Plasmon-enhanced photocurrent generation and water oxidation from visible to near-infrared wavelengths


This paper presents recent investigations of plasmon-enhanced photoelectric conversion and water oxidation by visible and near-infrared light irradiation. Since the discovery of the Honda–Fujishima effect in 1972, significant efforts have been devoted to lengthening the light–energy conversion wavelength. In this context, plasmonic photoelectric conversion has been recently demonstrated at visible-to-near-infrared wavelengths without deteriorating photoelectric conversion by employing titanium dioxide (TiO2) single-crystal photoelectrodes, in which gold nanorods are elaborately arrayed on the surface. A potassium perchlorate aqueous solution was employed as an electrolyte solution without additional electron donors; thus, water molecules provided the electrons. The stoichiometric evolution of oxygen and hydrogen peroxide as a result of the four- or two-electron oxidation of water molecules, respectively, was accomplished with near-infrared light irradiation using the plasmonic optical antenna effect. As there is very little overpotential for water oxidation, these results constitute a significant advancement in this field. In addition, this photoelectric conversion system could potentially be employed in artificial photosynthesis systems that exceed the photosynthetic capabilities of plants by allowing for photoconversion over a wide range of wavelengths.


To realize a future low-carbon society, it is necessary to create systems that can convert solar energy to electrical or chemical energy. A system compatible with the broad spectrum of sunlight, which includes the visible to near-infrared wavelengths, must be developed to achieve efficient solar energy conversion. Although the p–n junction silicon solar cell widely used in photovoltaic panels is now commercially available for home use, its photoelectric conversion efficiency is only 17%, with 30% marking the upper theoretical limit.1 To consider photovoltaics as a future substitute for nuclear power generation, it is necessary to improve solar energy conversion efficiencies. Therefore, the search for efficient light–energy conversion systems based on alternative principles has attracted considerable attention. The solar irradiance spectrum observed on the surface of the Earth is illustrated in Figure 1. Remarkably, only 4% of this spectrum constitutes ultraviolet radiation (<400 nm), whereas visible light (400–800 nm) comprises 50% and infrared light (>800 nm) comprises the remaining 46%. Silicon solar cells exhibit a limited ability to conduct photoelectric conversion of infrared light longer than 1000 nm in wavelength due to the interference of the silicon band gap. Therefore, to develop an efficient solar cell, it is necessary to improve the photoconversion of infrared light, which is a significant component of the solar spectrum.

Figure 1

The solar irradiance spectrum observed on the surface of Earth.

In 1972, Honda and Fujishima first demonstrated that photoelectric conversion could be accomplished at very high efficiencies in the ultraviolet wavelength region using a titanium dioxide (TiO2) semiconductor electrode as a working electrode in photoelectrochemical measurements.2 Since then, many attempts to extend photoelectric conversion and photocatalytic reaction to longer wavelengths have been made.3, 4, 5, 6 Solar cells effective over a broad wavelength range, such as tandem solar cells employing semiconductors that exhibit different band gaps7, 8 and dye-sensitized solar cells, which extend wavelength efficiency using organic dyes with various absorption bands, have previously been developed at the laboratory level.9, 10, 11 However, these systems require the use of two or more different materials and molecules, thus complicating their fabrication. In contrast, metallic nanostructures exhibiting localized surface plasmon resonance (LSPR) can be made to exhibit varying resonant wavelengths by tailoring the nanoparticle structural parameters, such as size, shape and spatial arrangement in an array.12, 13, 14 Therefore, it is possible to control the resonant wavelength in a single substance. Moreover, LSPR gives rise to an optical antenna effect, which efficiently harvests light and localizes electromagnetic waves at the nanoscale.15, 16, 17, 18, 19 Therefore, it is understood that metallic nanostructures act as photoelectric conversion systems that enable the effective utilization of photons, having a role similar to that of chlorophyll in photosynthesis.20, 21, 22, 23 Although many photoelectric conversion systems using LSPR have been previously reported, the wavelengths at which photoelectric conversion occurs did not extend beyond 700 nm,24, 25, 26, 27, 28, 29, 30, 31 creating a need to explore photoelectric conversion at infrared wavelengths past 800 nm.

Recently, plasmonic photoelectric conversion from visible to near-infrared wavelengths (<1300 nm) without deteriorating photoelectric conversion using TiO2 single-crystal photoelectrodes in which gold nanorods (Au NRs) were elaborately arrayed on the surface was demonstrated.32 In this review, we describe recent studies concerning the optical antenna effect induced by LSPR, the spectral properties of Au NRs, and the plasmonic photoelectric conversion behavior at visible to near-infrared wavelengths of light, as well as the experimental approach for investigating the mechanism of plasmonic photoelectric conversion.

Optical antenna effect induced by LSPR

Light comprises electromagnetic waves in which the electric field oscillates perpendicularly to the direction of propagation of the wave. When metallic nanoparticles, such as silver and Au, are irradiated by light, a collective motion of the conduction electrons at the metallic nanoparticle surface is induced by the oscillating electric field.13, 33 As a result, a dipole and quadrupole form because a charge bias arises on the surface of the metallic nanoparticle.13, 34, 35, 36, 37 Furthermore, because an electric field arises as a result of the differential electronic charge, localized electromagnetic waves, also called ‘near-field light’, form on the metallic particle surface. This near-field light differs from ordinary light (light that can be propagated, also called propagating light), and is localized in the vicinity of the metallic surface. This phenomenon is known as LSPR. The near-field light continues to exist at the nanoparticle surface until the collective motion of the conduction electrons becomes disordered (LSPR phase relaxation). As the phase relaxation time of LSPR is approximately several femtoseconds (depending on the type of metal, size and shape), near-field light will exist at the metal particle surface only for that time.12, 38 However, propagating light will pass metallic nanoparticles tens of nanometers in size in <0.1 fs, which is shorter than the phase-relaxation time of LSPR by two orders of magnitude. Moreover, because the density of the electric charge is highest at the ends of the metal particles that are aligned with the electric field of the incident light, the electromagnetic field concentrates at the ends of the particles along the incident polarization.39, 40 This phenomenon results in the temporary spatial confinement of light at the metallic nanoparticle surface as a consequence of the LSPR excitation.22, 41 Therefore, on the metallic nanoparticle surface, the electromagnetic field is enhanced by roughly two orders of magnitude compared with the electromagnetic field intensity of the incident light. It therefore becomes possible to harvest photons in a manner similar to a metallic antenna and to localize them to a nanometer-sized spatial region. As the light–matter coupling process is enhanced by this electromagnetic field enhancement effect, the enhancement of fluorescence,42 Raman scattering signals43 and other phenomena have been reported. On the basis of the electromagnetic field enhancement effect, there is a possibility that metallic nanostructures exhibiting LSPR function as an antenna similar to the reaction-center chlorophyll molecules of plants, resulting in an enhancement in the photoelectric conversion efficiency of solar cells and allowing for application in artificial photosynthesis systems.

Plasmonic photoelectric conversion by visible and near-infrared light

The Au NRs used in the study by Nishijima et al.32 were fabricated in the range of 2.5 mm around on a rutile-type single-crystal TiO2 substrate (0.05 wt% Nb-doped) using electron beam lithography and the lift-off method to create optical antenna structures. Figure 2a depicts the scanning electron microscope images of the Au NRs (each 100 × 200 × 30 nm) on TiO2. To measure the photoelectric conversion properties of the photoelectrode, a conventional three-electrode photoelectrochemical measurement system was employed. A schematic illustration of the photoelectrochemical cell is displayed in Figure 2b. In this measurement system, a TiO2 substrate loaded with Au NPs was used as the working electrode, whereas a platinum wire and saturated calomel electrode were used as the counter electrode and reference electrode, respectively. In the photoelectrochemical measurement system, the working electrode was covered with a Teflon-made plate having a window (ϕ: 2 mm) through which light can irradiate only the Au NRs fabricated on the working electrode. Significantly, only a potassium perchlorate aqueous solution (0.1 mol dm−3) was used as the electrolyte solution without the addition of other electron donors.

Figure 2

(a) Scanning electron microscope images of Au NRs on TiO2 (left). Scanning electron microscope image of the same substrate tilted by 75° (right). (b) A schematic illustration of the photoelectrochemical cell.

Figure 3a displays the extinction spectra of the Au NRs in the electrolyte solution under nonpolarized and polarized conditions. Two distinct LSPR bands were clearly observed near 650 and 1000 nm under the nonpolarized conditions (black curve), in agreement with the extinction spectra of chemically synthesized Au NRs.44, 45 The measured spectra in Figure 3a indicate that the transverse mode (T-mode, λmax: 650 nm; the spectrum shown in blue) and longitudinal mode (L-mode, λmax: 1000 nm; the spectrum shown in red) that are perpendicular and parallel, respectively, to the Au NR arrays can be selectively excited by controlling the polarization of the incident light.46 Figure 3b displays a linear sweep voltammogram under irradiation at wavelengths ranging from 500 to 1300 nm with and without Au NRs. Importantly, no photocurrent was observed from the TiO2 single-crystal photoelectrode in the absence of Au NRs under irradiation with visible and near-infrared light. However, an anodic photocurrent was clearly observed at a positive potential above −0.3 V (vs saturated calomel electrode) using the Au NR-loaded TiO2 photoelectrode. Figure 3c displays the action spectra of the incident photon-to-current conversion efficiency (IPCE) under nonpolarized and polarized conditions at an applied potential of +0.3 V (vs saturated calomel electrode). The shapes and peak wavelengths of the IPCE action spectra were in close agreement with those of the plasmon resonance bands with high reproducibility. According to the measurement of the IPCE action spectrum under linearly polarization conditions, the IPCE values of the photocurrent were 6.3 and 8.4%, corresponding to the LSPR spectra in the T-mode at 650 nm and the L-mode at 1000 nm, respectively. These observations suggested that the electron injection from the Au NRs to the TiO2 single-crystal substrate is induced by LSPR excitation.

Figure 3

(a) Extinction spectra of the Au NRs in water. Black: nonpolarized light. Red and blue: L- and T-modes, respectively, under irradiation with linearly polarized light. (b) Linear sweep voltammograms under irradiation with light in the wavelength range from 500 to 1300 nm with (blue) and without (red) Au NRs. The sweep rate was 5 mV s−1 (c) IPCE action spectra. Black: nonpolarized light, Red: L-mode and Blue: T-mode.

Temperature dependence of the plasmonic photoelectric conversion

The effect of temperature on the plasmonic photoelectric conversion was explored at the plasmon wavelengths of 650 nm (T-mode) and 1000 nm (L-mode) and at the 450 nm wavelength that can induce the interband transition of Au from the d-bands to the sp-conduction band.47, 48 As illustrated in the current–potential curves measured at various temperatures in Figure 4a, it is clear that the reduction of the photocurrent that accompanies increases in temperature in silicon solar cells was not observed in the plasmonic photoelectrode; rather, the photocurrent was observed to increase with increasing temperature. Using the temperature dependence of the photocurrent, an Arrhenius plot for each irradiation wavelength was created in Figure 4b. It was determined that 12 kJ mol−1 of activation energy exists in the LSPR excitation (650 and 1000 nm wavelengths), whereas the Au interband transition (450 nm wavelength) contains 29 kJ mol−1 of energy. This difference in energy implies that the process of electron transfer may differ between the interband transition and LSPR excitation. Furthermore, the dependence of the plasmonic photoelectric conversion on the irradiation time for 200 h was measured. It was confirmed that a stable photocurrent can persist for 200 h in aqueous electrolyte solutions lacking electron donor molecules, as revealed in Figure 4c. This result suggests that water molecules may serve as an electron source. Specifically, it was hypothesized that oxygen (O2) or hydrogen peroxide (H2O2) was evolved as a result of water oxidation at the Au NR-loaded TiO2 photoelectrode.

Figure 4

(a) Temperature dependence of the current–potential curves. (b) Arrhenius plot (applied potential: 0.3 V vs saturated calomel electrode). (c) Irradiation time dependence of the photocurrent value over 200 h.

Determining the electron source in the plasmonic photoelectric conversion system

On the basis of the abovementioned observations, the source of electrons in the plasmonic photoelectric conversion system was determined.49 The amount of O2 and H2O2 that evolved from the oxidation of water was quantitatively determined by gas chromatography/mass spectrometry (GC–MS) using water-(18-O) (10% isotopic purity)50, 51 and by absorptiometry using oxo(5,10,15, 20-tetra(4-pyridyl)porphinato)titanium(IV) as an H2O2 indicator.52 To analyze the quantity of O2 and H2O2 that evolved for an observed photocurrent, O2, H2O2 and the number of electrons were quantitatively measured to assess the relationship between the irradiation time and photocurrent. Figure 5 displays the reaction yield of O2 and H2O2 as a function of the observed photocurrent and its corresponding IPCE action spectrum. At the irradiation wavelengths of 500 and 600 nm, which can induce the interband transition of Au and the LSPR T-mode, a nearly stoichiometric evolution of oxygen was clearly achieved. However, at the irradiation wavelengths of 800 and 1000 nm, which can induce the LSPR L-mode, the amount of evolved O2 decreased and H2O2 was generated instead. These results indicate that water molecules served as the electron donor in the plasmonic photoelectric conversion system and that a nearly stoichiometric evolution of O2 and H2O2 was achieved as a result of the oxidation of a water molecule with four or two photogenerated holes, respectively. Although numerous studies have achieved water oxidation or water splitting using the irradiation of visible light below wavelengths of 700 nm,31, 53, 54, 55, 56, 57 this study is the first to achieve the stoichiometric evolution of O2 from water molecules with the irradiation of near-infrared light at a wavelength of 1000 nm (1.24 eV). This result means that water oxidation via a four-electron transfer was accomplished by using a plasmonic photoelectric conversion system. If the method of electron transfer at the electrode interface is induced by LSPR, an interface between different phases that dramatically reduces energy loss can be designed. It is expected that the ultimate solar energy conversion system can convert 80% (<1300 nm) of the light energy in sunlight to chemical energy.

Figure 5

Reaction yield of O2 and H2O2 as a function of the observed photocurrent and its corresponding IPCE action spectrum.

Mechanism of photoelectric conversion

The current section elaborates on the mechanism of the plasmonic photoelectric conversion. As illustrated in the energy diagram in Figure 6, it is hypothesized that an excited electron is transferred to the conduction band of TiO2 immediately following the inter- or intraband transition of the Au nanoparticles induced by the plasmonically enhanced optical near-field,58 thus leaving a hole trapped to the surface states of the TiO2 near the Au/TiO2/water interface; the trapped holes can subsequently induce the oxidation of water molecules.59 It is possible for multiple holes to form and become trapped at the restricted nanospace near the Au/TiO2 interface because the plasmonically enhanced optical near-field is induced at both ends of the Au nanoparticles, especially at the Au/TiO2/water interface, as determined using electromagnetic simulations. Therefore, the overpotential can be ignored because the four trapped holes can react with two water molecules simultaneously. Furthermore, there is a possibility that the activation energy at the plasmon resonance wavelengths is lower than that at the wavelength that induces the interband transition of Au, because the direct excitation of Au can occur throughout the Au NRs. On the basis of the proposed mechanism, the plasmonically enhanced optical near-field would promote water oxidation, resulting in the evolution of O2 and H2O2 even at low-energy wavelengths in the near-infrared region. However, whether the excitation process involves an interband or intraband transition in the Au, a hot electron transfer, or the direct excitation of electrons trapped in the surface states of the TiO2 remains unknown. To understand this mechanism in greater detail, it is important to study the electron-transfer dynamics using time-resolved photoemission electron microscopy and transient absorption measurements pumped by an ultra-short pulse laser, as well to characterize the multiple holes trapped at the TiO2 surface states near the Au/TiO2/water interface using atomic-resolution scanning transmission electron microscopy and electron energy loss spectroscopy under light irradiation conditions.

Figure 6

Energy diagram of the Au NR-loaded TiO2 photoelectrode system. UFB and UO exhibit the flat band potential of TiO2 and the redox potentials versus reversible hydrogen electrode, respectively. The symbols [–] and [+] indicate the electron and the hole, respectively.


In this review, we summarized the recent results regarding plasmon-induced photoelectric conversion and water oxidation using the irradiation of visible and near-infrared light. Although TiO2 was not directly excited in this study, the Honda–Fujishima effect was observed even with the irradiation of near-infrared light by harnessing the plasmonic antenna effect. In particular, water oxidation via a four-electron transfer with near-infrared radiation would be challenging owing to a large overpotential. It was speculated that multiple holes formed at the restricted nanospace as a result of the electromagnetic field enhancement induced by LSPR excitation, enabling the oxidation of two water molecules simultaneously and dramatically reducing the overpotential. These results indicate that this photoelectric conversion system can be applied to artificial photosynthesis systems. Significantly, this system constitutes an enormous stride forward by providing the potential to exceed the photosynthetic capabilities of green plants through photosystem II (λ: 680 nm) by enabling the conversion of a wider range of wavelengths, including near-infrared light, which is not currently used in conventional artificial photosynthesis systems.


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We are extremely grateful to Dr Yoshiaki Nishijima (present affiliation: Yokohama National University), Dr Yukie Yokota (present affiliation: RIKEN) and Mr Yuki Kotake at Hokkaido University for their experimental contributions, as well as Professor Kei Murakoshi at Hokkaido University and Professor Haruo Inoue at Tokyo Metropolitan University for their fruitful discussions. This study was supported by funding from the Ministry of Education, Culture, Sports, Science, and Technology of Japan: KAKENHI Grant-in-Aid for Scientific Research no. 23225006, Nanotechnology Platform (Hokkaido University) and the Low-Carbon Research Network of Japan.

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Correspondence to Hiroaki Misawa.

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Ueno, K., Misawa, H. Plasmon-enhanced photocurrent generation and water oxidation from visible to near-infrared wavelengths. NPG Asia Mater 5, e61 (2013).

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  • gold nanorod
  • localized surface plasmon resonance
  • near-infrared light
  • photoelectric conversion
  • plasmonic chemistry
  • water oxidation

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