materials and methods
Eligibility criteria included being between 18 and 65 years of age with no (medical or psychosocial) contraindication against vigorous exercise. Exclusion criteria were absolute and relative contraindications for CPET as well as intake of psychoactive substances, renal, neurological, or mental diseases, musculoskeletal disorders or any acute injury, according to current recommendations23,24.
Subjects underwent a baseline examination consisting of medical history, physical examination, routine laboratory tests, electrocardiogram, a pulmonary function test, and an initial CPET to determine individual load levels (see module 2).
Sample size calculation (G*Power Ver. 3.9.1, level of alpha = 0.05, power = 0.80) based on different cardiopulmonary parameters (e.g., minute ventilation (VE), heart rate (HR), blood oxygen saturation (sO2), transcutaneous CO2 (tCO2)) were performed using the data of previous studies8,10,12,15. The largest number of subjects to be assumed was 39 (exercise with a surgical mask (SM) and without wearing a mask).
Each subject was tested with four different mask situations (surgical mask (SM), community cloth mask (CM), a filtering face piece (FFP2) and without wearing a mask (NM) as reference) in a randomized order. The cross-over study design was based on four different modules performed also in a randomized order to investigate different physiological parameters that may be influenced when wearing a face mask: body plethysmography (1) and CPET (2) were performed to study breathing physiology and cardiopulmonary parameters at rest and during exercise under standardized conditions without leakage of the mask. In these two modules the mask material was presented to subjects in a double-blinded setting using a mask adapter (Fig. 1) to avoid influences of wearing the face mask behind the silicone CPET mask and to reduce bias of the subjects' perceived physical exertion and the experimental conditions observed by the investigator. The modules ergometry (3) and workplace examination (4) were performed to study the influence of masks worn under real-life conditions (including leakage) especially on blood gases and inspiratory and expiratory CO2 partial pressure under exercise and common work conditions.
In module 1, the washout periods between each mask situations lasted at least 30 min. If the subjects were not ready for a subsequent intervention, they were given an additional 30 min resting time. In modules 2–3, the washout periods between each exercise test lasted at least 5 h. Blood gas samples was drawn to control if subjects had regained a physiological resting state. For module 4, the washout period between each mask situations was more than 48 h. In all four modules, each session was performed at a comparable time of the day with comparable routines (i.e. working days).
Body plethysmography measurements (MasterScreen Body®, Vyaire Medical GmbH, Höchberg, Germany) were performed as described previously17,18 and all data were generated via the company software (JLAB 5.30.0, Vyaire Medical GmbH, Höchberg, Germany) and according to current recommendations16,17,18.
CPET (MasterScreen CPX®, Vyaire Medical GmbH, Höchberg, Germany) was performed using a standard silicone CPET mask (Hans Rudolph™ mask) on a bicycle ergometer according to current recommendations23,24. Based on an initial CPET, individually determined load levels resulting in a VE of 10 L/min (pre), 30 L/min (E1), 50 L/min (E2), > 60 L/min (E3) and 10 L/min (post) were used, which corresponds to light (pre and post), moderate (E1), heavy (E2), and very heavy (E3) work25,26. To assure a physiological steady-state situation, we decided to use load levels with 6 min duration, which represent a more sensitive and reliable verification of constant load thresholds (e.g. physical working capacity at a heart rate of 130/150 beats per minute (PWC130/150)) than extrapolation from a ramp load (< 3 min at each load level)27,28. Each exercise test took about 30 min.
Before each examination (modules 1 and 2), the measuring device was calibrated with the specific mask adapter and the specific dead-space volume (consisting of the volumes of the mask adapter and of the CPET mask) was recorded in the system. However, this dead-space volume was very similar to the dead-space volume of any face mask worn under real-life conditions (modules 3 and 4).
Since the CPET examination does not reflect the normal wearing of a face mask (without leakage), due to the standard silicone CPET mask, ergometric exercise was repeated using the identical step protocol as in module 2 and the masks were worn under real-life conditions (including leakage).
For a 4-h workplace examination, masks were regularly worn (including leakage) during light/moderate work in the office or laboratory. For modules 3 and 4, the correct fit of the mask was checked by the investigator prior to each measurement and the subjects were instructed to do the same during the workplace measurement in module 4.
Mask characteristics and mask adapter
To compare breathing resistances and filter efficiencies, the three masks were tested on a “Sheffield head” according to the European Standard EN 149 (applied solely to CE certification of FFP masks)29.
In all modules, participants wore in randomized order (1) NM, (2) SM (Typ II, MedicalCare & Serve industry®, Wilfried Rosbach GmbH, Willich, Germany), (3) CM (van Laack® GmbH, Mönchengladbach, Germany) and (4) FFP2 (Dräger X-plore® 1920 NR D, Dräger® Safety AG, Lübeck, Germany). For body plethysmography (Fig. 1E) and CPET, a round sample (⌀ 8 cm) of the tested mask was placed in an opened, empty bacterial filter (MicroGard II, Vyaire Medical GmbH, Höchberg, Germany), made airtight using adhesive tape and a metal clamp (Fig. 1 B–D). The original filter as well as the filter housing are explicitly approved and required by the manufacturer for body plethysmography and CPET measurements (Vyaire Medical GmbH, Höchberg, Germany). For the NM situation, an empty filter was prepared the same way, assuring a double-blind experimental setting (Fig. 1A).
Physiological and physical parameters
Lung volume associated parameters (e.g. forced vital capacity (FVC), forced expiratory volume in one second (FEV1)), as well as parameters referring to breathing time (inspiratory time (Tin), expiratory time (Tex), inspiratory and expiratory time (Ttot)) and parameters related to body plethysmography (e.g., total airway resistance (Rtot), specific airway resistance (sRtot), work of breathing (WOB), respiratory power (RP)) were measured via body plethysmography under resting situation according to current recommendations23,30,31.
Blood gas analysis (BGA) from hyperaemic capillary earlobe blood was taken before and after CPET and ergometry and at the end of each load level (5th minute) as well as before and at the end (while wearing a mask) of the 4-h workplace examination (ABL 825 analyser, Radiometer Medical APS, Copenhagen, Denmark) to check sO2, oxygen partial pressure (pO2), and blood carbon dioxide partial pressure (pCO2).
During CPET, cardiopulmonary parameters such as minute ventilation (VE), respiratory rate (RR), heart rate (HR), oxygen uptake (VO2), minute ventilation per litre of oxygen (VE/VO2) and carbon dioxide (VE/VCO2), and parameters referring to breathing time (Tin, Tex, Ttot) were measured automatically via CPET breath by breath, while blood pressure was monitored every two minutes with a cuff sphygmomanometer (Ergoselect 200, Ergoline GmbH, Bitz, Germany) according to current recommendations23,24.
For ergometry and workplace examination, the heart rate (HR) and respiratory rate (RR) were measured simultaneously using a portable, wireless polysomnography system (SOMNOscreen® Plus PSG, SOMNOmedics GmbH, Randersacker, Germany).
According to current recommendations, changes in inspiratory and expiratory CO2 partial pressure (pCO2in, pCO2ex) were performed using the LoFLo capnography system (Philips Respironics, Wallingford Connecticut, USA) with a sampling rate of 50 ml per minute32.
Temperature and humidity were recorded using a climate data logger (PeakTech 5185®, Ahrensburg, Germany), which was fixed with adhesive tape between nose and mouth33,34.
Subjects’ perceived physical exertion
Perceived physical exertion was assessed in CPET and ergometry before, after, and within the last 20 s of each load as well as before and after the 4-h workplace examination using the BORG Scale35.
Data and statistical analysis
Median values of cardiopulmonary parameters of CPET and ergometry were calculated during the last three minutes of each 6-min load after reaching the physiological steady state. Measurement values are presented as boxplots (box: median, 25th-75th percentile; whiskers: 3.5-fold interquartile range). In tables, data are expressed as medians (range).
A generalized linear mixed (GLM) model, along with generalized estimating equations (GEE), was used on the logarithmized values. In all GLM models, the load level (pre, E1, E2, E3, post) and the time of measurement (30, 60, 90, 120, 150, 180, 210, 240 min) were included as influencing factors. This allows intraindividual comparison at the different examination times (i.e., each subject is compared to him/herself), and a consideration of repeated measurements. Geometric means (G.M.) as well as least-square means were calculated based on these models. The situation without mask was used as reference. We adjusted for further influencing factors, including sex (dichotomous), age (continuous per 10 years), and height (continuous per 10 cm). Pearson correlation coefficients (r) (+ 95% confidence intervals (CI) and Fisher transformation over all examination times in each module) were calculated to predict the monotone association between parameters. A p value of < 0.05 was considered statistically significant. Analyses were performed using SAS 9.4 (SAS Institute, Cary, NC, USA). Figures were drafted with GraphPad Prism version 9 (GraphPad Software, San Diego, CA, USA).
The study was conducted in accordance with the latest revision of the Declaration of Helsinki and the Ethics Committee of the medical faculty of the Ruhr-University Bochum provided ethical approval of the study (Reg. No.: 20-7024). All subjects gave written informed consent—both for study participation and for the publication. The person shown in Fig. 1 gave informed consent for publication of identifying images in an open access-online publication.
Performance characteristics of the face masks
Using the “Sheffield head” system according to EN 149, in- and expiratory breathing resistance of SM and CM was similar and lower compared to FFP2, probably due to the better filter efficiency of FFP2 (Table S1). For all types of masks breathing resistance increased with higher inspiratory airflow and decreased for SM and CM under an expiratory airflow from 160 L/min due to a high leakage of the masks. The breathing resistance of FFP2 increased further, since the leakage was low. The filter efficiency was highest for FFP2 and much lower for CM and SM as expected.
Characteristics of the study cohort
A total of 40 subjects (20 women and 20 men) participated in the study. Data are shown in Table 1. Mean age for the study group was 47 years (range 19–65). Age, weight, height, BMI were lower in females compared to males. Training conditions (PWC130) were in the normal range. The cohort included 8 active smokers and some subjects suffering from mild asthma (n = 2) or hypertension (n = 5). All 40 subjects completed the four modules without showing clinical adverse health effects.
Body plethysmography (Module 1)
When wearing a mask, forced vital capacity (FVC) and forced expiratory volume in one second (FEV1) decreased significantly (Table 2). Compared with the situation without mask, body plethysmography showed a significant increase in breathing resistance, work of breathing, and respiratory power depending on the mask type (SM < CM < FFP2), resulting in a significant reduction of the maximum voluntary ventilation (MVV). Inspiratory and expiratory time (Ttot) increased, indicating a reduced breathing frequency and a slower and deeper single breath.
CPET (Module 2)
Main results of CPET are displayed in Table 3 (full results in Supplementary Tables S2 and S3). Blood-gas analyses revealed a slight decrease in pO2 and sO2 as well as a slight increase in pCO2 under light work depending on the mask type (SM < CM < FFP2). All effects were most pronounced when wearing FFP2.
The increase in minute ventilation (VE) tended to be lower when wearing a mask than without mask, reaching statistical significance with FFP2 during very heavy work (E3) (Fig. 2a, Table 3). Under very heavy work, end-expiratory lung volume (EELV) and breathing reserve (BR) were lower with all types of mask compared to NM. For breathing reserve, the difference was statistically significant, when wearing FFP2. With each type of mask, oxygen uptake (VO2) was reduced and Ttot was longer with increasing load levels than without wearing a mask, especially for FFP2 under very heavy work (Fig. 2b, Table 3).
VE/VO2 and VE/VCO2 increased during light work (E1) while wearing a mask, but decreased significantly under moderate exercise (E2) for FFP2. At very heavy load (E3) VE/VO2 and VE/VCO2 were reduced significantly for all types of masks (Fig. 2c, d, Table 3).
Further analyses showed minor positive correlations for all mask types between FVC, inspiratory and expiratory time (Ttot), and FEV1, respectively (Supplementary Table S4). Both parameters (FVC, FEV1) showed negative correlations with VE/VO2 and VE/VCO2 under exercise. In addition, for SM, CM and FFP2 there was a negative correlation between FVC or FEV1 and BORG scale and a positive correlation of specific airway resistance with Ttot. With longer Ttot, pCO2 increased and pO2 decreased for all types of masks. However, for FFP2, a minor negative correlation was observed between Ttot and sO2.
Ergometry (Module 3)
Main results of ergometry are displayed in Table 4 (complete dataset in Table S5). With mask, Ttot was longer with increasing load than without mask, which was most evident with the FFP2. Inspiratory CO2 behind the mask (pCO2in) increased at rest and under physical exertion, being significant for FFP2 (Fig. 3a). Blood-gas analyses showed a significant increase in pCO2 with higher exercise levels for all types of masks compared to NM (Fig. 3b). In the post-exercise phase, CO2 concentration decreased immediately and was even slightly lower compared to the pre-exercise phase. Significant decreases in pH, pO2 and sO2 were measured at very high workloads (E3) with all masks but remained predominantly within physiological reference limits (Fig. 3c, d). In some subjects (n = 7), there was a decrease under heavy exercise to the lower physiological limit (Fig. 3c, d). In the post-exercise phase, pO2 and sO2 returned quickly to normal and tended to be higher than in the pre-exercise phase.
Depending on the mask type increased temperature (SM < CM < FFP2) and humidity (SM < FFP2 < CM) were measured behind the mask (Fig. 3e, f).
Further analyses (over all exercise levels in module 3) showed minor positive correlations between FVC and Ttot with a mask (Supplementary Table S6). With longer Ttot, blood pCO2 increased and pO2 decreased when wearing any mask. However, only for FFP2 a minor negative correlation between Ttot and sO2 was found (Supplementary Table S6), which was consistent with the CPET results (Supplementary Table S4).
Workplace (Module 4)
During the 4-h workplace measurement, a slightly increased CO2 concentration behind the mask was detected (Fig. 4a). A small further increase was observed within the four hours, which did not lead to an increase in blood pCO2 or a decrease in pO2 and sO2. Under mask-wearing experimental conditions, inspiratory and expiratory time were longer than without mask (Fig. 4b). Increased temperature and relative humidity were measured behind the masks, but did not increase any further over the 4-h module period (Fig. 4c, d).
Subjects’ perceived physical exertion
During CPET and ergometry, study subjects reported progressively higher BORG ratings during exercise when wearing a mask. For FFP2 these findings were statistically significant (Table 4). The differences in the BORG scale compared to the NM situation were also greater when the subjects wore masks for four hours at light work. Differences in the BORG scale compared to the NM situation were 0.67 (p = 0.278) for SM, 0.52 (p = 0.876) for CM, and 1.13 (p = 0.029) for FFP2.
In this partially double-blinded randomized cross-over study wearing SM, CM, and FFP2 caused an increase in total airway resistance and specific airway resistance, which was most pronounced for FFP2. The increased breathing resistance led to an increase in work of breathing and respiratory power and thus to a slightly prolonged Ttot. These changes in breathing patterns were observed already at rest and were most pronounced with increasing workload during exercise.
With the increasing workload, a decrease was observed in sO2 and pO2 as well as an increase in pCO2. These changes normalized quickly when the physical exertion ended, even if wearing a mask was continued. No changes were measured in blood gas concentrations during 4-h at light to moderate workload (Module 4), whereas temperature and humidity behind the masks increased significantly.
Strengths of the study
A special feature of our study is the complex study design which allowed to examine all 40 subjects in all four modules, partly even double-blinded, without and when wearing three different masks at different workloads and up to four hours continuously. Mask types were previously checked according to EN 149 and confirmed as representative mask models, especially according to the resistance of the filter material.
The study participants covered a wide a range of age, fitness, and some common diseases. Subjects in other studies were younger and, in general, only well-trained subjects were examined14,20,21,22. The PWC130 in our study was similar for both sex, reflecting moderate to well-trained subjects36. Exercise tests were performed with 6-min exercise levels to assure a physiological "steady state", which is a more precise verification of constant exercise thresholds (e.g. PWC130/150) than extrapolation from a ramp load37. The level of exercise was individually based on the respiratory minute volume for work-related stress, compared to previous studies that focused on recreational sport activities with sometimes very high workloads14,20,21,22. As a result, the biological variability of our measurement data was reduced.
The housing of a common bacterial filter was used as an adapter for the mask material to prevent influencing the ventilation measurement by the CPET silicone mask, which has been suspected as an influencing factor in studies where face masks were worn underneath the CPET mask10,13. In addition, the examinations could be carried out in a double-blind setting for the first time.
To prevent a systematic error due to one of the four different situations and to consider repeated measurements, an intraindividual comparison at the different examination times (i.e., each subject is compared to him/herself) was chosen. Due to the complex study design, we were able to compare the four different modules with each other and to link them by means of correlation analyses.
We have placed special emphasis on a sufficient washout period between the modules or the wearing of the different masks which was previously critically discussed by several papers9,10. This ensured that (adaptive) metabolic / physiological changes due to the preceding examination phase would not have any influence on the next examination phase and was proven by repeated baseline measurements (on exercise related parameters such as lactate or glucose for example) before the respective examinations. Furthermore, the different modules were processed in a randomized order to avoid any bias or residual effects of the former intervention.
Limitations of the study
Due to the fact that exercise tests were carried out in air-conditioned laboratory rooms, effects of differing environmental conditions (e.g. temperature, humidity) on physiological parameters and the microclimate behind the mask could not be considered. Although some subjects with mild asthma and high blood pressure took part in the study, no statements can be made about subjects with more severe chronic lung or heart diseases38.
Breathing physiology and cardiopulmonary data
Body plethysmography and CPET (Modules 1–2)
The increased breathing resistance due to the different filter materials of the face masks was confirmed by the testing on the Sheffield head according to EN 149. Body plethysmographic examinations showed increases in total airway resistance (Rtot), specific airway resistance, work of breathing and respiratory power, and slight decreases in FVC and FEV1. Interestingly, our findings do not match with previously published studies, possibly due to the wearing of face masks under the silicone CPET mask instead of using a mask adapter like in the present study. Some authors found a reduction in static and dynamic lung function parameters of nearly 30%20,21 and respiratory resistance was nearly twice as high with SM compared to no mask13. Wearing a mask behind a silicone mask obviously adds additional external resistance due to the tight and close fitting, which should be considered regarding the results of previously published studies. Shaw and co-authors12 also discussed that assessment of ventilation using a silicone CPET mask requires that the mask forms an adequate seal with the skin surface of the face to prevent air from escaping. When placing a silicone CPET mask before a face mask, this seal can be interrupted and negatively influence the measurements.
Engeroff and co-authors9 reported not only changes in respiratory rate and depth of breathing by wearing masks but also a trend to increased sO2 at rest (FFP2, SM). The authors explained these effects by hyperventilation. In contrast, our results showed a trend towards hypoventilation (longer inspiratory and expiratory time, lower minute ventilation) under resting conditions, resulting in a slight increase of pCO2 and decrease of pO2 and sO2. Wearing masks changes the breathing mechanic under resting conditions and subjects had to overcome a higher breathing resistance with the mask, making a single breath more strenuous.
Previous studies investigated the potential effects of masks using different exercise protocols and outcomes14,17,20,22, partly using a ramp protocol until maximum exertion20,22 or different load levels under ergometric (no CPET) exercise17,21.
During increased physical exercise, the human organism reacts with physiological adaptation (e.g., increased minute ventilation, heart rate), which can be measured precisely using CPET. In our study, the increase in minute ventilation was smaller wearing a mask compared to NM at each load level. This can be explained by the increased breathing resistance and an alteration in the breathing pattern due to the specific type of mask9,10,11,12. The breathing patterns in our study were changed due to an increased time of a single breath, thus a longer period is available in the pulmonary alveoli for the exchange of O2 and CO2. This conclusion is supported by a lower VE/VO2 and VE/VCO2 resulting in an improvement in breathing efficiency and a lower oxygen uptake (VO2) with increasing load while wearing a mask. This observation agrees with published data9,14,20,22.
The CPET examination findings regarding the improved breathing efficiency can be verified with the help of ergometric and workplace studies (modules 3 and 4) where the mask was worn under everyday use conditions. In these examinations a longer respiratory cycle time depending on the mask type (SM < CM < FFP2) was shown.
In addition, our data reveal further results concerning the effects of wearing a mask on breathing efficiency. Firstly, subjects with greater FVC and FEV1 had an increased inspiratory and expiratory time and therefore a better breathing efficiency (lower VE/VO2 and VE/VCO2), which was more pronounced when wearing a mask. This mechanism is primarily dependent on body size and sex and on the degree of a possible lung disease which may also affect FVC and FEV1. The advantage of an inspiratory and expiratory time (Ttot) resulting in a better breathing efficiency was, on the other hand, accompanied by increased specific airway resistance, work of breathing and pCO2 and lower pO2 and sO2. Although these relations have been suspected in previous studies9,14,20,22, our study is the first showing these relationships using correlation analysis.
Secondarily, based on the positive association between FVC, FEV1 and Ttot, it can be assumed that small individuals (children) or patients with lung disease are not able to increase Ttot sufficiently. Thus, the risk of having abnormal blood gas values as in some individuals in our study seems to be very low. These assumptions are supported by the fact that both small individuals (children, adolescents, small adults) and patients with pulmonary disease have increased specific airway resistance and work of breathing39. The increase in VE under exercise in these groups occurs primarily via an increase in respiratory rate due to hyperventilation, which can lead to a decrease in Ttot and to an inefficient breathing pattern with a decrease in pCO239,40,41. However, these assumptions should be carefully examined in specific populations such as children or even small adults and in patients in further studies.
Ergometry (Module 3)
Presumably due to the physiological adaptation under CPET, a decrease of pO2 and sO2 and increase of pCO2 was also measured during ergometry. In individual cases the values decreased to the lower physiological limits. Inspiratory and expiratory time increased in the ergometry, too. It can be assumed that the changes of blood gases are caused by the effort for efficient breathing. The assumption is supported by the fact that both the subjects and the external load were identical during CPET and ergometry.
During physical exertion (up to approx. 150 watts and comparable to the PWC130/150), the partial rebreathing of the increased CO2 behind the mask led to significant blood gas changes consistent with the results of other studies17,22. Different results of other authors may be due to the use of shorter ramp protocols without a steady state20,21,22, FFP2 with exhalation valves21, wearing mask under the silicone CPET mask14,20,22, or the lack of verification by body plethysmography, CPET, and ergometry within one study group17,20,21,22.
Workplace (Module 4)
The small partial rebreathing of CO2 during light work for four hours (every-day use mask wearing condition) did not lead to changes in sO2, pO2 and pCO2 in our study. In a study conducted before the Corona pandemic, wearing SM for 30 min led to an accumulation of CO2 behind the mask and a significant increase of transcutaneous pCO240. It is possible that the longer wearing time in our study (240 min) lead to a compensation (adaptation of respiration or acid–base balance), resulting in no significant difference in blood pCO2 values compared to studies with shorter wearing time40,41. In addition, the direct determination of CO2 in capillary blood is a more accurate method than a transcutaneous measurement, which estimates the pCO2 in arterial blood. However, in accordance with our results both studies40,41 did not observe a drop in sO2 when wearing masks during light work for a longer period.
Due to reduced permeability of the masks, the warm and humid exhaled breath condenses behind the mask and leads to increases in humidity and temperature. In addition to the breathing resistance of the mask, the material (cotton vs. synthetic) needs to be considered. Although testing on the Sheffield head showed for SM and CM a similar breathing resistance that was lower than that of FFP2, humidity was highest behind the CM during both, exercise and prolonged mask wear, probably due to the higher moisture absorption of cotton (CM) than of the synthetic material (SM).
The subjects' perceived physical exertion, especially when wearing the mask for a long time, was probably also influenced by the microclimate, primarily in terms of increased warmth and humidity behind the mask. Similar effects were seen in other studies14,34,41.
In conclusion, wearing face masks caused significant physiological strain, but did not represent a health risk. Study participants reported a higher perceived physical exertion due to enhanced breathing resistance together with increased humidity and temperature behind the mask. All effects were most pronounced when wearing FFP2.
Additional data will be supplied on reasonable request. The request should be addressed to the corresponding author.
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The authors thank Christoph Thelen and the Institute for Occupational Safety and Health of the German Social Accident Insurance (IFA) for the mask testing according to EN 149. Additionally, we would like to thank Susann Widmer, Vanessa Thiele, Karla Bosse, Raphael Kollenberg and Philipp Zaghow, for their excellent technical assistance. Special thanks go to all the participants involved in the experiments. We acknowledge support by the Open Access Publication Funds of the Ruhr-Universität Bochum.
Open Access funding enabled and organized by Projekt DEAL. This study was funded by the German Social Accident Insurance (Deutsche Gesetzliche Unfallversicherung, DGUV).
All authors declare that they have no known competing financial interests. As staff of the Institute for Prevention and Occupational Medicine of the German Social Accident Insurance, Institute of the Ruhr-University (IPA), the authors are employed by the study’s main financing body, the German Social Accident Insurance. IPA is an independent research institute of the Ruhr-University Bochum. The authors are independent from the German Social Accident Insurance in study design, access to the collected data, responsibility for data analysis and interpretation, and the right to publish.
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Marek, EM., van Kampen, V., Jettkant, B. et al. Effects of wearing different face masks on cardiopulmonary performance at rest and exercise in a partially double-blinded randomized cross-over study. Sci Rep 13, 6950 (2023). https://doi.org/10.1038/s41598-023-32180-9
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