Abstract
In conservation biology there have been varying answers to the question of “How much land to protect?” Simulation models using decision-support software such as Marxan show that the answer is sensitive to target type and amount, and issues of scale. We used a novel model system for landscape ecology to test empirically whether the minimum conservation requirements to represent all species at least once are consistent across replicate landscapes, and if not, whether these minimum conservation requirements are linked to biodiversity patterns. Our model system of replicated microcosms could be scaled to larger systems once patterns and mechanisms are better understood. We found that the minimum representation requirements for lichen species along the microlandscapes of tree trunks were remarkably consistent (4–6 planning units) across 24 balsam fir trees in a single stand, as well as for 21 more widely dispersed fir and yellow birch trees. Variation in minimum number of planning units required correlated positively with gamma diversity. Our results demonstrate that model landscapes are useful to determine whether minimum representation requirements are consistent across different landscapes, as well as what factors (life history, diversity patterns, dispersal strategies) affect variation in these conservation requirements. This system holds promise for further investigation into factors that should be considered when developing conservation designs, thus yielding scientifically-defensible requirements that can be applied more broadly.
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Introduction
“How much to protect” has been a pressing question for conservation biologists in both the academic and practitioner literature1. Research questions related to systematic conservation planning (SCP) have focused on evaluations of how different target types (such as percentage of land area or proportion of populations)2,3 and amounts (e.g., 12% vs. 50% of land area)4,5,6, effects of scale7,8, planning unit size9 and data characteristics10,11 affect conservation planning outcomes. For example, researchers have examined how the scale at which planning takes place affects the number and location of protected areas needed to capture a representative proportion of biodiversity7,8,9. A critical question for conservation planners is whether there are guidelines for a fixed percentage of land area that should be set aside for conservation that can ensure that all species are adequately represented1,2. Such “percentage targets” are appealing for governments and conservation organizations in that they are simple to understand and measure, and provide a tool to evaluate how well agencies are moving towards set goals. However, whether published targets of 12%12 or 50%13 are sufficient to adequately represent and protect biodiversity is not known. The vast number of research papers that have addressed this question (see reviews at refs. 3,14,15 for details) have failed to come up with a consistent answer to the question of “how much to protect?”; consensus in the form of multi-authored position papers13 appear to be based more on normative claims than empirical evidence.
This lack of consistent estimates for the percentage of land necessary to meet particular conservation requirements (for example, how much land needs to be set aside to capture all species in a protected area at least once) may be attributable to differences in the respective ecological systems. Minimum representation requirements will be different in a highly biodiverse tropical rainforest than a less diverse high latitude system. Differences in spatial heterogeneity, both of abiotic and biotic patterns will also have an effect on conservation targets10,16. These prima facie differences across studies may explain much of the observed lack of consistency in recommended percentage targets for effective conservation, but these differences also overlook the one limitation that all SCP studies hold in common; the difficulty to rigorously test questions about different aspects of conservation design decisions through experimentation. While SCP exercises are not generally considered “experimental”, SCP is viewed as a tool to make decision making scientific rigorous and transparent17. The strength of SCP as a decision-support tool1 is through the use of models of one type or another (e.g., heuristic models, optimization models). Models are simply expressions of hypotheses given rise, in the case of SCP, from questions generally along the lines of “is a design criterion of X sufficient to conserve biological features Y in area Z?” Within SCP, the design criteria can include issues about the size of individual planning units (candidate protected areas), the type of target (e.g., minimum number of sites, minimum percentage area) and the target amount (e.g., 12%, 50%).
The hallmarks of experimentation (whether manipulative or observational) are controls, randomization, and replication. Considering conservation planning examples as experiments that can help to develop general guidelines for conservation targets thus faces a challenge. The experimental units for SCP are usually biologically- or politically-bounded regions that are hundreds to thousands of kilometers in extent. These cannot feasibly be replicated. Adjacent bioregions or provinces/states are not suitable replicate experimental units because, due to large spatial scales of landscapes, they are too different to be able to attribute differences in outcomes to the “treatment” (which could, for example, be different decisions about conservation design – such as number or size of protected areas) vs. underlying differences in the study areas themselves.
Researchers have tried to get around the problem of replication through in silico analyses. Conservation planning software (the most commonly applied of which is Marxan15,18) allows researchers to conduct thousands to tens of thousands of “runs” of conservation scenarios to examine how different inputs/constraints affect the conservation output (for an example see ref. 1) and as a form of sensitivity analysis. Other software algorithms (e.g., Zonation19) use slightly different approaches; however all in silico analyses are constrained within the same region and on the same data, and hence they are not replicates. Despite that experimentation with replicates at landscape is impossible, it does behoove conservation biologists to consider whether there are alternative ways to increase the empirical rigour of SCP. Increased rigour would help conservation biologists to determine whether conservation targets are situation-specific and not the kind for which generalizations can be made. We propose the use of a novel model system to determine whether consistent “rules” for minimum conservation requirements can be developed.
Model systems have been widely used in biomedical science (i.e., Rattus norvegicus, Drosophola melanogaster). Model systems in biomedical research are necessary to address the ethical and logistical challenges of doing medical experiments on humans. Fruit flies and small animals such as mice, rats and zebrafish are easy to maintain in laboratory environments and respond quickly to experimental treatments. This enables manipulative experiments with statistically relevant sample sizes. The genetics and physiology of lab organisms are considered similar enough to that of humans that we can extrapolate findings from these organisms to decisions about how to treat complex diseases in humans, such as cancer20 and Parkinson’s21.
The use of model systems has been encouraged in ecology22. Microcosms23 act as model systems for a wide array of ecological questions in population and community ecology. However existing microcosms such as patches of mosses24 or bromeliads25 are binary systems of habitat/non-habitat which makes them less realistic as model systems for landscape ecology. Model systems for landscape ecology, which are characterized by a patch-mosaic structure or a gradient of features, instead of a binary one, are less common, although there have been some proposed systems. For example, biocrusts26 and lichen covered trunks of trees of the same species growing in the same stand have been proposed as model systems for landscapes27. In this latter model system, the patterns of lichen species occurrence along the trunks of trees were shown to be statistically consistent across 24 trees sampled in a single stand and across a broader region for lichens living on two different species of trees27. Where certain species of lichens were located along a 1 m gradient of the trunk was statistically similar across multiple trees, much the same way that vegetation patterns along an elevation gradient follow predictable transitions from temperate to coniferous forest to alpine plants. Thus, we can consider lichen thalli as analogous to patches of different land cover types, and individual trees are analogues to a landscape27,28, making replicate experimental landscapes (i.e., with replicate trees) possible (Fig. 1). In this study, we harness this model system to experimentally test a key question in SCP, that of whether a fixed number of planning units can be uniformly applied across different landscapes to achieve the same conservation outcome of having all species in the system represented in at least one protected area.
Results
At the scale of individual trees (each acting as an individual model landscape, each subdivided into 20 smaller “planning units”) within a single stand, we found that 3–6 planning units per tree were needed to represent all lichen species on each tree at least once (Fig. 2; Table 1). When applied to replicate trees at the wider ecoregion, between 2–6 planning units per tree were needed to represent all lichen species at least once on 21 balsam fir trees and between 1–5 planning units per tree were needed to represent all lichen species on 21 yellow birch trees (Fig. 2; Table 1).
At the extent of the stand, the best (most effective and efficient) scenario identified that five planning units (i.e., 5 trees) were required to represent all 37 lichen species in the stand at least once (Table 1). At the extent of the ecoregion, the best scenario identified that for balsam fir, six planning units (i.e., 6 trees) were required to represent all 27 lichen species at least once (Table 1), and that for yellow birch, six planning units (i.e., 6 trees) were required to represent all 31 lichen species at least once (Table 1). Across all three sets of runs using trees as model landscapes there was a statistically significant trend (R2 = 0.4898, p = 2.78e-11) of trees with higher lichen diversity requiring more sites to represent all species (Fig. 3).
Discussion
Although a protected area strategy, even for small, non-mobile species such as lichens, would not be advisable at the extent of centimetres or metres, this analysis has value in that it allows for tests of consistency in conservation designs within a system of statistically similar micro-landscapes. When we had true experimental replicates, the number of planning units required to represent all species fell consistently between 2–6 for the lichen communities living on the balsam fir and between 1–5 for the lichen communities on yellow birch.
What factors influence this observed variation in the number of sites necessary to represent lichen biodiversity is unknown. It would be important to understand drivers of conservation requirements in this model system to extrapolate these findings and develop scientifically defensible conservation targets at kilometres-extent landscapes. Species diversity (gamma diversity) can be an important driver – with areas that have higher diversity predicted to require higher percentages of land set aside for conservation. In this model system, gamma diversity explains 49% of the variation in the number of sites required to represent all species (Fig. 3). Thus, we posit that gamma diversity at kilometres-extent landscapes might be an important driver of how much land needs to be set aside as protected in a real-world SCP exercise.
Other factors that might be important for determining protected areas requirements include beta diversity29, ecosystem productivity30, population dynamics31 and species-area relationships11. The advantage of the model system here is that the spatial extent of study areas (sizes of individual trees) along with abiotic drivers (climate, soils) are held relatively constant, while species diversity on each tree varies. The value of using a model system lies in the ability to have experimental replicates to test hypotheses about conservation requirements in a way that is not possible in larger systems. Because ecological systems are hierarchical32 we believe that patterns from the model systems (as shown in Fig. 1) can be extrapolated out to real-world kilometers-extent landscapes with similar levels of alpha, beta or gamma diversity of appropriately scaled taxa. Based on the strength of experimental replication, conservation planners could be reasonably confident that a target based on an empirical relationship to diversity (Fig. 3) could achieve minimum representation requirements.
A recent global survey of conservation planning initiatives found that very few plans included rigorous evaluations of effectiveness33. This is not to say that conservation initiatives are not effective at conserving biodiversity, but rather that resources are not invested in rigorous analysis. The use of a model system such as this might be a cost-effective means to take a “first look” at how variation in conservation planning elements affects outcomes. In addition to helping to guide conservation planning at real-world extents, model systems allow for increased rigour and experimentation to test hypotheses about whether and how variation in diversity patterns influences conservation design. Such experiments may help conservation biologists to make scientifically defensible decisions on both how much to protect, but also explain why that amount is sufficient.
Methods
Study system
The study area is the Central Avalon Forest Ecoregion, on the island of Newfoundland, Canada. The area (500 km2) is a globally recognized lichen biodiversity hotspot34 with a climate characterized by cool, moist summers and mild winters. Land cover is mainly forests dominated by balsam fir (Abies balsamea), which occur along the slopes and tops of ribbed moraines — glacial features of rolling hills35 — interspersed with sphagnum-dominated bogs36. Along with the balsam fir trees, black spruce (Picea mariana) can be found in wet areas and yellow birch (Betula alleghaniensis) occur sporadically throughout the forest, mostly on upland areas.
We replicate our test for whether SCP have a consistent outcome in terms of the minimum number of sites required to represent all species at least once using a model system with two different sampling schema. In the first sampling scheme, we sampled 24 balsam fir trees within a single transect (100 m × 5 m). Trees were of a similar age and we sampled them for macro-lichen diversity by placing a 1 m × 0.1 m “microtransect” vertically along the north- and south-facing sides of the tree bole (starting 0.9 m from the ground), and counting the species richness and number of thalli within 10 cm sample blocks along the transect. Trees contained between 15–22 lichen species each, and overall (gamma) diversity of lichens in the stand was 37. The individual 10 cm × 10 cm blocks contained between 3–12 species and are the analog to “planning units” in the SCP framework. Details on the larger ecoregion characteristics and the lichen sampling and identification protocol can be found in ref. 27. Thus, this first scheme is analogous to a conservation plan occurring across 24 replicate landscapes (i.e., statistically similar landscapes) each of which contain 15–22 species (conservation targets). Within each replicate landscape, there are 20 potential planning units (ten 10 cm × 10 cm plots along both the north and south sides of the trunk), from which we selected the minimum set that represents all species via the Marxan algorithm (described below). The number of planning units per tree is constrained by logistics and sampling protocols described in ref. 27.
In the second sampling scheme, we sampled 21 sites dispersed across the ecoregion. At each site, we inventoried the diversity of lichens on one balsam fir and one yellow birch (21 trees of each species total). We used a similar microtransect composed of 10 cm × 10 cm sample blocks to sample lichen diversity on both the north and south sides of each tree, but this transect was only 0.5 m long and started at 1.1 m from the ground and sampled for both macro- and micro-lichens. Thus, in the second sampling scheme there were half as many planning units as in the first, but a larger suite of potential species sampled in each, and there were 21 replicate “landscapes” each for balsam fir and yellow birch. Balsam fir trees contained between 6–16 lichen species (gamma diversity across all 21 fir trees was 27) and yellow birch trees contained between 5–17 lichen species (gamma diversity across all 21 birch trees was 31). The individual 10 cm × 10 cm blocks contained between 1–12 species on balsam fir and between 0–11 species on yellow birch. Details on the lichen sampling and identification protocol can be found in ref. 28.
Marxan analysis
We used lichen data from both sampling schema to carry out a systematic conservation planning (SCP) exercise at two spatial extents. At the first extent, we treated trees as model systems for landscapes. Within each tree, we used the 10 cm × 10 cm sampling blocks as the planning units and asked how many of these would need to be set aside to represent all species of lichens on that tree at least once. In this case, we had 24 experimental replicates in the first sampling scheme and 21 experimental replicates each of two tree species in the second sampling scheme. At the larger extent (stand and ecoregion), we set each individual tree as the planning unit and asked how many trees needed to be set aside to represent each lichen species in the stand or ecoregion at least once.
In all cases, we applied Marxan18 using the Simulated Annealing with Gradual Improvement option and 1000 iterations. Cost of planning units was set to 1 (default) in all cases, making planning unit costs invariant. For the tree-level planning scenario, we examined the relationship between the number of 10 cm × 10 cm blocks required to represent all species on a tree and species richness, across all 66 trees using a GLM (Gamma family, identity link) in the statistical software R37.
Data availability
The lichen data used for this analysis are available from the corresponding author upon request. Upon acceptance, we will publish the data in an online repository (e.g., Dryad, FigShare). The lichen data used for this analysis are published on FigShare at https://figshare.com/articles/Lichen_Data/11310077.
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Acknowledgements
Y.F.W. is supported by a Natural Sciences and Engineering Research Council (NSERC) Discovery Grant. Marxan is provided through the University of Queensland and was created by Ian Ball, Matt Watts and Hugh Possingham. Lichen surveys were carried out under Permit Nos. 2015/16-14 and 2017/18-10 issued by the Department of Environment and Conservation, Government of Newfoundland and Labrador. Thanks to Rachel Wigle for sharing lichen data at the ecoregion level and Tom Nudds for critical comments on an earlier draft of the manuscript.
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Y.F.W. and D.J.H.S. conceived of the ideas; Y.F.W. and R.T.M. developed the sampling method and conducted the initial lichen surveys, Y.F.W. carried out the Marxan analysis and drafted the initial manuscript; R.T.M. and D.J.H.S. contributed to revisions of the manuscript.
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Wiersma, Y.F., McMullin, R.T. & Sleep, D.J.H. Model systems to elucidate minimum requirements for protected areas networks. Sci Rep 9, 19594 (2019). https://doi.org/10.1038/s41598-019-56142-2
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DOI: https://doi.org/10.1038/s41598-019-56142-2
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