Germline alterations in the RB1 tumor suppressor gene predispose patients to develop retinoblastoma (RB) in both eyes. While similar treatment is given for each eye, there is often a variable therapeutic response between the eyes. Herein, we use the aqueous humor (AH) liquid biopsy to evaluate the cell-free tumor DNA (ctDNA) from each eye in a patient with bilateral RB. Despite the same predisposing germline RB1 mutation, AH analysis identified a different somatic RB1 mutation as well as separate and distinct chromosomal alterations in each eye. The longitudinal alterations in tumor fraction (TFx) corresponded to therapeutic responses in each eye. This case demonstrates that bilateral RB tumors develop separate genomic alterations, which may play a role in tumorigenesis and prognosis for eye salvage. Identifying these inter-eye differences without the need for enucleated tumor tissue may help direct active management of RB, with particular usefulness in bilateral cases.
Retinoblastoma (RB) is an eye cancer that forms in the developing retina and affects approximately 8,000 infants and toddlers each year worldwide1. If untreated, RB is fatal, however overall survival rates for RB in the United States have risen above 97%2. While mortality is improving, morbidity remains high; these children frequently sustain a loss of vision or loss of the eyes to prevent the extraocular spread of disease3,4. This morbidity is even more impactful in children who have a hereditary diseases with both eyes affected. This rare neoplasm occurs as a result of biallelic inactivation of the RB1 tumor suppressor gene5. In hereditary RB, which accounts for approximately 45% of RB cases1, the first RB1 pathogenic mutation is a constitutional germline or mosaic mutation that arises during gametogenesis or early fetal development. This germline mutation thus predisposes the patient to develop bilateral RB, as a secondary somatic mutation in any retinal cell initiates tumorigenesis. In the remaining non-hereditary cases, RB is caused by a somatic mutation, leading to biallelic RB1 loss in the tumor only.
Landmark discoveries in the genetic origins of RB have revolutionized the field of cancer biology and, in this century, spurred an era of genomic testing and precision oncology. In 1971, Knudson elegantly described the genetic mechanism of RB with his “two-hit hypothesis”.5 This ultimately led to the description, localization, and cloning of the first tumor suppressor gene, which we today recognize as RB1. Ironically, despite the pioneering role RB has played in cancer genomics, the children who are affected by RB have not received many of the benefits that precision oncology has to offer. Unlike that of other tumors, a direct biopsy of RB is contraindicated due to the risk of extraocular tumor spread6. Thus, tumor tissue is only available from enucleated (surgically removed) eyes. Therefore, RB genomic biomarkers are not routinely available from eyes undergoing therapy with the goal of organ salvage.
Without access to genomic biomarkers, ocular oncologists strictly rely upon clinical features for therapeutic decisions. Despite the same predisposing germline RB1 mutation and similar treatment, there is frequently a variable therapeutic response between each eye of the same patient. This is likely due to differences at the molecular level between the tumors in each eye. It is known that after inactivation of the second RB1 allele, additional genomic events, including large-scale somatic copy number alterations (SCNAs), are responsible for further tumorigenesis7. Winter et al. recently reported distinct genomic profiles between tumors from enucleated eyes in two patients with bilateral RB8. Additionally, Davies et al. described enucleated bilateral tumors from one patient as having the same germline RB1 mutation but differing somatic RB1 mutations9. However, further characterizations of independent heterogenous inter-eye events in bilateral RB patients are limited given 1) the goal of avoiding bilateral enucleation and 2) the aforementioned contraindication to direct tumor biopsy of RB6. To overcome this problem, we utilize the aqueous humor (AH), the clear fluid that circulates in the front of the eye, as a liquid biopsy for RB. We have demonstrated that the AH is a rich source of cell-free tumor-derived DNA (ctDNA) that captures the genomic landscape of RB tumors, including RB1 mutations and RB SCNAs10,11. Herein, we utilized the AH liquid biopsy to provide a comparison of genomic profiles between eyes in a patient with bilateral RB without direct tumor biopsies or upfront enucleation; we also show that ctDNA longitudinal dynamics corresponded to therapeutic response.
This study included a total of 5 AH samples (3 samples from the right eye and 2 samples from the left eye) from a patient with bilateral RB. Patient demographics are presented in Supplementary Table 1. The right eye was classified as International Intraocular Retinoblastoma Classification (IIRC) Group C12/Stage cT2b13; the left eye was Group D/Stage cT2b (Fig. 1A, B). Focal consolidation with laser and cryotherapy was used in conjunction with primary intravenous chemotherapy per established protocol14. Given persistent vitreous seeding in the right eye, three intravitreal melphalan (IVM) injections were performed. All seeds resolved, and the right eye was salvaged without subsequent recurrence over a total follow-up of 32 months. The left eye also had persistent seeding after primary chemotherapy and was treated with two IVM injections and one intravitreal topotecan injection. Despite this therapy, the left eye developed multiple areas of tumor recurrence in the retina and vitreous cavity, requiring subsequent enucleation to prevent extraocular tumor spread 10 months after diagnosis.
RB1 mutation detection
In peripheral blood, a large-scale 39Mbp 13q deletion (including the RB1 locus at 13q14.2) and focal 949kbp loss of 16p12.2 were detected. RB1 mutational analysis of AH ctDNA from the right eye identified the 13q deletion and the second somatic mutation: c.1981C>T (p.R661W), a missense mutation, with a variant allele frequency (VAF) of 31% (Fig. 1C1). Analysis of AH ctDNA from the left eye demonstrated a different somatic mutation: c.1215+1G>A, a splice donor variant, with a VAF of 92.6% (Fig. 1C2). This somatic RB1 mutation was similarly identified in the matched tumor sample obtained after enucleation of the left eye (tumor VAF 92%).
Whole genomic analysis of AH ctDNA
Three SCNAs (1q gain, 13q loss, and 16q loss) were identified in the right eye and two SCNAs (6p gain and 13q loss) were detected in the left eye (Fig. 1D, E). The only shared alteration between eyes was the known germline 13q loss (Supplementary Fig. 1). Of note, the germline focal 16p deletion seen on peripheral blood testing was not detected in SCNA profiling of either eye, as it was below our 1Mbp detection threshold with ultra-shallow whole genome sequencing and copy number profiling. No pathogenic BCOR or CREBBP mutations were detected in this patient.
In the right eye, tumor fraction (TFx) in the AH decreased from 77.67% to 5.85% over the course of 3 IVM injections (Fig. 2). The left eye demonstrated an increase of AH TFx from 84.54% during intravitreal treatment to 98.09% at the time of enucleation (Fig. 3A and B).
AH and tissue concordance
Herein, we demonstrate distinct inter-eye genomic profiles in a case of bilateral RB with the same predisposing germline 13q deletion. This heterogeneity clearly illustrates that RB tumorigenesis progresses independently in each eye, adding to recently published studies of patients with bilaterally enucleated RB8,9. Using an AH-based liquid biopsy avoids the need for enucleated tumor tissue and enables longitudinal monitoring of molecular tumor dynamics during active globe-conserving therapy for each eye. Implementation of the AH liquid biopsy offers great potential for precision management of this pediatric cancer, specifically with regards to tailoring therapeutic strategies for each eye in patients with bilateral RB.
Larger AH liquid biopsy studies have shown that chromosome 6p gain–specifically with greater than 1.5 median amplitudes of gain-is significantly associated with increased risk of enucleation15,16. In this case, the left eye had a pronounced 6p gain with an amplitude of 1.8 and ultimately required enucleation due to failed response to therapy; however, the right eye, which did not have a 6p gain, was successfully treated and saved (Fig. 1D). For patients with bilateral RB, a prognostic biomarker like 6p gain is only useful if each eye can be investigated separately. Hence, an advantage of the AH liquid biopsy over any blood-based approach is its ability to evaluate ctDNA in each eye individually and provide eye-specific prognostication in the setting of bilateral disease15,16.
Blood-based liquid biopsies for RB have been discussed, yet successful identification of RB-derived ctDNA in blood has only been described in instances of locally advanced or metastatic disease and at tumor fractions too low for the identification of SCNAs17. In contrast, we have shown that both pathogenic RB1 mutations and SCNAs are detectable in the ctDNA isolated from 100 μL of AH and can be analyzed in each eye separately11.
As a further application of the AH liquid biopsy to precision medicine for RB, these findings suggest that an AH liquid biopsy can be used to longitudinally trend TFx, which corresponds to treatment response. Based on studies of non-ocular cancers18,19, as well as AH in RB20, a decrease in TFx corresponds to disease regression, as seen in the right eye of this case. There was a dramatic decrease in TFx from 77.67% to 5.85% seen in the right eye that was observed with decreased vitreous seeding and shrinkage of the main tumor with a positive therapeutic response. This decrease in TFx correlated with a decrease in the absolute SCNA amplitude of the somatic alterations 1q and 16q, but the amplitude of 13q was not affected as the latter is a germline alteration that is not solely in the tumor and thus the amplitude of loss is not affected by TFx. This constellation of findings is consistent with our previous publication that demonstrated longitudinal changes in AH-derived cfDNA TFx and SCNA amplitude corresponding to clinical responses during active therapy20. In contrast, the left eye demonstrated an increase in TFx associated with tumor recurrence. Because TFx changes correlate with disease activity18,19,20,21, implementing an AH liquid biopsy platform could offer an objective way to monitor therapeutic response in each eye independently and detect recurrence before they are clinically visible in RB eyes.
In this study, AH obtained immediately following enucleation and matched tumor tissue in the left eye demonstrated 99.79% concordance. However, in the setting of multifocal disease due to germline RB1 mutation, each tumor clone may develop different SCNAs, yielding a blended AH ctDNA profile that may differ from the matched tumor profile10. Further research is necessary to determine if there is intra-eye genomic heterogeneity in cases of multifocal disease, and if so, how the AH liquid biopsy may be best applied in these cases.
Herein, we present a report of separate, distinct genomic profiles derived from AH ctDNA in each eye of a patient with bilateral RB. An AH liquid biopsy platform that can be implemented during active treatment has promising advantages for RB management, with particular usefulness in bilateral disease. Our strategy of using the AH as a liquid biopsy may provide the groundwork for further investigation and identification of additional biomarkers which could lead to the development of more precise intervention strategies guided by the distinct genomic profile of each RB tumor.
This research was conducted under Institutional Review Board approval and adhered to the tenets of the Declaration of Helsinki. Written informed consent was obtained from the participant’s parents prior to inclusion in the study.
Patient demographics and samples
This report includes one patient with bilateral RB. Relevant clinical information was obtained from retrospective chart reviews. AH samples were extracted via clear corneal paracentesis15 during routine intravitreal melphalan (IVM) therapy22 or immediately following secondary enucleation.
Genomic analysis of AH samples
Copy number analysis of AH ctDNA was performed as previously described10,15,23. The presence of >1 Mbp SCNAs was noted at 20% deflection from a baseline human genome15,23. Constructed whole genome libraries were also used to identify RB1 pathogenic mutations using a custom hybridization and next-generation sequencing panel11. Our hybridization capture panel covered the full length (including introns and exons) of the RB1 gene, the MYCN gene, and all exons of the BCOR and CREBBP genes. Detected RB1 single-nucleotide variants (SNVs) were compared to routine clinical peripheral blood RB1 testing. When the tumor was available, concordance between AH and tumor DNA profiles was calculated15,24.
Determination of ctDNA Tumor Fraction
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
The data presented in this study are available on Sequence Read Archive with BioProject accession number PRJNA732978.
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Dr. Berry has grant support from: the National Cancer Institute of the National Institute of Health Award under Grant [K08CA232344]; Hyundai Hope on Wheels under Grant [RGA012351]; the Wright Foundation; and The Childhood Eye Cancer Trust. Indirect support is provided by: the Larry and Celia Moh Foundation; the Institute for Families, Inc., Children’s Hospital Los Angeles; an unrestricted departmental grant from Research to Prevent Blindness; the National Institute of Health under Grant [P30EY029220]; and the National Cancer Institute under Grant [P30CA014089]. Mary E. Kim has grant support from the Wright Foundation. The authors would like to thank Brianne Brown for her technical support and help with data and image collection.
Drs. Berry, Xu, and Hicks have filed a patent application entitled, Aqueous Humor Cell Free DNA for Diagnostic and Prognostic Evaluation of Ophthalmic Disease. Otherwise, the authors declare no potential conflicts of interest.
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Wong, E.Y., Xu, L., Shen, L. et al. Inter-eye genomic heterogeneity in bilateral retinoblastoma via aqueous humor liquid biopsy. npj Precis. Onc. 5, 73 (2021). https://doi.org/10.1038/s41698-021-00212-0
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