Offspring of persons exposed to childhood abuse are at higher risk of neurodevelopmental and physical health disparities across the life course. Animal experiments have indicated that paternal environmental stressors can affect sperm DNA methylation and gene expression in an offspring. Childhood abuse has been associated with epigenetic marks in human blood, saliva, and brain tissue, with statistically significant methylation differences ranging widely. However, no studies have examined the association of childhood abuse with DNA methylation in gametes. We examined the association of childhood abuse with DNA methylation in human sperm. Combined physical, emotional, and sexual abuse in childhood was characterized as none, medium, or high. DNA methylation was assayed in 46 sperm samples from 34 men in a longitudinal non-clinical cohort using HumanMethylation450 BeadChips. We performed principal component analysis and examined the correlation of principal components with abuse exposure. Childhood abuse was associated with a component that captured 6.2% of total variance in DNA methylation (p < 0.05). Next, we investigated the regions differentially methylated by abuse exposure. We identified 12 DNA regions differentially methylated by childhood abuse, containing 64 probes and including sites on genes associated with neuronal function (MAPT, CLU), fat cell regulation (PRDM16), and immune function (SDK1). We examined adulthood health behaviors, mental health, and trauma exposure as potential mediators of an association between abuse and DNAm, and found that mental health and trauma exposure partly mediated the association. Finally, we constructed a parsimonious epigenetic marker for childhood abuse using a machine learning approach, which identified three probes that predicted high vs. no childhood abuse in 71% of participants. Our results suggested that childhood abuse is associated with sperm DNA methylation, which may have implications for offspring development. Larger samples are needed to identify with greater confidence specific genomic regions differentially methylated by childhood abuse.
Childhood abuse is associated with detriments in the mental and physical health of the victim across the life course1,2,3. Childhood abuse has also been associated with altered function of multiple biological systems4,5,6,7, with differences persisting into adulthood8,9. Changes in epigenetic marks have been proposed as a mechanism by which childhood abuse increases risk of neuropsychiatric and cardiometabolic disease10,11. Differences in epigenetic marks have been found in DNA methylation (DNAm) of blood12,13, saliva14, and brain tissue15 by experience of childhood abuse16. The association of childhood abuse with DNAm in gametes is of particular interest, both because the patterns of DNAm in gametes have been associated with fertility17,18 and the possibility that gamete DNAm may affect the healthy development of the offspring19,20.
In animal models, a variety of exposures have been shown to affect sperm DNAm, including nutritional status21, endocrine-disrupting hormones22, and other pollutants23. Animal experiments have also indicated that paternal stressors can affect DNAm24, gene expression25,26, and behavior24,27 in the offspring. In mice, exposure to social instability early in life leads to anxiety and defective social interactions, behaviors that are transmitted to three generations of offspring through the paternal line28. Transmission of paternal experiences of psychological trauma through gametes has also been documented26 and corresponds with alterations in paternal sperm DNAm24.
To our knowledge, no studies in humans have examined the effects of psychosocial stressors on sperm DNAm; however, psychological stress in humans has been associated with poorer semen quality, including lower motile sperm concentration, lower percentage of progressively motile sperm, and reduced lateral head displacement29,30. Evidence suggests that environmental exposures such as cigarette smoke31 and health status indicators, such as age32 and obesity33,34, are associated with sperm epigenetics in humans. Additionally, relevant to abuse in childhood, the pre-pubertal period has been identified as a potential window of sensitivity of the sperm epigenome to environmental influences35. Thus, it is possible that psychosocial stressors, including childhood abuse, affect the human sperm epigenome, including DNAm.
In the present study, we assessed the differences in genome-wide sperm DNAm in association with childhood abuse in a non-clinical longitudinal cohort of men. We calculated the principal components (PCs) of methylation values for all probes and examined the association of childhood abuse with PCs. DNAm sites typically function in concert with neighboring sites to affect gene expression36, thus it may be more meaningful to investigate DNAm within genomic regions as opposed to at individual sites. We therefore examined differentially methylated regions (DMRs) for association with childhood abuse. Finally, we used machine learning methods in order to identify sites predictive of childhood abuse from all sites and construct a parsimonious predictor of child abuse status. As childhood abuse has been associated with higher prevalence of adulthood health risk behaviors37,38, mental disorders39,40, and trauma exposure41,42, we conducted exploratory analyses to examine whether body mass index (BMI), smoking, depressive symptoms, posttraumatic stress symptoms, and trauma exposure accounted for a possible association of childhood abuse with sperm DNAm.
Materials and methods
The Growing Up Today Study (GUTS) is a US longitudinal cohort of 16,882 offspring of women participating in the Nurses’ Health Study II, enrolled in 1996 at ages 9–14 years and followed annually or biennially43. In 2010, male participants were asked whether they would be willing to donate a semen sample. Nearly two-thirds (64%) were willing. Age, BMI, and race did not differ between men willing and unwilling to donate. In 2012, we contacted 66 men to request a sample; 54 men (82%) returned the sample by mail. We further invited the first 28 men who returned the sample to send a second one; 24 men (86%) returned the second sample. Men were asked to abstain from ejaculation for at least 48 h prior to producing the sample by masturbation into a collection container (Thermo Scientific Nalgene Jars). Samples were shipped overnight, with four gel refrigerant packs surrounding the sample, to the Massachusetts General Hospital Fertility Center where sperm concentration and morphology were measured. Remaining semen was aliquoted and flash frozen in liquid nitrogen. Informed consent was obtained from all participants. The Institutional Review Board of Partners Healthcare approved this study.
We conducted DNAm assays on 48 samples from 34 men. Of these, 20 men contributed single samples, 12 men contributed two samples each, produced ~3 months apart, and two men’s samples were assayed twice as technical replicates, for a total of 48 samples assayed. We oversampled men who had been exposed to high levels of abuse, such that the samples that were assayed included 17 men exposed to high, 5 men to medium, and 12 men to no childhood abuse.
Experiences of physical, emotional, and sexual abuse before age 18 were measured in 2007 when participants were aged 18–23 years. Physical and emotional abuse were measured with four items from the Childhood Trauma Questionnaire (CTQ), querying frequency that an adult in the family yelled, insulted, punished cruelly, and hit so hard that it left bruises44. Responses to the CTQ were summed44 and then divided into quartiles based on their distribution in the entire cohort (lowest quartile = 0 points, highest quartile = 3 points). Physical and emotional abuse were also measured with three items from the Conflict Tactics Scales (CTS), querying frequency that an adult in the family shoved; threatened to punch, kick, or hit with something; actually punched, kicked, or hit with something; or physically attacked45. Response options for the CTQ and the CTS ranged from “never” to “very often”. Responses to the CTS were skewed, with most respondents reporting none of these experiences. We therefore divided this scale into 0: lowest 50%, 1: next 25%, and 2: highest 25%.
Sexual abuse was queried in each time period with two questions regarding unwanted sexual experiences with an adult or older child (e.g., “Did an adult or an older child force you into any sexual activity by threatening you or hurting you in some way?”)45. Response options included: no; once; or > once.
To oversample men exposed to high levels of abuse, we created an overall measure of childhood abuse in three levels: none, moderate, and high. Men with “no abuse” (N = 12) were in the lowest category of both measures of physical and emotional abuse and had not experienced sexual abuse. Respondents with “high abuse” (N = 17) were either in the highest level of the CTS or the highest level of the CTQ, or had a mixture of elevated responses across both questionnaires. All or nearly all men in this group had experienced punishments that seemed cruel, were yelled and screamed at, and had hurtful and insulting things said to them. All had been shoved, grabbed, hit, or physically attacked in some other way, and most had also been threatened with violence. Two men in this group had been sexually abused. Five participants fell between the “no abuse” and “high abuse” groups and were considered to have experienced “medium” abuse. We also summed the CTQ, CTS, and sexual abuse measures to create a continuous measure of abuse severity (range, 0–7) and dichotomized participants as none-to-medium (0–2) vs. high abuse3,4,5,6,7.
We examined the characteristics of the semen sample, including ejaculate volume, sperm concentration, percent normal morphology, collection date, collection time, and abstinence interval, as well as characteristics of the participant, including age at collection, month of birth, and race/ethnicity as possible covariates. Additionally, we included information reported by the participants’ mothers, Nurses’ Health Study II cohort members, regarding her ancestry as well as participants’ childhood socioeconomic status, an index of family income, maternal social standing, and paternal education, reported in 1999–2001.
Childhood abuse increases risk for adulthood health risk behaviors, mental disorders46,47, and trauma exposure42, factors that may explain an association of childhood abuse with adulthood sperm DNAm. We examined smoking, BMI (by self-report in 2010 and 2007), depressive symptoms (measured with the Center for Epidemiologic Studies Depression Scale-1048 in 2010), posttraumatic stress symptoms (measured with the 7-item Short Screening Scale for DSM-PTSD49 in 2007), and trauma exposure (measured in 2007 with 13 items adapted from the Brief Trauma Questionnaire50 e.g., physical assault, intimate partner violence, and serious illness) as potential mediators.
A differential lysis method involving a series of six washes was performed to separate sperm cells from epithelial and round cells (Supplemental Material). We then conducted DNAm assays with Infinium HumanMethylation450 (450 K) BeadChips (Illumina) using bisulfite-treated DNA (EZ-96 DNA Methylation kit, Zymo Research, Irvine, CA). These assays produce 485,577 data points encompassing 482,421 CpG sites and 3091 CpN sites. Raw intensity scores were color corrected and background was subtracted using GenomeStudio Software (Illumina). Methylation β value for each probe represents a continuous ratio between 0 (0% methylated) and 1 (100%). Probes were excluded from further analysis if they had a detection p-value < 0.01 (n = 2144 probes) or if > 5% of samples were missing a β value (n = 12,353 probes). Probes which bound in silico to the X and Y chromosome in addition to the specified targets were excluded51, leaving N = 439,746 probes available for subsequent analysis. Inter-sample normalization was performed using quantile normalization52. To account for the two probe types on the Illumina BeadChip, normalization was performed using subset-quantile within array normalization (SWAN)53. To determine if there were batch effects, PCA was performed on the normalized data followed by Spearman’s correlations of the PCs with all technical variables. A slight batch effect associated with chip number and position was removed using empirical Bayes methods (R package SVA, ComBat function, Supplementary Figure S1)54.
To evaluate the purity of our washed sperm samples, we compared DNAm in our sample with DNAm from an independent study of contaminated and purified sperm samples (Gene Expression Omnibus (GEO)55 GSE108058, Supplementary Figure S2). We merged the GEO dataset with our own data and performed PCA. The vast majority of variation in methylation is associated with tissue heterogeneity, therefore the first few PCs should be correlated with the purity of the semen samples. Plotting PC1 against PC2 (for visualization purposes), our samples clustered with the pure semen, providing evidence that we had successfully purified our samples. We additionally examined the methylation status of two imprinting control regions (HYMAI and GNAS-AS). These regions are paternally expressed, and therefore we would anticipate that these regions would be fully unmethylated if our samples contained purified haploid gametes (as opposed to hemi-methylated in somatic tissue). We calculated the median DNAm β value for each probe underlying these regions (130 probes) for each sample in our study. The vast majority of samples had median β < 0.05, suggesting good purity (Supplementary Table S1, Supplementary Figure S3).
To characterize the study sample, we compared age, race, and abuse exposure of study participants with all GUTS men. Next, for study participants, we calculated prevalence for categorical variables and mean for continuous variables for covariates by childhood abuse status.
Principal components analysis
To investigate whether childhood abuse and our covariates were associated with variation in DNAm, we conducted PCA with all probes (N = 439,746) using one randomly selected sample per subject. PCA reduces the dimensionality of the data by identifying orthogonal components from methylation values of all individual probes, with PC1 explaining the most variance. We examined the association of both the continuous and categorical childhood abuse variables and the covariates with centered PCs, using one-way ANOVAs for ordinal and categorical variables and Spearman’s correlations for continuous variables. For PCs that were statistically significantly associated with childhood abuse, we investigated which specific probes contributed most to the PC by first identifying individual probes with the largest PC score (the 1% of probes with the largest positive scores and 1% with the largest negative scores) and then, to increase the likelihood of biological relevance, selected only probes with methylation Δβ ≥ 5%, where \(\Delta \beta = \bar \beta\)high abuse –\(\bar \beta\)no abuse. P-values were not adjusted for multiple testing, as this was an exploratory analysis to determine associations with DNAm.
We next investigated whether childhood abuse was associated with patterns of DNAm in spatially clustered probes. We investigated DMRs by childhood abuse exposure using the R package DMRcate56 (Bioconductor, http://www.bioconductor.org), using the same randomly selected sample per subject used in the PCA. DMRcate first assesses the association of the exposure (childhood abuse) with methylation at each individual CpG site, then groups the probes into DMRs based on the similarity of effect size and directionality with distances of ≤ 1000 bp between them. DMRs are then corrected for multiple testing by calculating the false discovery rate (FDR) for each DMR. DMRs that do not meet an FDR ≤ 0.05 and a fold change ≥ 0.05 are dropped. We considered regions to be DMRs if they were statistically significant at an FDR ≤ 0.05, contained ≥ 3 probes, and had a difference in DNAm β (Δβ) ≥ 5%, where Δβ = \(\bar \beta\)high abuse –\(\bar \beta\)no abuse. We conducted these analyses with the ordinal childhood abuse variable to reduce the effects of outliers, then checked that results were similar in analyses using the continuous childhood abuse variable. We verified our findings by replacing the sample used in the primary analyses with the replicate sample from each man who contributed two samples (N = 12) and re-running the DMR analyses using original samples from 22 men and replicate samples from 12 men. Finally, in sites located in identified DMRs, we calculated the interclass correlation coefficient (ICC) between the first and second sample in DNAm β values.
To examine the concordance of our two methods of identifying probes differentially methylated by childhood abuse, we compared the overlap in probes identified using PCA and probes identified in DMR analysis.
Machine learning analysis
Finally, we used machine learning to identify sites predictive of childhood abuse and: (1) compare them with the sites identified in the DMR analysis and (2) construct a parsimonious predictor of child abuse status. We fit a penalized linear regression (“elastic net”) to select informative probes from the set of all probes using the dichotomized childhood abuse variable (none/medium vs. high abuse, mixing parameter α set to 0.5, the default). The penalized regression begins by fitting a single linear model including all probes, then selects a subset of relevant probes by shrinking the linear coefficients and setting to zero coefficients below a given threshold57. The selected probes are those with non-zero coefficients. We estimated the penalty parameter λ with tenfold cross-validation and set it to 0.095. We applied the resulting predictor to three independent datasets (Gene Expression Omnibus55 GSE108058, GSE10297058, and GSE6409659) to ascertain whether the prevalence of abuse estimated with this predictor was approximately the same as the prevalence in the whole GUTS cohort (high abuse prevalence = 28.8%). As no datasets of sperm DNAm were available with childhood abuse measured, we could not test its ability to predict abuse status.
Pyrosequencing methylation confirmation
To confirm findings from the 450 K array, we performed pyrosequencing with bisulfite-converted DNA. We selected five sites for confirmation, prioritizing sites within DMRs and sites with low FDR. We calculated Spearman correlations between β values obtained from pyrosequencing and the 450 K array and performed linear regression to ascertain the association of pyrosequencing β values with childhood abuse.
Exploratory mediation analysis
To examine whether adulthood health risk factors might explain a possible association between childhood abuse and DNAm, we conducted two analyses. First, we examined whether these risk factors loaded on DNAm PCs, using one-way ANOVAs for ordinal variables and Spearman’s correlations for continuous variables. Next, we examined probes identified in DMR analyses. For each probe in a childhood abuse DMR, we compared the association of childhood abuse with DNAm in linear models adjusted only for age and semen volume (base model) and in models further adjusted for: (1) health risk behaviors (smoking and BMI); (2) mental health (depressive and posttraumatic stress symptoms); and (3) trauma exposure. We calculated % mediation as: [(βchild abuse, base model–βchild abuse, adjusted model)/βchild abuse, base model]*100 for each probe and calculated the mean mediation across all probes within each DMR for each set of hypothesized mediators. We did not include all hypothesized mediators in a single model to avoid overfitting.
Probes associated with childhood abuse in prior studies
We examined the association of 1667 probes previously identified as associated with childhood abuse11,14,15,16. We considered probes with FDR < 0.05 as statistically significant, accounting for multiple testing within this set of 1667 probes.
Code is available at GitHub60.
Study participants were similar to all GUTS participants in age (participants, mean = 25.7 years, range = 23–29 years; GUTS, mean = 25.8 years, range = 23–31 years) and race/ethnicity (participants, 91.2% white; GUTS, 93.2% white), and had a higher prevalence of exposure to high levels of childhood abuse (participants, no abuse = 35.3%, high = 50%; GUTS, no abuse = 26.3%, high = 28.8%). Characteristics of study participants and semen samples were similar across levels of exposure to child abuse (all p > 0.05, Table 1).
Principal components analysis
PC4 was correlated with childhood abuse (Spearman’s correlation p ≤ 0.05) and explained 6.2% of the variation in DNAm (Fig. 1). Participant’s age was also correlated with PC4 and adjusted in DMR analyses. To identify probes that were both strongly associated with PC4 and were related to childhood abuse exposure, we selected probes with the largest PC4 scores (N = 8795) and then from these selected probes with DNAm Δβ ≥ 5% between high and no abuse, resulting in over 1000 probes (N = 1137, Supplementary Table S2). The two men who had experienced sexual abuse were not outliers among men who experienced abuse (Supplementary Figure S4).
We identified 13 DMRs meeting our criteria: (1) FDR ≤ 0.05; (2) mean Δβ ≥ 5%; and (3) contained ≥ 3 probes. Of these 13 DMRs, 12 met these three criteria in analyses using original samples from 22 men and replicate samples from 12 men (N = 34). These 12 DMRs contained 64 probes (Table 2, Fig. 2, and Supplementary Figure S5). Three DMRs were located in enhancers, two were located in transcription start sites, six were located in CpG islands, and three were located in gene bodies (Supplementary Table S3). The ICC between replicate samples (N = 12) for the 63 CpG sites comprising these 12 DMRs was greater than 0.7 for 90% of sites (Supplementary Figure S6). Results were similar with childhood abuse coded as a continuous variable.
Sites identified in the DMR analysis overlapped considerably with sites identified in the PC analysis. Thirty-five of the 63 CpG sites in the DMRs were among the sites loading most strongly on PC4.
For pyrosequencing confirmation of 450 K array results, we selected four CpG sites contained in childhood abuse DMRs: the ARL17A cluster (cg04703951), the MAPT cluster (cg00438222) and the LRRK1 cluster (cg09926099 and cg00293616), and one additional site (cg08780220) based on its low FDR. All sites had significantly high correlations between measurements obtained by 450 K and pyrosequencing (Spearman’s rank ρ ≥ 0.74, p ≤ 4.0 × 10–7, Supplementary Figure S7), and were significantly associated with childhood abuse in linear regressions after correction for multiple testing (Supplementary Figure S8, Supplementary Table S4). The pyrosequencing assay for cg04703951 additionally measured DNAm at four CpG sites not represented on the 450 K array. These four additional sites were highly correlated with neighboring sites measured on the 450 K array (ρ ≥ 0.88) and differed significantly by childhood abuse (p ≤ 3.9 × 10–8, Fig. 3, Supplementary Table S4).
Machine learning analyses
The machine learning approach identified three probes (cg02622647, cg04703951, and cg17369694) as most useful for classifying participants as none or medium vs. high abuse exposure. These probes correctly classified 71% of participants (12 true positives, five false positives, 15 true negatives, and two false negatives). Two of these three probes were also identified in the DMR and PC analyses (cg02622647 and cg04703951, ARL17A cluster), showing the concordance of these methods. In three independent datasets, NCBI GEO accession GSE108058, GSE10297058, and GSE6409659, this three-probe predictor predicted abuse prevalence of 30%, 35%, and 25%, respectively, similar to the 29% found in the GUTS cohort.
None of our hypothesized mediators was associated with PC4, the PC that was significantly associated with childhood abuse. For probes in child abuse DMRs, the association of childhood abuse with DNAm was somewhat attenuated in models also including depressive and posttraumatic stress symptoms (two of 12 DMRs, mean mediation = 11.2 and 13.6%) and in models including lifetime trauma exposure (four of 12 DMRs, mean mediation range = 14.0–23.7%), but not in models including smoking and BMI (mean mediation < 5.7% for all DMRs). The association of childhood abuse with DNAm was somewhat stronger after adjustment for mental health in two DMRs (DLL1 and SYCE1) and after adjustment for lifetime trauma in three DMRs (MAPT, DLL1, and NDFUA10, Supplementary Tables S5-S7).
Childhood abuse has been associated with alterations to multiple biological systems in adulthood9, and several studies have found differences in DNAm in somatic tissue by childhood abuse16. We examined whether childhood abuse was associated with sperm DNAm in adulthood and found evidence that sperm DNAm varies by experiences of childhood abuse. The three approaches we used to identify differences in DNAm associated with childhood abuse, PCA, DMR analysis, and machine learning, found significantly overlapping sites. Moreover, pyrosequencing assays identified additional sites proximate to and correlated with sites measured by the 450 K array that were also differentially methylated by childhood abuse. Together these findings suggest that our results reflect differences in DNAm associated with abuse.
Several DMRs we identified were located within genes, although it is unknown whether these specific sites are associated with the expression of the gene in spermatogonia or, if so, whether the Δβ we found by abuse level has biological significance. Clusterin (CLU) is an extracellular molecular chaperone expressed in the brain and embryonic tissues that responds to stress conditions and has been implicated in neurodegenerative disorders, including Alzheimer’s and Parkinson’s disease61. Additionally, clusterin RNA transcripts pass from human sperm to the oocyte at fertilization62. MAPT is hypothesized to be involved in neuronal migration and in establishing neuronal polarity63 and has been implicated in neuroticism64 and neurodegenerative disorders. PRDM16 is a transcriptional regulator involved in the regulation of fat cells65,66. SDK1 encodes a protein in the immunoglobulin superfamily63. Thus, DMRs were found on genes coding for proteins with a variety of functions, consistent with the documented effects of childhood abuse on the brain, body weight, and immune system. The DMRs we found did not overlap with prior DMRs identified in a study of paternal sperm and offspring symptoms of autism spectrum disorder67 nor with probes in brain tissue, saliva, and peripheral blood identified in prior studies of childhood maltreatment11,14,15,16.
We found that higher trauma exposure and higher prevalence of depressive and posttraumatic stress symptoms in men who experienced childhood abuse compared with men who did not accounted for some of the association between childhood abuse and sperm DNAm in five DMRs. Childhood abuse and other types of traumatic events have common biological effects, e.g., on the HPA-axis68,69 and systemic inflammation70, thus it is plausible that abuse and other trauma types share effects on DNAm as well71,72. However, the association of childhood abuse with DNAm was also stronger in five DMRs after further adjustment for mental health and lifetime trauma. Taken together, these mediation results are also consistent with chance.
Our findings should be considered in light of important limitations. First, our sample size was small. Therefore, our identification of DMRs associated with childhood abuse should be interpreted cautiously and be used primarily as a starting point for further research. Due to our small sample size, our examination of adulthood sequelae of childhood abuse that might mediate a relation between abuse and DNAm must be considered exploratory. Second, our sample was predominantly white, thus, our findings may not apply to men of other races.
Animal studies have indicated that psychosocial stressors can affect both epigenetic patterns in sperm and offspring phenotype. Male mice conditioned to odor-related fear exhibited differences in sperm DNAm at a locus related to the odor receptor. These fear-conditioned mice produced two generations of offspring with the same odor-related fear response as well as corresponding alterations to neuronal structures, results that were robust to cross-fostering and in vitro fertilization24. Mice exposed to chronic stressors showed greater concentration of nine sperm micro RNAs (miRNAs) and HPA-axis alterations in offspring26. Injection of these nine miRNAs in zygotes produced similarly altered HPA-axis function, suggesting a causal role for the miRNAs in offspring biology73. In another experiment, mice exposed early in life to unpredictable maternal separation had altered patterns of small noncoding RNAs (sncRNAs) in sperm and had offspring with behavioral differences compared with control offspring. Injection of RNA from sperm into fertilized oocytes reproduced these behavioral differences27. Thus, robust experiments have indicated that stressors may affect murine sperm epigenetics, including DNAm, and offspring biology.
Evidence that psychosocial stressors affect human sperm epigenetics remains limited. To our knowledge, our study is the first to document an association of psychosocial stressors and sperm epigenetics in humans. Indirect evidence that stressors could affect sperm epigenetics in humans is suggested by studies finding reduced sperm quality in men exposed to psychosocial stressors29,74,75, as well as the association of other kinds of environmental exposures with human sperm epigenetic patterns31,34,76,77,78.
While most mammalian paternal epigenetic marks are erased at fertilization and again during preimplantation development79, some loci are resistant to demethylation80, and these preserved epigenetic marks may be biologically important. Several pieces of evidence suggest that human sperm epigenetics influences both fertility and embryogenesis: (1) sperm cells are transcriptionally silent yet have epigenetic marks characteristic of transcription81,82; (2) sperm chromatin has patterns of histone modifications at loci related to embryo development81,82; (3) sperm mRNA, produced prior to transcriptional arrest, are transferred to the oocyte62; and (4) sperm epigenetic marks are associated with fertility82.
Childhood abuse greatly precedes the time period in which the ejaculated sperm were dividing and maturing, thus could not directly affect sperm DNAm at this stage. Instead, childhood exposures may affect the epigenome of spermatogonia, which then gets propagated during spermatogenesis in adulthood35,83. Additionally, our results suggest that childhood abuse may lead to adulthood exposures that affect the sperm epigenome during spermatogenesis23. Regardless of their origin, it is tempting to speculate that these DNAm marks are somehow propagated to the offspring. However, research in human developmental biology has not yet provided strong evidence for this possibility82. Moreover, we note that offspring inherits the material from a single sperm, for which each CpG site is either methylated or unmethylated. If differences in DNAm associated with child abuse render affected sperm less likely to fertilize an egg, then the potential impact of these changes on offspring would likewise be reduced. Studies in humans have documented adverse neurodevelopmental outcomes in offspring of persons exposed to severe psychosocial stressors, in particular, to childhood abuse38,84,85,86,87,88,89,90,91. The hypothesis that the experience of stress may affect offspring through the parental epigenome has been raised as a potential mechanism for these associations92,93. While this possibility is intriguing, molecular evidence from human germ cells remains sparse. Our results recommend further consideration of this promising hypothesis.
Dube, S. R. et al. Long-term consequences of childhood sexual abuse by gender of victim. Am. J. Prev. Med. 28, 430–438 (2005).
Dube, S. R. et al. Cumulative childhood stress and autoimmune diseases in adults. Psychosom. Med. 71, 243–250 (2009).
Heim, C. & Nemeroff, C. B. The role of childhood trauma in the neurobiology of mood and anxiety disorders: preclinical and clinical studies. Biol. Psychiatry 49, 1023–1039 (2001).
Danese, A. et al. Elevated inflammation levels in depressed adults with a history of childhood maltreatment. Arch. Gen. Psychiatry 65, 409–415 (2008).
Danese, A., Pariante, C. M., Caspi, A., Taylor, A. & Poulton, R. Childhood maltreatment predicts adult inflammation in a life-course study. Proc. Natl. Acad. Sci. USA. 104, 1319–1324 (2007).
Heim, C., Newport, D. J., Bonsall, R., Miller, A. H. & Nemeroff, C. B. Altered pituitary-adrenal axis responses to provocative challenge tests in adult survivors of childhood abuse. Am. J. Psychiatry 158, 575–581 (2001).
Heim, C. et al. Pituitary-adrenal and autonomic responses to stress in women after sexual and physical abuse in childhood. JAMA 284, 592–597 (2000).
Miller, G. E., Chen, E. & Parker, K. J. Psychological stress in childhood and susceptibility to the chronic diseases of aging: moving toward a model of behavioral and biological mechanisms. Psychol. Bull. 137, 959 (2011).
De Bellis, M. D. & Zisk, A. The biological effects of childhood trauma. Child Adolesc. Psychiatr. Clin. N. Am. 23, 185–222 (2014).
Szyf, M. The early life social environment and DNA methylation. Epigenetics 6, 971–978 (2011).
Yang, B. Z. et al. Child abuse and epigenetic mechanisms of disease risk. Am. J. Prev. Med. 44, 101–107 (2013).
Mehta, D. et al. Childhood maltreatment is associated with distinct genomic and epigenetic profiles in posttraumatic stress disorder. Proc. Natl. Acad. Sci. 110, 8302–8307 (2013).
Suderman, M. et al. Childhood abuse is associated with methylation of multiple loci in adult DNA. Bmc. Med. Genom. 7, 13 (2014).
Weder, N. et al. Child abuse, depression, and methylation in genes involved with stress, neural plasticity, and brain circuitry. J. Am. Acad. Child & Adolesc. Psychiatry 53, 417–24.e5 (2014).
McGowan, P. O. et al. Epigenetic regulation of the glucocorticoid receptor in human brain associates with childhood abuse. Nat. Neurosci. 12, 342–348 (2009).
Lutz, P.-E. & Turecki, G. DNA methylation and childhood maltreatment: from animal models to human studies. Neuroscience 264, 142–156 (2014).
Kobayashi, H. et al. Aberrant DNA methylation of imprinted loci in sperm from oligospermic patients. Hum. Mol. Genet. 16, 2542–2551 (2007).
Houshdaran, S. et al. Widespread epigenetic abnormalities suggest a broad DNA methylation erasure defect in abnormal human sperm. PLoS One 2, e1289 (2007).
Hammoud, S. S. et al. Distinctive chromatin in human sperm packages genes for embryo development. Nature 460, 473–478 (2009).
Carrell, D. T. & Hammoud, S. S. The human sperm epigenome and its potential role in embryonic development. Mol. Hum. Reprod. 16, 37–47 (2010).
Radford, E. J. et al. In utero undernourishment perturbs the adult sperm methylome and intergenerational metabolism. Science 345, 1255903 (2014).
Manikkam, M., Tracey, R., Guerrero-Bosagna, C. & Skinner, M. K. Plastics derived endocrine disruptors (BPA, DEHP and DBP) induce epigenetic transgenerational inheritance of obesity, reproductive disease and sperm epimutations. PLoS One 8, e55387 (2013).
Wu, H., Hauser, R., Krawetz, S. A. & Pilsner, J. R. Environmental susceptibility of the sperm epigenome during windows of male germ cell development. Curr. Environ. Health Rep. 2, 356–366 (2015).
Dias, B. G. & Ressler, K. J. Parental olfactory experience influences behavior and neural structure in subsequent generations. Nat. Neurosci. 17, 89–96 (2014).
Carone, B. R. et al. Paternally induced transgenerational environmental reprogramming of metabolic gene expression in mammals. Cell 143, 1084–1096 (2010).
Rodgers, A. B., Morgan, C. P., Bronson, S. L., Revello, S. & Bale, T. L. Paternal stress exposure alters sperm microRNA content and reprograms offspring HPA stress axis regulation. J. Neurosci. 33, 9003–9012 (2013).
Gapp, K. et al. Implication of sperm RNAs in transgenerational inheritance of the effects of early trauma in mice. Nat. Neurosci. 17, 667–669 (2014).
Saavedra-Rodríguez, L. & Feig, L. A. Chronic social instability induces anxiety and defective social interactions across generations. Biol. Psychiatry 73, 44–53 (2013).
Clarke, R. N., Klock, S. C., Geoghegan, A. & Travassos, D. E. Relationship between psychological stress and semen quality among in-vitro fertilization patients. Hum. Reprod. 14, 753–758 (1999).
Fenster, L. et al. Effects of psychological stress on human semen quality. J. Androl. 18, 194 (1997).
Marczylo, E. L., Amoako, A. A., Konje, J. C., Gant, T. W. & Marczylo, T. H. Smoking induces differential miRNA expression in human spermatozoa: a potential transgenerational epigenetic concern? Epigenetics 7, 432–439 (2012).
Flanagan, J. M. et al. Intra- and interindividual epigenetic variation in human germ cells. Am. J. Hum. Genet. 79, 67–84 (2006).
Soubry, A. et al. Obesity-related DNA methylation at imprinted genes in human sperm: Results from the TIEGER study. Clin. Epigenetics 8, 1–11 (2016).
Donkin, I. et al. Obesity and bariatric surgery drive epigenetic variation of spermatozoa in humans. Cell. Metab. 23, 369–378 (2016).
Soubry, A., Hoyo, C., Jirtle, R. L. & Murphy, S. K. A paternal environmental legacy: evidence for epigenetic inheritance through the male germ line. Bioessays 36, 359–371 (2014).
Jones, P. A. & Baylin, S. B. The fundamental role of epigenetic events in cancer. Nat. Rev. Genet. 3, 415–428 (2002).
Anda, R. F. et al. Adverse childhood experiences and smoking during adolescence and adulthood. JAMA 282, 1652–1658 (1999).
Roberts, A. L. et al. Women’s experience of abuse in childhood and their children’s smoking and overweight. Am. J. Prev. Med. 46, 249–258 (2014).
McLaughlin, K. A. et al. Childhood adversities and adult psychiatric disorders in the national comorbidity survey replication II: associations with persistence of DSM-IV disorders. Arch. Gen. Psychiatry 67, 124–132 (2010).
McLaughlin, K. A. et al. Childhood adversities and adult psychopathology in the National Comorbidity Survey Replication (NCS-R) III: associations with functional impairment related to DSM-IV disorders. Psychol. Med. 40, 847–859 (2010).
Widom, C. S., Czaja, S. J. & Dutton, M. A. Childhood victimization and lifetime revictimization. Child Abus. Negl. 32, 785–796 (2008).
Desai, S., Arias, I., Thompson, M. P. & Basile, K. C. Childhood victimization and subsequent adult revictimization assessed in a nationally representative sample of women and men. Violence Vict. 17, 639–653 (2002).
Field, A. E. et al. Overweight, weight concerns, and bulimic behaviors among girls and boys. J. Am. Acad. Child Adolesc. Psychiatry 38, 754–760 (1999).
Bernstein, D. P. et al. Initial reliability and validity of a new retrospective measure of child abuse and neglect. Am. J. Psychiatry 151, 1132–1136 (1994).
Straus, M. A., Hamby, S. L., Finkelhor, D., Moore, D. W. & Runyan, D. Identification of child maltreatment with the parent-child conflict tactics scales: development and psychometric data for a national sample of American parents. Child Abus. Negl. 22, 249–270 (1998).
Chartier, M. J., Walker, J. R. & Naimark, B. Health risk behaviors and mental health problems as mediators of the relationship between childhood abuse and adult health. Am. J. Public Health 99, 847–854 (2009).
Dube, S. R., Felitti, V. J., Dong, M., Giles, W. H. & Anda, R. F. The impact of adverse childhood experiences on health problems: evidence from four birth cohorts dating back to 1900. Prev. Med. 37, 268–277 (2003).
Radloff, L. S. The CES-D scale: a self report depression scale for research in the general population. Appl. Psychol. Meas. 1, 385–401 (1977).
Breslau, N., Peterson, E. L., Kessler, R. C. & Schultz, L. R. Short screening scale for DSM-IV posttraumatic stress disorder. Am. J. Psychiatry 156, 908–911 (1999).
Schnurr P., Vieilhauer M., Weathers F. The Brief Trauma Questionnaire (National Center for PTSD, White River Junction, VT, 1999).
Price, M. E. et al. Additional annotation enhances potential for biologically-relevant analysis of the Illumina Infinium HumanMethylation450 BeadChip array. Epigenetics Chromatin 6, 4 (2013).
Du, P., Kibbe, W. A. & Lin, S. M. lumi: a pipeline for processing Illumina microarray. Bioinformatics 24, 1547–1548 (2008).
Maksimovic, J., Gordon, L. & Oshlack, A. SWAN: subset-quantile within array normalization for illumina infinium HumanMethylation450 BeadChips. Genome Biol. 13, (R44 (2012).
Johnson, W. E., Li, C. & Rabinovic, A. Adjusting batch effects in microarray expression data using empirical Bayes methods. Biostatistics 8, 118–127 (2007).
Edgar, R., Domrachev, M. & Lash, A. E. Gene expression omnibus: NCBI gene expression and hybridization array data repository. Nucleic Acids Res. 30, 207–210 (2002).
Peters, T. J. et al. De novo identification of differentially methylated regions in the human genome. Epigenetics & Chromatin. 8, 1–16 (2015).
Zou, H. & Hastie, T. Regularization and variable selection via the elastic net. J. R. Stat. Soc.: Ser. B (Stat. Methodol.). 67, 301–320 (2005).
Wu, H. et al. Preconception urinary phthalate concentrations and sperm DNA methylation profiles among men undergoing IVF treatment: a cross-sectional study. Hum. Reprod. 32, 2159–2169 (2017).
Jenkins, T. G. et al. Intra-sample heterogeneity of sperm DNA methylation. MHR: Basic Sci. Reprod. Med. 21, 313–319 (2014).
Gladish N. https://github.com/ngladish/Nicole_Gladish/tree/master/GUTS_Abuse_Harvard (2018).
Carver, J. A., Rekas, A., Thorn, D. C. & Wilson, M. R. Small Heat-shock Proteins and Clusterin: Intra- and Extracellular Molecular Chaperones with a Common Mechanism of Action and Function? IUBMB Life 55, 661–668 (2003).
Ostermeier, G. C., Miller, D., Huntriss, J. D., Diamond, M. P. & Krawetz, S. A. Reproductive biology: Delivering spermatozoan RNA to the oocyte. Nature 429, 154 (2004).
The GeneCards Human Gene Database: Crown Human Genome Center, Department of Molecular Genetics, the Weizmann Institute of Science; 2015 [updated 26 May 2015. 3.12.396]. http://www.genecards.org/cgi-bin/carddisp.pl?gene=MAPT.
Smith, D. J. et al. Genome-wide analysis of over 106 000 individuals identifies 9 neuroticism-associated loci. Mol. Psychiatry 21, 749–757 (2016).
Seale, P. et al. PRDM16 controls a brown fat/skeletal muscle switch. Nature 454, 961–967 (2008).
Cohen, P. et al. Ablation of PRDM16 and beige adipose causes metabolic dysfunction and a subcutaneous to visceral fat switch. Cell 156, 304–316 (2014).
Feinberg, J. I. et al. Paternal sperm DNA methylation associated with early signs of autism risk in an autism-enriched cohort. Int. J. Epidemiol. 44, 1199–1210 (2015).
Inslicht, S. S. et al. Increased cortisol in women with intimate partner violence-related posttraumatic stress disorder. Psychoneuroendocrinology 31, 825–838 (2006).
Griffin, M. G., Resick, P. A. & Yehuda, R. Enhanced cortisol suppression following dexamethasone administration in domestic violence survivors. Am. J. Psychiatry 162, 1192–1199 (2005).
Fernandez-Botran, R., Miller, J. J., Burns, V. E. & Newton, T. L. Correlations among inflammatory markers in plasma, saliva and oral mucosal transudate in post-menopausal women with past intimate partner violence. Brain Behav. Immun. 25, 314–321 (2011).
Uddin, M. et al. Epigenetic and inflammatory marker profiles associated with depression in a community-based epidemiologic sample. Psychol. Med. 41, 997–1007 (2011).
McGowan, P. O. & Kato, T. Epigenetics in mood disorders. Environ. Health Prev. Med. 13, 16–24 (2008).
Rodgers, A. B., Morgan, C. P., Leu, N. A. & Bale, T. L. Transgenerational epigenetic programming via sperm microRNA recapitulates effects of paternal stress. Proc. Natl. Acad. Sci. U. S. A. 112, 13699–13704 (2015).
Pook, M., Krause, W. & Röhrle, B. Coping with infertility: distress and changes in sperm quality. Hum. Reprod. 14, 1487–1492 (1999).
Zorn, B., Auger, J., Velikonja, V., Kolbezen, M. & Meden-Vrtovec, H. Psychological factors in male partners of infertile couples: relationship with semen quality and early miscarriage. Int. J. Androl. 31, 557–564 (2008).
Öst, A. et al. Paternal diet defines offspring chromatin state and intergenerational obesity. Cell 159, 1352–1364 (2014).
Li, Y., Li, M., Liu, Y., Song, G. & Liu, N. A microarray for microRNA profiling in spermatozoa from adult men living in an environmentally polluted site. Bull. Environ. Contam. Toxicol. 89, 1111–1114 (2012).
Metzler-Guillemain, C. et al. Sperm mRNAs and microRNAs as candidate markers for the impact of toxicants on human spermatogenesis: an application to tobacco smoking. Syst. Biol. Reprod. Med. 61, 139–149 (2015).
Morgan, H. D., Santos, F., Green, K., Dean, W. & Reik, W. Epigenetic reprogramming in mammals. Hum. Mol. Genet. 14(suppl 1), R47–R58 (2005).
Tang Walfred, W. C. et al. A unique gene regulatory network resets the human germline epigenome for development. Cell 161, 1453–1467 (2015).
Sendler, E. et al. Stability, delivery and functions of human sperm RNAs at fertilization. Nucleic Acids Res. 41, 4104–4117 (2013).
Schagdarsurengin, U., Paradowska, A. & Steger, K. Analysing the sperm epigenome: roles in early embryogenesis and assisted reproduction. Nat. Rev. Urol. 9, 609–619 (2012).
Davis, T. L., Yang, G. J., McCarrey, J. R. & Bartolomei, M. S. The H19 methylation imprint is erased and re‐established differentially on the parental alleles during male germ cell development. Hum. Mol. Genet. 9, 2885–2894 (2000).
Roberts, A. L., Lyall, K., Rich-Edwards, J. W., Ascherio, A. & Weisskopf, M. G. Association of maternal exposure to childhood abuse with elevated risk for autism in offspring. JAMA Psychiatry 70, 508–515 (2013).
Dubowitz, H. et al. Type and timing of mothers’ victimization: effects on mothers and children. Pediatrics 107, 728–735 (2001).
Gavin, A. R., Hill, K. G., Hawkins, J. D. & Maas, C. The role of maternal early-life and later-life risk factors on offspring low birth weight: findings from a three-generational study. J. Adolesc. Health 49, 166–171 (2011).
Bouvette-Turcot, A.-A., Bernier, A. & Meaney, M. J. Intergenerational transmission of psychosocial risk: maternal childhood adversity, mother-child attachment, and child temperament. Psychol. Belg. 53, 65–83 (2013).
Min, M. O., Singer, L. T., Minnes, S., Kim, H. & Short, E. Mediating links between maternal childhood trauma and preadolescent behavioral adjustment. J. Interpers. Violence 28, 831–851 (2013).
Miranda, J. K., de la Osa, N., Granero, R. & Ezpeleta, L. Multiple mediators of the relationships among maternal childhood abuse, intimate partner violence, and offspring psychopathology. J. Interpers. Violence 28, 2941–2965 (2013).
Cnattingius, S. The epidemiology of smoking during pregnancy: smoking prevalence, maternal characteristics, and pregnancy outcomes. Nicotine. Tob. Res. 6(Suppl 2), S125–S140 (2004).
Roberts, A. L. et al. Maternal experience of abuse in childhood and depressive symptoms in adolescent and adult offspring: A 21-year longitudinal study. Depress Anxiety 32, 709–719 (2015).
Brand, S. R., Engel, S. M., Canfield, R. L. & Yehuda, R. The effect of maternal PTSD following in utero trauma exposure on behavior and temperament in the 9-month-old infant. Ann. N. Y. Acad. Sci. 1071, 454–458 (2006).
Yehuda, R. & Bierer, L. M. The relevance of epigenetics to PTSD: implications for the DSM-V. J. Trauma. Stress 22, 427–434 (2009).
World Health Organization. WHO Laboratory Manual for the Examination and Processing of Human Semen (World Health Organization, Geneva, 2010).
This study was funded by the Robert Wood Johnson Foundation (to Andrea L. Roberts) and NIH R01HD057368 (to S. Bryn Austin). We acknowledge the Channing Division of Network Medicine, Department of Medicine, Brigham and Women’s Hospital, and Harvard Medical School for its management of The Nurses’ Health Study II and The Growing Up Today Study. The Nurses’ Health Study II is funded in part by NIH UM1 CA176726.
The authors declare no competing interests.
Publisher's note: Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
About this article
Cite this article
Roberts, A.L., Gladish, N., Gatev, E. et al. Exposure to childhood abuse is associated with human sperm DNA methylation. Transl Psychiatry 8, 194 (2018). https://doi.org/10.1038/s41398-018-0252-1
Frontiers in Genetics (2019)
Frontiers in Psychiatry (2019)
Customized MethylC-Capture Sequencing to Evaluate Variation in the Human Sperm DNA Methylome Representative of Altered Folate Metabolism
Environmental Health Perspectives (2019)
Journal of Public Health (2019)