Introduction

Zeolites are a family of crystalline microporous and mesoporous materials and framework substitution of Si4+ by Al3+, Ga3+, Ti4+, Sn4+ or other cations endows zeolites with variable adsorption and catalytic performances1,2,3. Nonetheless, the stability of zeolites will be reduced by framework substitution resulting in the formation of defect sites4,5,6,7. It has been claimed that defects in zeolites are active sites for a number of chemical reactions such as glucose isomerization to fructose, one of the key steps in biomass conversions7,8,9,10,11,12.

When treated at high temperatures (inert atmosphere or steaming), three-coordinated Al sites that are kept in the framework of zeolites were detected and increase of temperatures facilitated the conversion to such Al species13,14. Three-coordinated framework metal cations show Lewis acidity and are good catalysts for a number of chemical reactions; for instance, Fe Lewis acidic site shows superior catalysis for the direct benzene hydroxylation than ion-exchanged Fe sites15,16,17. Under physiological conditions, a variety of biomolecules exist as zwitterions. Zwitterionic structures exhibit strong electric fields around and this is the driving force to decide their properties and functions. Amino acid zwitterions in gas phase are not geometrically stable and have been stabilized by a lot of attempts, such as protonation18,19, hydration20,21,22,23, metalation24,25,26,27,28, electron attachment29,30 and anion addition31,32,33,34. Recently, interactions of amino acids with zeolites that are regarded as “solid solvents35,36” have emerged as a research focus37,38,39,40,41,42,43,44,45,46,47, while no report has been given in regard to three-coordinated framework Al species. Can zwitterionic glycine be stabilized by such Al site with Lewis acidity? What about the relative stability vs. canonical conformers and the activation barrier of intramolecular proton transfer reactions? Are the zwitterionic stabilization effects correlated with the Lewis acidic strengths of framework three-coordinated metal cations (M = Al, Ga)?

All-silica zeolites are hydrophobic while defect silanol (Si-OH) is hydrophilic and thus can regulate the hydrophobic/hydrophilic property of silica zeolites. The previous studies focused on silica surfaces37,38,39,40,41,43,44,45 and the results indicated that one silanol defect on the surface is not sufficient to stabilize zwitterionic glycine. What if the silanol defect situates within the channels of “solid-solvent” zeolites35,36? An analog was observed in TS-1 zeolite, as titanol (Ti-OH) that constitutes an important source of Lewis acidity48. The discovery of TS-1 zeolite has been recognized as a milestone in heterogeneous catalysis3. Can silanol and titanol defects within zeolite channels stabilize zwitterionic glycine and will they behave different during the zwitterionic stabilization and intramolecular proton transfer processes?

In this work, the issues posed above were tackled by two-layer ONIOM calculations: (1) Stabilize zwitterionic and canonical glycine by three-coordinated framework Al and Ga sites and correlate the Lewis acidic strengths with zwitterionic stabilization effects; (2) Perform calculations as (1) for silanol and titanol defects and demonstrate their stabilization effects for zwitterionic glycine; (3) Study the intramolecular proton transfer reactions between zwitterionic and canonical glycine over these defect sites. In addition, two relating issues will be explored: (4) Clarify the role of zeolite channels during the zwitterionic stabilization by comparing the calculated results of 6-T and 32-T (default) cluster models (Figure 1); (5) It is known that framework Ti in zeolites displays Lewis acidity and glycine should interact competitively over the Ti and hydroxyl sites of defect titanol (Ti-OH). Such competitive interaction processes will be demonstrated as well.

Figure 1
figure 1

32-T and 6-T cluster models representing the local structures of MFI-type zeolites with (a, c) three-coordinated framework M Lewis acidic sites (ML, M = Al, Ga) and (b, d) defect silanol/titanol (MOH, M = Si, Ti).

Results

The three-coordinated Al sites that remain in the framework of zeolites show Lewis acidity14,17 and are expected to interact with the carboxylic moiety of amino acids. This has been corroborated by the calculated results that Al forms direct bond with the carboxylic-O2 atom of glycine, see Figure 2. As indicated in Table 1, the N-H*/O1-H* distances in Zw (Figure 2a) and Can (Figure 2b) are equal to 1.026/2.399 and 1.602/1.048 Å and the corresponding glycine conformers are zwitterionic and canonical, respectively. That is, the zwitterionic glycine, which is not self-stable in gas phase29, represents an energy minimum when adsorbed on framework Al Lewis acidic site. Whether zwitterionic or canonical, glycine forms several H-bonds with lattice-O atoms of zeolites, which resembles the situation in aqueous solutions and benefits the zwitterionic formation and stabilization20,21,22,23. The energy calculations indicate that the zwitterionic rather than canonical glycine is preferred by 5.1 kJ mol−1 (Table 1). However, in the case of H-form zeolite the canonical structure is obviously more stable42 and so the formation of three-coordinated framework Al sites in zeolites substantially enhances the relative stability of zwitterionic vs. canonical glycine.

Table 1 Selected distances (r, Å), Mulliken charges (Q) and relative stability (ΔErel, kJ mol−1) for zwitterionic vs. canonical glycine adsorbed over the framework Lewis acidic sites (ML, M = Al, Ga) in ZSM-5 zeolites (32-T cluster models)a, b
Figure 2
figure 2

Interactions of Al Lewis acidic site in ZSM-5 zeolite (32-T cluster models) with (a) zwitterionic and (b) canonical glycine.

Selected distances are given in Å.

Like Al, trivalent Ga is often incorporated into the framework of zeolites49. The LUMO and LUMO + n (n = 1, 2, 3) of three-coordinated Al and Ga sites are shown in supplementary Figure S6 and indicate the presence of Lewis acidities for both species, which is supported by the strong adsorption of glycine. The adsorption energies of canonical glycine (ΔEads) on such Al and Ga species are calculated to be −190.0 and −157.6 kJ mol−1, respectively. Accordingly, framework three-coordinated Al site has a higher Lewis acidity. As indicated in Figures 2, 3 and Table 1, glycine structures over Ga and Al Lewis acidic sites are rather close to each other. Although the Lewis acidic strengths differ greatly, three-coordinated Al and Ga sites have nearly the same stabilizing effects for zwitterionic glycine and the energy differences (ΔErel) of zwitterionic vs. canonical glycine are equal to −3.8 and −5.1 kJ mol−1, respectively.

Figure 3
figure 3

Interactions of Ga Lewis acidic site in ZSM-5 zeolite (32-T cluster models) with (a) zwitterionic and (b) canonical glycine.

Selected distances are given in Å.

Interactions of glycine with defect silanol (Si-OH) on silica surface have been extensively investigated37,38,39,40,41,43,44,45 and here we focus on silanol within the channels of zeolites that behave like “solid solvents35,36”. One silanol defect at the surface is not sufficient to stabilize glycine in the zwitterionic form37, while the situation changes within zeolite channels. As shown in Figure 4, zwitterionic glycine has been stabilized as a stationary point by one silanol that situates within zeolite channels, mainly due to the co-existence of several strong H-bonds with lattice-O atoms. Four and five H-bonds are detected in Zw1 (Figures 4a) and Zw2 (Figure 4c), respectively. Note that H-bonds with distance below 3.0 Å have been counted and more can be found if defined with 3.5 Å or larger distances. Silanol (Si-OH) also forms H-bond with glycine, which is significantly stronger than those from lattice-O atoms as reflected from the short O6-H* distance (ca. 1.63 Å, Table 2). The stabilization effects of defect silanol are not so obvious as framework Al and Ga Lewis acidic sites and zwitterionic glycine is no longer energy-preferred. The relative energies (ΔErel) of Zw1 vs. Can1 and Zw2 vs. Can2 are equal to 35.0 and 28.6 kJ mol−1, respectively.

Table 2 Selected distances (r, Å), Mulliken charges (Q) and relative stability (ΔErel, kJ mol−1) for zwitterionic vs. canonical glycine adsorbed over the silanol group (SiOH) in Silicalite-1 (32-T cluster models)a, b
Figure 4
figure 4

Interactions of defect silanol (Si-OH) in Silicalite-1 (32-T cluster models) with (a, c) zwitterionic and (b, d) canonical glycine.

Selected distances are given in Å.

The acidity of defect silanol (Si-OH) in silica zeolites can be evaluated by proton affinity (PA),

where E(Zeo-Si-OH) and E(Zeo-Si-O) refer to the energies of defect silanol and its deprotonated form, respectively.

The calculated PA for silanol defect equals 1497.9 kJ mol−1 and such a high value indicates its low acidity, consistent with the experimental observations50. In TS-1 zeolite, defect titanol (Ti-OH) is an important source of Lewis acidity48 and here the stabilization effects of its hydroxyl is considered and compared with the results of silanol. The proton affinity (PA) for titanol is calculated in the same way and amounts to 1432.3 kJ mol−1. Accordingly, framework Ti substitution improves the hydroxyl acidity although limited.

Interaction structures of titanol hydroxyl with glycine are shown in Figure 5, from where it can be found the H-bonds of glycine with lattice-O atoms are altered by Ti substitution. As compared to silanol, the H6-O2 H-bonds in titanol are reinforced (Tables 2 and 3), which is in line with the PA analyses; nonetheless, the acidity enhancement does not result in an observable increase of zwitterionic stability. Neither of the two zwitterions (Zw1 and Zw2) is energy-preferred in the case of titanol hydroxyl and the relative energies of zwitterionic vs. canonical structures (ΔErel) are 35.3 and 25.4 kJ mol−1, respectively. The adsorption energies (ΔEads) of canonical glycine (Can1 and Can2) are respectively calculated at −59.3 and −73.8 kJ mol−1 for titanol and −61.1 and −68.1 kJ mol−1 for silanol, in good agreement with the trend of zwitterionic stabilization effects. A more careful analysis of the correlation between relative stabilities and adsorption energies will be given latter.

Table 3 Selected distances (r, Å), Mulliken charges (Q) and relative stability (ΔErel, kJ mol−1) for zwitterionic vs. canonical glycine adsorbed over the titanol group (TiOH) in TS-1 zeolite (32-T cluster models)a, b
Figure 5
figure 5

Interactions of defect titanol (Ti-OH) in TS-1 zeolite (32-T cluster models) with (a, c) zwitterionic and (b, d) canonical glycine.

Selected distances are given in Å.

The results above indicate that three-coordinated framework Al and Ga species show satisfactory stabilization effects to the zwitterionic glycine and what about the four-coordinated framework Ti species that also displays Lewis acidity? As indicated in Figure 6, glycine can interact directly with Ti Lewis acidic site as NH3 and H2O reported previously22,51,52 and the zwitterionic structure represents an energy minimum as in the cases of Al and Ga Lewis acidic sites. The Ti-O2 bonds in the zwitterionic and canonical structures are equal to 2.038 and 2.191 Å, respectively. However, the zwitterion is less stable than the canonical structure (ΔErel = 14.1 kJ mol−1) and therefore Ti Lewis acidic site has inferior zwitterionic stabilization effects than Al and Ga Lewis acidic sites. In Zw (Figure 6a), the O6 atom of the titanol defect has a short distance with the carboxylic-O2 atom (2.696 Å) and this evidences strong repulsions although counteracted somewhat by H6-O2 H-bonding. Hence, for canonical glycine (Figure 6b), a smaller adsorption energy than Al and Ga Lewis acidic sties is expected for Ti Lewis acidic site and confirmed by the calculated results (ΔEads = −107.7 kJ mol−1, Table 4). For titanol (Ti-OH), Ti Lewis acidic site shows an enhancement of zwitterionic stabilization than the hydroxyl, see the ΔErel values in Tables 3 and 4; in addition, because of the formation of direct Ti-O2 bond, the adsorption of glycine on Ti Lewis acidic site is energetically preferential and so this interaction mode predominates for glycine interactions with defect titanol (Ti-OH).

Table 4 Selected distances (r, Å), Mulliken charges (Q) and relative stability (ΔErel, kJ mol−1) for zwitterionic vs. canonical glycine adsorbed over the framework Ti Lewis acidic site (TiL) in TS-1 zeolite (32-T cluster models)a, b
Figure 6
figure 6

Interactions of Ti Lewis acidic site (TiL) in TS-1 zeolite (32-T cluster models) with (a) zwitterionic and (b) canonical glycine.

Selected distances are given in Å.

Discussion

Transition states (TS) for the transformation of canonical (Can) to zwitterionic (Zw) structures are displayed in supplementary Figures S7~S9. As indicated in Tables 1~4, for each intramolecular proton transfer reaction, the O1-H* distance is gradually enlarged from Can to TS and then to Zw whereas the N-H* distance changes in the opposite trend. Take Ti Lewis acidic site for example. The O1-H*/N-H* distances are respectively calculated to be 1.008/1.816, 1.228/1.298 and 2.718/1.024 Å in Can, TS and Zw, indicating the O1-H* bond rupture and N-H* bond formation during the intramolecular proton transfer process. Along with the proton transfers, the two carboxylic C-O distances become more close and approximately equivalent in the cases of defect hydroxyls (Tables 2 and 3), while in the cases of Al, Ga and Ti Lewis acidic sites, these two bonds are nearly equidistance in the transition states and apt to single/double in zwitterionic and canonical structures, which are mainly caused by the presence of M-O2 bonds (M = Al, Ga and Ti, Tables 1 and 4). The energy diagrams of the intramolecular proton transfer reactions over these defect sites are plotted in Figure 7 and the energy barriers increase as AlL (7.7) < GaL (8.4) < TiL (24.5) < TiOH2 (32.8) < SiOH2 (33.0) < TiOH1 (38.6) < SiOH1 (39.7), with energy units of kJ mol−1. It can be seen that the transformations from canonical to zwitterionic glycine are much more facile on Al and Ga Lewis acidic sites rather than on silanol/titanol hydroxyls and Ti Lewis acidic site.

Figure 7
figure 7

Energy diagrams of the intramolecular proton transfer reactions between canonical (Can) and zwitterionic (Zw) glycine conformers adsorbed over framework M Lewis sites (ML, M = Al, Ga, Ti) as well as defect hydroxyls of silanol and titanol.

The local structures of MFI zeolite are represented by 32-T cluster models and the two reaction paths of hydroxyl defects are differed by subscripts OH1 and OH2, corresponding to structures Can1 (Zw1) and Can2 (Zw2), respectively.

An indicated in Figure 8, a good correlation can be established between zwitterionic stabilization effects and adsorption energies. The larger adsorption energy causes an increase of the relative stability of zwitterionic vs. canonical glycine and further results in the more facile proton transfer transformation characterized by a smaller energy barrier (Figure 7). Figure 9 shows that more charges will be transferred from zeolites to zwitterionic glycine when interacted more strongly and more charge transfer is considered to be favourable for the stabilization of zwitterionic amino acids28. The only exception is titanol hydroxyl (TiOH1, see Figure 5) and overall, the adsorption energies (ΔEads) are closely associated with the amounts of charges transferred from zeolites to glycine (QGly). Thus, it clearly demonstrates that charge transfers are the most significant factor to determine the zwitterionic stabilization effects. For each intramolecular proton transfer reaction, the charges on glycine increase along with the reaction coordinate; that is, QZw > QTS > QCan and zwitterionic structures always carry the most charges (Tables 1~4).

Figure 8
figure 8

Correlation between the relative stabilities of zwitterionic vs. canonical glycine and the adsorption energies of canonical glycine over framework M Lewis sites (ML, M = Al, Ga, Ti) as well as defect hydroxyls of silanol and titanol.

The local structures of MFI zeolite are represented by 32-T cluster models and the two reaction paths of hydroxyl defects are differed by subscripts OH1 and OH2, corresponding to structures Can1 (Zw1) and Can2 (Zw2), respectively.

Figure 9
figure 9

Correlation between the net charges on zwitterionic glycine and the adsorption energies of canonical glycine over framework M Lewis sites (ML, M = Al, Ga, Ti) as well as defect hydroxyls of silanol and titanol.

The local structures of MFI zeolite are represented by 32-T cluster models and the two reaction paths of hydroxyl defects are differed by subscripts OH1 and OH2, corresponding to structures Can1 (Zw1) and Can2 (Zw2), respectively.

As reflected from the numerous H-bonding interactions between glycine and lattice-O atoms, zeolite channels should play a significant role during the interactions of glycine and zeolites and this will be further demonstrated by density functional calculations with 6-T cluster models. As indicated in supplementary Tables S2~S5 and Figure S1~S5, in the absence of zeolite channels (6-T cluster models), a pronounced decrease of zwitterionic stability has been observed for all defects. The zwitterionic glycine over the hydroxyls of silanol (Si-OH) and titanol (Ti-OH) will spontaneously transform to canonical conformers, consistent with the results of one silanol defect on the silica surface37. In absence of zeolite channels, framework Al and Ga Lewis acidic sites alone can stabilize glycine in the zwitterionic form, while the canonical structures become more energetically preferential. As to defect titanol (Ti-OH), Ti Lewis acidic site alone fails to stabilize glycine in the zwitterionic form (supplementary Figure S5), while the synergetic action of H-bonding interactions from lattice-O atoms (supplementary Figure S4c) enables the zwitterionic glycine to represent as a stationary point. Thus, the comparisons of 6-T and 32-T calculated results clearly demonstrate that zeolite channels play an essential role during zwitterionic stabilization and significantly enhance the relative stability of zwitterionic vs. canonical structures.

Computational Methodologies

The three-coordinated framework Al and Ga sites in zeolites were constructed by removing the Si neighbour associated with the bridging hydroxyl of the Brönsted acidic sites (≡M-OH-Si≡)13,17, see Figure 1. Analogously, the silanol/titanol defects were resulted by removal of one Si neighbour36,37,38,48. The local structures of zeolites for these defects were each represented by 32-T cluster models and one of the Si12 atoms was replaced in the cases of heteroatom substitution (M = Al, Ga, Ti). The terminal Si and O atoms of the 32-T cluster models were saturated by H atoms, which were oriented towards what would be next lattice O and Si atoms in the crystallographic structure. The Si-H and O-H distances were then adjusted to 1.500 and 1.000 Å, respectively.

All calculations were performed with use of Gaussian09 software of packages53 and the computational methods are in line with our previous works17,42,54. In the two-layer ONIOM scheme55, the (H3SiO)2M(OSiH3) (M = Al, Ga) or (H3SiO)2MOH(OSiH3) (M = Si, Ti) portions of zeolites as well as adsorbents were selected as the high-level region and allowed to relax fully, while the rest (low-level region) were fixed during geometry optimizations. The B3LYP/6-31+G(d,p) and B3LYP/3-21G methods were used for the high-level and low-level regions, respectively. Assignment of transition state (TS) to a particular intramolecular proton transfer reaction was verified by perturbing the structure along the reaction path eigenvector in both directions following with geometry optimizations. On basis of optimized structures, the adsorption energies as well as reaction barriers and energies were computed by the two-layer ONIOM(M06L/6-311++G(d,p):B3LYP/6-31G(d)) methodology. M06L56,57 is a meta-GGA (Generalized Gradient Approximation) functional that includes dispersive interactions, which may be significant for the adsorption and chemical reactions within zeolitic materials. As elaborated in the supplementary information, the above computational methods have been validated by a series of calculations using different functionals and basis sets58,59,60,61.

To facilitate the understanding of the role of zeolite channels played during the zwitterionic stabilization, 6-T cluster models were also used and more computational details can be found in the supplementary information.