Abstract
Much of our understanding of the history of life on Earth comes from fossil sites with exceptional preservation. Here, we use microscopy and chemical analysis of spiders found in the Oligocene Aix-en-Provence Formation, France, to unravel the taphonomic pathway responsible for the preservation of these arachnids. Microscopy revealed the presence of diatom mats and a black polymer on the body of the spiders, while elemental analysis revealed the polymer was composed of co-localized carbon and sulfur. We hypothesize that the extracellular polymeric substances produced by the diatoms found widely in this deposit could have helped promote the sulfurization of the spiders. Additionally, examination of similar Fossil-Lagerstätten reveals that this preservation pathway may be widespread across the Cenozoic and, if so, would be responsible for much of our understanding of insect, arachnid, amphibian, and plant life preserved in lacustrine settings.
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Introduction
The vast majority of fossils are originally made of biosynthesized minerals like calcite and apatite1. Mineralized body parts, like shells, bones, and teeth, have a relatively straightforward pathway to preservation. On the other hand, soft tissues composed of carbonaceous polymers, like chitinous exoskeletons, skin, and feathers, are much less likely to fossilize. Unlike mineralized hard parts, these materials are more likely to decay than be preserved once an organism dies. As a result, these types of organisms and body parts are underrepresented in the fossil record and are often found only in cases of exceptional preservation1. These deposits, also called Fossil-Lagerstätten, tend to be the result of specific taphonomic pathways that allow the soft tissues to be preserved before the onset of the rapid process of decay1,2,3. Although these types of deposits are relatively rare, they provide a much more complete view of ancient life, as they preserve a representative view of an ancient environment, rather than just the biomineralized organisms in that environment4. Given their importance, understanding the chemical pathways that promote this exceptional preservation can help to both elucidate the paleoenvironmental setting where they occur, and also serve as a guide to find more of such deposits.
There has not been a sustained focus on the taphonomic pathways of a series of exceptionally preserved Cenozoic insect and arachnid deposits5. Some individual units have been studied, for example with focuses on the Eocene Florissant Formation in Colorado, the Oligocene Canyon Ferry deposit in Montana, the Miocene Stewart Valley and Savage Canyon Formations, Nevada, the Miocene Shanwang Beds in Shandong Province, northeast China, and a Miocene deposit near Tresjuncos, Spain6,7,8. These studies all noted that well-preserved fossils are covered in diatom mats and hypothesized that the extracellular polymeric substances (EPS) associated with these mats would have produced an anaerobic environment that would have slowed bacterial decay processes, allowing for the preservation of the fossils. However, this model fails to explain why microbialites, including ones in correlative sections, fail to preserve such an extensive variety of fossil biota. If the presence of EPS alone was enough to induce exquisite preservation, then bacterial mats should also provide a similar taphonomic pathway, as bacteria produce as much EPS as diatoms9.
In order to better understand the taphonomic pathways that led to this plausibly diatom-influenced exceptional preservation, we performed chemical and microscopic analyses of fossil spiders from the Oligocene Aix-en-Provence Formation in France. This paired approach reveals details about the preservation of these arachnids. The chemical analyses reveal that the spider fossils are preserved as carbonaceous films while microscopic characterization reveals that the spider fossils are surrounded and covered by diatoms, a microfossil never before reported from Aix-en-Provence Formation. The co-localization of the fossils and the chemical composition suggests that this extraordinary preservation is not merely due to the fact that diatom EPS induces an anaerobic environment. Instead, we hypothesize that the chemical composition of the diatom EPS is such that it reacts with the organic polymers present in the organism, inducing polymerization of the original organic material and leading to this exceptional preservation. In addition, we demonstrate that this mode of preservation is much more widespread than previously known, as the majority of the exceptionally preserved fossil deposits across the Cenozoic occur in diatom-rich units. Thus, the chemical reactions induced by the diatom mats are responsible for much of our understanding of Cenozoic paleoecology and paleontology.
Diatoms
Diatoms (Bacillariophyceae) are siliceous photosynthetic microalgae that first appear in the fossil record during late Jurassic with an estimated origin closer to the Triassic10,11,12,13. Although there are some reports of lacustrine diatoms in the Late Cretaceous13, it was not until the middle Eocene that they became abundant in the continental realm10,11,12,13. A series of post-Cretaceous sea level rises introduced the siliceous microalgae into lacustrine environments, then influxes of silica from volcanism and the expansion of grasslands throughout the Paleogene resulted in the spread and evolution of lacustrine diatoms14,15. Terrestrial diatoms experienced an evolutionary turnover and expansion in the middle/Late Miocene16, while marine diatoms reached peak diversity at the Eocene/Oligocene boundary17. As a result of these expansions, the Cenozoic as a whole is marked by a high abundance of globally distributed diatomite deposits18.
These microalgae are single-celled organisms encased in two ornamented silica valves19. Diatoms have two general morphologies: pennate, which are bilaterally symmetric, and centric, which are radially symmetric. Both types of diatoms can excrete EPS, and nearshore pennate diatoms, in particular, can excrete large quantities20. Diatoms generate three types of EPS: one is found as a coating around the cell, one is a soluble form thought to aid in motility, and one, also known as transparent exopolymeric particles, forms sheets or strings as long as 100 μm21,22. The soluble form of EPS is found in great quantities in diatom mats, and diatom EPS and transparent exopolymeric particles comprise a large proportion of the material in marine snow, helping to package and transport organic carbon down to the seafloor quickly21. The same is true in lacustrine settings, as limnetic aggregates (lake snow) form from the flocculation of diatoms and have fast sinking rates23,24.
Chemically, the three types of diatom EPS have been found to be 40–90% carbohydrates25, and these carbohydrates are often sulfated or contain sulfonate esters26,27. This sulfate can make up a large proportion of the total mass of the EPS; one study found that up to 30 wt% of the polymers are sulfated22,28,29. Although some photosynthetic algae have been found to produce chemically similar EPS, this chemical composition distinguishes the EPS produced by diatoms from that made by bacteria. Bacterial EPS is composed primarily of polysaccharides as well, but sulfate compounds have not been identified within the matrix of bacterial EPS9, except within Arctic and hydrothermal vent bacteria30. Although many researchers have considered diatom EPS and bacterial EPS to be interchangeable31, chemically they are quite distinct.
Geological setting
The Aix-en-Provence Formation of France contains an abundance of fossil fish, plants, and terrestrial arthropods preserved as compression fossils32. Dated to 22.5 Ma, the Aix-en-Provence Formation consists of a 150 m succession of informally named subunits33,34. The unit is mainly composed of marlstones and gypsum, indicating an evaporative environment, although there is some debate over whether these rocks were deposited in a lacustrine or brackish lagoonal setting34,35. The fossils are found in the unit often referred to as the Insect Bed, which, in turn, is part of the informal Calcaires et marnes à gypse d’Aix (Aix limestones and gypsum marls)33,34,36. The Insect Bed is roughly 80 cm in thickness and represented by laminated light gray and light green calcareous marlstone; the original locality was destroyed in the 1970s. The laminations are extremely thin, laterally continuous over 6 km and contain no reported trace fossils or bioturbation, although they do contain a wide variety of fossils, including insects, fish, and shrimp34. Study of this fossil biota began in the late 1700s and continues to this day, but little research has focused on the taphonomic processes and pathways responsible for the exceptional preservation in this deposit33,34.
Results
Fluorescent microscopy
In hand sample, there is relatively low contrast between the fossils and the surrounding matrix (Fig. 1). The fossils preserve the general habitus of the organism, but morphological details are generally not discernible. However, some of the fossils preserve a dark brown material within the body of the spider (Figs. 1b and 2a). When fossils are preserved as part and counterpart, material is found only on one half or the other at any given location on the fossil (Fig. 1b).
Despite this lack of contrast under visible light, when illuminated with UV (330–385 nm wavelength) light, the fossils and the surrounding matrix exhibit a strong autofluorescent response. The fossils fluoresce yellow (Fig. 1a) or orange, with the orange corresponding to areas that appear brown under plane-polarized light (Figs. 1b and 2a, b). In many cases, the autofluorescent responses evidenced by the fossil reveal extra morphological details such as pedipalps, claws, and setal structures that are important taxonomic features (Fig. 3). Additionally, the autofluorescence reveals more details about the dark brown material, showing it to be a cohesive material that has cracked and flaked off in places (Fig. 2b).
Autofluorescence reveals extra details in the matrix, as well. In plane view, the matrix surrounding the fossils fluoresces yellow or blue (Figs. 1 and 2b). Petrographic 30 μm-thick thin sections made perpendicular to the matrix reveal alternating green and yellow extremely fine (10–50 µm) laminae under UV illumination (Fig. 4a). These thin sections also reveal the presence of microfossils throughout the matrix. Under brightfield illumination, the thin sections reveal clear objects, about 10 μm long with a discernable spot; under UV illumination that spot shows a red autofluorescent response (Fig. 4b).
Scanning electron microscopy
SEM imaging of the fossils reveals that the dark material that covers the fossils is seen to be a black (low atomic number) material that drapes over the matrix (Fig. 5a–d). This material appears very cohesive, and even preserves impressions of fine morphological details of the cuticle, including spine-like macrosetae on the legs (Fig. 5d at white arrow). SEM also reveals numerous types of microfossils associated with all the specimens: small (15–20 µm) hollow spherical structures (Fig. 5b), aggregates of small spheres (Fig. 5e) and discoidal structures (Fig. 5a, c–e). Additionally, samples contained long, slender needle-like forms with a groove down the middle (Fig. 5a, b, d, e). Although the needle-like forms are found throughout all samples, they are found in thick mats over Aix 13 (Fig. 5a). Similarly, although the discoid microfossils are found on the fossil bodies (Fig. 5c–e), they are most prevalent in the matrix (Fig. 5a). Like the long forms, these are found in isolation (Fig. 5c–e) as well as in thicker mats (Fig. 5a).
Energy-dispersive X-ray spectroscopy (EDS)
EDS was performed on some of the fossils and thin sections of the matrix. EDS reveals that the brown material found within the fossils is composed of co-located S and C (Fig. 6). In all samples, the matrix around the fossil as well as areas within the fossil not composed of the brown material are composed of Si, which is found co-located with O (Figs. 2c and 6). Ca is also found throughout the matrix (Fig. 6). The petrographic thin sections cut perpendicular through the matrix revealed the laminations are composed of alternating layers of Ca and Si (Fig. 4c).
The resolution of the EDS data is such that they can be correlated with the microfossils visible in the SEM. This correlation reveals that the discoid microfossils and the needle-like microfossils are composed of silica (Fig. 7a, b).
Discussion
Correlating SEM imaging with EDS analysis and fluorescent microscopy reveals that these spiders are preserved as a carbon–sulfur complex in a siliceous microfossil-rich environment. The hollow structures and the aggregates resemble the stomatocysts of golden-brown algae (Chrysophyta)37,38,39,40, while the other siliceous fossils are likely centric and pennate diatoms. The morphology and the low diversity of the pennate diatoms suggests that these are likely planktonic diatoms41. This identification is supported by the fluorescence microscopy data, as chlorophyll degradation products from diatom choroplasts autofluoresce red under UV illumination (Fig. 4b)42. Similarly, correlating the SEM microscopy with the EDS chemical data reveals that the fossils preserve a carbon and sulfur-rich polymer. This polymer autofluoresces yellow and orange, providing a relatively straightforward way to detect these areas in other fossils.
These two factors speak to a potential taphonomic pathway for preserving these arachnids in the Aix-en-Provence Formation: sulfurization. Sulfurization, or natural vulcanization, is an abiotic organic carbon polymerization process initiated by the production of sulfides by sulfate reducing microbes. It is thought that most of the organically bound sulfur in the geosphere is the result of this diagenetic process, which has been observed to occur within hours to days and at low temperatures43,44,45,46,47. The chemical reactions that result in sulfur cross-linkages between organic molecules, stabilizing and preserving the organic material are well characterized, as is the fact that microbial reduction of sulfate is a key process in providing sulfide for this chemical reaction43,46,48,49,50,51,52,53. Sulfurization requires a ready source of sulfate compounds, which once transformed into sulfide, cross link organic compounds or react with appropriately functionalized bonds in already present biopolymers43. The resulting polymer is quite resistant to degradation, as the carbon is no longer easily bioavailable and is stable43,54. Studies have shown that this type of naturally vulcanized compound can be preserved in the rock record for millions of years50,55.
Sulfurization is a chemical reaction that occurs in anoxic environments with a supply of hydrogen sulfide43,44,45,46,47. Previously, it has been suggested that diatom EPS could aid fossil preservation by generating an anaerobic environment6,7,8, but this appears to only be half the necessary mechanism: diatom EPS is also rich in sulfate and sulfonate esters25,26,27, compounds shown to be a major substrate for sulfate-reducing bacteria56,57 (Fig. 8b). Thus, although the anaerobic environment within a diatom mat can help facilitate preservation, the diatom EPS also acts as a source of sulfate, both of which are necessary to drive sulfurization. Although the Aix-en-Provence Formation contains gypsum-rich intervals, indicating that this environment was periodically enriched in sulfate34, there is no evidence for sulfate precipitation in the matrix surrounding the fossils (Figs. 2 and 7).
When an insect or spider becomes entrapped in a diatomaceous mat, the EPS from the diatom community would quickly cover the organism6,8,58 (Fig. 8). Additionally, the mass of EPS around the spider could allow for rapid particle sinking if the mat is planktonic, bringing the organism down to the sediment/water interface46. Spider exoskeletons are composed of chitin, a polysaccharide, along with proteins and glycoproteins59,60, a complex sometimes referred to as arthopodin61,62. The chitin-protein complexes of a spider are cross linked with metal ions, and the epicuticle of a spider is coated in wax59,63. Chitin is the second most abundant biopolymer on Earth, and has been found in a myriad of taxonomic groups, including fungus, algae, sponges, protists, insects, molluscs, crustaceans, reptiles, and amphibians64,65. This biopolymer is composed of chains of N-acetylglucosamine and, in most organisms, including spiders, chitin is synthesized as α-chitin, consisting of microfibrils of about twenty chitin chains arranged antiparallel to one another64,65 (Fig. 8a). The N-acetylglucosamine monomer contains a carbonyl group; in α-chitin, due to the antiparallel configuration, the carbonyl groups on different chains are located near one another (Fig. 8a). Carbonyl groups, along with conjugated double bonds, have been shown to be the strongest acceptors for polysulfide addition in sulfurization reactions47,53,66. Furthermore, these S-functionalities can react with nearby molecules, producing secondary intermolecular S–S cross linkages47,49 (Fig. 8c). Thus, the chemical structure of chitin makes it very well suited to act as a substrate for sulfurization reactions (Fig. 8c). Although the protein complexes59 and waxes do not provide as many reaction sites63, it is possible that they also could make a more minor contribution to sulfurization67,68. The fact that these C–S complexes are only found in association with the spider morphology indicates that it is likely that the spiders are the source of the organic material involved in sulfurization. For instance, EDS analysis reveals C-rich areas in the matrix surrounding the fossils, but they are not associated with S (Fig. 6). As diagenesis continues, with burial and increasing thermal maturity, the spider is likely to experience flattening69, and, at an atomic level, these newly formed C–S and S–S bonds are likely to be further rearranged to more stable bonds, such as aromatic carbon bonds47,53 (Fig. 8d).
Previously, two mechanisms had been described for preserving spiders in sedimentary environments: kerogenization and mineralization69. Authigenic mineralization preserves soft-bodied organisms, sometimes with high levels of fidelity, by replicating the structure of soft tissues through the formation of minerals such as calcite, apatite, and pyrite70. Pyritization occurs through microbial sulfate reduction in low oxygen conditions with an abundance of sulfate and iron and low organic carbon concentrations71. Pyritization is rare in freshwater lacustrine settings due to a relatively low concentration of sulfates4. Kerogenization is the general name given to preserving cuticle remains as compression fossils consisting of only a thin layer of carbonized material and possibly very low relief impressions69. The fidelity of fossil preservation of cuticular remains varies from locality to locality, perhaps due to the environmental conditions of deposition. Kerogenization is described as the process by which the cuticle of spiders is altered during diagenesis to either aliphatic or aromatic compounds69, and is thought to be due to the polymerization of free and ester-bound cuticular lipids2. Sulfurization would provide a possible chemical pathway by which this polymerization could occur.
If the entombment of organisms in diatom mats is a major pathway to preservation, it should be fairly widespread across the Cenozoic. We augmented a previously published list of exceptional fossil localities1 with additional sites found in the literature. Examining the Cenozoic localities for the presence of diatoms revealed that diatomaceous units represent a substantial proportion of all of the exceptionally preserved fossil sites through this time period (Fig. 9, Table 1, and Supplementary Data 1). These localities are found globally (Fig. 9), and 70% of all reported Cenozoic Fossil-Lagerstätten localities are diatomaceous, a number that increases to 76% when the units that are likely, based on their descriptions, to contain diatoms, despite the fact that diatoms have not been reported from these units (Table 1 and Supplementary Data 1). Furthermore, in the Paleocene, before the diatoms fully invaded the continental realm10,11, diatom-rich deposits represent 29% of the deposits, as opposed to 82% in the Miocene. This is striking as the co-occurrence of diatom fossils is likely underreported; many studies of these fossils are only done on the macroscopic scale, which would not necessarily reveal the presence of diatoms. As a prime example, to the best of our knowledge, this work is the first description of diatoms from the Aix-en-Provence Formation, despite its long history of investigation. This database also reveals that there are far more exceptionally preserved fossil localities in non-marine environments than in marine or transitional environments, highlighting the invasion of the terrestrial realm by diatoms through the Cenozoic. This relationship between diatoms and Cenozoic sites with exceptional fossil preservation has not been noted before, although some studies have remarked on the abundance of diatoms present around the fossils5.
The chemistry of the spider fossils of the Aix-en-Provence Formation suggests that, as diatoms invaded the terrestrial realm throughout the Cenozoic, they might also have been inducing chemical polymerization of the organic carbon found in the insects, fish, amphibians, plants, and arachnids that lived in and around these lakes. Revisiting these other deposits with the same chemical and microscopic techniques used here could reveal if similar relationships are present in those localities. If true, this hitherto unknown taphonomic pathway would have allowed the preservation of many lacustrine fossils across the Cenozoic, informing our knowledge of the evolution of terrestrial life especially through this time period.
Methods
Materials
This study uses eight fossil spiders, including three parts and counterpart pairs (Aix_13 + 13′, Aix_17 + 17′ Aix_25 + 25′, Aix_PS4, Aix_Flat1), from the Oligocene Aix-en-Provence, France, Fossil-Lagerstätte (43°31′48″N; 5°23′24″E). Specimens were loaned to PAS and are reposited in the National Museum of Natural History, Paris, France. The specimens had been glued to small pieces of notecard before this study began because the fossils are extremely thin and delicate.
Microscopy and chemical analysis
Fossils were photographed with a Canon EOS 5D Mark II digital camera attached to a copy stand and the same camera attached to a Leica M650C microscope and viewed in low angle light to enhance details not easily seen under direct light. Pieces of matrix material from five fossil specimens were embedded in epoxy to make thin sections. Thin sections were prepared in the Rock and Thin Section Preparation Lab at the University of Kansas. Fluorescence imaging was conducted with an Olympus BX51 Petrographic Scope equipped with a mercury vapor-arc-discharge lamp and two exciter filters transmitting in the UV (330–385 nm wavelength) and violet-blue (400–440 nm wavelength) regions. Whole fossil specimens were imaged using both wavelengths of light. Stacked and stitched images were created using Stream Essentials software. Scanning electron microscopy (SEM) and energy-dispersive x-ray spectroscopy (EDS) analyses were conducted at the University of Kansas Microscopy and Analytical Imaging Laboratory and the University of Missouri X-ray Microanalysis Core Facility. At the University of Kansas Microscopy and Analytical Imaging Laboratory, the Aix_Flat1 fossil specimen and slide were sputter-coated with iridium and mounted on individual aluminum stubs with copper tape for image acquisition. Images and analyses were acquired on a Cold Field Emission SEM, Hitachi High Technologies, SU8230 series, with a YAB backscattered electron (BSE) detector, at accelerating voltages ranging from 1.0 to 2.0 keV. EDS used a Silicon Drift Detector to create elemental maps. The iridium coating does not hinder the elemental analyses. At University of Missouri X-ray Microanalysis Core Facility, samples Aix_13 + 13′, Aix_17 + 17′ Aix_25 + 25′, and Aix_PS4 were analyzed uncoated, mounted directly to aluminum stage plates using copper tape, and analyzed using a field emission Zeiss Sigma 500VP. Beam and chamber conditions were as follows: low-vacuum chamber pressure = 25 Pa with a dry nitrogen (99.999%) atmosphere; sample working distance 9.5 mm ± 0.7 mm; beam accelerating voltage = 20 keV, beam current = 40 nA; 60 µm aperture. Imaging was conducted with a high-definition 5-segment backscatter detector and a cascade current low-vacuum secondary electron detector, including large-area image mosaics compiled using the ATLAS workflow (Fibics Inc.). EDS elemental mapping was conducted with dual, co-planar Bruker XFlash 6|30 SDD spectrometers used in tandem for 600 s live time.
Data availability
The EDS and SEM images that support the findings of this study are available in figshare with the identifier https://doi.org/10.6084/m9.figshare.19406654.v1 and the Supplementary Information file is available in figshare with the identifier https://doi.org/10.6084/m9.figshare.19310669.v1.
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Acknowledgements
The authors thank André Nel (National Museum of Natural History, Paris, France) for loaning the specimens, Prem S. Thapa-Chetri at the Microscopy and Analytical Imaging Laboratory at the University of Kansas for electron microscopy of selected samples, Gregory Druschel for helpful discussion, the Evolving Earth Foundation for funding to M.R.D., and three anonymous reviewers for constructive feedback. The University of Missouri X-ray Microanalysis Core Facility was supported by NSF IF #1636643 to J.D.S.
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The authors confirm contribution to the paper as follows. A.N.O.: study conception and design, data collection, analysis and interpretation of results, draft manuscript preparation; M.R.D.: study conception and design, data collection, analysis and interpretation of results; J.D.S.: study conception and design, data collection; P.A.S.: study conception and design, sample acquisition. All authors reviewed the results and approved the final version of the manuscript.
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Olcott, A.N., Downen, M.R., Schiffbauer, J.D. et al. The exceptional preservation of Aix-en-Provence spider fossils could have been facilitated by diatoms. Commun Earth Environ 3, 94 (2022). https://doi.org/10.1038/s43247-022-00424-7
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DOI: https://doi.org/10.1038/s43247-022-00424-7
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