This study was to determine the prevalence of behavioral and psychological symptoms of dementia (BPSD) and its association with dementia severity and to explore the association between specific BPSD and caregiver stress, burden, and depression. A cross-sectional study involving the interviewing of the primary caregivers of patients with Alzheimer’s disease (AD) was conducted. Multivariable analysis was used to analyze the associations between specific symptoms of BPSD and caregiver outcomes. A total of 102 AD patients (age 79.4 ± 7.9 years, 70.6% female) and their caregivers were included. Nearly 46% had moderate-to-severe AD. Nearly all patients (99.0%) had at least one BPSD. Apathy was among the most common symptoms (74.5%), and hallucination was the only symptom associated with severity of AD (p = 0.017). After adjustment, agitation was associated with Patient Health Questionnaire-9 (PHQ-9) and Zarit Burden Interview (ZBI-22) (p = 0.021 and 0.007, respectively); sleep disorders were associated with only PHQ-9 (p = 0.049). In conclusion, the BPSD, especially agitation and sleep disorders, can give rise to difficulties for both patients and their caregivers. The prevalence of BPSD is high (99.0%), and the symptoms can start early. Routine screening of BPSD in all AD patients is advocated.
Alzheimer’s disease (AD) is associated with progressive, irreversible cognitive decline and is the most common cause of dementia, being the cause of 60–70% of dementia cases either by itself or in combination with other disorders1. The prevalence is around 24 million and the predicted trend is to double every 20 years till 20402. Patients with AD mostly suffer from a decrease in cognitive function including deterioration in memory, difficulty in word-finding, impaired reasoning, and an increase in visuospatial problems. In mild AD, patients are able to maintain most of their activities of daily living but late in the course of the illness, they need more help to complete many activities associated with daily life and the majority ending up with total dependency3,4.
In addition to cognitive problems, patients with AD can display behavioral and psychological symptoms of dementia (BPSD). BPSD are commonly presented in up to 90% of patients with dementia. Whilst there are differences in presentation in different types of dementia with different degree of severity, patients with AD also experience these BPSD including aggression, psychotic symptoms, and other mood disorders and behavioral problems5,6.
In 2015, the estimated number of people with dementia was 600,000 in Thailand7. Informal care plays a significant role in caring for dementia patients in Asian countries including Thailand8. Caregiving and caregiver burden were different across different Asian countries9. A study using Caregiver Burden Inventory questionnaire found high burden for caring Thai dementia patients particularly those caring for dependent patients10. Poor quality of life and high levels of anxiety and depression among Thai dementia caregivers have been reported11. Evidence also suggests that, together with cognitive decline, BPSD could affect both patient outcomes and the lives of their caregivers12. Caregiver distress increased with increasing number and magnitude of BPSD13,14. Moreover, reduction in caregiver quality of life is associated with the presence of BPSD15. BPSD are associated with higher mortality rate and are a leading cause of institutionalization16,17.
A prior study demonstrated that the overall Neuropsychiatric Inventory Questionnaires (NPI-Q) score, an instrument used for assessing BPSD, is associated with caregiver burden through caregiver stress and depression18. However, inconsistent results about the association between specific symptoms of BPSD and psychosocial outcomes in caregivers have been found among studies19,20. As each patient could be affected by different domains of BPSD, knowledge concerning which domain affects the caregiver the most would be useful for clinical practice. This information would encourage the physicians or healthcare team to pay more attention to screening and treating BPSD. Few studies have characterized BPSD in accordance with dementia etiology21, therefore, the aim of this study is to determine BPSD prevalence in AD and its association with dementia severity. We also aim to explore the association between specific BPSD and caregiver stress, burden, and depression.
A total of 102 AD patients (age 79.37 ± 7.90 years, 70.59% female) and their caregivers were included. Forty-six (45.10%) had moderate-to-severe AD. Demographics of patients with AD and their caregivers including all assessment results of patients [Functional Assessment Staging Tool (FAST)22, Barthel index23, and NPI-Q24] and caregiver outcomes [Perceived Stress Scale (PSS)25, Patient Health Questionnaire-9 (PHQ-9)26, and Zarit Burden Interview (ZBI-22)27] are shown in Table 1. Mean duration of disease was 2.53 years (SD 3.14). One hundred and one patients (99.02%) exhibited at least one BPSD. Two patients (1.96%) had all twelve symptoms. The number of BPSD and severity of BPSD stratified by severity of AD are shown in Tables 2 and 3.
Five most commonly reported BPSD were apathy (74.5%), irritability (69.6%), sleep disorders (66.7%), agitation (54.9%), and aberrant motor behavior (51.0%) (Table 3). The only symptom associated with the severity of AD was hallucination (p = 0.017). There was no association between severity of AD and other BPSD including delusion, agitation, dysphoria, anxiety, euphoria, apathy, disinhibition, irritability, abberent motor behavior, sleep disorder, and eating behavior.
The associations between individual BPSD and caregiver outcomes are shown in Table 4. Agitation (r 0.339, p < 0.001), apathy (r 0.256, p 0.009), disinhibition (r 0.231, p 0.019), irritability (r 0.253, p 0.010), and sleep disorders (r 0.222, p 0.025) were associated with greater PSS score. Agitation (r 0.333, p < 0.001), dysphoria (r 0.248, p 0.012), and sleep disorders (r 0.290, p 0.003) were associated with greater PHQ-9 score. Associations between greater ZBI-22 score with hallucination (r 0.220, p 0.027), agitation (r 0.460, p < 0.001), apathy (r 0.223, p 0.025), disinhibition (r 0.285, p 0.004), irritability (r 0.256, p 0.009), and sleep disorders (r 0.284, p 0.004) were found.
After adjustment for caregiver age, sex, relationship type, severity of AD, and other domains of BPSD, only agitation was strongly associated with PHQ-9 (coef 1.173, p = 0.021) and ZBI-22 (coef 4.792, p = 0.007); sleep disorders were associated with only PHQ-9 (coef 0.735, p = 0.049) (Table 5). The model fit statistics suggested that the models relatively fit the data for PSS model (adjusted R2 = 0.20, F = 2.63, p-value = 0.003, RMSE = 6.37), PHQ-9 model (adjusted R2 = 0.14, F = 2.06, p-value = 0.019, RMSE = 3.68), and ZBI-22 model (adjusted R2 = 0.21, F = 2.78, p-value = 0.001, RMSE = 12.68).
The findings of this study support the well substantiated high prevalence of BPSD in patients with AD. Our study found that most types of BPSD were not associated with disease severity except for hallucination. This finding adds to a growing literature on BPSD in patients with AD. Interestingly, the study showed that agitation was the only symptom that was strongly associated with both caregiver burden and depression.
The prevalence of BPSD in our study was as high as 99.0%. This high prevalence is non-surprising in light of previous research28. Our prevalence was similar to findings from many studies even though many of the studies focused on a variety of types of dementia. For example, a study in India found that 99.1% of patients with dementia in their cognitive unit had at least one BPSD12. A study in the memory clinic in a medical center in Taiwan reported an overall prevalence of BPSD of 87.6%, and the prevalence was higher in the more severe group29. Among those BPSD, apathy has been ranked highest which correlates with a prior study in AD30.
Current knowledge about the relationship between specific BPSD and severity of dementia are inconsistent31,32,33,34. In our study, hallucination was the only symptom among all 12 domains in which the severity of the symptom is related to the severity of AD. Even though, apathy (72.9%), sleep disorders (72.9%), and irritability (67.4%) were the most prevalent symptoms among patients with moderate-to-severe AD. This finding ties well with previous study wherein the frequency of hallucination increased across the various dementia stages35. It has been verified that hallucination is not common in AD, especially in the early stages, as in other types of dementia36. However, as the progression of the disease increasingly affects the brain pathology, this could be a common cause for hallucination in later stages of AD. The hallucinations in AD can be any types of hallucinations, the more common types being visual and auditory. A recent review reported that brain changes which could be associated with hallucination include occipital atrophy, and hypoperfusion in the left dorsolateral prefrontal, left medical temporal, and right parietal cortices17. In addition, the cholinergic deficiency commonly found in association with AD, would lead to hallucinations similar to those found in dementia of Lewy bodies37.
Contrary to the earlier findings that caregiver burden could be related to all type of BPSD38, we found caregiver burden was associated with only agitation after adjusting for caregiver age, sex, relationship type, severity of AD, and other domains of BPSD. Our results were in line with previous studies which found that agitation or aggressive behavior was the predictor of caregiver depressive symptoms39,40, even though more BPSD were found to be associated with the caregiver symptoms than the present study. Consistent with one study which reported that caregivers displayed higher burnout when facing agitation41, this association between patient agitation and caregiver outcome can be bidirectional. This symptom could be related to the inability to express needs verbally, for example, pain13,42 or unmet expectations43. Thus, the patients express those feelings with agitation which could impact the caregiver’s feelings resulting in stress and depression. On the other hand, this could be aggravated by acts of the caregiver when dealing with the patient. When they feel distress or burden, they may act or communicate inappropriately to the patient leading to inappropriate verbal, vocal, or motor behaviors as associated with agitation44. Apart from finding causes for agitation and providing appropriate treatment, non-pharmacological intervention such as music therapy, sensory intervention (therapeutic touch or massage), teaching communication, and coping skills for the caregiver could help reduce both agitation and caregiver distress41.
Sleep disorders or night-time behaviors, such as insomnia, wandering and actions inappropriate to a family situation tended to lead to depression in our study. The caregiver might perceive that they cannot rest in the night time in order to take care of their loved one. Sleep deprivation can cause depression via neurotransmitter changes45,46,47.
In contrast to the findings in our study, a variety of differing results have been published about BPSD and the well-being of caregivers. For example, research using a caregiver burden scale revealed that hallucinations, irritability, and depression were significant predictors of caregiver burden48. Another piece of research, which used the 10-item Chinese Center for Epidemiological Studies Depression Scale (CESD-10) for assessing caregiver depression and the Chinese Neuropsychiatric Inventory-Caregiver Distress Scale for assessing caregiver distress, found that all BPSD except for euphoria and night-time behavior are associated with caregiver depression and distress49. The difference between these results and ours may be due to the different measurement techniques used to measure depressive symptoms and burden in the caregiver20.
The strength of this study was the focus on AD not including the other types of dementia to ensure the focus was on the characteristic BPSD in AD. In addition, the caregivers who were interviewed in our study were the primary caregiver. Thus, the results could represent the effects on the main caregiver and be extrapolated in other similar situations. However, the study is not without its limitations. Due to the nature of its cross-sectional design, the temporal relationship could not be determined. Also the study was conducted in a single center; therefore, the results could differ in another context and need to be reviewed as regards reproducibility in other settings. The limitation about our small sample size should be noted. Further studies with larger samples are needed to confirm the result from our study.
In conclusion, this study showed a high prevalence of BPSD in AD patients, and the symptoms can start early in the disease process. The BPSD, especially agitation and sleep disorders, can give rise to difficulties for both patients and their caregivers which highlights the benefits of treating this specific behavioral symptom for patients and caregivers. Our findings provide further support for routine screening and treating BPSD in AD patients.
We conducted a cross-sectional study involving the interviewing of primary caregivers of AD patients who were treated in neurology clinic at Chiang Mai University Hospital, a tertiary care hospital in Northern Thailand. This study was approved by the research ethics committee of the Faculty of Medicine, Chiang Mai University (PSY-2560-05,110). All methods were performed in accordance with the relevant guidelines and regulations. All participants gave written informed consent before completing the questionnaires.
Caregivers aged 18 years-old or more, who had been providing care for at least 1 month, were recruited. Exclusion criteria was inability to communicate. The caregivers were recruited by convenience sampling. Caregivers were interviewed to evaluate patient status and their own personal data. The severity of the disease of the patients and their level of function were evaluated through the perceptions of the caregivers by using FAST, Barthel index, NPI-Q. Caregiver outcomes included stress, burden, and depression which were assessed using PSS, ZBI-22, and PHQ-9.
Functional assessment staging test (FAST)
This scale was used to determine the stage of AD. It consists of seven stages (1–7 stages). The higher the stage, the more severe the dementia. The patients were categorized into two group, mild dementia (stage 2–3) and moderate-to-severe dementia (stage 4–7)22.
Neuropsychiatric inventory questionnaires (NPI-Q)
The NPI-Q is a questionnaire which is used to assess 12 domains of BPSD during the past month by asking informants if the symptom is present and the severity of the symptoms, ranging from mild to severe24. The 12 domains include delusion, hallucinations, agitation, dysphoria, anxiety, euphoria, apathy, disinhibition, irritability, aberrant motor behavior, sleep disorders, and eating behavior.
The Barthel index was used to assess activities daily living (ADL) of the patient. It consists of 10 basic domains23. The score has a range of 0–20, higher scores indicating a better daily function.
Perceived stress scale (PSS)
The PSS is a 10-item self-reporting questionnaire measuring the perceived level of stress in the individual25. The score has a range of 0–40, higher scores indicating a greater level of perceived stress.
Patient health questionnaire-9 (PHQ-9)
The PHQ-9 is a 9-item self-reporting questionnaire measuring depressive symptoms over the past 2 weeks26. The score has a range of 0–27, higher scores indicating a greater depressive symptoms.
Zarit burden interview (ZBI-22)
The ZBI-22 is a 22-item caregiver-reported questionnaire measuring caregiver burden specifically the perception of the caregiver pertinent to the emotional, social, and financial consequences of providing care for someone27. The score has a range of 0–88, higher scores indicating a greater caregiving burden.
The summary of all assessments measures is described in Supplementary Table S1.
All analyses were performed using STATA SE 15.1 (Stata Corp LCC, College Station, TX, USA)50. The descriptive data are displayed in frequencies, percentages, mean, and standard deviation (SD). The association between severity of BPSD and severity of AD was determined using a Chi-square test and Fisher’s exact test where appropriate. Assessment of the association between caregiver outcome and severity of BPSD was made using Pearson’s correlation. Multivariable linear regression analysis models were then used to determine the association adjusted for other domains of BPSD of the patients. Variables including age, sex, and relationship type were priori confounders because they were known risk factors for the outcome of interest51,52,53,54 and always included in the multivariable model. Correlation analyses were conducted to assess the associations between all variables to be included in the analysis model. The unstandardized coefficients were used. p-values ≤ 0.05 were considered statistically significant.
The data that support the findings of this study are available from the corresponding author upon reasonable request.
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This research was supported by the Research Medical Fund, Grant Number 066-2561, Faculty of Medicine, Chiang Mai University. This funding source had no role in study design, data collections, analyses, or preparation of the manuscript.
The authors declare no competing interests.
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Pinyopornpanish, K., Soontornpun, A., Wongpakaran, T. et al. Impact of behavioral and psychological symptoms of Alzheimer’s disease on caregiver outcomes. Sci Rep 12, 14138 (2022). https://doi.org/10.1038/s41598-022-18470-8