Broadband tunable liquid crystal terahertz waveplates driven with porous graphene electrodes



Versatile devices, especially tunable ones, for terahertz imaging, sensing and high-speed communication, are in high demand. Liquid crystal based components are perfect candidates in the optical range; however, they encounter significant challenges in the terahertz band, particularly the lack of highly transparent electrodes and the drawbacks induced by a thick cell. Here, a strategy to overcome all these challenges is proposed: Few-layer porous graphene is employed as an electrode with a transmittance of more than 98%. A subwavelength metal wire grid is utilized as an integrated high-efficiency electrode and polarizer. The homogeneous alignment of a high-birefringence liquid crystal is implemented on both frail electrodes via a non-contact photo-alignment technique. A tunable terahertz waveplate is thus obtained. Its polarization evolution is directly demonstrated. Furthermore, quarter-wave plates that are electrically controllable over the entire testing range are achieved by stacking two cells. The proposed solution may pave a simple and bright road toward the development of various liquid crystal terahertz apparatuses.


Terahertz (THz) waves, which are typically defined as electromagnetic waves in the frequency range of 0.1–10 THz, offer great potential for application in security screening, nondestructive evaluation and high-speed wireless communication.1,2 In the past two decades, impressive progress has been made in this field.1,2,3,4 It is expected that THz switches, attenuators, filters, polarization controllers and even routers will become available to handle THz waves in controllable or reconfigurable ways,5,6 just like their well-developed optical counterparts. Liquid crystals (LCs) have proven to be a perfect means of fulfilling these needs in the visible and telecom bands. It is also a very promising candidate for the new platform of THz devices.7,8 However, related studies still face significant challenges: First, metal layers with a thickness of more than a few tens of nanometers are totally opaque, and the conductive indium tin oxide (ITO) films that are commonly used in the visible range also become highly reflective.9 The lack of transparent electrodes makes the electric tuning of LCs difficult to achieve. Second, the dispersion of LC refractive indices induces a comparatively low birefringence in the THz regime.10 Third, both the corresponding wavelengths and wavelength range (30 µm to 3 mm in vacuum) are much larger than those in the visible region. The latter two facts together give rise to a need for a very thick LC layer to achieve certain modulations (e.g., π/2 or π phase retardation), leading to several disadvantages such as high operating voltage, slow response and poor pre-alignment. These bottlenecks hinder the rapid development of this field.

In early studies, magnetic fields were used to tune LCs,11,12 without the requisite transparent electrodes. These devices achieved good tunability, but they were bulky, heavy, costly and highly power consuming. Therefore, electrically driven devices remain the primary focus of research. Tsai et al.13 have employed a bias electric field generated by two crossed gold strips, with low modulation efficiency and high driving voltage. Hsieh et al.14 have accomplished greater modulation of up to π/2 by using a lateral field to avoid affecting the transmittance of the THz signals, but this design suffered from a very slow response. We have used subwavelength metal wire grids as transparent electrodes for THz phase shifters, thereby achieving highly compact and efficient components.15 However, these electrodes were polarization selective. Most recently, highly transparent ITO nanowhisker electrodes, the transmittance of which reached 82% in the range of 0.2–1.2 THz, have been utilized in THz phase shifters.16 Unfortunately, to achieve the required high phase retardation, in most previous efforts, large cell gaps (500 µm or more) have been introduced, causing the components to respond very slowly because the decay time of LCs is proportional to the square of the cell gap.17 In addition, it is quite difficult to implement homogeneous pre-alignment in such thick cells, as the coherence length of LCs that can be induced using an alignment layer is only 100 µm. This reduces the effective phase retardation and introduces scattering-induced loss. A stack-layered LC strategy has been utilized to overcome the coherence length limitation,12 but this strategy was found to incur additional loss. Meanwhile, new LC materials with greater birefringence have been successively reported.18,19,20 We have developed a room-temperature nematic LC NJU-LDn-4 with an average birefringence of greater than 0.3 from 0.5 to 2.5 THz, which is 2.5 times the birefringence of traditional E7 (0.12 in the THz region).21 This material improvement remarkably reduces the required cell gap, thus decreasing the operating voltage and response time.

In the past 10 years, graphene has attracted considerable attention because of its excellent electrical and optical performance.22 This promising material has also been applied in the THz region.23,24 Wu et al.25 have used pristine graphene films grown via chemical vapor deposition (CVD) as transparent electrodes to drive LCs and obtained a 10.8° phase shift at 1.0 THz. The transmittance of single-layer graphene was found to be 88% in the THz range. It decreased gradually as the number of graphene layers was increased, whereas the electrical conductivity increased, implying a tradeoff between them. Notably, the growth and treatment of large-area single-layer graphene films are more challenging than those of few-layer ones. Here, porous few-layer graphene films are generated via a simple UV/ozone (UVO) technique, and their frequency-dependent transmittances are characterized. They exhibit much higher THz transparency (>98%) than does single-layer graphene while maintaining high electrical conductivity. A subwavelength metal wire grid is introduced to serve as the other electrode and built-in polarizer. By combining these elements with a high-birefringence NJU-LDn-4 LCs, a tunable THz half-wave plate over 1.0 THz is obtained. The polarization evolution of the waveplate is directly demonstrated. The results suggest a practical design for various tunable THz devices.

Materials and methods

Schematic and principle

The cell configuration of the component is illustrated in Figure 1a. It is composed of two parallel fused silica substrates separated by 250-μm-thick Mylar films and infiltrated with the high-birefringence LCs. The front substrate (nearer the THz source) is covered with a metal wire grid, whereas the rear one is covered with porous few-layer graphene. Both substrates are spin coated with sulfonic azo dye (SD1) as an alignment layer and photo-aligned to achieve homogeneous pre-alignment at 45° to the grating direction.

Figure 1

Tunable THz waveplate. (a) The cell is composed of a front fused silica substrate covered with a subwavelength metal wire grid and a rear fused silica substrate covered with porous graphene. Both substrates are spin coated with SD1 alignment layers, and 250-μm-thick Mylar is used to separate the two substrates. NJU-LDn-4 LCs are capillary filled into the cell. Also shown are the frequency- and polarization-dependent transmittances of (b) the subwavelength metal wire grid (a photograph of the grid is presented in the inset) as well as (c) pristine, UVO-treated and then SD1 spin-coated CVD-grown few-layer graphene films. CVD, chemical vapor deposition; LC, liquid crystal; SD1, sulfonic azo dye; TE, transverse electric; THz, terahertz; TM, transverse magnetic; UVO, UV/ozone.

The principle applied here is quite similar to that of LC waveplates in the visible range. THz waves are linearly polarized by the sub-wavelength metal wire grid. Because the initial LC alignment is 45° to the grid orientation, that is, −45° to the incident polarization, the linearly polarized wave is decomposed into two components: parallel and perpendicular to the LC director (the optical axis). Because of the birefringence of the LCs (Δn, Δn=neno, ne — extraordinary refractive index; no — ordinary refractive index), the phase retardation between the ordinary and extraordinary components of the THz beam passing through this cell is Δφ=2πΔnd/λ, where d is the cell gap and λ is the incident wavelength in vacuum. The highest phase retardation is achieved when the voltage is zero. As the applied voltage increases, no remains constant, while the effective value of ne (neff) decreases, thus allowing for the tuning of Δφ.


We first transferred the CVD-grown graphene onto the fused silica substrate as described in the literature.26 Then, the graphene film was UVO treated using a UV cleaning machine (FD/UVO3-05s; Fanda Machine Co., Suzhou, China) for 30 min. This simple process introduced porous structures into the graphene films. The subwavelength metal wire grid was fabricated via photolithography and Au deposition, with a thickness of approximately 40 nm, onto 0.6-mm-thick fused silica.15 The grating pitch was 20 µm with a duty cycle of 50%. Photo-sensitive SD1 (Dainippon Ink and Chemicals Inc., Chiba, Japan)27 was dissolved in N,N-dimethylformamide (DMF) at a concentration of 0.5 wt-%. The solution was spin coated onto the substrates coated with the UVO-treated graphene and the sub-wavelength metal wire grid at 3000 r.p.m. for 30 s to form the alignment layers. Then, the films were baked at 100 °C for 10 min to remove residual DMF. The two substrates (1.5 cm×2.5 cm in size) were assembled using epoxy glue and uniformly separated by 250-μm-thick Mylar films to form a cell. An exposure of 3 J cm−2 under a linearly polarized 405 nm blue LED was applied through the porous graphene substrate to induce uniform planar alignment in the cell. As the light was absorbed, the chromophores of the SD1 tended to rotate perpendicularly in the azimuth direction with respect to the direction of incident polarization. The LC pre-alignment was set at 45° to the direction of the metal grid. Finally, the cell was infiltrated with NJU-LDn-4 LCs, which were prepared as previously reported.21 To fabricate a double-stacked cell, an additional substrate covered with porous graphene films on both sides was inserted. The cells were driven by applying a 1 kHz square-wave alternating current signal through copper tapes connecting the electrodes to the electric power source.


The frequency- and polarization-dependent transmittances of the two different electrodes were characterized using a THz time-domain spectroscopy system (TAS7500SP; Advantest Corporation, Tokyo, Japan) with a transmission analysis accessory. Figure 1b presents the transverse magnetic mode and transverse electric mode transmittances of the subwavelength metal wire grid, which was composed of alternating 10 µm metal strips and 10 µm spaces (as shown in the inset). The metal wire grid exhibited a high transmittance of 98% on average in the range of 0.5–2.5 THz for transverse magnetic waves. Meanwhile, the transverse electric waves were highly suppressed, and a transmittance below 2% was obtained. Thus, the grid served as both a transparent electrode and a built-in broadband polarizer.15 Figure 1c reveals that the few-layer (trilayer, on average) CVD graphene exhibited moderate transparency (82%) in the THz band. After the single-step UVO treatment, the transmittance of the few-layer graphene increased to over 98%, even higher than that of single-layer graphene.25 A superb transparency greater than 95% was still achieved after SD1 spin coating. All transmittances reported here are referred to the same fused silica substrate without graphene coating. Furthermore, all graphene films mentioned above exhibited excellent polarization-independent transmittance in the tested THz range. Both the transmittance of the few-layer graphene at THz frequencies and its sheet resistance are important factors. The sheet resistance of the UVO-treated graphene was 910 Ω sq−1, as measured using a four-point probe instrument. This value is comparable to that of a pristine single-layer graphene film. Although this result is acceptable for single-pixel applications, further improvement is still desired, especially for high-resolution devices. The value of the sheet resistance is quite sensitive to film quality and could be improved by optimizing the CVD process. However, similar to the case of ITO, there is always a tradeoff between resistivity and transmittance. Moreover, in this study, a photo-alignment technique27,28 was applied to achieve precise and stable homogeneous alignment and to avoid any mechanical damage to either of the frail electrodes.

Morphological characterization and Raman spectroscopy analysis were performed to determine the reason for the pronounced improvement in the transparency of the graphene films observed after UVO treatment. A pristine CVD-grown graphene film was transferred onto a microhollow carbon-coated copper grid for transmission electron microscopy (TEM) inspection. The edges of the suspended film tended to fold back, allowing for a cross-sectional view of the film, which provided an accurate means of measuring the number of layers.29 The darker region visible in the center of Figure 2a was caused by the doubling of the layers at the folded edge. Sections of trilayers are observed in Figure 2b. The estimated interlayer spacing was 3.3 Å. Figure 2e presents the corresponding Raman spectrum, which allowed for structural and quality characterization of the graphene films. Three peaks are evident for the pristine graphene, where G (1580 cm−1) denotes the symmetry-allowed graphite band, D (1350 cm−1) is disorder-induced and 2D (2700 cm−1) is the second harmonic band of D. The G-to-2D peak intensity ratio exhibits a good correlation with the number of graphene layers in CVD graphene samples.29 The spectrum presented in Figure 2e is indicative of few-layer graphene, which is consistent with our TEM measurement. Scanning electron microscope observation (Figure 2c) revealed that the CVD-grown graphene films were solid and smooth. After UVO treatment, the graphene was oxidized, carbon-carbon bonds were broken and CO/CO2 molecules were released;30 thus, randomly distributed microscale hollows appeared (Figure 2d). Because the spot size for Raman excitation is at the microscale, the recorded spectra were highly location dependent. Two typical spectra are presented in Figure 2f. The strong and sharp D band in the spectrum indicated by the red line indicates that more defects appeared after UVO treatment, whereas the decreased G/2D ratio indicated by the black line suggests a reduction in the graphene film layers. These phenomena are both consistent with the scanning electron microscope observations. The porous structure induced by the perforation effect of the UVO treatment is considered to be the reason for the observed increase in transmittance.

Figure 2

Graphene films. (a) Low-magnification TEM image showing a CVD-grown graphene film on a microhollow carbon-coated grid. (b) High-magnification TEM image showing the film edge, consisting of trilayer graphene. A cross-sectional analysis is presented as an inset. SEM images of (c) pristine and (d) UVO-treated graphene films. Raman spectra of (e) pristine and (f) UVO-treated graphene films; the black line indicates the reduction of the graphene film layers, whereas the red line indicates the appearance of more defects. CVD, chemical vapor deposition; SEM, scanning electron microscope; TEM, transmission electron microscopy; UVO, UV/ozone.

Results and discussion

Cell simulations

Here, we use a 3D module of the commercial software Techwiz LCD to simulate the electrical field and director distribution in the cell. As in the experiment, a 1 kHz square-wave alternating current signal is used. The top electrode contains alternating 10 µm metal strips and 10 µm spaces. The bottom electrode (porous graphene) is equivalently replaced by a flat ITO electrode with micro-sized hollows in the simulation. The y axis is defined as the direction of the metal wire grid, and the x axis is perpendicular to the y axis in the plane of the substrates, whereas the z axis is normal to the substrates. Only the electrical field along the z axis is shown, and its intensity scale is defined by a color bar. Figure 3a and 3c shows the electrical field and LC director distribution at 0 Vrms, respectively. The field intensity is 0 V μm−1, and the LC director is homogenously oriented at 45° to the y axis. The LC director is reoriented by the electric field as the applied voltage increases. Figure 3b shows the field distribution inside the cell at 50 Vrms, which is approximately 0.2 V μm−1, as expected. Figure 3d shows the corresponding LC director distribution. All LCs, except for the two thin layers adjacent to the electrodes, reorient along the direction of the applied field. The simulation results indicate that because the cell gap is much larger than the pitch of the metal grid and the size of the graphene hollows, a uniform electric field and homogeneous rotation of the LC director can be achieved, which further confirms the operation of the device as a tunable waveplate.

Figure 3

Cell simulations. Three-dimensional simulations of the electrical field (a) at 0 Vrms and (b) at 50 Vrms as well as the LC director distributions (c) at 0 Vrms and (d) at 50 Vrms in the proposed THz waveplate. The top electrode is covered by a subwavelength metal wire grid, whereas the bottom one is an ITO electrode with micro-sized hollows. Pre-alignment is at 45° to the y axis in the xy plane, and the cell gap is 250 µm. The color bar is marked in units of V μm−1. ITO, indium tin oxide; LC, liquid crystal; THz, terahertz.

Electro-optical properties

A THz time-domain spectroscopy system with a transmission polarization analysis accessory was used to characterize the properties of proposed waveplate. Figure 4a schematically illustrates the setup for the transmittance polarization analysis. Figure 4b presents the voltage-dependent temporal spectra of ordinary and extraordinary THz waves, respectively. The spectra of the ordinary waves did not change with the applied voltage, whereas those of the extraordinary waves shifted considerably. We transformed the temporal spectra into frequency spectra using fast Fourier transforms. Figure 4c shows the frequency-dependent phase retardation at several different operating voltages, as extracted from the frequency spectra. By virtue of the high birefringence of the NJU-LDn-4 LCs, significant phase retardation was achieved. When values of Δn=0.3 and d=250 µm are considered in Δφ=2πΔnd/λ, it is evident that a theoretical Δφ of π could be achieved at 2.0 THz. In our experiments, a half-wave plate was realized at 2.1 THz when no field was applied. The retardation at a given voltage was nearly directly proportional to the frequency because of the low dispersion of the LC birefringence over a broadband range. As expected, the phase retardation decreased from its maximum to nearly zero as the applied voltage was progressively increased to saturation, 50 Vrms in this case. For the tested sample, a Δφ tuning of 0–π was achieved for frequencies above 2.1 THz (labeled in red in Figure 4c), and a tuning of 0–π/2 was achieved above 1.1 THz (both blue and red regions in Figure 4c). The polarization evolution at 2.1 THz is illustrated in Figure 4d. The output polarization states changed from a linear polarization (half-wave plate) to elliptical, circular (quarter-wave plate) and again elliptical polarizations and then back to an orthogonal linear polarization (no phase retardation) at increasing voltages.

Figure 4

Device characteristics. (a) Schematic set-up for transmittance polarization analysis. The apparatus consists of three metal wire grid polarizers (P), where P1 and P3 are fixed in a parallel orientation (defined as 0°), thereby allowing only TM-mode waves to be transmitted to the cell, whereas P2 can rotate between the 45° and –45° states. (b) Voltage-dependent temporal spectra of ordinary and extraordinary THz waves transmitted through the cell. (c) Frequency-dependent phase retardation calculated from the curves presented in b for different operating voltages. (d) Polarization evolution at 2.1 THz: linearly polarized at 0 V, elliptically polarized at 6 V, circularly polarized at 8.8 V, elliptically polarized at 20 V and linearly polarized at 50 V (orthogonal to the polarization at 0 V). THz, terahertz; TM, transverse magnetic.

Double-stacked LC cell

Greater modulation and a broader tunable range can be accomplished by stacking cells. We demonstrated a double-stacked waveplate with a built-in polarizer (as shown in Figure 5a). The cell configuration was quite similar to that of the single cell (Figure 1a), except that an extra substrate covered with porous graphene films on both sides was inserted between the two initial substrates. In fact, graphene films, including porous ones, could replace the metal wire grid electrode both here and in other devices.31,32 The effective LC thickness was nearly doubled, thereby allowing the device to function as a quarter-wave plate over the entire testing range (0.5–2.5 THz). A Δφ tuning of 0–π for frequencies above 0.9 THz (red and yellow regions in Figure 5b) and even a tuning of over 2π for frequencies above 1.8 THz (yellow regions in Figure 5b) were achieved. Therefore, arbitrary polarization conversion could be performed above 1.8 THz using the sample by tuning the applied voltage. The voltage-dependent phase retardation measured at 0.9 and 1.8 THz is presented in Figure 5c. As expected, the phase retardation decreased as the applied voltage increased. A tuning range of greater than π was achieved at 1.8 THz below 9 Vrms. Because the loss of the components was highly suppressed, the cell-stacking strategy became much more powerful.

Figure 5

Double-stacked cell characterization. (a) Schematic illustration of the double-stacked cell. (b) Frequency-dependent phase retardation of the sample at 0 Vrms. (c) Voltage-dependent phase retardation at 0.9 and 1.8 THz. THz, terahertz.


In this work, we systematically solved the problems encountered in the design of LC-based THz components. A practical, tunable THz waveplate, which is a fundamental element for polarization conversion,33 was proposed and demonstrated. In addition to its compact size, high efficiency and low power consumption, it also offers other interesting features and advantages: (i) its unique cell structure contains a built-in subwavelength metal wire grid polarizer/electrode and a cost-effective CVD-grown few-layer graphene electrode; (ii) a large-area UVO post-treatment technique is applied to significantly improve the transparency of the graphene in the THz band; (iii) a non-contact photo-alignment technique is employed to implement precise and high-quality LC pre-alignment on the frail electrodes; (iv) a high-birefringence LC mixture is used, enabling high phase retardation in a single cell; and (v) continuous tuning of polarization conversion is possible at low driving voltages (0–50 Vrms). The same tuning range can be achieved below 10 Vrms using a double-stacked LC cell. Because a total solution for a half-wave plate with a similar design in the visible range has been demonstrated, the development of various high-performance THz photonic devices for further amplitude, phase, and polarization modulation and even complex wavefront control, such as Q-plates,34 fork gratings,35 etc., can also be expected. We believe that this total solution may pave a simple and bright road toward the development of various tunable LC THz apparatuses, which will play important roles in THz imaging, sensing, high-speed wireless communication and security applications.


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The authors are indebted to V Chigrinov for his kind support with the photo-alignment technique and would like to thank Wen-Chao Liu and Li-Gang Ma for their assistance with the Raman spectroscopy measurements. This work was sponsored by the 973 programs (Nos. 2011CBA00200 and 2012CB921803), the National Natural Science Foundation of China (Nos. 61490714, 11304151 and 61435008) and the PhD Programs Foundation of the Ministry of Education of China (No. 20120091120020). Yan-Qing Lu appreciates the support from National Science Fund for Distinguished Young Scholars (No. 61225026) and the Program for Changjiang Scholars and Innovative Research Team in University (No. IRT13021). Biao-Bing Jin appreciates the support from the 973 program (No. 2014CB339800), the National Natural Science Foundation of China (Nos. 61371035 and 11227904) and Cooperative Innovation Centre of Terahertz Science, University of Electronic Science and Technology (Chengdu, China).

Note: Accepted article preview online 18 December 2014

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Correspondence to Wei Hu or Yan-Qing Lu.

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Wang, L., Lin, XW., Hu, W. et al. Broadband tunable liquid crystal terahertz waveplates driven with porous graphene electrodes. Light Sci Appl 4, e253 (2015).

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  • liquid crystal
  • porous graphene
  • terahertz
  • waveplate


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