Abstract
596 million SARS-CoV-2 cases have been reported and over 12 billion vaccine doses have been administered. As vaccination rates increase, a gap in knowledge exists regarding appropriate thresholds for escalation and de-escalation of workplace COVID-19 preventative measures. We conducted 133,056 simulation experiments, evaluating the spread of SARS-CoV-2 virus in hypothesized working environments subject to COVID-19 infections from the community. We tested the rates of workplace-acquired infections based on applied isolation strategies, community infection rates, methods and scales of testing, non-pharmaceutical interventions, variant predominance, vaccination coverages, and vaccination efficacies. When 75% of a workforce is vaccinated with a 70% efficacious vaccine against infection, then no masking or routine testing + isolation strategies are needed to prevent workplace-acquired omicron variant infections when the community infection rate per 100,000 persons is ≤ 1. A CIR ≤ 30, and ≤ 120 would result in no workplace-acquired infections in this same scenario against the delta and alpha variants, respectively. Workforces with 100% worker vaccination can prevent workplace-acquired infections with higher community infection rates. Identifying and isolating workers with antigen-based SARS-CoV-2 testing methods results in the same or fewer workplace-acquired infections than testing with slower turnaround time polymerase chain reaction methods. Risk migration measures such as mask-wearing, testing, and isolation can be relaxed, or escalated, in commensurate with levels of community infections, workforce immunization, and risk tolerance. The interactive heatmap we provide can be used for immediate, parameter-based case count predictions to inform institutional policy making. The simulation approach we have described can be further used for future evaluation of strategies to mitigate COVID-19 spread.
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Introduction
As of August of 2022, 596 million SARS-CoV-2 cases have been reported worldwide, with over six million corresponding COVID-19 attributable deaths1. Multiple counter measures have been implemented to mitigate resilient viral spread. Such measures have included social distancing mandates2, public mask wearing3, routine testing plus quarantine strategies4,5, and, since December 2021, mass population vaccination campaigns6,7. As of August 2022, 12 billion doses of a SARS-CoV-2 vaccine have been administered with almost 200 million being administered monthly around the globe8,9. This vaccination coverage corresponds to 66.5% of the world population (5.3 billion people) having received at least one COVID-19 vaccination8. Unfortunately, vaccination coverage varies inequitably by region. In Europe, the Americas, and Southeast Asia more than 60 out of every 100 persons are fully vaccinated with last doses of a primary SARS-CoV-2 vaccination series8. The eastern Mediterranean trails this with 46 out of every 100, and only 20 out of every 100 individuals on the African continent are fully vaccinated with the last dose of a primary series8.
Occurring in parallel, multiple strains of SARS-CoV-2 have arisen10. The B.1.617.2 (delta) variant was the most common variant in the United States from June 2021 to December 202111. The delta variant had mutations in the spike protein, and also has demonstrated a higher replication rate, viral loads and transmissibility12,13. In November of 2021, however, the B.1.1.529 (omicron) variant (Omicron), was named a variant of concern14 and has become the most common variant15 in the United States throughout 202216,17. The widely distributed mRNA vaccines (BNT162b218, mRNA-127319) and adenoviral vaccines (ChAdOx1 nCoV-1920) have demonstrated attenuated, although still considerable efficacy against the omicron, delta and alpha SARS-CoV-2 variants especially for the prevention of severe symptoms and death16,17,21,22. The rapid spread of the variant was concerning and has prompted the reinstatement of tighter public health efforts in several areas23,24,25,26. However, as many of these measures, such as social distancing, mask wearing and routine testing + quarantine methods were relaxed following a global decrease in the original SARS-CoV-2 strain27, reinstatement and relaxation methods have been met with inertia. Consequently, the omicron had continued to spread and mutate and has claimed more lives than the previous variants in many parts of the world28.
A problem exists with providing situation specific evidence for both escalation of counter COVID-19 measures as well as for de-escalation to reduce COVID caused production interruptions. Public policy measures are muted in efficacy without participant adherence29, and current global, national, or regional level guidelines may be viewed as non-specific30. It is not immediately clear to a general audience how small changes in viral parameters can or should direct an organization to scale up or safely wind down their workplace health safety measures31,32,33. While literature exists and is accumulating on predicting Covid-19 cases nationally34,35 or regionally36,37,38, there is little applicable evidence available for reference at the business practice level to inform situation specific decision-making. The viral, community, and workplace parameter thresholds at which a low-risk or a complete COVID-free workplace could be maintained, given changing rates of vaccination adherence and viral variant distributions, remains unattended. Whereas mitigation measures could be applied heuristically (e.g. adjust the frequency of testing with changing incidence rates) for workforces affected by the Delta variant, the situation is more complicated with the high asymptomatic rate of the Omicron variant because the identification and subsequent isolation of a large number of asymptomatic carriers may have a negative impact on production continuity, compared to natural recovery of asymptomatic carriers.
To directly address this question, we conducted a series of microsimulations that simulate the spread of SARS-CoV-2 virus within workplaces that are subject to infections from surrounding communities, using a COVID-19 Outbreak Simulator39 that was specifically designed for risk assessment and continuity planning for COVID-19 outbreaks. Our aim was to establish a quantitative reference estimating community and workplace viral spread that would be readily digestible for business organizational use. In our simulations we permute numerous combinations of community infection rates, SARS-CoV-2 variant predominance workplace vaccination coverages, vaccination efficacies40, testing with quarantine strategy implementations, SARS-CoV-2 test efficacies, and routine indoor mask wearing, and observe how expected case counts change for cohorts of individuals working together. We focus our attention to the more dominant Omicron variant but also present results for the Alpha and Delta variants for reference. We identify appropriate circumstances where masking and testing strategies may be discontinued or should be implemented. Further, we present the impact of vaccination coverage in the workplace on the efficacy of SARS-CoV-2 testing strategies. We finally introduce generalizable reference heatmaps which can allow for quick identification of appropriate mitigation strategies for an organization given site-specific details. We hope that our presentation of these simulation findings will allow for quantifiable and transparent policy decision-making that can respond to shifting viral, organizational, and community specified parameters.
Methods
COVID-19 outbreak simulator
We modified and applied the COVID-19 Outbreak population-based simulator39 which simulates the spread of SARS-CoV-2 virus in dynamic and heterogeneous populations. We estimated relevant SARS-CoV-2 parameters from the clinical literature for viral transmission dynamics and used the simulator to observe parameter specific viral outbreak outcomes in feed-forward time simulations. We modified the model to also simulate the impact of vaccination on viral transmission in generated scenarios. We modeled SARS-CoV-2 testing using both RT-PCR and antigen tests5 and implemented a plugin for COVID-19 vaccination with varying vaccination coverage and vaccination efficacy. Additionally, we introduced and observed the effect of varied sizes and durations of work groups gathering, testing with quarantine strategies, community infection rates, scales of testing, non-pharmaceutical interventions, variant predominance and testing strategies on expected case counts. In total we set up 133,056 scenarios, to provide quantitative estimates of workplace and community associated infections expected for each. We note that although mandatary risk-mitigation measures are often impractical or unnecessary for general populations, policies such as mandatary vaccination, testing, and isolation can be enforced for workplaces with stricter safety requirements.
Simulated workplace environment
We simulated a generalizable workplace environment in which individuals residing in a community come into contact in a shared location daily for common tasks. Viral SARS-CoV-2 transmission occurs during interactions in the community and within interactions in the workplace. More specifically, team members are exposed to the community and are subject to a “community infection rate.” This is a location-dependent parameter that can be determined by reference to current and projected rates of infection in specific areas. An infected individual could infect one or more team members within the workplace. The probability of an infected individual infecting others (reproduction number R0), or transmission rate, is reduced in our simulations by the effect of non-pharmaceutical interventions (NPI), testing, and vaccination. The simulated environment we created assumes members work 5 days per week with two days off. Workplace infections happen during regular working hours so workplace-specific infections will represent less than half of all infection events. We modeled two general work team scenarios. The first included an office of 60 members interacting together for an 8-week period (480 person-weeks). A second set of simulations included an office of 200 individuals working together for 24 weeks (4800 person-weeks).
Virus specific parameters
Community infection rate (CIR) is the actual community rate of infection and is used to model the probability that anyone in the community will be infected per day prior to coming to the workplace. For these simulations we have used community infection rates of 0.5, 1, 2.5, 5, 10, 15, 30, 60, 90, 120 and 150 infections per 100 thousand people per day. We assumed that from 30% (for the Delta variant) to 85% (for the Omicron variant) of all infected individuals will remain asymptomatic according to model recommendations from the United States Centers for Disease Control and Prevention (CDC). We assigned a variant specific random reproduction number to each infected individual, which will determine, on average, the number of individuals each will infect during their infection, prior to the impact of risk-mitigation measures such as vaccination, mask wearing, social distancing, and isolation following symptoms or positive tests. For simulations representing the original SARS-CoV-2 strain, reproduction numbers were drawn from random distributions with mean of 2.5 for symptomatic cases, and of 0.5 for asymptomatic carriers. For simulations of the alpha (B.1.1.7) strain, the randomly assigned distribution mean was 3 for symptomatic cases and 2.1 for asymptomatic carriers. For simulations of the delta (B.1.617.2) the R0 distribution mean was 6.5 with a 95% confidence interval from 5 to 8 for symptomatic carriers and a mean of 4.5 for asymptomatic carriers. For simulations of the omicron (B.1.1.529) the R0 distribution mean was 10 for symptomatic carriers and a mean of 7.5 for asymptomatic carriers. We assumed that the transmissibility of asymptomatic carriers is 70% of those of symptomatic cases for the alpha and delta variants according to CDC recommendation.
Non-pharmaceutical interventions
We used a “distancing factor” to model the effect of non-pharmaceutical interventions (NPI) measures including mask wearing and physical distancing. This distancing factor changes the effectiveness of viral transmission and therefore reproduction number of individuals during simulation but does not affect individual their viral loads (which correlate positively with sensitivity of SARS-CoV-2 tests). We modeled scenarios with no mask wearing, with continuous mask wearing (decreased R0) and with no mask wearing and overcrowding throughout the workday. To represent masking, a factor of 0.641 was multiplied to an individual’s overall transmissibility while wearing a mask. A factor of 1 represented no NPI, and a factor of 1.2 was multiplied to overall transmissibility to represent overcrowding and no masking. An overcrowding scenario was included to represent industries such as movie productions during which team members often stay in close contact for extended period of time such as when filming indoor scenes.
Testing strategies
In our simulations we included implementation of routine COVID-19 testing strategies. For these simulations we include testing team-members for the presence of SARS-CoV-2 with either a polymerase chain reaction (PCR) or an antigen-based test, corresponding to two commonly used tests observed in the literature for testing for the original, alpha, and delta variants5,42,43. We define clinical sensitivity as the sensitivity of a test when it is applied to a population with people at different stages of infection in a clinical setting, mostly determined by the limit of detection of the test and the viral load of the sample at the time of testing. The sensitivity of these tests depends on the type of variant and individual virial load at the time of testing. Whereas the average clinical sensitivity of the RT-PCR tests were estimated to be around 80% for all variants of the coronavirus, the clinical sensitivity of antigen tests for the Omicron variant were much lower44,45 (~ 38%) compared to its sensitivity for the Alpha and Delta variants (~ 60%)16,17. In Table 1, we present the clinical sensitivities, specificities, and turnaround times for simulated testing scenarios for the Omicron and other variants. Also included in Table 1 are the frequency with which these tests were conducted in our simulated scenarios, which includes not testing (None), testing once a week (on Monday—M), testing three times a week (MWF), to testing daily during the work week (MTWHF). We start each week from Saturday and start testing at the beginning of the third day (Monday). Turnaround time is the time required for the test results to become available. In our model, infected team members return to work after samples are collected and could infect others before the test results become available. To simulate testing with quarantine in our simulated workplace environment, team members were isolated for 10 days if they showed any COVID-19 symptoms or tested positive by either a RT-PCR based test or an Antigen test. We differentiated between true and false positive tests and only isolated truly infected team members, because isolating negative individuals will not affect future transmissions. Asymptomatic carriers could infect others and remain undetected. Infected team members who recovered from an infection could still be infectious after isolation but had markedly decreased transmission probability (1%). We assume that workplaces will continue with the same number of members, representing temporary replacements, even if one or two members are in isolation. We simulated testing strategies applied to all team members, and additionally applied exclusively toward team members who were not vaccinated.
Vaccination efficacy and coverage
We varied the parameters related to vaccination of team members in our simulations. To model vaccination, we jointly modulated the probability of infection (immunity to infection), and the probability of transmission (infectivity after vaccination) in vaccinated individuals. We modeled vaccines with 95% efficacy, 70% efficacy, and 50% efficacy for the original alpha and delta variants. For simulations of the omicron variant, we modeled vaccines with 65% and 45% efficacy46,47,48, which largely reflect a workforce with recent and boosted vaccination and a workforce with wanning protections from relatively distant vaccinations. These probabilities represent the post-vaccination immunity to infection, or the probability that a vaccinated individual is immune to an infection event. In addition to different efficacies, vaccination also have different impact on individuals who are infected after vaccination: whereas vaccinated individuals will have lower viral loads for the Alpha and Delta variants compared to unvaccinated individuals, they will have the same viral loads, therefore the same infectivity as unvaccinated individuals when they are infected with the Omicron variant, although they will recover faster and therefore have a shorter infectivity period. Finally, in a workforce population, we included in our simulations a ‘level of coverage’ parameter to observe the effects of varying the percentage of vaccinated individuals in the workplace. We allowed the ‘coverage’ parameter to range from 0% (no vaccinated team members), 25%, 50%, 75%, or 100% (mandatary vaccination). Table 2 delineates all the permutations of vaccine interventions we included in these simulations for the Omicron and other variants.
Outcomes measurement
During the course of the simulations, we measured and report the number of community-acquired infections (CAI), the number of workplace-acquired infections (WAI), and the total number of acquired infections (TAI, of CAI + WAI). We selected WAI to be our main output metric. We measure and report WAI over 480 person-weeks (PW) and 4800 PW, representing our 60-persons followed for 8 weeks and 200 persons followed 24 weeks cohorts respectively. To determine efficacy of intervention, we set an acceptable range threshold for WAI to be less than one. We use WAI to measure the impact of infection on the workforce, although the actual cost of infections (e.g. loss-of-work and caring for infected individuals) will vary by variants. For ease of generalization of results, we also report a scaled down WAI, CAI and TAI to per-person per-week metric outcomes. Finally, we also track and report the total number of symptomatic workforce members, number of infections detected, and the number of false positive tests expected per scenario. We do not report the estimated number of symptomatic cases, severe cases, and death since they can all be estimated from the estimated number of infections (e.g. ~ 15% of cases infected with the Omicron variant will show some symptoms, and ~ 0.5% of cases will have severe symptoms). All scenario outcome metrics may be viewed in Supplementary Table 1. The simulation package is publicly available at https://ictr.github.io/covid19-outbreak-simulator/.
Results
Using the COVID-19 Outbreak Simulator we simulated 133,056 scenarios with various community infection rates, vaccine types and coverages, non-pharmaceutical interventions (NPI), and testing strategies. In Supplementary Table 1, we report for each of these 133,056 combinations of input variable parameters and output metrics. Summary heatmaps of our findings regarding simulated total cases per scenario are presented as Figs. 1, 2, 3, 4, 5 and 6. Each figure presents a multi stratified heatmap which annotates infections expected after each simulation based on community infection rate, vaccination coverage percentage, vaccination efficacy, and SARS-Cov-2 strain, which is stratified by various ‘testing + quarantine’ strategies. We repeat this analysis twelve times, iteratively testing the additional effect of testing + quarantine strategies applied to all employees versus to only unvaccinated employees, and with or without concomitant mask wearing while in the office place, and for two working group size + duration combinations. Figure 1 presents WAI through 480 PW without masking with testing for all employees, while Fig. 2 presents with masking and testing for all employees. Figure 3 presents TAI, without masking, through 480 PW. Figure 4 presents WAI through 4800 PW without masking with testing for all employees, while Fig. 5 presents with masking and testing for all employees. Figure 6 presents TAI through 4800 PW. All permutations of our results are displayed in our accompanying online interactive dashboard, with push button toggle features, for public presentation https://public.tableau.com/app/profile/rowland.pettit/viz/COVID-19Heatmaps/COVID-19Simulations.
No masking criteria
With a threshold of less than or equal to one workplace-acquired infection per cohort specific person weeks, we found some conditions in which no masking is necessary. If the community infection rate (CIR) per 100,000 persons is less than or equal to 150, and the vaccination coverage of the workforce is 100% with 95% vaccine efficacy then no masking or routine testing + quarantine strategies are needed to achieve less than one workplace-acquired infection WAI in non-omicron scenarios. The expected WAI in settings dominated by the original SARS-Cov-2 (1°) strain is 0.000 and 0.004, respectively. In settings dominated by the alpha (⍺) strains, expected WAI is 0.037 and 0.446 for 480 PW and 4800 PW respectively. In preventing the delta (∆) strain, the no test no mask strategy was effective after 480 PW (WAI = 0.275), but not through 4800 PW (WAI = 2.81). In preventing the omicron (ο) strain, the no test no mask strategy was only effective when the CIR was 1 or less per 100,000, and at least 50% coverage existed with 65% efficacy through 480 PW. No ‘no test’, no mask strategy was effective in preventing omicron through 4800 PW. The minimum CIR which yielded less than one WAI with no testing and no masking against the omicron variant through 480 PW was less than or equal to 1 new daily cases per 100,000 persons (WAI = 0.70).
For less efficacious vaccines, at efficacies of 70%, testing and masking measures may be still completely relaxed regardless of variant predominance if the vaccination coverage is 100% and the community infection rate is 1 or less (WAI expected through 480 PW 1° = 0.000, ⍺ = 0.004, ∆ = 0.039; 4800 PW 1° = 0.001, ⍺ = 0.043, ∆ = 0.431, o = 0.70). No masking and no testing resulted in less than one case in several other specific settings, although not for all variants. Obtaining 75% workplace vaccination coverage with a 95% efficacy vaccine would result in less than one WAI as long as CIR/100,000 is 10 or fewer through 480 PW but not the 4800 PW (480 PW 1° = 0.027, ⍺ = 0.103, ∆ = 0.670; 4800 PW 1° = 0.302, ⍺ = 1.067, ∆ = 10.815). These trends, and other effective no testing, no masking combinations can be appreciated visually in Supplementary Figs. 1 and 3, given individual site-specific parameters.
Optimal testing strategies
Overall, more frequent testing plus isolation strategies decreased the probability of infection. For example, when routinely testing all employees, without concurrent masking, the daily Monday–Tuesday–Wednesday–Thursday–Friday (MTWHF) testing strategy resulted in fewer WAI than the MWF, which was superior to a Monday only method, which was better than no testing. As an example, looking at utilizing a PCR test with a 90% sensitivity or true positive rate and a community infection rate of 15 new daily cases of the original variant per 100,000, and no vaccination coverage, the WAI expected with MTWHF testing is 0.34 after 480 PW, while for MWF 0.48, for M only 0.99, and 1.69 for no testing + quarantine interventions. This trend held whether for antigen versus polymerase chain reaction (PCR) testing, with or without masking, and for each viral strain.
Further, we report an observed trend that, comparing within a testing frequency, testing and isolation with an antigen-based testing method resulted in the same or fewer WAI than testing with polymerase chain reaction (PCR) methods, due to the relatively long turnaround time for RT-PCR tests during which workers can infect others. Despite the decreased sensitivity, we report that with no masking and no vaccination coverage, a community infection rate of 15 for the original strain, and a MWF testing strategy, the WAI when testing with an 80% sensitive antigen test is 0.22 per 480 person weeks but 0.48 with a 90% sensitive PCR test. In the same setting except a CIR of 15/100,000 for the alpha variant the expected infections are 0.59 for the 80% sensitive antigen test, and 2.33 for the 90% PCR. In the same scenario with CIR of 15 for the delta variant with MWF testing, expected WAI are 4.22 with 80% sensitive antigen test and 14.35 with 90% sensitive PCR test. This trend held for other testing frequencies and community infection rate scenarios for the original, alpha, and delta variants. This trend however broke with the decreased sensitivity of the antigen-based tests for detecting omicron. In same scenario with CIR of 15 for the omicron variant with MWF testing, expected WAI are 6.5 with 38% sensitive antigen test and 1.0 with 80% sensitive PCR test.
Vaccination status based testing
We report on the efficacy of only routinely testing and isolating non-vaccinated individuals in the workforce. When the community-acquired infection rate is 5 new confirmed cases per 100,000 or fewer, and at 50% of the workforce is vaccinated with a 95% efficacious vaccine, then testing daily with an antigen-based test in only unvaccinated workers will result in less than one WAI (480 PW 1° = 0.010, ⍺ = 0.025, ∆ = 0.05; 4800 PW 1° = 0.123, ⍺ = 0.264, ∆ = 0.872) without the need for workplace masking. For the omicron variant, daily testing is effective with a 80% PCR test to prevent a WAI when the CIR is 1/100,000 or less. Similarly, a MTWHF testing regimen in only unvaccinated workers with a 80% sensitive test yielded one WAI independent of variant predominance in many situations of no vaccination coverage (480 PW 1° = 0.017, ⍺ = 0.041, ∆ = 0.111, o = 0.40; 4800 PW 1° = 0.221, ⍺ = 0.441, ∆ = 1.416, o = 5.10) when the CIR is 2.5 or fewer.
One day a week testing regimen (Monday only) with an 80% sensitive test only in unvaccinated populations results in less than one case, and are superior to no test strategies, in specific scenarios. These include when the CIR is less or equal to 2.5/100,00 and 50% of workers are vaccinated with a 95% efficacious vaccine (480 PW WAI 1° = 0.02, ⍺ = 0.06, ∆ = 0.42). For omicron, only when CIR is 1/100,000 or less does once a week antigen or PCR testing beat no testing without NPI. Several other unvaccinated only testing strategies with different test types were observed to result in less than one infection per scenario at higher community infection rates than mentioned as vaccine coverage, efficacy and NPI interventions were introduced. These specific findings may be appreciated in Figs. 1, 2, 3, 4.
Total acquired infections
With a threshold of less than or equal to one total infection per cohort, no testing or masking was previously needed when CIR was 15/100,000 or less with 100% coverage of a 95% efficacy vaccine occurred in the cohort (TAI expected after 480 PW 1° = 0.036, ⍺ = 0.051, ∆ = 0.126; 4800 PW 1° = 0.351, ⍺ = 0.526, ∆ = 1.044). However, with the omicron variant, no testing or masking is needed with CIR is 1/100,000 or less to achieve less than one TAI at 480 PW. With MWF testing, less than one TAI was observed when modeling the omicron variant when CIR is less than or equal to 5/100,000, when testing with an 80% sensitive PCR test was used at 480 PW o = 0.5). At least one CAI can be expected at 4800 PW independent of masking, testing strategies or vaccination coverages when CIR is 5/100,000 or greater when modeling the omicron variant.
Discussion
We used a population-based simulator that imitates the spread of SARS-CoV-2 virus in a dynamic and heterogeneous population, to demonstrate the impact of testing, vaccination rates, variant representation, and community infection rates to provide a quantitative analysis of workplace associated infections. We estimated relevant SARS-CoV-2 parameters from the clinical literature for viral transmission dynamics and used the simulator to observe parameter specific viral outbreak outcomes in feed-forward time simulations. We included vaccination coverage and vaccination efficacy as new model parameters to provide estimates of effectiveness of SARS-CoV-2 outbreak mitigation measures. Although the Pfizer and Moderna Vaccines were effective in preventing the transmission of the Alpha and Delta variants, their efficacy have greatly reduced for the Omicron variants21. The high transmissibility, low vaccine efficacy and test sensitivity, and relatively low severity of the Omicon variant pose unique challenges for the management of this variant in workplaces.
Our 133,056 simulations identified pertinent thresholds. Several scenarios exist in which mitigation measures taken to prevent SARS-CoV-2 spread, including masking, and testing plus quarantine strategies can safely be relaxed. These thresholds were found to vary substantially based on local variant predominance. Where the alpha or original variant predominate the CIR thresholds, the limits at which no masking or routine testing would be necessary were often more than double than what would be sufficient to have no cases of the delta or omicron variants. For example, with 100% workplace vaccine coverage of a at least 65% effective vaccine in a workplace, the CIR at which no testing or masking would be required was 60 for the original strain, 30 for the delta variant, and 1 for the omicron variant through 480 PW. There are specific plausible scenarios where neither masking nor testing are needed to operate safely in a workplace, contingent on CIR, vaccination coverage, and vaccination efficacy metrics. We view that the quantitative and granular estimates we present can serve to benchmark disease mitigation performance that will be needed to maintain acceptable risks in workplace environments.
We also quantify the efficacy of testing + isolation strategies in the context of a sliding scale of increasing vaccination coverage and varied vaccine efficacies. The main finding regarding testing showed that using antigen testing with 80% sensitivity three times per week compared to PCR testing with a 90% sensitivity three times per week regimen gives the same or better results49. Despite the lower sensitivities of the antigen testing methods, antigen testing yields similar or superior results to PCR testing likely due to quicker turnaround time. This finding supports increased routine use of antigen testing due to noninferiority, which may additionally result cost saving testing strategies50. Finally, we report the specific finding that in workplaces implementing routine mask wearing, daily testing of only unvaccinated members is effective to prevent 1 workplace-acquired infection per 480 PW when the CIR is 30/100,000 or less for the original, alpha and delta variants, and when CIR is 1/100,000 or fewer for the omicron variant.
Although we have used "< 1 WAI" as a general criterion for “no workplace infection”, “no workplace infection” is not necessarily the only goal for managing COVID-related risks in workplaces. In practice, government policies, risks from communities, costs of screening and testing, tolerance of workplace infections, loss-of-work caused by sick workers, as well as loss-of-work caused by the isolation of infected workers should all be considered before a risk-mitigation policy is implemented. For example, whereas a simple “work from home if you feel sick” policy could be practical for most normal office working environment when workers infected with the Omicron variant will largely remain productive, routine testing and mask wearing could still be needed for movie production when a sick crew member could significantly delay the production.
While we view these individual findings to be useful, we feel a broader and more immediate utility of this work may be a realized through publication of these expected infection heatmaps to a public audience. Figures 1, 2, 3 and 4, and accompanying online interactive dashboard https://public.tableau.com/app/profile/rowland.pettit/viz/COVID-19Heatmaps/COVID-19Simulations, afford realistic and quantitative projections of viral spread based on relevant parameters. These estimates clearly present exactly how changes in relevant parameters will lead to acceptable or unacceptable case count projected risks. By presenting our results in this manner, we hope that workplace clinical and administrative teams could precisely set their policies, accounting for parameter changes in their workplace environment and community as they occur immediately. As CIR or other parameters shift, our aim is for such heatmaps to allow for quantitative justification of increasing or relaxing SARS-CoV-2 protocols optimally.
We view this simulation and dissemination of information to be unique, and a complement to resources already available. Currently several national level and state/regional level dashboards exist for assessing global risk. A similar yet non-overlapping concept has been published by Chhatwal et al. as a preprint38 whose team hosts a COVID-19 simulator application. This application provides national and regional analysis which allows for relevant viral transmission parameters to be modulated and intervention strategies to be implemented for set durations, and in combination. While useful, we view our model fills a gap not addressed with their model, in that it provides quantitative estimates at the institutional level. Estimates of workplace infections can be made per establishment based on highly local and company specific parameter input. Recently, Bubar et al. used a continuous time ordinary differential equation compartmental model to simulate the impact of unvaccinated only screening on viral spread51. While differing in modelling method and parameters simulated, we concur with several of their conclusions. For example, we both identify that the omicron variant cannot be controlled with even frequent (twice a week or greater) unvaccinated only testing strategies except for very low CIR and vaccination coverage scenarios52. Other studies53,54 use modelling to determine immunity to SARS-CoV-2 within a population, but do not provide individual simulated case rates resulting from permutations of viral specific scenarios.
Our study has some limitations. We describe the output of a simulation of two cohorts, 60 individuals commuting to a common workplace for a 80-week period (480 PW) and 200 workers meeting together for 24 weeks (4800 PW). Certainly, individual workplace environments vary in size ranging from very small groups to very large groups. Interestingly the per person per week simulated infections were highly similar between our 480 PW and 4800 PW simulated workgroups, indicating our modelling study can be helpful in providing an evidence-informed projection to medium to large workgroups. However, our results do not represent what may happen to small environments due to the well observed phenomenon that workplace outbreaks are often started by super spreader events rather than the steady continued transmission of one infected member to another55. Additionally, more nuanced dynamics exist in which the probability of interaction for some team members may be less than for others, such as when simulating an administrative office versus a warehouse operations cohort all in the same workplace but not as frequently interacting.
We also assume that none of the team members are infected at the beginning of simulations. In practice, this reflects that a negative PCR test is required before members can join the workplace to ensure an uninfected team. We start the simulations from a Saturday so team members will be subject to two days of community infection before starting to work (and probably get tested) on Monday. Our recommendations have factored in these conservative assumptions; however, any implementation of a revised testing strategy should be informed by prospective monitoring of workplace-associated infection rates. We use the CIR or the actual community rate of infection as a parameter to model the probability that anyone in the community will be infected per day prior to coming to the workplace. This number is usually greater than the reported “confirmed” daily test number of cases. The actual number will differ from the confirmed numbers to varying degrees due to reporting delays and the sufficiency of testing56. CIR reflects an average infection rate in a region and will vary among people with different occupations, ethnicity, living conditions, educational levels, etc. For many workplace teams, members may have a lower infection rate than the public due to their observance of the disease mitigation protocols.
In our simulations we assumed that 40% of all infected individuals will remain asymptomatic for the original variant and 30% for alpha and delta variants57 and 80% for the omicron variant57. This and other viral transmission parameters could be updated as further information is published on each variant. We note that the sensitivity and specificity of SARS-CoV-2 tests will vary by manufacturer, and by region, and a wide range of sensitivities and specificities have been reported from the literature. We modeled a PCR test and an Antigen test with varying sensitivities. We consider the PCR90 as a representative RT-PCR test performed by a typical US clinic58; Ag80 as an example for high performance Antigen test such as Abbott BinaxNOW59. However, sensitivity of Antigen tests vary, especially when they are applied to samples with low viral loads42,43. For example, the Innova SARS-CoV-2 antigen rapid lateral flow test that is widely used in England has high sensitivity on samples with higher viral load (91% for samples with Ct < 18.3, 69% for samples with Ct < 24.4) and poor sensitivity otherwise (9.7% for samples with Ct < 24.4)60. Our model for antigen test matches the sensitivity of this test for moderate to high viral loads as we generally expect for carriers with the delta variant, but may not represent real-world scenarios for other antigen tests. Further, for the omicron variant, lower sensitivities for PCR and Antigen testing is reported44,45 (80% and 38%) which we incorporated when modeling scenarios for the omicron variants. In a low prevalence situation, both PCR and antigen testing can yield a substantial number of false positive results.
We constrained vaccine coverage in the workplace to be 0 (no vaccination), 25%, 50%, 75%, or 100%. For simplicity, we assume full vaccination according to CDC definition and do not consider variation of efficacy and the increase (e.g., between first and second shots) and loss of immunity (e.g., out of protection period). As outlined in Table 2, these vaccination efficacies were modeled from the literature regarding complete primary vaccination with mRNA or viral vector vaccines. For more precise modeling specific to different vaccine combinations further modeling may be required, which can be done freely using the COVID-19 Outbreak Simulator61 we provide. Finally, the model does not account for the impact of quarantining of close contacts to the index case which would occur in the real world in accordance with public health guidance62. The impact of quarantining contacts would be further reduce workplace-acquired infections. It would be difficult to model quarantining as the number of contacts would be dependent on the workplace interaction behavior of the index case as well as the ability to successfully identify all close contacts.
Our simulation models typical businesses for which workers have regular contact with surrounding populations during off-hours and weekends. It cannot be directly applied to specific working environments such as cruise ships or bubbled movie productions for which the patterns of transmissions are more complex. Our simulation program has been customized to provide recommendations for these specific working environments.
With these limitations in mind, we feel we present an evidence based, realistic assumption driven simulation study of SARS-CoV-2 outbreak in a variety of settings. From these analyses we report specific findings including applicable scenarios safely supporting no masking + no testing policies, antigen testing superiority, and unvaccinated only testing strategies. We also present our full heatmaps of expected outbreak outcomes dependent on community infection rate, vaccination coverage, vaccination efficacy, testing strategies, and population masking. These can be utilized both by individual employers and workplaces as well as and regional policy makers to predict infection expectations, allowing for data-driven and community specific SARS-CoV-2 mitigation strategies. We view these findings to be useful internationally, to guide policy decisions in countries and communities with low vaccine coverage. Future investigations will be warranted, and we therefore make all of our algorithms and approaches readily available. As newer strains emerge, updating these heatmaps to reflect the continuing mix of viral strains, with strain specific reproduction numbers should be pursued. Further, expanding these heatmaps to more broadly represent viral transmission outside of a workplace but on a macro city or state level is also justified. For future investigations we invite readers to precisely model their own environment using the https://ictr.github.io/covid19-outbreak-simulator/39. We have provided the baseline parameters to reproduce our work, and several site-specific tutorials exist for modifying our code for site specific constraints.
Data availability
The simulator used to generate these data may be found here: https://ictr.github.io/covid19-outbreak-simulator/. We have published at that site interactive jupyter notebooks which are and publicly available to be used for reproducing these results or trialing other simulations of interest. The results of all simulations are reported the supplementary material and can be interacted with online here: https://public.tableau.com/app/profile/rowland.pettit/viz/COVID-19Heatmaps/COVID-19Simulations.
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Acknowledgements
The authors would like to thank the Baylor College of Medicine Medical Scientist M.D./Ph.D. Training Program for their support (RWP). The authors would like to thank BRASS: Baylor Research Advocates for Student Scientists for their support (RWP).
Funding
Cancer Prevention Research Interest of Texas (CPRIT) award: RR170048 (CIA); National Institutes of Health (NIH) for INTEGRAL consortium: U19CA203654 (CIA); National Institutes of Health (NIH): NIH T32ES027801 (RWP).
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Conception and design: B.P., R.P., C.A.; generation of the simulation data: B.P., R.P.; analysis and interpretation of data: R.P., B.P., P.Y., P.M., A.G., J.M., C.A.; R.P. wrote the paper, and all authors provided feedback and contributed to the final format of this manuscript.
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Patrick Yu, Peter Matos, and Julie McCashin are employed by Corporate Medical Advisors, which has been using simulations to help guide decisions about how to manage specific staffing environments. They have not had any influence over the simulation studies that were conducted or influenced the findings from these studies.
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Pettit, R., Peng, B., Yu, P. et al. Optimized workplace risk mitigation measures for SARS-CoV-2 in 2022. Sci Rep 13, 2779 (2023). https://doi.org/10.1038/s41598-023-29087-w
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DOI: https://doi.org/10.1038/s41598-023-29087-w
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