Abstract
Infection is the second leading cause of death in patients with chronic kidney disease (CKD). Adequate humoral (antibody) and cellular (T cell-driven) immunity are required to minimize pathogen entry and promote pathogen clearance to enable infection control. Vaccination can generate cellular and humoral immunity against specific pathogens and is used to prevent many life-threatening infectious diseases. However, vaccination efficacy is diminished in patients with CKD. Premature ageing of the immune system and chronic systemic low-grade inflammation are the main causes of immune alteration in these patients. In the case of SARS-CoV-2 infection, COVID-19 can have considerable detrimental effects in patients with CKD, especially in those with kidney failure. COVID-19 prevention through successful vaccination is therefore paramount in this vulnerable population. Although patients receiving dialysis have seroconversion rates comparable to those of patients with normal kidney function, most kidney transplant recipients could not generate humoral immunity after two doses of the COVID-19 vaccine. Importantly, some patients who were not able to produce antibodies still had a detectable vaccine-specific T cell response, which might be sufficient to prevent severe COVID-19. Correlates of protection against SARS-CoV-2 have not been established for patients with kidney failure, but they are urgently needed to enable personalized vaccination regimens.
Key points
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Patients with chronic kidney disease (CKD) have diminished vaccination responses owing to CKD-associated premature ageing of the immune system and chronic systemic low-grade inflammation.
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Both humoral (B cell-driven) and cellular (T cell-driven) immunity are generally required to control infections. Antibodies are particularly efficient in preventing viral infections, whereas T cells have a key role in viral clearance and help to prevent severe disease.
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T cell responses against the SARS-CoV-2 spike protein can be detected even in patients who are not able to produce antibody owing to primary or secondary immune deficiency.
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The glomerular filtration rate correlates with the severity of COVID-19 — among patients with kidney disease, the worst COVID-19 outcomes are observed in patients with kidney failure.
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Correlates of protection against SARS-CoV-2 have not been established for patients with kidney failure but they are urgently needed to enable personalized vaccination regimens. Patients with absent or low responses should be identified for targeted additional booster doses or pre-emptive therapy with monoclonal antibodies.
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Vaccine responses in patients with kidney failure might also be increased through the use of higher vaccine doses, adjuvants or intradermal vaccination; temporary reduction of immunosuppressive drugs before vaccination might also be feasible.
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Introduction
Chronic kidney disease (CKD) is associated with premature ageing compared with the general population1. This accelerated ageing process leads to alterations in the immune system that predispose individuals to the subsequent development of infections, cancer, autoimmunity and cardiovascular disease2. The high rate of morbidity and mortality associated with CKD, and especially with kidney failure, calls for urgent measures to prevent such life-threatening complications. As a preventive measure, vaccination has saved more lives than any other medical intervention3. However, vaccine-induced immune responses can vary greatly between individuals. For example, the antibody response to the inactivated seasonal influenza vaccine can vary up to 100-fold, and antibody responses against conjugated pneumococcal vaccines can vary up to 40-fold in the general population4. The reasons for such enormous differences are not completely understood. Many studies have investigated risk factors for failed immune responses following vaccination, which include host factors such as sex, age, genetic background, pre-existing immunity, co-morbidities, medication and microbiota; environmental factors such as geographic location, social status, lifestyle and nutrition; and vaccine-specific factors such as vaccine type, dose, schedule, administration route and adjuvants5.
Given their vulnerability to infection, effective vaccination strategies are of paramount importance to protect patients with CKD, especially those with kidney failure6. Similar to their diminished immune response observed in the context of natural infection, in general, patients with CKD mount lower responses to vaccination than healthy individuals7. Among patients with CKD, including those with kidney failure, the number of vaccination non-responders is considerable, which has led to adjustments in their vaccination regimens, especially for vaccines against hepatitis B virus (HBV) or the H1N1 influenza A virus subtype8. The optimal vaccination regime for several other pathogens (such as pneumococcal, herpes zoster, hepatitis A or meningococcal) still requires further evaluation. An effective SARS-CoV-2 vaccination strategy is of particular importance in these patients, owing to the positive association between COVID-19 severity and the grade of CKD9 among these patients; those with kidney failure experience the most severe COVID-19 symptoms10. Patients with kidney failure seem to mount an adequate cellular and humoral response to natural SARS-CoV-2 infection as the magnitude and functionality of SARS-CoV-2-specific immunity, including the T cell and neutralizing antibody responses, were comparable in these patients and individuals with normal kidney function11,12,13,14 leading to high expectations for vaccination success in this vulnerable patient cohort. However, the current phase III trials of COVID-19 vaccines have not included patients with kidney failure15,16; therefore, many questions about optimal vaccination doses, boosting regimen and side effects remain unanswered.
In this Review, we provide an overview of vaccine-induced immunity in patients with kidney failure, with a special focus on COVID-19 vaccine-specific immunity. We examine COVID-19 vaccine efficacy, including vaccine immunogenicity and ability to prevent disease, in patients with kidney failure compared with individuals with normal kidney function, and in the context of data available on responses to vaccination for other pathogens. We also discuss the role of the cellular and humoral arms of the adaptive immune response and consider possible mechanisms underlying impaired vaccine-induced immunity in patients with kidney failure, including the effects of immunosuppression.
Adaptive immunity in natural infection
The generation of antibodies following an antigenic challenge is widely acknowledged as a central mechanism underlying vaccine-induced protection. T cells have a crucial role in humoral immunity by providing help to B cells, which is required for their maturation and antibody production. However, less is known about the role of other effector functions of T cells, such as direct cell cytotoxicity, which can also be induced through vaccination. In the context of viral infections, studies on patients with immunodeficiency demonstrated the essential role of T cells in reducing viral load, whereas antibodies were required to prevent viral entry into the host cells17. In SARS-CoV-2 infections, the protective role of T cells is evident from case studies18,19 of patients with agammaglobulinaemia and COVID-19. Despite their general lack of immunoglobulins, patients with X-linked or autosomal-recessive agammaglobulinaemia could recover from COVID-19 without needing mechanical ventilation or intensive care. Similar observations were reported for varicella zoster virus infections — the lack of antibodies failed to protect patients against the infection but their post-infection recovery was similar to that observed in immunocompetent individuals. By contrast, patients with T cell deficiency developed uncontrolled and fatal infections17. These observational data suggest the important role of B cells and antibodies for preventing infection or reducing inoculum size, whereas T cell responses might be sufficient for the clearance of pathogens18,19.
Immune alterations in CKD and kidney failure
Different factors contribute to the immune alterations observed in patients with CKD, including kidney failure. These factors include accelerated ageing, kidney dysfunction-induced uraemia, oxidative stress, intestinal permeability and metabolic disorders, bio-incompatibility of dialysis membranes, and the use of immunosuppressive therapies in transplant recipients and patients with autoimmune disorders (Fig. 1).
Kidney dysfunction-induced immune impairment
In CKD, impaired excretory renal function leads to the accumulation of solutes that would otherwise be eliminated by healthy kidneys. Levels of these nitrogenous substances increase as kidney excretory function decreases, which exacerbates their toxic effects. These uraemic toxins can be categorized into small water-soluble compounds, middle molecules and protein-bound molecules, according to their physico-chemical properties20. Uraemic toxins can affect several essential immune cell functions including activation, migration, cytotoxicity and apoptosis. For example, the small water-soluble compound phenyl acetic acid increases the activation of leukocytes and reduces their apoptosis, thereby promoting an inflammatory state in uraemia21. Another key uraemic toxin, indoxyl sulfate, induces monocyte secretion of tumour necrosis factor (TNF) and production of reactive oxygen species (ROS), which promote inflammation and oxidative stress, respectively22,23. In addition, p-cresyl sulfate enhances phagocytosis in macrophages but decreases their ability to present antigens to T cells, which compromises the adaptive immune response in CKD24.
Oxidative stress — another important immune modulator in CKD — can be caused by disturbances in the balance between oxidant and antioxidant molecules, often owing to the excessive production of ROS and reactive nitrogen species, and the depletion of antioxidants25. The overproduction of ROS and reactive nitrogen species results in the oxidation of lipids, proteins and nucleic acids, which promotes the expression of pro-inflammatory cytokines and the recruitment of immune cells (reviewed in Duni et al.26). In vitro studies also demonstrated that ROS can increase TNF production in macrophages27.
Several studies suggest that, compared with healthy individuals, patients with CKD have increased levels of lipopolysaccharide (LPS) endotoxin owing to an uraemia-induced increase in intestinal permeability, which allows endotoxin translocation from the intestinal lumen into the circulation (reviewed in Steiger et al.28). LPS is a broad and potent immune stimulator of various immune cells that induces the release of several pro-inflammatory cytokines. Paradoxically, persistent innate immune activation induced by the prolonged presence of low-grade levels of LPS in patients receiving dialysis can trigger the production of immunoregulatory mediators such as IL-10, which suppress innate and adaptive immunity29. This effect is similar to the ‘endotoxin tolerance’ or ‘immune paralysis’ that is observed in patients with advanced sepsis or chronic infections, and underlies impaired immunity in these patients. Such an immune paralysis effect could impair the development of pathogen-specific immune responses in patients with kidney failure.
In addition to its excretory function, the kidney has several important metabolic functions, including the production of vitamin D and erythropoietin (EPO), both of which can have immunomodulatory effects. Beyond its regulation of calcium and phosphate homeostasis, the vitamin D metabolite calcitriol (that is, biologically active 1,25-dihydroxyvitamin D) regulates the proliferation and differentiation of immune cells. For example, vitamin D promotes tolerogenicity of dendritic cells by downregulating their expression of MHC, adhesion molecules and pro-inflammatory IL-12, while increasing the production of anti-inflammatory IL-10 (refs.30,31). Furthermore, treatment of T cells with vitamin D reduced the secretion of pro-inflammatory T helper 1 (TH1) cell mediators (for example, IL-2, IFNγ and TNF) while increasing the production of TH2 cell cytokines (including IL-3, IL-4, IL-5 and IL-10) in several human and animal studies32,33. Thus, reduced antigen presentation in combination with a shift of T cell differentiation from a TH1 cell to a TH2 cell profile induced by vitamin D treatment can diminish potential tissue damage associated with TH1 cell responses. In addition, activated T cells exposed to vitamin D produced less pro-inflammatory IL-17 and TH1 cytokines and significantly increased the expression of regulatory T cell cell-specific genes and molecules34, suggesting the induction of an anti-inflammatory T cell phenotype. Chronic excess of parathyroid hormone in patients with CKD patients caused by chronic stimulation of the parathyroid gland by hypocalcaemia and hyperphosphataemia can also lead to decreased T cell activation owing to a persistent elevation of intracellular calcium35. Although calcium influx is required for DC migration, calcium overload considerably impairs chemokine-dependent DC migration. The resulting impairment of DC migration into secondary lymphoid organs can limit T cell activation35. In mice and humans, EPO seems to have a direct inhibitory effect on effector and memory T cells, while promoting the differentiation of regulatory T cells. Available data support the idea that EPO synthesis within the kidney has evolved as a mechanism of peripheral immune tolerance to protect this organ from inflammatory responses induced by exposure to the urinary microbiome, high concentration of non-infectious antigens and sodium (reviewed in Cantarelli et al.36). Consequently, EPO and vitamin D deficiency observed in CKD patients might contribute to a diminished anti-inflammatory and increased pro-inflammatory status. Such a state of chronic inflammation might impair the generation of pathogen-specific immunity.
Treatment-induced immune impairment
Patients with CKD and kidney failure might require treatment with immunosuppressive drugs (discussed in more detail later) to mitigate autoimmunity-induced tissue damage or prevent graft rejection. In addition to the immune inhibition induced by the use of such immunosuppressive drugs, treatments such as dialysis can also have immunomodulatory effects. The haemodialysis procedure is known to induce inflammation and several mechanisms are involved in this process, including bio-incompatibility issues with dialysis membranes, which can affect the host immune system as blood comes into direct contact with artificial materials during extracorporeal circulation. Interaction with a haemodialysis membrane can induce the activation of peripheral blood mononuclear cells, with subsequent production of the pro-inflammatory cytokines TNF and IL-1β37. These cytokines can act in an autocrine manner to enhance cell survival but TNF can also induce apoptosis in activated antigen-presenting cells (APCs)38; the degree of apoptosis is related to the degree of membrane bio-incompatibility39, which is still a problem despite improvements in dialysis membrane biocompatibility40. In addition to these effects of contact with dialysis membranes, any bacterial endotoxins that might be present in dialysis fluids, and complement-derived anaphylatoxins such as C3a, can induce cell activation and secretion of pro-inflammatory cytokines37. Of note, the cleavage of C3 into its active fragments, C3a and C3b, can be directly triggered by haemodialysis biomaterials41.
Premature immune ageing
The ability to mount effective immune responses to a variety of novel pathogens depends on the presence of naive T cells, which develop in the thymus, with a diverse TCR repertoire42. However, under physiological conditions, the number of circulating naive T cells decreases gradually after the age of 40 years owing to age-associated thymic involution and the consequent decrease in thymic output43. In patients with CKD, loss of kidney function is associated with a similar loss of TCR diversity to that observed with ageing, even at early stages of disease44. One study reported that the immunological age of T cells was 20–30 years higher than the physiological age in patients with kidney failure45. Furthermore, uraemia not only affects thymic output but also leads to the expansion of terminally differentiated CD4+ and CD8+ T cells2,44. These highly differentiated T cells contain preformed pro-inflammatory molecules, are often self-reactive and can degranulate without a requirement for antigen-specific stimulation, therefore strongly contributing to inflammation; these cells also progressively lose co-stimulatory molecules that are important for their activation after antigen stimulation (reviewed in Betjes46). These highly differentiated T cells, in combination with the accumulation of uraemic toxins, metabolic deviations, gut leakage and oxidative stress associated with CKD, as well as the bio-incompatibility processes during dialysis treatment, promote the overproduction of pro-inflammatory cytokines, leading to chronic low-grade systemic inflammation in patients with uraemia47,48. Of note, chronic inflammation promotes premature immune system ageing and immune cell dysfunction directly, creating a vicious circle47. Furthermore, T cells have an increased susceptibility to activation-induced apoptosis compared with patients with normal kidney function49.
Vaccine-specific immunity in kidney failure
Successful vaccination depends on the ability of a vaccine to induce the generation of antibodies and cytotoxic T cells that can counteract a subsequent infection. The vaccine elicits a primary immune response, which leads to the differentiation of memory B and T cells that enable long-term protective immunity via antigen-specific antibody-mediated and cellular cytotoxicity following antigen re-challenge (Fig. 2). The aforementioned immune alterations in patients with CKD — especially premature ageing of immune systems and low-grade systemic inflammation50,51 (Fig. 1) — interfere with the generation of protective immunity, either in the course of natural infection or following vaccination52, which increases the incidence and severity of infectious diseases in these patients53,54.
COVID-19 vaccination
Antigen recognition triggers the development of an immune response. The choice of the right antigenic epitope is therefore crucial for vaccine immunogenicity and to induce a sustainable vaccine-specific immune response. During the first year of the COVID-19 pandemic, several vaccine candidates were developed using different platforms, which included nucleic acid (that is, DNA and RNA), viral vector, viral-like particle, peptide, recombinant protein, live-attenuated virus and inactivated virus modalities55. Six of these vaccines have been approved by at least one WHO-recognized authority (reviewed in Cevik et al.56) — the mRNA vaccines BNT162b2 (Pfizer/BioNTech) and mRNA-1273 (Moderna), the viral vector vaccines ChAdOx-1 nCoV-19 (University of Oxford/AstraZeneca) and Ad26.COV2.S (Janssen), a recombinant spike protein (S-protein) subunit vaccine NVX-CoV2373 (Novavax) and an inactivated vaccine CoronaVac (Sinovac Biotech). Four of these vaccines (the mRNA-and viral vector-based vaccines) have been widely administered in most high-income countries.
The BNT162b2 and mRNA1273 vaccines are lipid nanoparticle (LNP)-encapsulated mRNA-based vaccines that encode full-length S-proteins, which mediates the fusion between SARS-CoV-2 particles and cell membranes, and is therefore crucial to viral entry into host cells57. The vaccines thus consist primarily of RNA, water, salt, sugar and lipids58. Notably, the LNPs in these vaccines encapsulate the mRNA to facilitate cell entry and prevent RNA degradation, and the mRNA was also modified to enhance protein production while avoiding overstimulation of immune system58. Both of these mRNA vaccines have been deployed through a prime–boost approach. By contrast, the adenovirus vectors in the ChAdOx-1 nCoV-19 and Ad26.COV2.S vaccines carry the full-length DNA sequences for the SARS-CoV-2 S-protein and are replication defective. ChAdOx-1 nCoV-19 has been deployed as a prime–boost vaccine, whereas the Ad26.COV2.S vaccine is administered as a single inoculation of viral particles.58
All of these vaccines are based on the SARS-CoV-2 S-protein but the membrane (M) and nucleocapsid (N) proteins of SARS-CoV-2 are also immunogenic12,59,60,61. Responses against the three SARS-CoV-2 proteins — S, M and N — varied between individuals infected with the virus, but in one study, the M protein induced an immune response in patients with acute COVID-19 most frequently and elicited the highest frequencies of CD4+ T cells12. Importantly, analysing only S-reactive T cells to assess the presence of antiviral immunity might lead to an underestimation; one study reported that 19% of analysed individuals had CD4+ T cells that were reactive against N protein or M protein but not against S protein12. These data therefore suggest that, in addition to S-protein epitopes, conserved epitopes within the M and N proteins might be promising vaccination targets to ensure neutralizing responses to a broad spectrum of SARV-COV-2 variants.
COVID-19 vaccine-specific immunity in patients receiving dialysis
Several studies have analysed the efficacy and safety of COVID-19 vaccines in patients receiving dialysis. The data are heterogeneous, which might be explained by differences in cohort size, co-morbidity prevalence, control cohorts and vaccination strategy. Although in most studies the humoral response was lower than that observed in control cohorts, the rate of seroconversion and the number of patients with detectable S-protein-reactive T cell immunity was very high (59–97%) (Supplementary Table 1). Of note, patients with kidney failure who are being treated with dialysis and immunosuppressive drugs (for example, with autoimmunity-driven CKD) might have a significantly diminished immune response following vaccination (discussed below). A 2021 mechanistic study assessed the humoral response to the BNT162b2 vaccine in patients with kidney failure and found defective memory B cell differentiation, including the generation of vaccine-specific plasmablasts and mature memory B cells, in patients receiving dialysis and in kidney transplant recipients62. In this study, the frequencies of antigen-specific circulating plasmablasts correlated with the total IgG response. This observation contrasts with data obtained from earlier studies of vaccination against other pathogens, in which IgG titres did not correlate with the frequencies of circulating antibody-secreting cells (ASCs) and/or plasmablasts63,64 owing to ASC migration to bone marrow or inflamed tissue64.
The safety of COVID-19 vaccination does not seem to differ between patients receiving dialysis and the general population15,16. Despite isolated case reports of de novo glomerulonephritis after COVID-19 vaccination65, data from large cohorts of patients with chronic inflammatory diseases did not show an increase in the relapse rate of these chronic inflammatory diseases66.
COVID-19 vaccine-specific immunity in kidney transplant patients
In contrast to the satisfactory vaccination-induced immunity detected in patients receiving dialysis, the efficacy of COVID-19 vaccination in kidney transplant recipients is suboptimal (Supplementary Table 1). A meta-analysis of 27 studies on the immunogenicity of COVID-19 vaccination in patients with kidney failure demonstrated that, after two doses of COVID-19 vaccine, kidney transplant patients had significantly lower seropositivity (26.1%) than patients receiving haemodialysis (84.3%) or peritoneal dialysis (92.4%), although higher seroconversion rates among transplant recipients have been reported in other studies67,68. Vaccine side effects in transplant recipients were comparable with those reported in phase III studies of healthy individuals15,16 and no donor-specific antibodies (DSA) developed after vaccination.
Despite this low humoral response, the prevalence of transplant recipients with detectable S-protein-reactive T cells was comparable with that of healthy controls69. Although the magnitude of the S-protein-specific CD4+ T cell response (assessed by flow cytometry) in kidney transplant recipients was significantly lower than that observed in healthy controls, the frequencies of S-protein-reactive CD4+ T cells were similar between the two groups after COVID-19 convalescence70. Multiple studies have confirmed this discrepancy between cellular and humoral immune responses in transplant recipients (Supplementary Table 1). These data suggest that a substantial proportion of kidney transplant recipients might fail to mount an adequate humoral response but might develop robust S-protein-reactive T cell responses. These antigen-reactive T cells produced cytokines in response to antigen stimulation ex vivo and should therefore, despite the lack of antibodies, mediate antiviral response activity and protect patients from severe COVID-19. Moreover, these data demonstrate that detection of S-protein-binding antibodies is not sufficient to assess the overall vaccination response. Consequently, current serological correlates of protection are not reliable and might underestimate existing antiviral protection in patients with a failed humoral response but with effective cellular immunity. Defining COVID-19 vaccine-specific correlates of protection for patients with kidney failure could facilitate the personalized management of these vulnerable patients during the pandemic. Of note, in the general population, detection of 264 binding antibody units in an antigen-binding assay, or a pseudovirus neutralization assay titre of 26 IU/ml, corresponded to a vaccine efficacy of 80 % against symptomatic COVID-19 (Alpha variant of concern (VOC))71; a threshold for asymptomatic infections could not be determined.
Risk factors for impaired vaccine responses
Identifying risk factors for failed immune responses after COVID-19 vaccination is currently of particular importance. A systematic review and meta-analysis of 32 studies on COVID-19 vaccination in patients receiving dialysis demonstrated that a higher prevalence of type 2 diabetes correlated significantly with lower vaccine immunogenicity (assessed via antibody response)72. Immunogenicity did not correlate significantly with mean age, sex and dialysis vintage in these patients. By contrast, a prospective study of COVID-19 mRNA vaccination in patients receiving dialysis demonstrated that immunosuppressive treatment, longer dialysis vintage, lower serum haemoglobin and albumin concentrations, and lower leukocyte counts were all predictors of a lack of response to vaccination in a univariate analysis73.
In accordance with the known role of patient age for de novo generation of pathogen-specific immune responses, the rate of seroconversion correlated negatively with age in a 2021 study of transplant recipients74. Type 2 diabetes, treatment with anti-thymocyte globulins in the previous year and longer time post-transplantation were also associated with a failed immune response68,75. Of note, risk factors should be evaluated separately in transplant recipients and patients receiving dialysis, owing to the differences in the use of immunosuppressive drugs in these two cohorts.
Immunosuppressive medications
Commonly used immunosuppressive medications inhibit the generation of antiviral and vaccine-specific immunity, for example, by interfering with the maturation of dendritic cells and therefore reducing the activation of specific T cells76 (Fig. 2); many of these drugs, such as glucocorticoids, have a broad immunosuppressive effect. Immunosuppressive antimetabolites such as azathioprine, mycophenolate mofetil, or its active form mycophenolic acid (MPA), have a clear inhibitory effect on seroconversion67,68,74,77. These drugs not only modulate the maturation, differentiation and early proliferation of B cells but also inhibit T cells78,79,80. However, one study reported that low-level MPA (≤360 mg/day) was associated with a better vaccination response (according to antibody titres) than a higher dose81. Rituximab treatment, which is used in patients with autoimmune kidney disease, prior to ABO-incompatible transplantation with a high level of HLA antibodies and in cases of post-transplant Epstein–Barr virus-associated lymphoma, reduces seroconversion significantly owing to its broad elimination of B cells and the consequent low or zero B cell count. Moreover, calcineurin inhibitors (CNIs) and mammalian target of rapamycin (mTOR) inhibitors modulate the activation and proliferation of T and B cells82,83. The number of serological non-responders to COVID-19 vaccination was higher among patients treated with a high dose of CNIs (tacrolimus >7 ng/ml or ciclosporin >150 ng/ml) than among those receiving lower doses81. By contrast, the role of mTOR inhibitors in SARS-CoV-2 vaccine responses remains unclear. Although mTOR can downregulate the proliferation of T and B cells82,83, some studies did not report a negative effect of mTOR inhibition on vaccination efficacy68,81. Furthermore, studies of influenza vaccination in older individuals demonstrated that mTOR inhibitors enhanced vaccination responsiveness84. The treated patients had a lower frequency of CD4+ and CD8+ T cells that express programmed death 1 (PD-1), which inhibits T cell proliferation, cytokine production and cytolytic function following antigenic stimulation85. This effect has not been investigated in the context of COVID-19 vaccination.
Belatacept is a cytotoxic T lymphocyte antigen 4 (CTLA4) fusion protein with high affinity for CD80 and CD86. This drug inhibits T cell activation by competitively blocking the binding of the co-stimulatory molecule CD28 to CD80 and CD86 (ref.86). Patients treated with belatacept had the worst vaccination response after two doses of COVID-19 vaccine (seroconversion rate 0–5%) than other patients with kidney failure who were treated with alternative immunosuppressive drugs87,88,89,90. Belatacept can inhibit S-protein-reactive T helper (TH) cells that express CD28 constitutively69, preventing them from providing B cell help and leading to a failed humoral response. This co-stimulation blockade also disrupts B cell–follicular helper T crosstalk, which reduces germinal centre formation91,92. Belatacept might also decrease the expression of the transcription factor PR domain zinc finger protein 1 (also known as BLIMP1), which regulates plasma cell differentiation and function91. Of note, belatacept conversion was associated with a high incidence of opportunistic infections, including cytomegalovirus, Epstein–Barr virus and pneumocystis, in a multicentre cohort study of kidney transplant recipients93.
Protein translation and efficacy of nucleic acid-based COVID-19 vaccines
The humoral immune response following COVID-19 vaccination is far below that observed with influenza94,95,96, which is also administered in a prime–boost regimen. For example, seroprotection after influenza vaccination in a transplant population was 63–92%, depending on the study and the influenza strains analysed. Importantly, in contrast to traditional whole organism and subunit vaccines, in nucleic acid vaccines the antigen has to be produced in the host cells before it can be presented by APCs. Immunosuppressive drugs might interfere with the processes involved in the generation and release of the S protein, thereby enhancing their inhibitory effect on this vaccine platform (Fig. 3). MPA reportedly interferes with translational processes in yeast97 and inhibits RNA polymerase III (Pol III) in mammalian cells, which is required for transcription of 5 S ribosomal RNA, transfer RNA98 and other small RNAs99,100. Pol III inhibition can lead to ribosomal disturbances and a rapid decline of transfer RNA, which is crucial to the correct translation of mRNA codons; rapamycin can also suppress Pol III activity101. Furthermore, in animal studies, the CNIs ciclosporin A and tacrolimus inhibited protein synthesis102.
Importantly, immunosuppressive therapy does not seem to significantly affect natural immunity in transplant recipients infected with SARS-CoV-2 — the magnitude and functional characteristics of SARS-CoV-2-reactive T cells, as well as levels of S-protein-specific binding and neutralizing antibodies in transplant patients were comparable with those of individuals who were not being treated with immunosuppressive drugs14,70,103,104. The systemic immune response triggered by the natural infection, therefore, seems to be more resistant to the inhibitory effects of immunosuppressive drugs than vaccine-induced responses. One of the main differences between the natural infection and vaccination is the nature of antigen stimulation and the initial interaction between the antigen and the immune system. Given the aforementioned potential effects of immunosuppressive drugs on protein translation, mRNA or vector-based vaccination strategies might be especially inhibited owing to an effect on the amount of antigenic protein produced. Such an effect might also contribute to the observed stronger immunogenicity of mRNA-1273 compared with BNT162b2 given that the mRNA dose is three times higher in the mRNA-1273 vaccine, which might result in higher levels of antigen translation68,105,106. The crucial effect of factors specific to natural infection is also highlighted by the observation that, in patients with established SARS-CoV-2 immune induced by natural infection, the seroconversion rate was 100% after a single dose of mRNA vaccine, with antibody levels that were comparable with those of healthy volunteers107. These data confirm that secondary antibody responses are less affected by immunosuppression than primary responses in naive patients3; one main difference is that activation of secondary immune responses requires lower antigenic stimuli than primary immune activation.
Breakthrough infections in kidney failure
Over the past few months of the pandemic, the incidence of SARS-CoV-2 infections has started to rise again. However, beyond single-centre case series, data on the rate of breakthrough COVID-19 in vaccinated kidney transplant recipients are scarce. Nonetheless, the rate and severity of COVID-19 breakthrough infections in vaccinated kidney transplant recipients and patients receiving dialysis seem to be moderate, perhaps owing to the antiviral protective capacity of T cells in these patients81,108,109,110. Of note, breakthrough infection is associated with low antibody titres in most reports109,110,111. For example, in a 2021 study of 55 transplant recipients with breakthrough COVID-19, SARS-CoV-2 antibody data were available for 25 patients and 24 had negative serology111. In another study, among ~1,680 fully vaccinated kidney transplant recipients109 (at least 14 days after the second vaccine dose) who were being treated with a CNI and mycophenolate mofetil, 8 developed COVID-19. Of these infected patients, only 3 required short-term hospitalization (3–5 days) but none required mechanical ventilation or oxygen at discharge. By contrast, 12 of 181 vaccinated kidney transplant recipients treated with belatacept110 developed COVID-19. Eight of these patients required hospitalization, including 3 who required treatment in the intensive care unit; 6 patients died.
In addition to the effect of immunosuppressive drugs, viral mutations and the development of new viral VOCs contribute to the emergence of breakthrough COVID-19. The most commonly used COVID-19 vaccines have focused on the SARS-CoV-2 S-protein and the receptor-binding domain (RBD) contained within the S1 subunit of the S protein is currently the major focus of vaccine development (Fig. 3). This domain has an essential role in binding to host cells and blocking antibodies should therefore prevent viral entry into host cells. However, the RBD domain is especially susceptible to mutations, which increases the risk that novel viral strains might be able to escape the neutralizing capacity of antibodies directed against the original non-mutated RBD. The most recently reported SARS-CoV-2 VOC — named Omicron — contains up to 36 mutations in the S protein, 15 of which have been identified within the RBD112. These mutations are probably responsible for the failure of neutralizing antibodies and the high incidence of breakthrough infections in vaccinated individuals who are currently being observed113. Data from the general population showed that Omicron neutralization was undetectable for almost all individuals vaccinated with a prime–boost regimen, whereas in patients who had received an additional vaccine booster within the last 3 months, neutralization of Omicron was potent and only 4–6-fold lower than that observed with the original (wild type) SARS-CoV-2 variant112. These data suggest that the cross-reactivity of neutralizing antibodies is enhanced by an additional booster immunization, at least in the short term. However, the use of vaccines that target multiple S protein antigenic sites other than the RBD could be important, as previously demonstrated for the Middle East respiratory syndrome coronavirus114,115. Specifically, in addition to epitopes located on the RBD, an epitope located on the N-terminal domain elicited efficient neutralizing activity114. Furthermore, the addition of monoclonal antibodies specific for epitopes in RBD and non-RBD regions of Middle East respiratory syndrome coronavirus delayed the emergence of escape mutations in a cell-based virus in vitro escape assay115.
Breakthrough COVID-19 infections in fully vaccinated patients receiving dialysis have also been increasingly reported owing to suboptimal immunity against SARS-CoV-2 VOCs. In healthy individuals, the peak of neutralizing antibody titres after BNT162b2 vaccination was 4- to 6-fold lower in response to infection with the beta and delta VOC compared with the wild type or alpha VOC116. Similarly, only 63% of patients receiving dialysis had neutralizing antibodies against Beta VOC after two doses of BNT162b2 (ref.117) and breakthrough COVID-19 cases increased among fully vaccinated patients when the Delta VOC became dominant118. Interestingly, the breakthrough COVID-19 rate among fully vaccinated patients receiving dialysis was higher (1.6%) than that reported for fully vaccinated transplant recipients (0.8%)118, perhaps reflecting the higher SARS-CoV-2 exposure risk in patients attending dialysis centres. High exposure represents an important risk factor that should be considered in patient care, especially in the context of reduced vaccine-induced immunity. Another study of patients receiving dialysis reported that, despite 79% seroconversion rates and the detection of neutralizing antibodies against wild type SARS-CoV-2 in 56% of patients following two doses of mRNA vaccine, only 35% and 26% of patients had neutralizing antibodies against Alpha and Beta VOCs, respectively119. Levels of detectable neutralizing antibodies against the Omicron VOC were also significantly lower than those against the Delta or wild type variants in transplant recipients after three doses of mRNA vaccine120.
Importantly, currently available commercial serological tests do not reflect humoral immunity to VOCs adequately in the general population and especially in patients with kidney failure119,121. Consequently, relying on vaccine-induced seroconversion of enzyme-linked immunosorbent assay SARS-CoV-2 IgG or a positive anti-RBD response as a correlate of protection might be misleading, especially for protection against the Omicron variant. Of note, although humoral protection against VOCs in patients receiving dialysis and the general population is relatively low, cellular immunity against all analysed VOCs, including Omicron, seems to be detectable and functional in most study participants119,122,123.
Strategies to improve vaccination responses
Considering the severe clinical course and high mortality of patients with kidney failure and infections, particularly SARS-CoV-2 infection, improving seroconversion in patients with primary vaccination failure is crucial. The low vaccination response in kidney transplant recipients described above, the decline of antibody titres over time124, breakthrough COVID-19 in fully vaccinated patients118,125,126 and the uncertainty of protection against VOCs led to the rollout of additional primary vaccination doses in high-risk groups, including patients receiving dialysis and kidney transplant recipients. In contrast to a booster vaccine dose, which is given after the immunity of the initial prime–boost vaccination starts to wane, additional primary vaccine doses have been provided to patients with compromised immunity to improve their initial vaccination response. Additional primary vaccination doses had a clear benefit on the titres of S-protein-binding antibodies in a series of studies in patients with kidney failure with an absent or low response to two COVID-19 vaccine doses (Table 1). Of note, a significant decline in the SARS-CoV-2-specific humoral and cellular immune response observed 1 month after the third primary vaccine dose prompted the proposal of a fourth primary vaccine dose127. Some studies demonstrate that humoral immunity improves after a fourth primary vaccination dose in patients receiving dialysis and transplant recipients (Table 2). Accordingly, a fourth primary vaccine dose has been recommended for this vulnerable patient group128.
However, in contrast to patients receiving dialysis, the immunogenicity of a third or fourth primary vaccine dose is limited in transplant recipients. Nonetheless, studies of transplant recipients with an absent or low response to prime–boost vaccination110,129,130,131,132,133,134,135,136,137,138,139,140,141,142,143,144,145,146,147,148,149 showed that the seroconversion rate and antibody titres increased after additional primary vaccine doses (Tables 1,2). The observed seroconversion rate after the third and fourth primary vaccine doses ranged from 30 to 60% and from 15 to 76%, respectively, in initial non-responders. Neutralization assays were performed in a few studies and confirmed that the detected antibodies had a neutralizing capacity in most patients132,139. In addition to improvements in humoral immunity, several studies demonstrated enhanced cellular immunity; the range of detectable vaccine-specific T cell responses after the third primary vaccine dose was 25–95%. The broad variability in these responses might be at least partly explained by methodological differences, for example, the use of flow cytometry, ELISpot or IFNγ-release assay to detect T cell responses, or differences in assay sensitivity and limits of detection. Of note, in two studies that used flow cytometry, S-protein-reactive T cells were detected in 90% and 95%, respectively137,139. Importantly, detectable levels of anti-RBD IgG antibodies and S-protein-reactive CD4+ T cells were predictive of a high response to the third primary vaccine dose131. By contrast, <10% of patients with failed seroconversion and negative IFNγ-release assay responded to a third dose131.
With regard to safety, no adverse events other than those reported for phase III studies in the general population, such as fatigue, headache, local pain, injection site reactions and myalgia were observed110,132,135,139,150. Moreover, the incidence of acute rejection did not increase in transplant recipients after a third primary vaccine dose132,133,135,151. Of note, we only identified two single case reports of acute rejection after a second and a third primary mRNA vaccine dose in a kidney transplant and a heart transplant recipient, respectively152,153. Importantly, higher immunogenicity, for example, with the mRNA-1273 vaccine compared with BNT162b2, did not increase the incidence of acute rejection. These data are in line with those of previous studies demonstrating that the higher antigen concentration in HBV or influenza vaccines was not associated with an increased incidence of acute rejections154,155,156,157.
In addition to the administration of multiple primary doses in cases of failed seroconversion after the standard vaccination regimen, transient discontinuation of immunosuppressive drug therapies that have a strong inhibitory effect on vaccine-induced immunity could also be considered. For patients on a standard triple immunosuppressive regimen and at a low risk of allograft rejection, temporary discontinuation of antimetabolites should be tolerated without rejection episodes158. In patients treated with belatacept, a temporary switch to a CNI or an mTOR inhibitor might be necessary. Of note, the potential inhibitory effect of immunosuppression on the translation of vaccine-delivered mRNA, might be overcome by using alternative vaccine platforms that are independent of the translation of mRNA antigens, but this hypothesis has not been tested.
Several prospective vaccination studies and retrospective analyses compared the efficacy and immunogenicity of different mRNA vaccines in patients receiving dialysis and kidney transplant recipients (Table 3). The mechanisms underlying the differences in the immunogenicity of COVID-19 vaccines have not been identified but might include differences in antigen dose. Higher antigen doses provide a stronger immune stimulus and subsequently induce a stronger immune response159,160,161. Accordingly, individuals with compromised immunity such as patients with CKD, transplant recipients or older individuals, receive higher antigen doses than those given to the general population when they are vaccinated against HBV154,155 and influenza162,163. Specifically, patients with kidney failure receive an HBV vaccination dose that is four times higher than the standard dose164. Moreover, immunogenicity (according to the antibody response) was significantly better in transplant recipients that received a high dose of influenza vaccination compared with the standard dose165. Of note, despite its higher mRNA concentration, which does not seem to have safety implications, the efficacy of the mRNA-1273 vaccine data was similar to that of the BNT162b2 vaccine in the general population15,16. However, in almost all reported studies in patients receiving dialysis and kidney transplant recipients, vaccination with mRNA-1273 had the best outcomes defined by the incidence of breakthrough COVID-19 and antibody titres (Table 3). Importantly, increasing vaccination doses could reduce vaccine stocks and compromise vaccine availability55.
Additional adjuvants and intradermal application of vaccines might also improve vaccine immunogenicity165. For example, the addition of the MF59 adjuvant improved the rate of seroconversion in response to an influenza vaccine in patients receiving haemodialysis166. Of note, LNPs can provide danger signals and stimulate innate immunity through pattern recognition receptors. mRNA-1273 LNPs seem to induce a higher pro-inflammatory response than those used in the BNT162b2 vaccine167. mRNA modifications also affect protein production, therefore modulating immunogenicity58. For example, in both mRNA-1273 and BNT162b2 vaccines, N1-methyl-pseudourine substitutes all uridines throughout the S-protein mRNA sequence. To the best of our knowledge, no differences in mRNA modification between the two vaccines have been reported168.
Intradermal vaccine delivery also led to a higher rate of seroconversion than intramuscular delivery in several studies of HBV and influenza vaccination in patients receiving haemodialysis and transplant recipients169,170. However, data on the efficacy of all of these approaches in the context of COVID-19 vaccination are rare and further studies are lacking.
In patients at a high risk of severe disease with COVID-19 immunization failure, especially kidney transplant recipients, monoclonal antibody therapy might be effective in preventing severe COVID-19, especially if the treatment is initiated early in the course of infection. In the future, administration of long-lasting monoclonal antibody preparations might also enable passive immunization to be provided in patients with refractory immunization failure. Of note, although several antibody preparations with a high neutralization capacity against Alpha, Beta and Gamma SARS-CoV-2 VOC were not protective against Omicron, the monoclonal antibody sotrovimab provided in vitro neutralization against Delta and some subvariants of Omicron171,172,173.
Conclusions
The generation of vaccine-specific immune responses is a complex process and many of its steps can be disrupted in patients with kidney failure. Further studies are required to elucidate the mechanisms underlying the immune alterations in these patients and to identify potential strategies to improve vaccination outcomes in this population. Thus far, no phase III studies have evaluated the efficacy and safety of COVID-19 vaccination in patients receiving kidney replacement therapy. However, several real-life multicentre vaccination trials in this population suggest that vaccination safety is similar to that of the general population. Importantly, correlates of vaccine-specific immune protection have not been defined. However, the data available so far indicate that full protection requires both arms of adaptive immunity — the cellular and the humoral responses. Further studies are needed to assess the degree of vaccine-induced COVID-19 protection in patients with CKD, especially in those with kidney failure. Although the immunogenicity of COVID-19 vaccination seems to be mostly satisfactory for patients receiving dialysis, the response rate in kidney transplant recipients is low and requires additional measures to ensure optimal protection in this vulnerable group. This low level of seroconversion in transplant recipients was unexpected because vaccination against other pathogens is typically more immunogenic. Given that the main difference between COVID-19 vaccines and other common vaccines is the vaccine platform, immunosuppressant-induced inhibition of transcription and/or translation in vector or mRNA-based vaccines might have a role. Therefore, the potential benefits of subunit or recombinant SARS-CoV-2 protein-based vaccines should be investigated, especially for immunosuppressed patients. Other strategies for improving vaccine responses that should be investigated in patients with kidney failure include the use of adjuvants, intradermal vaccine administration, higher vaccine doses, and additional primary or booster doses.
The currently high rate of breakthrough COVID-19 in fully vaccinated patients can be explained by the waning immune response post-vaccination (current data demonstrate that antibody levels wane over time, including in the general population) in combination with differences in the antigenic structure between the SARS-CoV-2 wild type strain, on which current vaccines are based, and SARS-CoV-2 VOCs. Additional primary vaccine doses or the administration of boosters improved the response to VOCs significantly144. Notably, in the general population, only individuals who had received a booster within the last 3 months had potent neutralization of the Omicron VOC112. In addition, for patients with certain MHC genotypes, immune responses might be mainly directed against SARS-CoV-2 proteins other than the S protein, such as the M or N protein. In such patients, S-protein-based immunization might not elicit an immune response capable of preventing a breakthrough infection174.
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Babel, N., Hugo, C. & Westhoff, T.H. Vaccination in patients with kidney failure: lessons from COVID-19. Nat Rev Nephrol 18, 708–723 (2022). https://doi.org/10.1038/s41581-022-00617-5
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DOI: https://doi.org/10.1038/s41581-022-00617-5
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