Hypoxia is central to tumour evolution, growth, invasion and metastasis. Mathematical models of hypoxia based on reaction-diffusion equations provide seemingly incomplete descriptions as they fail to predict the measured oxygen concentrations in the tumour microenvironment. In an attempt to explain the discrepancies, we consider both the inhomogeneous distribution of oxygen-consuming cells in solid tumours and the dynamics of blood flow in the tumour microcirculation. We find that the low-frequency oscillations play an important role in the establishment of tumour hypoxia. The oscillations interact with consumption to inhibit oxygen diffusion in the microenvironment. This suggests that alpha-blockers–a class of drugs used to treat hypertension and stress disorders, and known to lower or even abolish low-frequency oscillations of arterial blood flow –may act as adjuvant drugs in the radiotherapy of solid tumours by enhancing the oxygen effect.
It is now well recognized that solid tumours are not just ensembles of cancer cells but complex heterogeneous mixtures of malignant and non-malignant cells which are structurally and biochemically supported by an extracellular matrix of polysaccharides and fibrous proteins, and fed by an irregular network of blood vessels1. The tumour vascular network differs substantially from that of normal tissues2. For example, the architecture of tumour blood vessels is often more tortuous and irregular and the endothelial linings and basement membranes are incomplete or absent causing irregular blood flow and vascular leakiness2. The intervascular distance is large and this conspires with irregular blood flow to reduce oxygen and nutrient delivery to cells with the resultant development of hypoxic or even anoxic inner areas2,3,4,5. In their search for nutrients, tumour cells often wrap around blood vessels to form cords of living cells, and the consumption of oxygen, nutrients and eventually of drugs is not homogeneously distributed in solid cancers. Finally, lymphatic vessels are almost absent6; this means that, since the fluids are not drained and toxic molecules such as lactate are not removed from the environment, the chemical composition of interstitial fluids becomes abnormal, producing acidosis, and the pressure of interstitial fluids (IFP) increases. The increased IFP generates a net outward fluid flow which is believed to hinder the penetration of therapeutic drugs. Finally, acidosis can directly impair the action of several therapeutic drugs1,6,7. Hypoxia induces significant genomic and proteomic changes in tumour cells. A pivotal role in the hypoxic response of the cells is played by the Hypoxia Inducible Factor-1 (HIF-1). In well oxygenated cells, the cytoplasmic HIF-1α subunits bind the von Hippel-Landau protein, a component of an E3 ubiquitin ligase, that ultimately targets HIF-1α for proteasomal degradation. Under hypoxia, HIF-1α translocates to the nucleus and binds the HIF-1β subunit to form an active protein which is capable of turning on the expression of target genes upon binding to hypoxia responsive elements2,3. Among such genes are those coding for proteins that stimulate angiogenesis (e.g., VEGF, iNOS), cell proliferation and survival (e.g., EGF, IGF-2) and promote metabolic adaptation by increasing glucose uptake and utilization (e.g., through GLUT-1, Hexokinase). It has been shown that hypoxia can also induce genomic instability by increasing the mutation frequency of cells2,3. The highly selective tumour microenvironment can then promote the growth of more aggressive tumour phenotypes2,3,8. Thus, hypoxia is central to tumour evolution, growth, invasion and metastasis. In addition, hypoxia is known to reduce the efficacy of radiotherapy9,10. More generally, the structure of the tumour microenvironment has an adverse effect on many therapies. This structure hinders the diffusion of oxygen, nutrients and drugs, and the gradients that form in the microenvironment provide ecological niches that are filled by different cell variants11. The distribution of cells, in turn, alters the environment bringing about a complex feedback loop. Evident correlations exist between the aggressiveness of a tumour and the structure of its microenvironment, and the factors that characterize the microenvironment–such as IFP and hypoxia–can be used as prognostic indicators2,3,4,10. The existence of such correlations suggests that by modifying the microenvironment we can control the course of the disease: to this end much experimentation has been carried out to remodel the blood vessel network both with angiogenic and anti-angiogenic factors12.
Surprisingly, in spite of its importance for tumour biology and the clinical course of cancer disease, our understanding of the quantitative aspects of oxygen diffusion in the tumour microenvironment is not complete. Oxygen concentrations in tumour tissues are described by means of appropriate mathematical models that synthesize current knowledge on oxygen diffusion and consumption, see, e.g. ref. 13. Mathematical models of hypoxia have been used in attempts to predict the growth and the spread of tumour cells to surrounding tissues in patients starting from MRI scans of cancer lesions14. In Fig. 1 we compare the output of a stationary reaction-diffusion model with actual experimental data. The measurements of oxygen concentration deviate conspicuously from model predictions, and this means that we still miss some important detail of oxygen diffusion in solid tumours.
Hypoxia shows up differently in different tumours and even in different parts of individual tumours, where it is heterogeneous both in space and in time15,16. Stationary reaction-diffusion models do not take into account the spontaneous oscillations of the parameters of the cardiovascular system17,18, and indeed, besides the periodic oscillations due to breathing rhythms, fluctuations much slower than respiration of arterial pressure–such as the Mayer waves18–are known, and they are caused by the activity of the autonomous nervous system. These fluctuations propagate to the microcirculation, and in tumours the spontaneous oscillations of blood pressure and of blood volume are likely to affect oxygen concentration and delivery to the tumour microenvironment. Fluctuations of blood flow and oxygen concentration have been measured in mice using laser-Doppler flowmetry and recessed-tip oxygen microelectrodes in both normal tissues and solid tumours19. Fourier analysis has revealed that in tumours the magnitude of the fluctuations is higher than in normal tissue and that the power spectra display significant low-frequency oscillations in the range between 0 to 0.16 Hz (in mice heart and breathing frequencies occur at approximately 0.8–1 Hz and 5–6.6 Hz, respectively). These observations have been used to calculate probable distribution of oxygen enhancement ratios within a tumour, and then to compute the tumour control probability of radiation treatments20. It turns out that oxygen fluctuations may adversely affect hypofractionated radiation treatment schemes, like stereotactic radiosurgery and intraoperative radiotherapy20. Oxygen waves may have important implications for tumour hypoxia and therapy–as suggested by Braun et al.19–and to prove their role the standard reaction-diffusion models must be non-trivially extended to include both the oxygen fluctuations and the distribution of oxygen-consuming cells in the tumour tissue, and their outputs finally compared with actual data.
Using a time-dependent oxygen supply in the context of a reaction-diffusion model, with the assumption of a marked spatio-temporal tumour heterogeneity, we find that the model successfully describes the fast decay of oxygen concentration in Fig. 1, and that this result is robust with respect to changes of the parameter values. In the following paragraphs we describe the mathematical development of the model. The details are given in the Methods section, and further considerations can be found in the Supplementary Information (SI).
The dynamics of tumours spans many timescales, and here we consider times that range from about 1 s to one day. This means that the fast dynamics of molecular reactions contributes only with average values, while the growth of the tumour mass can be neglected and taken as fixed. Moreover, here we consider only small spatial regions, close to the capillary vessels, where diffusive phenomena are dominant. This setting is illustrated in Fig. 2, and the concentration Φ of any substance can be described by the generic reaction-diffusion equation
where the diffusion coefficient D can depend on position, and where the reaction term f can depend both on space and time, implicitly by way of a dependence on concentration, or explicitly. Here we assume that D is nearly independent of position, and that the reaction term f(Φ(r, t), r, t) ≈ γΦ, as discussed in the Methods section, so that the reaction-diffusion equation (1) becomes a linear partial differential equation
In this way we can utilize the superposition principle and the usual extension of the solutions to the complex domain as an aid in solving the equations. The superposition principle also helps in understanding complex, realistic situations, as shown in a very close context by the “Green’s function formalism” of Secomb and others21. Then we find solutions of equation (2) using the complex Fourier expansion of the concentration in the time domain
It is useful to consider the planar case first – even though it is not directly relevant to physiology – because it sets the scene for further developments. The main result is that every Fourier component decays exponentially as one moves away from the plane interface where oxygen is fed into a half-space, and the decay lengths are frequency dependent
where . The decay lengths are largest for ωn = ω0 = 0, and they decrease rapidly as ωn grows larger than γ, as shown in Fig. 3. The figure also shows that γ marks the transition between the two regimes: when ωn > γ the consumption rate becomes irrelevant, but when ωn < γ the decay length is nearly independent of ωn and much lower than the case without consumption.
Even though a planar geometry has no meaning in a physiological context, it turns out that the considerations on decay lengths retain their importance also in a more realistic setting, i.e., when we consider the reaction-diffusion problem with a cylindrical geometry. In the vicinity of a blood vessel the oxygen concentration depends only on the distance r from its center if we neglect the dependence in the axial direction, which is due to the slow oxygen depletion of erythrocytes as they move along vessels. Then, the solutions of the reaction-diffusion equation close to a blood vessel of radius R are modified Bessel functions of the second kind with a complex argument22: . Asymptotically these solutions decay faster-than-exponentially, i.e, as the product of an exponential, with the same decay length as the planar case, times . Again, in the stationary case (ωn = ω0 = 0) the falloff is slowest, and the decay length is longest.
A numerical evaluation of the solution shows that close to the blood vessel the falloff depends on the blood vessel radius R. The behaviour of the solution ϕ0(r) in the stationary case (ωn = ω0 = 0) for different vessel sizes is illustrated in Fig. 4: if the diameter is smaller than the decay length , then the solution ϕ0(r) decays considerably faster than the corresponding exponential that we found in the solution for the half-space, and the effect is quite large for small diameter values. For example, with a diameter which is , the solution ϕ0(r) decreases to half its value on the boundary surface at a distance which is , while the exponential falls to half its initial value at a distance .
Remarkably, the rapid decrease due to the faster-than-exponential decay of the stationary solution ϕ0(r) is not sufficient to account for the observed data, as shown by the curves in Fig. 1, which compares the behaviour of ϕ0(r) for different values of the diffusion coefficient with actual measurements. This result hints at the importance of the physiological oxygen fluctuations. However, before taking the fluctuations into account we extend our description of the microenvironment close to a blood vessel.
Tumours have a nonuniform structure, and in some cases tumour cells grow along capillary vessels and form tumour cords5,23 (see Fig. 2). To take this structure into account, we assume that the viable cell density decreases roughly exponentially with increasing distance from the nutrient supply system as discussed in refs 24 and 25 and that the local oxygen consumption is proportional to cell density. This means that the consumption rate γ is a decreasing function of the radius r
where R is the radius of the capillary vessel, and r > R. Since there is a decreasing number of tumour cells further away from the blood vessel, the decrease of oxygen concentration should be less sharp than in the case examined in the previous section.
Because of the nonuniform cell density, the differential equation becomes more complex, and it does not have a closed-form solution. However it is still possible to express the solution as an infinite product, and turning to logarithms it takes on a manageable form, still involving modified Bessel functions with complex argument
Figures 5 and 6 show the behaviour of the solution (6). All the parameters used in the numerical evaluation are extrapolated from experimental data and apply to solid tumours. We take the decay length of the exponential reduction of the consumption rate λc = 120 μm from refs 24 and 25, and the diffusion constant of oxygen as measured both in blood and tissues26,27) D = 2 × 10−9 m2/s. The rates of oxygen consumption in different areas of in vivo tumours have been elegantly and precisely measured, and they have been shown to vary in the range 1.66 10−4–5 10−3 s−1 (mean value 2.16 10−3 s−1)28,29,30. Finally, measurements on melanomas31 indicate that the average microvessel diameter is about 5 μm, i.e., R = 2.5 μm, just enough to let one erythrocyte through.
As expected, Fig. 5 shows that the solution ϕ0 has a fast initial decrease that closely follows that found in the cylindrical case, and deviates from it further away from the blood vessel, where the oxygen consumption rate becomes negligible because of the vanishing population of live tumour cells in the necrotic, hypoxic region.
Figure 6 displays the behaviour of the solution (6) in the time-dependent case. The fluctuations lead to a further reduction in range with respect to the stationary case. Here we have taken frequencies that have a pathophysiological meaning19, and we discuss them in the next section.
Comparison with experimental data
Experiments that probe the tumour microenvironment are extremely difficult, and there are only scant data in the current scientific literature. This is complicated by the large variability that exists between tumours, as far as tumour histology and pO2 profiles are concerned. The tumour tissue can be compact or wrapped around vessels as tumour cords with wide necrotic regions in between, and pO2 can be very low in the tumour center only or also in its periphery15,16,32, and can also display spatial heterogeneity in an individual tumour. Moreover, this spatial heterogeneity combines with temporal variability on time scales of several tens of minutes16,19. Finally, in tumours in vivo the oxygen consumption rate spans the range 1.66 10−4–5 10−3 s−1 (see refs 28-30, 29, 30) (this is very different in cultured tumour cells33 where the rate is contained in the interval 0.0078–1.9 s−1). Before attempting a comparison with actual measurements, we list a few distinct classes on the basis of the experimental observations in refs 15, 16, 19, 28, 32 and 34 and references cited therein, and we point out, at least qualitatively, the correspondence between such observations and our mathematical description of tumour hypoxia. We attempt to integrate the information from histological/biochemical analyses15,28,32 with known facts about oxygen flow in solid tumours16,19,34. In this way we hope to make clear how the models discussed above can help treating the extremely heterogeneous aspects of oxygen availability in solid tumours. We identify five classes:
compact tumor tissue, low consumption rate, quasi-regular oxygen flow: in this case diffusion is unhindered, oxygenation is at a nearly normal level, and even parts of the tumour tissue that are relatively far from blood vessel can get a sufficient supply of oxygen. This situation can be modelled by means of equations (13),(14),(15),(16),(17),(18).
compact tumour tissue, medium/high consumption rate, little necrosis far from blood vessels, quasi-regular oxygen flow: with a medium/high consumption rate, those cells that are close to blood vessels subtract oxygen from areas that lie further away from blood vessels, and lead to the formation of distant hypoxic regions. In this case the amplitude of the constant term in the Fourier expansion of the measured pO2 signal is large, and this situation can be modelled again by means of equations (13),(14),(15),(16),(17),(18) (see, e.g., the curve marked “0 Hz (fixed γ)” in Fig. 7, as discussed further below).
tumour cords, high consumption rate, extended necrosis far from blood vessels, quasi-regular oxygen flow: this is a case similar to the previous one, but the presence of cells wrapped around blood vessels and of extended areas composed of dead cells between tumour cords confines oxygen consumption within a limited distance (a few cell layers) from blood vessels. Thus, elevated oxygen concentrations can be measured in the inner tumour regions. Mathematically, this means that the amplitude of the constant term in the Fourier expansion of the measured pO2 signal is higher than that of case 2. This situation can be modelled by means of equations (19)–(20) (see, e.g., the curve marked “0 Hz” in Fig. 7).
compact tissue/tumor cords, low consumption rate, little necrosis far from blood vessels, bursting oxygen flow (widely separated reoxygenation events): widely separated reoxygenation events correspond to a very low average oxygen tension, and the fluctuating part of the oxygen signal is strongly attenuated even by a low consumption rate. This causes very low oxygen levels in distal regions. Mathematically, in this case the amplitude of the constant term in the Fourier expansion of the pO2 signal is very low when compared with the amplitude of the lowest harmonics, and the signal amplitude is reasonably well represented by the absolute value of the amplitude of the first harmonic. This situation can be modelled once again by means of equations (13),(14),(15),(16),(17),(18).
compact tissue/tumor cords, low consumption rate, extended necrosis far from blood vessels, bursting oxygen flow (widely separated reoxygenation events): general behaviour as in the previous case, however here the constant term may be higher because of the reduced oxygen consumption due to necrosis. This situation can be modelled by means of equations (19)–(20) (see, e.g., the coloured band in Fig. 7).
Unfortunately in the current literature there are no experiments that give both an accurate evaluation of the partial oxygen pressure at a given distance from a blood vessel and its dynamics, therefore for a comparison we use averaged data without an explicit time dependence35. In the experiment of Helmlinger, Yuan, Dellian and Jain35 the partial pressure of oxygen in the tumour interstitium was measured at high spatial resolution (≤10 μm) in situ in a human tumour xenograft using phosphorescence quenching microscopy. They report an oxygen tension far from selected blood vessels that is extremely low, and therefore these data cannot belong to case 1, and can possibly be explained only in a stationary model with a very high oxygen consumption rate, or in the context of a bursting oxygen flow with a moderate consumption rate. Figure 7 provides model predictions that correspond to case 5, with the parameters of the previous section and with the range of frequencies ωn = 2π 0.1 s−1 and ωn = 2π 0.01 s−1 of the pathophysiological rhythms given in ref. 19, and with blood vessel radius R = 22.5 μm (Helmlinger et al.35 report blood vessel diameters in the range 10–80 μm and 22.5 μm is the median radius). The figure shows that the measured pO2 in ref. 35 compares very well with the predictions of the model with fluctuating oxygen tension and tumour cords.
The dependence on blood vessel radius is nonlinear, and the choice of the median value R = 22.5 μm is open to question. To settle this problem we carried out a Monte Carlo simulation where we draw the blood vessel radius from a uniform distribution with the range 5–40 μm, and the frequency ωn from a uniform distribution with the range 2π 0.1 s−1–2π 0.01 s−1. We use uniform distributions because they are the least informative and we are in a situation where nothing is known about the actual distributions of frequencies and radii. We also draw the distance from the blood vessel from a uniform distribution with the range 0–400 μm to span the same range shown in Fig. 7. The results of the simulation are shown in Fig. 8.
These results are quite robust with respect to changes of the model parameters, as demonstrated by the curves in Fig. 9. The coloured bands in the figure represent the frequency region 10 mHz–100 mHz, and we see that they are remarkably stable under changes of the diffusion coefficient and of the consumption rate. On the contrary, the stationary solutions are much less stable. Finally, the comparison with the stationary solutions does not change when we consider the spread of blood vessel radius, as shown in Fig. 10.
In the introduction we noted that there are many factors that appear to affect the observed hypoxia and contribute to the effective barrier to the penetration of many chemicals into the tumour microenvironment. Our results indicate that the distribution of oxygen close to the smallest blood vessels is determined by a combination of three important elements: the distribution of live cells around blood vessels, the consumption rate of oxygen in this microenvironment, and the pathophysiological rhythms that regulate the oxygen inflow. These rhythms are the most mysterious component in the trio. Low-frequency fluctuations of this kind stand out in physiology, and apart from the obvious variability in oxygen concentration due to breathing and to the heart rhythm, there are also low frequency oscillations (around 0.1 Hz) known as “Mayer waves” that are relevant, e.g., in the activity of the brain18. Oxygen oscillations at even lower frequencies (around 0.001– 0.01 Hz)–unrelated to the physiological rhythms–have also been measured in tumour tissues16,19,36,37. Our results demonstrate that the low frequency oscillations of oxygen concentration are quite effective in further limiting the penetration of oxygen deep into the tumour interstitium. Other factors like the structure of the extracellular matrix are not absent, they contribute to the specific values of the parameters that enter the reaction-diffusion equation–for instance, both the composition and the structure of the extracellular matrix determine the effective value of the diffusion coefficient D, while the metabolic activity and the extracellular environment determine the actual value of the consumption rate – but in this way they are relegated to a sort of minor role. The equations are quite robust with respect to changes of these parameters, as demonstrated by the curves in Fig. 9. The coloured bands in the figure represent the frequency region 10 mHz–100 mHz, and we see that they are remarkably stable under changes of the diffusion coefficient and of the consumption rate. On the contrary, the stationary solutions are much less stable.
It is known that in addition to the fluctuations of oxygen concentration there are also blood pressure fluctuations38: these barometric fluctuations may play a role in the reduced penetration of drugs and chemicals into solid tumours, and we plan to use this fact in an extension of this work. However, these are not the only direct clinical implications. We have shown that low-frequency oscillations strongly reduce the diffusion of oxygen in the tumour microenvironment, and tumour hypoxia is known to affect radiotherapy9,10. It has been found that the low-frequency rhythms of arterial circulation can be strongly attenuated, or even abolished, after acute alpha-adrenoreceptor blockade18,39. Alpha-blockers are well-known and well-tolerated drugs and they are already used to treat hypertension, anxiety and panic disorders, such as the post-traumatic stress disorder40,41,42. Our results suggest that their action on blood circulation may transiently improve the oxygenation of the tumour microenviroment, and therefore that they could be used as an adjuvant therapy in radiation treatment by enhancing the oxygen effect10,43.
Reaction-diffusion equations in the time-dependent regime
In the tumour microenvironment (see Fig. 2) active transport is mostly ruled out, and the concentration Φ of any substance can be described by the generic reaction-diffusion equation (1). In most cases the reaction term f(Φ(r, t), r, t) corresponds to a combined sum of enzyme-mediated reactions that are described by Michaelis-Menten quasi-stationary processes44
where all the coefficients can depend on the concentrations of other substances.
Throughout this paper we make the additional, simplifying assumption that , so that
and the reaction-diffusion equation (1) becomes the linear partial differential equation (2). We find solutions of equation (2) using the complex Fourier expansion of the concentration in the time domain
where ω is the fundamental frequency of the periodic fluctuations and where since the concentration is a real function.
It is useful to consider the planar case first–even though it is not directly relevant to physiology–where ϕn depends on a single space variable x and we take the boundary condition . Then, we find that the Fourier coefficients satisfy the equations
with ωn = nω and for x > 0 (the details of the calculation are given in the Supporting Information (SI)). Using the boundary condition and the requirement that the solution never diverges in the subspace x > 0 we obtain a solution that has an oscillating part, and decays exponentially
Equation (11a) shows that the decay lengths are
where (see the SI for further details).
In cylindrical coordinates (r, θ, z), the linearized reaction-diffusion equation (2) becomes
We separate again the spatial and the time variables, taking candidate solutions
that lead to the equations for the Fourier coefficients
The boundary conditions are defined by the inner surface of the blood vessel (r = R, where R is the radius of the blood vessel), where we set , and by .
The equations (15) are modified Bessel equations, and the solutions that satisfy the boundary conditions are the modified Bessel functions of the second kind K0(r). The complete solution for r ≥ R is
We can get a first glimpse into the behaviour of this solution noting that the asymptotic expansion of the modified Bessel function K0(z) is
(see, e.g. ref. 45), where
The asymptotic expansion shows that the exponential decay length is the same as that of the planar case, eq. (12), however here there is a faster-than-exponential falloff because of the dependence. Again, in the stationary case (n = 0) the falloff is slowest, and the decay length is longest, .
Using the position-dependent consumption rate (5) the equations for the Fourier coefficients (15) become
with the same boundary conditions as in the previous section.
Now the solution can be expressed as an infinite product (see the SI), the multiplicative structure becomes additive when we take logarithms, and the infinite product turns into an integral. The complete solution of equation (19) obtained with the method described in the SI is
which is eq. (6) in the Results section.
How to cite this article: Milotti, E. et al. Pulsation-limited oxygen diffusion in the tumour microenvironment. Sci. Rep. 7, 39762; doi: 10.1038/srep39762 (2017).
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This research has been supported by a grant FRA 2013 from the University of Trieste.