Whilst the brain is assumed to exert homeostatic functions to keep the cellular energy status constant under physiological conditions, this has not been experimentally proven. Here, we conducted in vivo optical recordings of intracellular concentration of adenosine 5’-triphosphate (ATP), the major cellular energy metabolite, using a genetically encoded sensor in the mouse brain. We demonstrate that intracellular ATP levels in cortical excitatory neurons fluctuate in a cortex-wide manner depending on the sleep-wake states, correlating with arousal. Interestingly, ATP levels profoundly decreased during rapid eye movement sleep, suggesting a negative energy balance in neurons despite a simultaneous increase in cerebral hemodynamics for energy supply. The reduction in intracellular ATP was also observed in response to local electrical stimulation for neuronal activation, whereas the hemodynamics were simultaneously enhanced. These observations indicate that cerebral energy metabolism may not always meet neuronal energy demands, consequently resulting in physiological fluctuations of intracellular ATP levels in neurons.
Energy homeostasis is crucial for enabling vital cellular activities. In the brain, such homeostatic mechanisms are often described as “neurometabolic coupling” (NMC) between high-frequency neuronal oscillations that are involved in energy expenditure and hemodynamics or glucose metabolism1,2,3,4. These couplings have been widely used for functional brain imaging such as functional magnetic resonance imaging (fMRI) and positron emission tomography (PET) and could locally function to maintain a constant cellular energy status.
Furthermore, global brain energy homeostasis could also function in a state-dependent manner. Across the sleep-wake states of animals, brain metabolic activities for energy supply such as hemodynamics and glucose metabolism and multiple cellular energy-consuming activities including neuronal firings simultaneously fluctuate over wide brain areas5,6,7,8. In the wake state, brain-wide metabolic activities and neuronal activities increased, and in the non-REM sleep state, they decreased5,6,7,8. These global parallel dynamics of energy producing and consuming activities across the sleep-wake states could be brought about by the brain monoaminergic systems5,9. Under these local and global brain energy homeostatic mechanisms, it is hypothesized that the cellular energy status in the brain could be maintained constant across the sleep-wake states of animals and cellular energy depletion could be prevented in all physiological conditions. However, this has not been experimentally proven.
Adenosine 5′-triphosphate (ATP), the major cellular energy metabolite, is synthesized to meet requirements for many subcellular processes in the brain such as synaptic transmissions, action potentials, and maintaining resting membrane potentials10. Based on ex vivo studies, intracellular ATP levels in neurons decrease following high-frequency electrical stimulation and glutamate exposure, as well as in response to pharmacological inhibition of ATP production11,12,13. Thus, intracellular ATP concentrations can be regarded as the cellular energy status reflecting both energy supply and consumption. Nevertheless, the currently known mechanisms regulating intracellular ATP levels in neurons are based on ex vivo observations and may, therefore, differ in vivo, as ex vivo conditions do not reproduce local or global brain energy homeostatic mechanisms.
To investigate whether the cellular energy status is maintained constant in the brain of living animals, we conducted in vivo optical measurements of intracellular ATP dynamics in neurons using a genetically encoded fluorescent ATP sensor11,14. With fiber photometric recordings, we observed that in vivo intracellular ATP levels in cortical neurons decreased under local electrical stimulation, which was compatible with the results of a previous ex vivo report11, whereas hemodynamic responses were also induced in terms of local brain energy homeostatic functions. Furthermore, fiber photometric recordings and wide-field microscopic imaging revealed that global fluctuations in intracellular ATP levels of cortical neurons depend on the sleep-wake states of animals, presumably affected by local and global brain energy homeostatic mechanisms. Simultaneous in vivo recording of neuronal activity and cerebral hemodynamics could help us understand the unique characteristics of intracellular ATP dynamics in neurons and mechanisms of brain energy homeostasis as a whole.
Electrical stimulation diminishes ATP levels in neurons
It was previously shown that ex vivo, high-frequency electrical stimulation led to a decrease in axonal ATP levels, possibly reflecting elevated ATP consumption11. However, these observations may not reflect the in vivo conditions, since brain metabolic activities related to energy supply, including blood flow, were also shown to focally enhance following local electrical stimulation15,16. To evaluate the effect of local brain energy homeostatic functions to maintain the neuronal energy status constant, we observed in vivo neuronal intracellular ATP responses under local electrical stimulation, compatible with previous ex vivo observations11.
To examine ATP dynamics in response to electrical stimulation in vivo, we monitored intracellular ATP levels in layers 5 and 6 of the cerebral cortex (primary motor area) using Thy1-ATeam transgenic mice, in which the genetically encoded ATP indicator, AT1.03YEMK (ATeam), was expressed in pyramidal neurons under the control of a Thy1 promoter11 (Fig. 1a). In this mouse line, we recorded the compound intracellular ATP signals, with a fiber photometric system17,18,19, as the ratio of fluorescence intensity of yellow fluorescent protein (YFP) to cyan fluorescent protein (CFP) (Y/C ratio), which was based on a Förster resonance energy transfer (FRET)14 occurring on a timescale of microseconds. As changes in pH can modulate fluorescence from some versions of YFP20, we inspected the pH dependency of the FRET signal of purified AT1.03YEMK constructs14. The fluorescence emission ratio was almost invariant at pH conditions >7.3 (Supplementary Fig. 1). The ratio slightly decreased as the decrease of cellular pH lower than 7.3 when the cytosolic ATP levels were higher than 2.0 mM. These findings suggest that the FRET signal from AT1.03YEMK would not be heavily corrupted by cellular pH fluctuations21,22,23.
During cortical electrical stimulation with the electrode adjacent to the optical fiber (Fig. 1b), intracellular ATP levels significantly decreased at frequencies of 10, 30, 50, and 100 Hz in a stimulation frequency-dependent manner (p < 0.0001, F = 16.99, one-way analysis of variance (ANOVA); n = 6 mice; Fig. 1c, d). Note that our electrical stimulation protocols (stimulation intensity: 100 μA and frequencies: 1-100 Hz) were adopted in reference to in vivo electrical stimulation protocols for inducing neurogenic vascular responses in previous studies15,16, whereas stimulation with higher frequencies would induce the neuronal firings whose patterns were beyond the spontaneous ones24. To investigate the dynamics of neuronal activity and accompanying cerebral metabolic activity evoked by the electrical stimulation, we monitored intracellular Ca2+ activities in pyramidal neurons using fiber photometry and measured cerebral blood flow (CBF) using laser Doppler flowmetry (LDF) (Fig. 1e-h). To monitor the Ca2+ activities in pyramidal neurons, we injected a virus that expresses CaMKII-GCaMP (AAV9-CaMKIIa-jGCaMP7f) to layer 5 of the cerebral cortex (primary motor area). The CaMKII-GCaMP signals were enhanced by local electrical stimulation depending on the stimulation frequency (p < 0.0001, F = 44.91, one-way ANOVA, n = 6 mice; Fig. 1e, f), which is consistent with the results of a previous report25. A similar enhancing effect was found regarding CBF (p = 0.0003, F = 7.21, one-way ANOVA, n = 7 mice; Fig. 1g, h). The maximum amplitude of the ATP signal significantly decayed to the end of stimulation (p < 0.001 vs. time of the end of stimulation; Student’s t-test with Bonferroni correction) and occurred significantly later compared with those of CaMKII-GCaMP and CBF signals at frequencies of 30, 50, and 100 Hz (p < 0.01 vs. CaMKII-GCaMP and CBF; Student’s t-test with Bonferroni correction; Fig. 1i). The ATP signal also showed a significantly longer recovery half-time compared with CaMKII-GCaMP or CBF signals at frequencies of 10, 30, 50, and 100 Hz (p < 0.05 vs. CaMKII-GCaMP and CBF; Student’s t-test with Bonferroni correction; Fig. 1j). These results suggest that local electrical stimulation induce long-lasting, negative effects on the energy balance within cortical neurons in a stimulation frequency-dependent manner, despite a simultaneous enhancement in CBF. These findings suggest that local brain energy homeostatic functions, including hemodynamics, could not be sufficient to always maintain the neuronal ATP levels constant under the electrical stimulation but could slowly complement stimulation-induced neuronal energy consumption. Considering the classical use of in vivo electrical stimulation methodologies26,27, our observation of electrical stimulation-induced long-lasting neuronal ATP reduction could be of interest.
State-dependent variation of neuronal cytosolic ATP levels
We next investigated to what extent intracellular ATP levels within the cortical neurons of live animals may physiologically fluctuate depending on the state they are in using the fiber photometric system. We observed that the ATP signals (Y/C ratio) in the cortex of Thy1-ATeam mice showed slow fluctuations, with frequencies predominantly lower than 0.05 Hz and with durations of convex waves of 30-60 s (Fig. 2a). No waves of the Y/C ratio were observed in control (wildtype) mice. To characterize the intracellular ATP dynamics within cortical neurons, we next monitored ATP signals across the sleep-wake cycles of animals. We simultaneously recorded the CBF using LDF as a metabolic parameter for energy supply, which is controlled by local neuronal activities28 (Fig. 2b). We observed that ATP levels fluctuated across the sleep-wake cycles and negatively correlated with CBF (Fig. 2c). Intriguingly, ATP levels significantly decreased during rapid eye movement (REM) sleep state compared with wake and non-REM (NREM) sleep state (main effect for state using one-way ANOVA: F(2, 9) = 21.35, p < 0.001; followed by multiple comparisons with the Bonferroni test: p < 0.05 for REM sleep vs. wake and NREM sleep, respectively, n = 4 mice; Fig. 2d). In contrast, CBF increased during REM sleep state (F(2, 9) = 21.63, p < 0.001 and p < 0.05 for REM sleep vs. wake and NREM sleep, respectively, n = 4, the same mice; Fig. 2e), which, in combination with a similar increase in other metabolic activities related to energy supply in this state6,7,8,29, suggests a negative energy balance in cortical neurons and reflects a high energy expenditure during REM sleep state.
Focusing on changes in ATP signals and CBF during sleep state transitions, ATP levels decreased following the transition from the wake state to NREM sleep state, whereas CBF transiently decreased during transition but was restored afterward (main effect for state using two-way ANOVA: F(11, 33) = 4.73, p < 0.001 for ATP and F(11, 33) = 5.87, p < 0.001 for CBF; followed by multiple comparisons with the Bonferroni test: p < 0.05 vs. the data of the first and fourth epochs; n = 4 mice; Fig. 2f(i). During transitions from NREM sleep state to wake state, ATP signals increased, whereas CBF transiently increased and then significantly decreased (F(11, 33) = 5.78, p < 0.001 for ATP and F(11, 33) = 8.24, p < 0.001 for CBF; followed by multiple comparisons with the Bonferroni test: p < 0.05 vs. the data of the first and fourth epochs; n = 4 mice; Fig. 2f(ii). When transitioning from NREM to REM sleep, ATP signals gradually decreased, whereas CBF increased (F(11, 33) = 10.62, p < 0.001 for ATP and F(11, 33) = 5.13, p < 0.001 for CBF; followed by multiple comparisons with the Bonferroni test: p < 0.05 vs. the data of the first and fourth epochs; n = 4 mice; Fig. 2f(iii). In contrast, at the transition from REM sleep state to the wake state, ATP signals promptly increased, whereas CBF gradually decreased (F(11, 33) = 9.63, p < 0.001 for ATP and F(11, 33) = 10.56, p < 0.001 for CBF; followed by multiple comparisons with the Bonferroni test: p < 0.05 vs. the data of the first and fourth epochs; n = 4 mice; Fig. 2f(iv). These changes were accompanied by changes in electroencephalographic (EEG) parameters (delta power and theta frequency) and electromyographic (EMG) activity, which match the defining features of the sleep and wake states.
As the intracellular ATP levels in cortical neurons decreased during the transitions from the wake state to NREM sleep state and from NREM to REM sleep states, we assumed that they may be dependent on the depth of NREM sleep and/or sub-state of REM sleep between the tonic and phasic components. However, the temporal cross-correlation analysis revealed no obvious correlation between ATP signals and EEG delta power during NREM sleep state or theta frequency during REM sleep state30,31 (Supplementary Fig. 2). These data indicate that the intracellular ATP levels of cortical neurons do not correlate with the depth of NREM sleep or sub-state of REM sleep.
To further assess intracellular ATP dynamics in cortical neurons in response to different states, we used isoflurane-mediated anesthesia, which triggers a state of unconsciousness that shares striking similarities with those during NREM sleep, regarding the activities in the cerebral cortex and involved regions32,33. Isoflurane treatment reversibly decreased intracellular ATP levels in cortical neurons (F(2, 8) = 21.24, p < 0.001, main effect for isoflurane using two-way ANOVA; followed by multiple comparisons with the Bonferroni test, p < 0.05; pre vs. iso and iso vs. post; n = 5 mice; Supplementary Fig. 3), which was accompanied by alterations in EEG and EMG activities. This reduction in ATP levels was comparable with those during REM sleep and following electrical stimulation at 50 Hz (Supplementary Fig. 3B). General anesthesia agents, including isoflurane, diminish global neuronal and glial activities in the cortex31,34. These suggest that isoflurane-mediated anesthesia results in a negative energy balance in neurons, which could reflect the suppression of ATP production related to energy supply that exceeds the reduction in neuronal activity and, therefore, energy consumption35,36.
Rapid changes in neuronal ATP levels between sub-states
Given our finding that intracellular ATP levels of cortical neurons show fluctuations within the sleep-wake states and at transitions between these states (Supplementary Fig. 4), we next examined these fluctuations in more detail. During the wake state, two distinct sub-states are defined: quiet-awake (non-movement) and active-awake (locomotion or other movements)37. As these sub-states are associated with distinct neuronal activities in the cortex37, intracellular ATP levels within these cells may also vary between sub-states. To address this possibility, we evaluated neuronal ATP dynamics at the transition from quiet- to active-awake, which is characterized by the onset of EMG activity. ATP signals increased and peaked within a few seconds after the transition from quiet- to active-awake, and remained elevated thereafter (Fig. 3a, b). CBF immediately increased at the transition, reaching its highest level preceding the peak in ATP concentrations, and following a transient drop resumed a level almost below that during quiet-awake. The transition between sub-states was confirmed by EEG gamma power37, the increase of which was detectable prior to the enhancement of CBF and EMG activities (Fig. 3a).
As we also observed fluctuations in ATP signals and CBF during NREM sleep state (Supplementary Fig. 4), we next assessed these parameters at micro-awakenings during NREM sleep state38. ATP signals transiently increased following a brief elevation in EEG gamma power and short-term EMG activity (Fig. 3c, d). During ATP increase, CBF increased concomitantly with the rise in EMG activity, followed by a transient decrease below the baseline before its level normalized. Interestingly, unlike CBF, ATP levels did not drop below the baseline following the increase, suggesting that prompt adjustment of metabolic activities enabled timely energy supply and a positive energy balance in neurons.
These temporal relationships between the dynamics of ATP levels and CBF during the wake and NREM sleep states were confirmed by temporal cross-correlation analysis (Supplementary Fig. 5). ATP signals showed a positive correlation peak with a positive time lag (a few seconds) in the wake and NREM sleep states, and a negative correlation peak with a negative time lag (a few seconds) to CBF in the wake state. This biphasic correlation between the ATP levels and CBF was not observed in REM sleep state. These data support our findings that CBF increased preceding the peak in ATP levels and following a transient drop in the wake and NREM sleep states (Fig. 3).
Cortical synchronization of neuronal cytosolic ATP dynamics
Since neuronal activity within the cortex fluctuates across the sleep-wake states locally as well as globally39,40, we wondered whether the observed dynamics in ATP levels between these states is cortex-wide or region-specific. We monitored the intracellular ATP dynamics over a broad area of the cerebral cortex using wide-field imaging in Thy1-ATeam mice (Fig. 4, Supplementary Movie 1-3). Remarkably, intracellular ATP levels changed across the sleep-wake states throughout the monitored area and significantly decreased during REM sleep state (Fig. 4a, b and Supplementary Fig. 6) (main effect for state using one-way ANOVA: F(2, 12) = 81.04, p < 0.001; followed by multiple comparisons with the Bonferroni test: p < 0.05, REM vs. wake and NREM sleep, n = 5 mice; Fig. 4b), which is consistent with the above-described observations. To analyze the spatio-temporal ATP dynamics, we used the six cortical modules as regions of interest (ROIs) (Fig. 4c). As expected from the findings above, state-dependent ATP dynamics were observed in all ROIs (main effect for state using two-way ANOVA: F(2, 9) = 880.3, p < 0.001; followed by multiple comparisons with the Bonferroni test: p < 0.05, REM sleep vs. wake and NREM sleep, n = 6 ROIs; Fig. 4d). At the transitions between states, intracellular ATP levels in cortical neurons synchronously changed in all ROIs (Fig. 4e, Supplementary Movie 1-3). To elucidate the characteristics of synchronization in cortical ATP dynamics, we next assessed the correlation in ATP dynamics between the ROIs across and within the states. Across the wake, NREM sleep, and REM sleep states, the ATP dynamics were highly synchronized among all cortical regions (Fig. 4f). Within each state, the ATP dynamics showed the highest correlation in symmetric ROIs between the right and left hemispheres (Fig. 4g). In one cerebral hemisphere, the cortical ATP dynamics showed higher correlations in the adjacent ROIs compared with non-adjacent ROIs. These characteristics of synchronization in cortical ATP dynamics were consistently observed during the wake, NREM sleep, and REM sleep states, and their averaged correlation intensity among ROIs was not significantly altered across the three states (main effect for state using one-way ANOVA: F(2, 9) = 0.86, p = 0.46, n = 4 mice; Fig. 4h).
The present study showed that intracellular ATP levels in cortical excitatory neurons fluctuate under physiological conditions depending on the sleep-wake states of animals. Neuronal ATP levels increased simultaneously with the level of the arousal of animals, whereas they profoundly decreased in an REM sleep-specific manner. These in vivo observations were achieved by genetically encoded ATP sensors recently developed and adopted12,14,23,41,42,43,44,45,46,47, as well as fiber photometry and wide-field microscopy, which was originally used for in vivo monitoring of neuronal calcium activities19,48. Our data demonstrate the superiority of these techniques over previously used, conventional methodologies such as chemiluminescence imaging by luciferase49, which lack temporal and spatial resolutions, are sensitive to a high pH, and importantly, are restricted to in vitro/ex vivo application.
Our most surprising finding was that intracellular ATP levels in cortical excitatory neurons decrease during REM sleep state (Fig. 2). Even though this sleep state is known to be crucial in animals including humans, cortical neuronal activities related to REM sleep and corresponding functions have not been elucidated. The reduction in ATP concentrations in cortical excitatory neurons during REM sleep state indicates a negative energy balance in these cells, whereas the CBF and glucose metabolism for energy supply were simultaneously enhanced6,7,8,29. These observations suggest an REM sleep-specific enhancement of energy-consuming activities and/or disturbance of ATP production in cortical neurons. A rise in energy consumption related to neuronal firing activity seems unlikely, as this was reported to be decreased in cortical pyramidal neurons during REM sleep state48,50. As another characteristic of metabolic activity during REM sleep state, high levels of extracellular lactate were reported51, suggesting that anaerobic glycolysis could be promoted in neurons and/or astrocytes during REM sleep state, whose predominance should be the cause of inefficient ATP production. Furthermore, it is assumed that metabolic processes involved in ATP production such as oxidative phosphorylation may markedly decelerate during REM sleep state. In the last step of oxidative phosphorylation, brain thermogenesis likely occurs via the activation of uncoupling proteins, which could block ATP synthesis52,53. Interestingly, previous studies have reported an increase in brain temperature during REM sleep state54,55,56, thus supporting our hypothesis that active metabolic heat production could cause the reduction in ATP levels during this state5. Our technique and data presented may help unravel the importance of REM sleep and its implications for the brain in future studies.
We found that intracellular ATP levels in cortical neurons increased at the onset of the wake state upon transition from quiet- to active awake, as well as following micro-awakening during NREM sleep state, and in all cases was preceded by CBF increase (Figs. 2,3). These findings indicate a correlation between intracellular ATP concentrations and the level of arousal of animals caused by a rise in energy production in response to increased activity. Focusing on ATP dynamics within the different states, a transient peak in ATP signals was observed a few seconds following the transition of quiet- to active-awake and after the event of micro-awakening, subsequent to an increase in EEG gamma power and CBF (Fig. 3). The coupling between cortical gamma oscillation and induced CBF enhancement via glutamate-mediated synaptic transmission is known as NMC1,2,3,4,28. This mechanism may explain the transient increase in intracellular ATP levels in cortical neurons, EEG gamma activity, and CBF, by allowing a transient excess in energy supply, and therefore positive energy balance in neurons during the wake and NREM sleep states. Interestingly, a time lag of 1-2 s in the ATP peak after the CBF peak (Fig. 3) was consistent with a time lag in the increase of tissue PO2 after the CBF increase, which could be caused by the time required for oxygen to diffuse through the tissue for ATP production57.
Our wide-field imaging further revealed that the intracellular ATP dynamics in neurons showed cortical synchronization across the sleep-wake states (Fig. 4), reflecting cortex-wide neuronal activities and hemodynamics48,58. It is imaginable that these state-dependent cortex-wide fluctuations of cellular energy status could be affected by volume transmission of neuromodulators including of norepinephrine and acetylcholine, as these were shown to be released in a cortex-wide manner depending on the arousal state of animals59,60. Furthermore, the signals of neuromodulators regulate cerebral metabolism as well as neuronal and glial cellular activities61,62,63,64,65. A general cortex-wide synchronization in ATP dynamics was also found within each state. In more detail, however, a relatively higher correlation was observed between symmetrical cortical regions and neighboring regions, whereas correlations were slightly lower between ROIs further away from each other. This region-specificity of cortical ATP dynamics may be related to the functional connectivity of networks and the underlying neuronal activities. In this case, it would be intriguing to test whether ATP dynamics would be enhanced/changed in their regional specificity in response to certain behavioral activities or sensory stimulation of animals.
Neurons express ATP-sensitive potassium channels (KATP channels) that are part of the machinery that enables electrical excitability66. However, since little is known about in vivo intracellular ATP dynamics in neurons, the specific functions and characteristics of these channels under in vivo physiological as well as pathological conditions have not been fully elucidated. We discovered sleep-wake state-dependent fluctuations of intracellular ATP levels in neurons, which strongly supports the assumption that such levels directly regulate neuronal firing activity via KATP channels under physiological conditions. Furthermore, the physiological intracellular ATP dynamics we observed provides strong supporting evidence to previous reports regarding the effect of brain energy metabolism on neuronal activity, and ultimately, on a myriad of brain functions such as memory formation and maintenance67.
Despite the power of the experimental setup used in this study, it still has technical limitations, namely the difficulty in calibrating the ATP-sensor signal to absolute cytosolic concentrations in vivo. Therefore, further technical advances will be needed for more precise measurements of the absolute concentration of neuronal intracellular ATP. As a consequence, we currently do not know whether the in vivo intracellular ATP concentration in neurons is the same as that ex vivo, which has been estimated at approximately 2 mM21,23,45. Nevertheless, the here measured ATP levels following electrical stimulation, which are within the dynamic range of the ATeam sensor with its dissociation constant (Kd) of 1.2 mM14, are likely to be comparable with the ATP response found ex vivo in this context using ATeam11.
In order to examine brain activities and functions, neuronal electrical activities and coupled brain metabolic activities (via fMRI and PET imaging) have been utilized. In contrast, the in vivo intracellular ATP levels in cortical neurons observed in this study showed distinct dynamics across the sleep-wake states that differ from those found using the above conventional methodologies. We also observed that intracellular ATP levels decreased upon local electrical stimulation, triggering a rise in both energy supply and consumption, whereas general anesthesia had a similar effect on ATP levels but simultaneously inhibited energy supply and consumption32,34,35,36 (Fig. 1 and Supplementary Fig. 2). Taken together, the intracellular ATP levels, which could be regarded as the cellular pool of energy, can be useful for understanding physiological and pathological processes in the brain as well as in the body of live animals, such as hibernation, fatigue, metabolic disorders including ischemia, and degenerative diseases.
All animal procedures were conducted in accordance with the National Institutes of Health Guide for the Care and Use of Laboratory Animals and were approved by the Animal Research Committee of Tokyo Metropolitan Institute of Medical Science (approval No. 16017) and Tohoku University (approval No. 2018LsLMO-020). All efforts were made to minimize animal suffering or discomfort and to reduce the number of animals used. Experiments were performed using 3- to 12-month-old male and female mice. Thy1-ATeam transgenic mice11 were used for ATP recording and wildtype mice were used for calcium or CBF recordings under the electrical stimulation. The genetic background of all transgenic and wildtype mice was C57BL6J. Mice were housed under controlled lighting (12 h light/dark cycle) and temperature (22-24 °C) conditions. Food and water were available ad libitum.
Stereotaxic surgery was performed under anesthesia with a ketamine-xylazine mixture (100 and 10 mg/kg, respectively, i.p.) or with isoflurane using a vaporizer for small animals (Bio Research Center). For fiber photometric recordings, an optical fiber cannula (CFMC14L05, ⌀ 400 μm, 0.39 NA; Thorlabs) was unilaterally implanted into the left primary motor cortex (+1.1 mm anteroposterior, +1.5 mm mediolateral from bregma, –1.2 mm dorsoventral from the skull surface, according to the Mouse Brain Atlas68). For local electrical stimulation, an optical fiber cannula attached to 50-μm diameter tungsten-wires (#2016971, California Fine Wire) was implanted. For virus injection, 33 gauge syringe needles (Hamilton) were used for infusion of AAV9-CaMKIIa-jGCaMP7f (3.0 × 1013 vg per mL) into the left primary motor cortex and a 0.2 μL viral solution was infused at a rate of 0.02 μL min−1. For CBF measurements, the skull over the contralateral cortical hemisphere was exposed and sealed with silicone impression material (Shofu Inc.) until the beginning of the experiment. To fix the heads of mice, a U-shaped plastic plate was attached to the skull using dental cement (Fuji lute; GC Corporation) to enable its fixation to the stereotaxic frame during recordings.
For wide-field optical imaging, the skull over the entire cerebral hemispheres was exposed and sealed with an ultraviolet-curing jelly nail. To fix the head of mice under the microscope, a stainless chamber frame (Narishige) was attached to the skull using dental cement to enable its fixation to the stereotaxic frame during recordings.
Electrodes for EEGs and EMGs were implanted on the skull over the frontal cortex and neck muscles, respectively, with their reference electrode being implanted on the skull over the cerebellum. The mice were then housed separately for a recovery period of at least 5 days.
A fiber photometric system designed by Olympus Engineering (custom-made) was used to detect the compound intracellular ATP or calcium dynamics19 (Fig. 2a). For ATP signal recordings, the input light (435 nm; silver-LED, Prizmatix) was reflected off a dichroic mirror (DM455CFP; Olympus), coupled into an optical fiber (M41L01, ⌀ 600 μm, 0.48 NA; Thorlabs) linked to a next optical fiber (M79L01, ⌀ 400 μm, 0.39 NA; Thorlabs) through a pinhole (⌀ 600 μm), and then delivered to an optical fiber cannula (CFMC14L05; Thorlabs) implanted into the mouse brain. Light-emitting diode (LED) power was <200 μW at the fiber tip. Emitted yellow and cyan fluorescence light from ATeam was collected via an optical fiber cannula divided by a dichroic mirror (DM515YFP, Olympus) into cyan (referred as CFP; 483/32 nm band-pass filters, Semrock) and yellow (referred to as FRET; 542/27 nm band-pass filter; Semrock), and detected by two separate photomultiplier tubes (H7422-40; Hamamatsu Photonics). For Ca2+ recording, input light (475 nm; silver-LED, Prizmatix) and dichroic mirrors (DM490GFP; Olympus and FF552-Di02-25×36; Semrock) were applied to detect GCaMP fluorescence (495-540 nm band-pass filter; Olympus). The fluorescence signals were digitized by a data acquisition module (NI USB-6008; National Instruments) and recorded by a custom-made LabVIEW program (National Instruments). Signals were collected at a sampling frequency of 1 kHz. The recordings were carried out under habituated head-fixed conditions in the latter half of the light phase.
Wide-field optical imaging
Wide-field imaging of ATP signals in vivo was performed using a macro-zoom fluorescence microscope (MVX-10, Olympus), with a high power LED (X-Cite 120LED, Lumen Dynamics Group Inc., wavelengths 385 nm and 430 nm) and an objective lens (1× MVX Plan Apochromat Lens, NA 0.25, Olympus). The microscope was equipped with a reverse dichroic mirror (U-MCFPHQ, Olympus), and the emission light was separated by a splitter (W-VIEW GEMINI, Hamamatsu Photonics) with band-pass filters (FF01-550/49-25 and FF01-496/20-25, Semrock) for the yellow and cyan light, respectively. For the recording of the entire hemisphere, a rectangular region (12 mm × 9 mm) was imaged at 320 × 240 pixels, at a focus set at 0.75 mm in depth from the top of the cortical surface. Images were acquired using the HCImage Live software at a frame rate of 1 Hz (exposure time: 500 ms) with a cooled CCD camera (ORCA-Flash4.0 V3, Hamamatsu Photonics). The recordings were carried out under habituated head-fixed conditions in the first half of the light phase.
EEG, EMG, and CBF recordings
EEGs and EMGs were always monitored during ATP measurements. During fiber photometric recordings, EEG and EMG signals were amplified (Model 3000, A-M systems), filtered, and digitized at 1 kHz using an analog-to-digital converter (USB-6008, National Instruments). EEG signals were high-pass- and low-pass-filtered at 0.1 Hz and 300 Hz, respectively. EMG signals were high-pass- and low-pass-filtered at 1 Hz and 300 Hz, respectively. The data acquisition software was written with LabVIEW (National Instruments). Simultaneously with the fiber photometric recordings, CBF was monitored using laser Doppler flowmetry (LDF; wavelength 780 nm; ATBF-LN1; Unique Medical) with a 0.5-mm needle probe attached to the skull over the contralateral cortical hemisphere, based on the CBF symmetry69,70 (Fig. 3b). CBF signals were digitized at 1 kHz using an analog-to-digital converter (USB-6008).
During wide-field imaging, EEG and EMG signals were amplified (DAM50, WPI), filtered, and digitized at 1 kHz using an analog-to-digital converter (Micro1401-3, CED). EEG and EMG signals were high-pass- and low-pass-filtered at 0.1 Hz and 300 Hz, respectively. The data were recorded using the Spike2 software (CED).
Cortical electrical stimulation
A pulse generator with a constant current output (SEN-7203 and SS-202J, Nihon Kohden) delivered a square pulse (0.1-ms pulse width, 100 μA) at each of five frequencies (1 Hz for 5-s trains, 10, 30, 50, and 100 Hz for 3-s trains). Each animal received eight pulse trains at each frequency during the wake state, judged by online EEG/EMG recordings.
Vigilance state determination
EEG/EMG recordings were automatically scored offline as wakefulness, NREM sleep, or REM sleep state using the SleepSign software version 3 (Kissei Comtec) in 4-s epochs according to standard criteria71,72. All vigilance state classifications assigned by SleepSign were examined visually and corrected if necessary. The same individual, blinded to genotype and the experimental condition, scored all EEG/EMG recordings. For detecting the onset of active-awake in the wake state and micro-awakening in the NREM sleep state, the time point at which EMG activity was above a threshold value (mean greater than 10 times the standard deviation) was obtained within each major state.
Fiber photometric and CBF data analysis
Under the electrical stimulation, ATP signals (a ratio of YFP (FRET) and CFP fluorescence intensity), CaMKII-GCaMP, and CBF signals were normalized between one (mean of 5 s before stimulation) and zero (trough value after 50 Hz stimulation) in each animal. Across the sleep-wake states, ATP signals were determined using a curve-fitting procedure and filtered with a Hamming window. CBF signals containing artifacts were removed and EMG signals were also filtered with a Hamming window. For the comparison of ATP/CBF levels across the states, the data immediately before and after the state transitions for each three consecutive epochs (12 s) were excluded from the analysis. Within each state, ATP/CBF signals (S) were normalized calculating the Z-score as (S-Smean)/SSD, where Smean and SSD were the mean and standard deviation values of the wake state. Sleep-wake state transitions were defined as four consecutive epochs (16 s) of one state followed immediately by eight consecutive epochs (32 s) of a distinct state. Theoretically, six types of transitions could exist: wake-to-NREMS, wake-to-REMS, NREMS-to-wake, NREMS-to-REMS, REMS-to-wake, and REMS-to-NREMS. In practice, no animal displayed a 12-epoch sequence meeting the criteria for the REMS-to-NREMS or wake-to-REMS transitions, and thus data were only processed from the other four transition types. EEG delta power (1-4 Hz) was processed as raw values, and EEG theta frequencies (5-10 Hz) were divided by the delta frequencies for standardization. EMG activity was filtered with a Hamming window. Within the identified transitions, ATP and CBF signals, EEG parameters, and EMG activity were normalized calculating the Z-score as (S-Smean)/SSD, where Smean and SSD were the mean and standard deviation values of the first three epochs of the wake-to-NREMS transition. All Z-scored data were averaged across all identified transitions exhibited by each animal. These average curves were subjected to two-way ANOVAs with epoch numbers as a within-subjects measure. For the onset of active-awake in the wake state and micro-awakening in the NREM sleep state, ATP/CBF signals and EMG activity averaged across all identified onsets exhibited by each animal were performed the adjustment of a zero point with the mean values of one epoch (4 s) immediately before the onset-time.
Imaging data analysis
Image analysis was performed using the ImageJ software (https://imagej.nih.gov/ij/). The original 512 × 512-pixel images were reduced to 64 × 64 pixels by binning. Regarding Fig. 4a, b, we calculated the Y/C ratio based on the complete 64 × 64 image dataset. The ATP signal was calculated by means of the fluorescence intensity of YFP (FRET) and CFP. Six circular ROIs were symmetrically placed across the entire cerebral cortex (Fig. 4c). Within each state, ATP signals were normalized calculating the Z-score as (S-Smean)/SSD, where Smean and SSD were the mean and standard deviation values of the wake state to compare the ATP levels across the state. Sleep-wake state transitions were defined as four consecutive epochs (16 s) of one state followed immediately by eight consecutive epochs (32 s) of a distinct state. Within the identified transitions, ATP and signals were normalized calculating the Z-score as (S-Smean)/SSD, where Smean and SSD were the mean and standard deviation values of the first three epochs in a stage immediately before the transition. Cross-correlation was computed using the mean ATP signal of the ROIs. For the cross-correlation analysis, the data immediately before and after the state transitions for each 4 s were excluded from the analysis. All data analyses were performed using MATLAB (MathWorks).
Statistics were calculated using MATLAB (MathWorks). The power spectral data of the Y/C ratios were obtained by a wavelet analysis. Two-sample comparisons were performed by paired t-test or Student’s t-test. Multiple group comparisons were performed by repeated-measures ANOVA followed by Bonferroni post-hoc tests. The data with error bars are mean ± SEM in each graph, unless otherwise stated. All tests used are specified in the figure legends or text.
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
Source data used to generate the graphs in figures are provided in Supplementary Data 1. All data generated or analyzed during this study are available from the authors.
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This work was supported by a Grant for Research Fellow of the Japan Society for the Promotion of Science to A.N. (18K14756) and a Grant-in-Aids from Japan Foundation for Neuroscience and Mental Health, Narishige Neuroscience Research Foundation and Meiji Yasuda Life Foundation of Health and Welfare to A.N, PRESTO from JST (JPMJPR1887) to T.T, YoungGlia (Glial Assembly in Japan and Glial Heterogeneity in Germany) to A.N. and A.T. We also thank Seiichiro Sakai and Takashi Shichita for providing AAV9-CaMKIIa-jGCaMP7f. We would like to thank Editage (www.editage.jp) for English language editing.
The authors declare no competing interests.
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Natsubori, A., Tsunematsu, T., Karashima, A. et al. Intracellular ATP levels in mouse cortical excitatory neurons varies with sleep–wake states. Commun Biol 3, 491 (2020). https://doi.org/10.1038/s42003-020-01215-6