Abstract
The nature of the spin excitations in superconducting cuprates is a key question toward a unified understanding of the cuprate physics from long-range antiferromagnetism to superconductivity. The intense spin excitations up to the over-doped regime revealed by resonant inelastic X-ray scattering bring new insights as well as questions like how to understand their persistence or their relation to the collective excitations in ordered magnets (magnons). Here, we study the evolution of the spin excitations upon hole-doping the superconducting cuprate Bi2Sr2CaCu2O8+δ by disentangling the spin from the charge excitations in the experimental cross section. We compare our experimental results against density matrix renormalization group calculations for a t-J-like model on a square lattice. Our results unambiguously confirm the persistence of the spin excitations, which are closely connected to the persistence of short-range magnetic correlations up to high doping. This suggests that the spin excitations in hole-doped cuprates are related to magnons—albeit short-ranged.
Introduction
Starting from antiferromagnetic Mott insulators, the cuprate high-temperature superconductors go through various quantum states with the charge carrier doping as the tuning parameter and form a universal doping-temperature phase diagram. For the hole-doped cuprates, superconductivity emerges in the intermediate doping regime in close proximity to the notorious pseudogap state and the recently established charge density wave state1. Disentangling the physics behind these intertwined states is a major challenge for constructing a complete theory of the superconducting cuprates. Fundamentally, the competition between the exchange energy of the localized spins and the kinetic energy of the doped holes is believed to dominate the basic physics, and the two energy scales are naturally regulated by the amount of doped holes2. While the holes tend to delocalize and turn the system into a Fermi liquid at high doping level, electron correlations and local antiferromagnetic correlations survive with modest doping in the superconducting regime and coexist with the well-defined quasiparticles2,3,4,5. Exactly how these spin and charge degrees of freedom act and interact throughout the doping-temperature phase diagram is therefore a crucial question towards the formulation of a definitive theory of superconductivity in the doped cuprates.
Experimentally, the dynamics and interactions of the spin and charge degrees of freedom are studied by assessing the momentum and energy dependence of the elementary excitations across the phase diagram. As suggested in numerous papers over the last 11 years6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25,26,27, resonant inelastic X-ray scattering (RIXS) observes intense spin excitations in a large momentum space area around the Brillouin zone center, which persist well into the over-doped region. Crucially the spin excitations in doped samples disperse along the (π, 0) direction similarly to the magnons in the antiferromagnetic phase with the damping increasing moderately, although they rapidly become overdamped with doping along the (π, π) direction and show almost nondispersive profiles14,15,17,20,21,22,23,26,27. This suggests that in some particular area of the Brillouin zone, that is mostly in the (π, 0) direction, the magnetic excitations completely ‘ignore’ the existence of a critical value of the doping δ at which Fermi liquid behavior takes over the correlated magnetism and, moreover, that these excitations resemble the well-known magnons in undoped cuprates (hence their name—paramagnons). Naturally, such results are very much counterintuitive for they lead to an apparent paradox related to the small changes of the spin excitations in the doped cuprates, despite the rapid collapse of the long-range magnetic order upon doping and the dominant Fermi-liquid nature in the over-doped regime. This has sparked an intensive discussion on whether the observed magnetic excitations should indeed be viewed as paramagnons–or rather incoherent particle-hole excitations with a spin-flip14,15,24,28,29,30.
To justify the nature of the spin excitations in cuprates as well as the reason of their persistence upon doping, it is necessary to precisely evaluate the momentum and doping evolution of the intrinsic spin excitations and comprehensively compare to theoretical calculations. This is a difficult task due to the experimental difficulties in extracting S(q, ω) from RIXS spectra and also due to the problems in reliably calculating S(q, ω). One of the major experimental obstacles comes from the mixing of spin and charge excitations in the RIXS spectra of doped cuprates31,32. With increasing doped holes, one would expect the charge excitations to be stronger, which will worsen the ‘mixing’ problem. This strongly hampers the correct assignment of the spectral profile to solely spin-flip containing excitations, and casts doubts on whether RIXS indeed observes the persistence of the intrinsic spin excitations.
Here we report a systematic study on the momentum and doping evolution of the disentangled intrinsic spin and charge excitations in superconducting Bi2Sr2CaCu2O8+δ (Bi2212). By applying the azimuthal-dependent analysis based on the distinct scattering tensors33, we show that the low-energy excitations of the Cu L3-edge RIXS spectra can be well described by spin-flip (spin) and non-spin-flip (charge) components for all studied doping levels and momenta, which allows us to extract the intrinsic spectral weights of the two components. We find that the spin spectral weight only slightly increases (decreases) with doping at intermediate momentum q along the (π, π) [(π, 0)] direction, which unequivocally confirms the persistence of the spin excitations in doped cuprates. We then compare the above experimental results to state-of-the-art density matrix renormalization group (DMRG) calculations of t-J-like models. The detailed comparison reveals the key characteristics of the spin excitations in the doped cuprates: On one hand, we unravel the crucial role of the longer-range hoppings, as the second- and third-nearest-neighbor hopping are needed to fully reproduce the experimental spin spectrum; on the other hand, we show that solely the short-range magnetic correlations are enough to qualitatively reproduce the persistence of the intensity of the spin excitations upon doping. Our results thus suggest that RIXS indeed observes the persistent spin excitations in hole-doped cuprates and that their paramagnetic nature can be understood as stemming from localized spins with short-range correlations.
Results
Disentangling the spin and charge excitations in the RIXS spectra
We studied the spin and charge excitations of three different doped Bi2212 samples from under-doped to over-doped regime. The three samples are labeled as UD (Tc = 73 K), OD1 (Tc = 88 K) and OD2 (Tc = 65 K), as shown in Fig. 1a. To disentangle the overlapping spin and charge excitations in the Cu L3-edge RIXS spectra, we applied the recently proposed azimuthal-dependent method33, which resolves the two kinds of excitations based on their distinct scattering tensors. In this method, a sample on a wedged sample holder is rotated to change the orientation of the photon polarization in the sample space (see Fig. 1b and Methods section), which gives rise to different rotation dependences according to the scattering tensors33. Fig. 1c, d show the azimuthal dependences of the non-spin flip and spin-flip excitations at σ and π incident polarizations with a 40∘ wedge angle. In the RIXS experiment, self-absorption effects need to be considered, which depends on the scattering geometry (azimuthal angles in this experiment) as well as the polarization and energy of the photons. Fig. 1e, f show the azimuthal dependence of spin and charge response after including the self-absorption effect at an energy loss (Ef − Ei) of −0.25 eV (see Supplementary Note 1 for further details). The spin and charge responses show clearly different azimuthal dependences, which allows to disentangle them in the low-energy RIXS spectra.
a Schematic temperature-doping phase diagram for Bi2212. The purple, green and cyan areas represent the antiferromagnetic, pseudogap, and superconducting states, respectively. The solid circles indicate the locations of the three measured samples (UD, OD1, OD2) in the phase diagram. b The scattering geometry of the azimuthal-dependent RIXS experiment on a wedged sample. c–f The azimuthal ϕ dependence of the non-spin-flip and spin-flip RIXS responses in cuprates with a 40∘ wedge angle (θw). c, d are the `bare' ϕ dependence on infinite thin samples, while e and f give the intensity evolution on bulk samples including the self-absorption effect at an energy loss of −0.25 eV.
Figure 2 a and b show the RIXS intensity map of OD2 sample at q = (0.33, 0) as a function of azimuthal angle ϕ and energy loss E at σ and π incident polarization, respectively. As the energies of d-d excitations are situated well above 1 eV14,15,34, it is natural to assume that the low-energy excitations are mainly composed of the single-spin-flip and non-spin-flip excitations involving the 3\({d}_{{x}^{2}-{y}^{2}}\) orbital. Although the double spin flip with a net spin change of zero (bimagnon with ΔS = 0) is also allowed in RIXS process in cuprates25,35,36, earlier studies show that its spectral weight quickly diminishes with hole-doping37,38,39, and becomes negligible in Cu L3 RIXS when doping is beyond 0.0825. In addition, the bimagnon intensity in Cu L3 RIXS is maximal at the zone center, and becomes significantly weaker at large momentum25. The low-energy RIXS intensity at a certain momentum q is thus expressed as a linear combination of the spectral weights of the single-spin-flip and non-spin-flip components modified by their corresponding azimuthal dependence:
a, b Azimuthal dependence of the low-energy RIXS spectra of the OD2 sample, measured with σ and π incident polarizations, respectively, and at an in-plane momentum transfer of q = (0.33, 0). c–f Constant-energy-loss cuts of the azimuthal-dependent RIXS intensity at 0 eV (c, d) and −0.25 eV (e, f). The solid green and red lines represent the decomposed spin and charge components ws(c) ⋅ As(c)(ϕ), respectively, and the solid dark lines are the sums of the two components. g, h The RIXS energy-loss spectra compared to the spin and charge components at grazing incidence (ϕ = 0∘) with σ polarization and grazing emission (ϕ = 180∘) with π polarization. The error bars represent the combined errors including the statistic errors and the errors in determining the zero-energy-loss positions (See Methods).
where ws(c)(E) is the spectral weight of spin (charge) components, and As(c)(E, ϕ, ϵi) is the azimuthal dependence which is already known from the scattering tensor and self-absorption effects, and ϵi is the incident polarization. Fig. 2c-f show the ϕ dependence of RIXS intensity at constant-energy loss of 0 and −0.25 eV with the decomposed spin and charge contributions ws(c) ⋅ As(c)(ϕ). As can be seen, the RIXS azimuthal dependences can be well fitted by these two components, which verifies that the above analysis correctly describes the low-energy RIXS response in Bi2212. In addition, the quasi-elastic scattering at 0 energy loss is dominated by charge-like ϕ dependence, consistent with the charge nature of the quasi-elastic peak. In Fig. 2g, h, we compare the RIXS spectra at two special geometries, grazing incidence (ϕ = 0∘) with σ polarization and grazing emission (ϕ = 180∘) with π polarization, with the decomposed spin and charge components. The grazing emission with π polarization is usually used to measure the magnetic excitations in cuprates, since the charge component is largely suppressed in this geometry as shown in Fig. 2h. Nonetheless, the charge component is still considerable, which could influence the correct evaluation of the profile and intensity of magnetic excitations. It is therefore necessary to fully disentangle the spin and charge components to precisely study their nature. We note here that the obtained spectral functions ws(c)(E) are solely related to the properties of the studied samples, as the angle and polarization related geometry factors and the self-absorption effect are removed by the knowledge of As(c)(E, ϕ, ϵi). This allows the direct and unambiguous comparison between ws(c)(E) and theoretical calculations based on different models, which could provide vital knowledge to understand the spin and charge excitations in cuprates.
Figure 3 presents the obtained spin and charge spectral functions ws(c)(E) of the three different doped samples at different momenta q. Fig. 3a–g show the decomposed spin spectral functions, which all show a single peak with a damped profile. Error bars describe the fitting errors in the disentanglement (see Methods). Fig. 3h plots the energy integrated intensity Is(q) of the spin spectral functions. The Is(q) of all three samples show a similar q dependence: Is(q) monotonically increases with increasing q, and has a slightly larger intensity when approaching large q along (π, π) direction than (π, 0) direction. This q dependence is qualitatively consistent with the results in a previous study which calibrate the geometry influences by comparing to the INS results27. Fig. 3i–o show the decomposed charge response at different q. There are two main components in the charge response: a quasi-elastic peak including the low-energy phonons close to zero-energy loss, and a broad peak around −0.4 eV which extends to high-energy loss. The quasi-elastic peak is enhanced at (0.13, 0.13), which is due to the structure modulation at (0.125, 0.125) in Bi2212 samples. Fig. 3p shows the integrated intensity of the broad peak after the quasi-elastic peak is subtracted. In contrast to the spin response, this charge response shows much stronger intensity increases along (π, 0) direction while it saturates around (0.25, 0.25) along (π, π) direction. The difference further highlights the distinct nature of the two decomposed components.
a–g (i–o) display the spin (charge) spectral functions for samples of different doping. The error bars indicate the combined errors of the fitting, statistic, and errors in determining the zero-energy-loss positions (See Methods). The solid lines in a–g indicate the fittings by a damped harmonic oscillator model. h Energy integrated intensities of the spin spectral functions. p Energy integrated intensities of the charge spectral functions with the quasi-elastic peaks subtracted. The error bars in h and p represent the integration errors assuming that the spectral errors have an energy correlation defined by the resolution function (see Methods).
By comparing different doping levels, one can notice that the spin excitations show different development along the (π, 0) and (π, π) directions: the total spectral weight increases with increasing doping at intermediate q along (π, π), while it slightly decreases along (π, 0) direction, as shown by Is(q) in Fig. 3h. On the other hand, the spectral weights of the decomposed charge excitations simply increases with increasing doping along both directions, while the increase is more remarkable along (π, 0) direction than (π, π) as shown in Fig. 3p. A previous RIXS study on single layer (Bi,Pb)2(Sr,La)2CuO6+δ26 also investigated the influence of doping on the spin excitations using the grazing-emission and incident π-polarization geometry which enhances the scattering contribution from the spin-flip channel. In contrast, they found the intensity of spin excitations increases with doping at small and intermediate q along both (π, 0) and (π, π) directions, but crosses over to decrease at large q. These different results could originate from either the differences between single and double layer cuprates, or a small residual mixture with charge excitations in the grazing-emission and incident π-polarization geometry. Note that the (π, 0) direction will endure more influences from the residual charge excitations as the charge excitations are more intense and doping-dependent along the (π, 0) direction (see Fig. 3p). The distinct spin excitations response to the hole doping along (π, 0) and (π, π) directions could provide important information for the understanding of the spin dynamics in doped cuprates, which can be obtained by comparing with state-of-the-art theoretical calculations discussed in detail in the next part of the paper.
For a more quantitative analysis of the spin response, we fit the spin spectral functions ws(c)(E) by a damped harmonic oscillator (DHO) model convoluted with a resolution function (see Methods). As shown by the solid lines in Fig. 3a–g, the results can be well fitted by the DHO model. Fig. 4 presents the fitting results. The bare frequency ω0 is similar for all three dopings, while the damping γ increases with increasing doping and has a much larger value along (π, π) direction. This is consistent with previous studies on doped cuprates showing that the magnetic excitations are much more damped along (π, π) direction14,15,17,20,21,22,23,26,27. With the charge excitations excluded, we can now rule out that the over-damped profile of the spin excitations along (π, π) direction comes from an increase of charge contributions with doping. We note that the fitted damping factors of the two smallest momenta of OD2 sample are large and out of the main trend of the momentum dependence. We attribute this to the decomposed shape of spin excitations bearing more influences from the uncertainties in the azimuthal fitting when the spin excitation peak is getting closer to the elastic peak at small momenta. Fig. 4b shows the propagation frequency defined as \({\omega }_{{{{\rm{p}}}}}=\sqrt{{\omega }_{0}^{2}-{\gamma }^{2}}\), where a zero value is assigned when the system is over damped, i.e. ω0 < γ. One can see that the spin excitations in the over-doped OD2 sample are fully over damped along the (π, π) direction. Fig. 4c shows the fitted proportional amplitude A to DHO model. It increases with increasing doping along (π, π) direction while it changes little along (π, 0) direction, which is a bit different from the integrated total spectral weight Is(q) shown in Fig. 3h. This is mostly due to Is(q) including both the effects from the proportional amplitude A and the damping γ, while A excludes the effect of damping γ which suppresses the total intensity.
Unraveling the character of the spin excitations in doped cuprates
The model of choice to study the evolution of the spin excitations upon doping the cuprates is the “celebrated” t-J-like model40, defined by the Hamiltonian on a 2D square lattice:
where \({\tilde{c}}_{i}^{{\dagger} }\) operator creates an electron at site i in the constrained Hilbert space without double electron occupancies, Si is a spin-1/2 operator at site i and \({\tilde{n}}_{i}\) is the on-site electron density at site i: \({\tilde{n}}_{i}={\tilde{c}}_{i}^{{\dagger} }{\tilde{c}}_{i}\). The model parameters t, \({t}^{{\prime} }\) and \(t^{\prime \prime}\) denote the hopping integrals between first, second, and third neighbors, respectively, whereas J is the antiferromagnetic Heisenberg interaction between nearest neighbor spins. In our calculations, we take a realistic and widely-accepted (cf.41 or a quite similar choice in 42) choice of the values of the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J model parameters \({t}^{{\prime} }=-0.3t\), \(t^{\prime \prime}\) = 0.15t and J = 0.4t. These values slightly differ from the doping-dependent values suggested for Bi2212 in43, but we keep these more standard values to make our study universal. Furthermore, to better understand the role of the longer-range hoppings, we consider switching off the \(t^{\prime \prime}\) hopping (the t-\({t}^{{\prime} }\)-J model), both the \(t^{\prime \prime}\) and \({t}^{{\prime} }\) hoppings (the t-J model) as well as substantially increasing the value of \({t}^{{\prime} }\) in the t-\({t}^{{\prime} }\)-J model calculations. Finally, note that, while to describe electronic properties of the cuprates probably the charge-transfer (pd) model would be more appropriate, the spin excitations are believed to be well-described by models with oxygens being integrated out26,31,44,45,46,47,48,49. The t-(\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-)J model on a square lattice has been intensively studied as a host of the superconducting state for a long time (for example, see50,51 and references therein), and a possible existence of the superconducting phase in a wide range of hole doping has been proposed52.
Next our goal here is to compute the static spin structure factor S(q), typically defined as:
where the i, j indices run over all sites, N is the number of sites and ri denotes the position of the site in the lattice. This is done by involving state-of-the-art DMRG calculations which are carried out on an N = 6 × 6 square lattice with open boundary conditions (OBC). We chose a 6x6 OBC cluster to investigate a wide range of parameters with high accuracy. The use of OBC enables us to avoid an artificial enhancement of specific period correlations, which frequently occurs in periodic and cylindrical systems. However, due to the OBC, the charges tend to localize at the edges when charge imbalance, i.e. holes, is introduced. To counterbalance this effect, we introduce an edge factor λ that multiplies the electronic hopping parameters t, \({t}^{{\prime} }\) and \(t^{\prime \prime}\) as well as the spin exchange coupling J acting on the sites on the perimeter of our cluster, see Methods and Supplementary Note 6.
By using the real space approach we have full control over which contributions to S(q) we include in Equation (3). In fact, we can select the distance ℓ at which the sum in Equation (3) is truncated. In particular, it is possible to consider the different total averages for the different spin-spin correlations 〈S⋅S〉ℓ with ℓ = 1, 2, 3, … defining the considered neighbors. The difference in S(q) between using the singular values of the spin-spin correlations and the averages is minimal (see Supplementary Note 7). While shielding us from accessing S(q, ω), this approach allows us to thoroughly study the possible magnonic character of the persistent spin excitations.
We now discuss how our theoretical calculations compare to the experimental results presented in Fig. 3. Our aim within the calculations is to reproduce the switching in the sequence of intensities upon doping. Hence, our focus is on this qualitative aspect of the experimental results, rather than on the quantitative reproduction of the experimental data within our theoretical calculations. The main results are shown in Fig. 5: whereas Fig. 5a presents the experimental integrated intensity of spin spectral weights for the three measured doping levels UD, OD1, and OD2 (see above), Fig. 5b shows the calculated S(q) with the t-\({t}^{\prime}\)-\(t^{\prime \prime}\)-J model in the restricted Brillouin zone kinematically available to the experiments. Finally, we schematically compare the doping evolution of the experimental and theoretical intensities at all experimental momenta in Fig. 5c. The crucial message here is that, overall, there is good qualitative agreement between theory and experiment. First, the experimentally observed small anisotropy between the (π, π) and (π, 0) directions—the (π, π) direction shows larger intensities than (π, 0) at high q—is also reproduced by our calculations, although it is not as small as in the RIXS experiment. Second, at five crucial momentum points the theoretical calculations give the same sequence of intensities of the spin structure factor as a function of doping as the face value of the experimental results (see five gray circles in Figs. 5b and 5c). In addition, the sequence of intensities at q = (0.28, 0.28) can be reproduced with a slightly smaller momentum (see dashed gray circle in Fig. 5b and dashed lines in Fig. 5c). This indicates that a small fine-tuning of the model parameters might give a full agreement between theory and experiment also at this momentum. Last but not least we note that the aforementioned sequence of intensities, and therefore the agreement with the theoretical results, is largely confirmed also when the experimental error bars are taken into account (see Supplementary Note 2).
a The experimental proxy for the static spin structure factor, i.e. the integrated intensity of the spin excitations as seen by RIXS on Bi2212, see Fig. 3h. The points are normalized to the value of the intensity at q = (0.13, 0.13) for the OD2 doping level. The error bars represent the integration errors assuming that the spectral errors have an energy correlation defined by the resolution function (see Methods). b Static spin structure factor S(q) obtained using DMRG on a 6 × 6 cluster (see text for further details) for the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J model and three different hole-doping levels. The results are normalized to the value of S(q) at q ≃ (0.13, 0.13) for the doping level n = 0.22. Model parameters: J = 0.4t, \({t}^{{\prime} }=-0.3t\), \(t^{\prime \prime}\) = 0.15t. c Schematic comparison between the face-value of the experimental and numerical sequences of intensities: points refer to RIXS experiments and lines to the DMRG numerical results. The sequence at q = (0.28, 0.28) momentum refer to the sequence seen in the numerical results at q = (0.267, 0.267), see text for further details. Only q = (0.18, 0) momentum cannot be reproduced by our theoretical calculations.
Besides the overall agreement, there are two important discrepancies between the experiments and calculations. First, the experimentally observed sequence of intensities at q = (0.18, 0) is not reproduced by the calculations. Although the calculations do produce a crossing to a decreasing sequence upon doping at a relatively large momentum [q > (0.28, 0)], which satisfies the experimental results at q = (0.33, 0), they fail to reproduce the intensity sequence at the intermediate momentum q = (0.18, 0). The experimental results thus indicate this crossing should happen at a smaller momentum [q < (0.18, 0)]. Within the t-J-like model and the parameter sets we considered in this work, the current choice with both \({t}^{{\prime} }\) and \(t^{\prime \prime}\) gives the best agreement (see discussion on Fig. 6 below). To fully reconcile this discrepancy, one may need to further fine-tune the Hamiltonian parameters, and in particular, consider their doping-dependence43.
Static spin structure factor S(q) obtained using DMRG on a 6 × 6 cluster (see text for further details) for three different hole-doping levels and a the t-J model, b the t-\({t}^{{\prime} }\)-J, and c the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J model. Model parameters as in Fig. 5. Note the enlarged momentum coverage w.r.t. Fig. 5 and different scales of S(q) for the (π, π) and (π, 0) directions of the Brillouin zone.
Second, the slope of the momentum dependence of the integrated experimental intensities is smaller compared with the calculated S(q). The slope extrapolates to a non-zero residual intensity at the Brillouin zone center q = (0, 0), making it gap-like, which is not found in the numerical results. The reason for this apparent disagreement is likely the inter-layer interaction in this bilayer cuprate, which gives rise to the onset of the optical and acoustic magnon branches7,34,53,54. While the 2D antiferromagnetic acoustic spin wave has a zero structure factor at the zone center [q = (0, 0)], the optical branch due to the inter-layer coupling will show a non-zero intensity, thus leading to a ‘gap’ in the zone center. As our calculations do not include the coupling between the layers, this gap feature is absent. However, due to the inter-layer interaction being much smaller than the intra-layer one, the two branches quickly merge as q moves away from the zone center (≳0.1 r.l.u.)7,53,54, and their total intensities will be dominated by the intra-layer parameters. Therefore, the comparison between our calculations and the experiments is in reasonable agreement apart from the zone center.
The agreement between the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J model and experiments can be appreciated even more after looking at Fig. 6, where we present the comparison between the theoretical results of the three different t-J-like models. Fig. 6a shows S(q) calculated for the ‘bare’ t-J model. Within this model, the sequence of intensities of the spin structure factor as a function of doping does not change in the experimental momentum range, unlike the results of the experiments. Fig. 6b shows the same quantity as Fig. 6a, but for the t-\({t}^{{\prime} }\)-J model. In this case, the calculated S(q) in the (π, π) direction shows the same qualitative behavior as in the experimental case. However, the spin structure factor S(q) in (π, 0) direction keeps increasing with doping in the studied momentum range, which is still inconsistent with the experiments. A different parameter choice with a larger value of \({t}^{{\prime} }\) in the t-\({t}^{{\prime} }\)-J model also does not improve the agreement between calculations and experiments (See Supplementary Fig. 4 and Note 4). The decreasing sequence of intensity upon doping in the (π, 0) direction is only achieved after including the third-neighbor hopping \(t^{\prime \prime}\) as shown in Fig. 6c. However, it appears at relatively larger q than the experimental results. Nevertheless, it suggests the importance of long-range hoppings in achieving better agreement between experiment and theory. Further improvements may require fine-tuning of the parameters (see above).
Due to our real space approach, we have full control over the contribution of spin correlations of different range to the static spin structure factor. In fact, we can cut the summation in the Fourier transform [cf. Eqs. 5–6 in the Methods] to include only up to a certain number of neighbors. This analysis allows us to investigate the least effective range of magnetic correlations that can qualitatively produce the spin structure factor S(q) upon doping. In Fig. 7, we show the main results of this analysis on the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J model. Fig. 7a is a cartoon description of the real space spin-spin correlations between one sample site around the centre of the 6 × 6 cluster and its neighbors up to third-nearest ones. The color scale represents the value of such real space correlations. In Fig. 7b, we plot the spin structure factor S(q) calculated by including only up to third-neighbor spin-spin correlations. Since the short-range correlations mostly account for the large-q dynamics, they become poor in sketching the small-q properties, which leaves an artificial gap around q = (0, 0). Except the small-q region, where the gap appears, the results show an ascending intensity as a function of doping in the intermediate q range in both the (π, π) and (π, 0) directions and a crossover to descending sequence in larger q, which qualitatively agree with the spin structure factor S(q) calculated from the full Fourier transform depicted in Fig. 7c. We also notice that almost all of the spectral weight of S(q) at (π, π) is already accounted for once solely the short-range magnetic correlations up to the third neighbors are taken into account, cf. Figs. 5b and 7c. This is in stark contrast with the undoped case (see Supplementary Fig. 3): in the latter case, the spectral weight at (π, π) is strongly underestimated when only the short-range magnetic correlations are taken into account. This is due to the importance of long-range correlations in the ordered antiferromagnet stabilized at half-filling. An in-depth discussion of these properties, as well as a similar analysis with different range of correlations for the t-J and t-\({t}^{{\prime} }\)-J models can be found in the Supplementary Note 3.
a The 6 × 6 cluster used in the DMRG calculations and the nearest neighbor (NN), next-nearest neighbor (NNN) and third-neighbor (3rdN) spin bonds; the color scale applied to the sites shows the value of the average spin-spin correlation for those particular neighbors. b Static spin structure factor S(q) obtained using DMRG on a 6 × 6 cluster (see text for further details) for three different hole-doping levels and for the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J model (parameters as in Fig. 5 with keeping only first, second and third-neighbor spin-spin correlations in the Fourier Transform of Eq. 5). Note the enlarged momentum coverage w.r.t. Fig. 5 and different scales of S(q) for the (π, π) and (π, 0) directions of the Brillouin zone.
Discussion
Our main experimental result is the unambiguous assessment of the momentum and doping evolution of the disentangled intrinsic spin and charge excitations measured by Cu L3-edge RIXS in doped Bi2212 samples. The disentangled spin responses show profiles that can be well fitted by a damped harmonic oscillator model, although they become over damped along (π, π) direction. The momentum and doping dependence of the spin and charge responses are different, implying the distinct nature of the two responses. In addition, the disentangled spin excitations well persist into the over-doped sample, which confirms that RIXS indeed observes the persistence of spin excitations in a large part of the Brillouin zone in doped cuprates.
The obtained experimental results on the spin excitations are qualitatively reproduced by numerical simulations of the t-J-like model. It turns out that the bare t-J model is not enough and instead this model has to be supplemented by longer-range hoppings–which points out the decisive role of such hoppings in reproducing the experimentally observed paramagnons in doped cuprates. Furthermore, the extensive real space analysis shows that short-range magnetic correlations are needed in order to cause the observed persistence of spin excitations in doped cuprates, meaning they need to be paramagnonic in nature. From that, two important consequences follow: On one hand, within the class of cuprate models with localized spins, those without any magnetic correlations at all seem not to be realistic for doped cuprates. (We note in passing that the class of models with localized spins is not only restricted to the studied t–J models. The Hubbard (or charge transfer) model description of the doped cuprates also possesses localized moments whose value is not substantially reduced compared with the t–J model case, since the number of doubly occupied sites is substantially suppressed in the Hubbard-like models with realistic values of the on-site Coulomb repulsion, cf. Fig. 1 of55 or Fig. 6 of56.) On the other hand, this means that longer-range magnetic correlations do not play a crucial role in the doped cuprates. Altogether, this helps in resolving the paradox related to the persistence of the spin excitations upon doping the cuprates–despite a rapid collapse of the long-range magnetic correlations.
We also briefly comment on the charge excitations we obtained in the disentanglement analysis. With the same model calculations as for the spin structure factor, we can get the charge structure factor (see Supplementary Fig. 5), which can reproduce the increase in intensities as a function of doping in both the (π, 0) and (π, π) directions. However, the intensity anisotropy between the (π, 0) and (π, π) is missing. This might signal the onset of the bimagnons in the charge channel of the RIXS spectrum31,44 or suggest that the longer-range Coulomb interactions are important57.
On the theory side, there are three important implications of the results presented in this paper: The first one is that this work shows that a recent theoretical suggestion that the spin excitations are responsible for the T-linear dependence of the electronic scattering in the Hubbard model58 might indeed become a realistic scenario for the cuprates. This follows from the above-stated conclusion that, without any ambiguities, the collective spin excitations persist in the doped cuprates. The second one follows from the suggested crucial role played by the longer-range hoppings in the t-J models. Such a result goes in line with, inter alia, recent works advocating for the strong sensitivity of the phase diagram of the t-J like models to the value of the next-nearest neighbor hopping \({t}^{{\prime} }\)59,60 and thus ‘sweetens the bad news’ coming from the study suggesting the lack of superconductivity in the ground state of the 2D Hubbard model without longer-range hoppings61. The third point relates to the fact that, as stated above, solely the short-range magnetic correlations are needed to explain the persistence of the intensity of the paramagnons in doped cuprates, similar to the recently established well-defined magnons in the random t-J model up to 33% hole doping62. Thus, an interesting task for theory would be to gain an intuitive understanding of why the short-range magnetic correlation alone can lead to the lack of changes of the paramagnons along the (π, 0) direction.
We close the paper by presenting the impact of the results presented above on the issue of pairing mechanism in the cuprate superconductors. While there are many competing theories describing this issue, one of the widely-spread concepts suggests that the pairing is mediated by the magnetic excitations close to (π, π) momentum63. More precisely, it was shown by inter alia Nocera et al.47 and Huang et al.64 that the spin fluctuations mediated pairing is mostly due to the low-energy spin excitations with momentum q = (π, π) and that the ‘doping-persistent’ high-energy magnetic excitations away from that momentum, i.e. the ones which are observed by RIXS, are not important to pairing. This finding has been corroborated by the experimental results of Meyers et al.22 and Dean et al.8. Interestingly, here we have shown that even the q = (π, π) paramagnons are largely a result of the short-range magnetic correlations. This is because the spectral weight in the magnetic response close to the q = (π, π) momentum is very similar both in the ‘full’ spin structure factor calculations as well as in the ones containing solely the short-range magnetic correlations, see Fig. 6c versus Fig. 7. Note that this is in contrast to the undoped case, for which the peak around q = (π, π) is known to be hugely sensitive to the longer-range magnetic correlations (see Supplementary Fig. 3). Since the nature of the (π, π) paramagnons is central to any of the spin fluctuations mediated superconducting pairing mechanism, this finding plays an important role in our deeper understanding of the puzzle of superconductivity in cuprates. Finally, as a side note on the issue of pairing, the present study stresses the importance of the proper choice of the longer-range hoppings (\({t}^{{\prime} }\) and \(t^{\prime \prime}\)) in any realistic cuprate modeling. Thus, we believe that any model trying to explain superconductivity in the cuprates should include realistic values of these parameters as slight variations might qualitatively affect the observed physics.
Methods
RIXS Experiments and samples
The RIXS experiments were carried out with the SAXES spectrometer at the ADRESS beamline of the Swiss Light Source at the Paul Scherrer Institut65,66. The incident X-ray energy was set at the Cu L3 resonance peak at ~933 eV. The instrument resolution was determined by the elastic peak measured on carbon tape, giving an overall energy resolution of ~100 meV full width half maximum (FWHM). The single-crystal samples of Bi2Sr2CaCu2O8+δ were prepared by the floating zone method as described in ref. 67. The samples were cleaved at base temperature to present fresh surfaces before the measurements. All the data were collected at base temperature ~24 K. The momentum transfer q is denoted in reciprocal lattice units (r. l. u.) using the pseudo-tetragonal unit cell with a = b = 3.82 Å.
Azimuthal-dependent RIXS measurements
In two-dimensional superconducting cuprates, the single-spin-flip and non-spin-flip excitations in the 3\({d}_{{x}^{2}-{y}^{2}}\) orbital as well as the other d-d excitations in the Cu L3-edge RIXS spectra show distinct geometry and polarization related characters, which are determined by their different scattering tensors35,68,69. This allows to assess the nature of these excitations by either resolving the polarizations of both the incident and scattered photons70 or by azimuthal-dependent RIXS measurements33. In Fig. 1b, we show the scattering geometry and the sample rotation in the azimuthal-dependent experiments. The directions of the incident and emitted x-rays are fixed through the scattering angle to 130∘, thus the total momentum transfer is fixed at q. Two linear polarizations (σ and π) are used for the incident x-rays while the polarization of the emitted light is not resolved. The plate-like sample is mounted on a wedged sample holder (with wedge angle θw = 10∘, 20∘, 40∘ and 50∘ in the experiments) to have a certain in-plane momentum transfer. The azimuthal rotation axis is parallel to the total momentum transfer q, so that the projections of q in the sample reciprocal frame are unchanged during rotation, while the projections of the photon polarization are changing. This allows measuring the azimuthal dependence of the excitations at fixed momentum in the sample momentum space. When rotating the sample, the photon polarization will be continuously rotated in the sample space, and the scattering tensors will then result in different rotation dependences for different excitations.
Error estimations of the experimental data
The major errors of the RIXS spectra are the statistical errors of the photon counting, which are expressed as the square roots of total photon counts. Another error comes from the uncertainties in determining the zero-energy-loss positions in the spectra, which is done in examining the positions of the elastic peaks. Here we assume that this error is about ± 5% of the resolution, which is about ± 5 meV. This error is converted to the error of spectral intensity by multiplying the derivative of the spectrum. Other random errors are accounted for by the fitting errors (95% confidence interval) in the azimuth-dependent fitting. All the above errors are treated as independent at each energy-loss point and summed to a total error by the square root of their sum of squares. The errors of the integrated intensities are obtained by assuming that the errors of the decomposed spectral functions have an energy correlation defined by the resolution function. The error bars in the fitting of the damped harmonic oscillator (Fig. 4) are the fitting errors.
Fitting by damped harmonic oscillator model
The formula of the damped harmonic oscillator (DHO) model used for the fitting of the spin spectral funtions in Fig. 3 is:
A Gaussian resolution function with 100 meV FWHM is convoluted with the above DHO model to fit the results. The fitting energy range is [−0.8, 0.4] eV for all data except those with the smallest momenta (q = (0.09, 0) and (0.065, 0.065)), which are fitted in [−0.65, 0.4] eV. This is to reduce the influence of the long tail at high-energy loss.
DMRG calculations
In numerical calculations with OBC cluster, a proper correction is often added into the Hamiltonian to minimize the effects of missing terms at open edge. In this study, we introduced the edge factor to uniformize the mobility of charge.
The correct edge factor is calculated for each doping level and each different model (t-J, t-\({t}^{{\prime} }\)-J, t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J). We extrapolate it by computing the dispersion δ = nin − nout where nin is the averaged electron density taken over the sites which do not belong to the edges and nout is the averaged electron density taken over the sites which form the edge of the cluster. We computed the dispersion δ for different values of the edge factor λ for each doping level and model and take the final value of the edge factor λ as that at which the dispersion δ = 0. Nevertheless, the obtained values (λ ~ 0.9 − 1.2) are close enough to 1 to smoothly connect the inside and edge of the cluster. Furthermore, by introducing this edge factor the Friedel oscillations as well as the most important finite-size effect coming from using OBC can be significantly reduced, as can be seen in the Supplementary Note 6.
We keep up to m = 7000 states in the DMRG calculations, leading to an error ϵ/N = 10−6. We make sure that the local density in the system is isotropic by using the edge factor λ as described above and we compute the real space spin-spin correlations 〈Si ⋅ Sj〉 for all pairs (i, j) labeling the system’s sites. This way, we can compute the spin static factor S(q) as:
This method is only valid when the local z-component of the spins is small enough, e.g. \({S}_{i}^{z}\le 1{0}^{-5}\) for all sites i. However, for certain doping levels and models, it was not possible to reach this level of accuracy for the local value of Sz. Therefore, we renormalized the SzSz correlations and computed Sz(q) as:
Due to the symmetries of the considered models, S(q) = 3Sz(q). Equation (6) was used for the doping level n = 0.22 for both the t-\({t}^{{\prime} }\)-J and the t-\({t}^{{\prime} }\)-\(t^{\prime \prime}\)-J models (see Fig. 6).
Data availability
All data needed to evaluate the conclusions in the paper are present in the paper and/or the Supplementary Materials. Additional raw experiment data to reproduce the analysis as well as data and scripts to reproduce the theoretical results are available in71.
Code availability
The code for the numerical calculations will be made available from the corresponding authors upon reasonable request.
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Acknowledgements
The experiments were performed at the ADRESS beamline of the Swiss Light Source at the Paul Scherrer Institut (PSI). The experimental work at PSI is supported by the Swiss National Science Foundation through project no. 200021_178867, and the Sinergia network Mott Physics Beyond the Heisenberg Model (MPBH) (SNSF Research Grants CRSII2_160765/1 and CRSII2_141962). The theoretical work is supported by the Narodowe Centrum Nauki (NCN, Poland) under Project Nos. 2016/22/E/ST3/00560 (C.E.A. and K.W.), 2021/40/C/ST3/00177 (C.E.A.) and 2016/23/B/ST3/00839 (K.W.). We acknowledge support by the Interdisciplinary Centre for Mathematical and Computational Modeling (ICM), University of Warsaw (UW), within grant no G81-4. S.N. acknowledges support from SFB 1143 project A05 (project-id 247310070) of the Deutsche Forschungsgemeinschaft. T.C.A. acknowledges funding from the European Union’s Horizon 2020 research and innovation program under the Marie Skłodowska-Curie grant agreement No. 701647 (PSI-FELLOW-II-3i program). We acknowledge the valuable discussions with Jonathan Pelliciari, Mingu Kang, Riccardo Comin and Ekaterina Pärschke. We kindly thank U. Nitzsche for technical support. For the purpose of Open Access, the author has applied a CC-BY public copyright licence to any Author Accepted Manuscript (AAM) version arising from this submission
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W.Z. and C.E.A. contributed equally to this work. W.Z. and T.S. conceived the project. K.W. conceived the theory approach. W.Z., Y.T., T.C.A., E.P. and T.S. performed the RIXS experiments with the support of V.N.S. C.E.A. performed the DMRG calculations with the support of S.N. E.G. grew and characterized the single crystals. W.Z. and C.E.A. analyzed the data in discussion with T.S., S.N., and K.W. W.Z., C.E.A., K.W., and T.S. wrote the manuscript with the input from all authors. T.S. and K.W. coordinated the research.
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Supplementary Materials for Unraveling the Nature of Spin Excitations Disentangled From Charge Contributions in a Doped Cuprate Superconductor
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Zhang, W., Agrapidis, C.E., Tseng, Y. et al. Unraveling the nature of spin excitations disentangled from charge contributions in a doped cuprate superconductor. npj Quantum Mater. 7, 123 (2022). https://doi.org/10.1038/s41535-022-00528-5
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DOI: https://doi.org/10.1038/s41535-022-00528-5
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