Abstract
Global warming has accelerated alpine glacier melting and led to an increased risk of glacial lake outburst floods (GLOFs). This paper extracted glacial lake boundaries in the Tienshan Mountains of Central Asia from 1990 to 2023, analyzed their spatiotemporal variations and evaluated their risk levels under current and future scenarios. The results show that glacial lakes are predominantly distributed in the Central and Western Tienshan, accounting for 75% of the total number in the Tienshan region. The number and area of glacial lakes increased by 148% (from 1837 to 4557) and 71.83% (from 119.73 to 205.73 km2) during 1990 to 2023, with moraine lake expansion predominating. In the Western Tienshan, the high or very high risk of GLOF is 3–4 times that of other areas. By the middle of the twenty-first century, GLOF risk will continue to increase, especially in the Western Tienshan. This study can provide scientific foundation for disaster mitigation in the downstream areas.
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Introduction
Glacial lake outburst floods (GLOFs) are a sudden, hazardous, and wide-ranging natural disaster phenomena, often accompanied by mudslides1. They mainly occur as outburst floods triggered by glacial lake dam failure in high alpine mountains. The result is a rapid release of large quantities of water and sediments, with the sudden deluge often proving disastrous for downstream areas, damaging both the natural and socio-ecological environments2.
Over the past half-century, global warming has spurred glacier retreats3,4. At the same time, climate change has led to the rapid expansion of glacial lakes and the further formation of new ones. This expansion is particularly noticeable in alpine mountains, where the area and water volume of the lakes are increasing. Unfortunately, the increase in size also brings with it an increase in the risk of GLOFs2.
On the one hand, GLOFs can provide a valuable water resource and hydroelectric power to downstream areas, which is of great significance to the production and life of residents downstream. However, on the other hand, they can also cause major destruction to residential homes and other infrastructure. The damage can extend for thousands of kilometers from the headwaters to downstream areas2,5,6. Furthermore, the occurrence of GLOFs has significant implications for the spatial and temporal distribution and utilization of water resources in alpine regions7.
Glacial lakes are highly susceptible to climate change, and their worldwide increase in number, size, and volume can mainly be attributed to global warming, with additional contributions from other climatic drivers (e.g., extreme hydrologic events, human activities, and glacier changes). From 1990 to 1999, 9414 glacial lakes (>0.05 km2) globally covered ~5.93 × 103 km2 of Earth’s surface. As of 2015 to 2018, the number and volume of glacial lakes globally increased by 53% and 48% over 1990 to 1999, respectively, for a total of ~14,394 lakes and a coverage of 8.95 × 103 km2 in area8,9. However, the growth distribution of glacial lakes is not uniform and displays major regional differences. For instance, the growth in area and capacity of high-altitude glacial lakes saw a rapid expansion, which is consistent with the effects of global warming. This type of growth dominated high-altitude regions such as Alaska, Greenland, and the Third Pole. Glacial lakes in High Mountains Asia (HMA) have been studied that glacial lakes in HMA are relatively small at high latitudes, but are growing rapidly in some sub-regions. Between 1990–1999 and 2015–2018, the lake volume in the entire region increased by ~45%, to 4.6 km3. The number of lakes in the Asia South East region, including Nepal, northern India, Bhutan, and a part of southwestern China, has nearly doubled10,11,12.
Moraine and ice dam lakes are the main sources of sudden GLOF events. Factors such as ice-rock avalanches, extreme precipitation, glacial ice melting, and other destabilizing forces can weaken the dam body, causing the moraine dam pipe to rupture. The resulting rapid release of a large amount of water from the lake creates the GLOF disaster13,14. Since 1990, the area and number of glacial lakes in high mountainous regions around the world have shown a general trend of increase. GLOFs recorded in most glaciated mountain areas worldwide have increased. The ongoing glacier melting and the expansion of glacial lakes are expected to further increase the frequency of GLOFs. With the anticipated warming in the future, the risk of GLOFs is also expected to increase15. Taylor et al. studied the damage potential and spatial distribution characteristics of outburst flooding on a global scale, showing that 15 million people worldwide are affected by potential GLOFs, with most of the exposed populations living in the high mountain regions of Asia2. Zheng et al. demonstrated that in the Third Pole region, GLOF risk is concentrated in the eastern Himalayas and that current risk levels are at least twice those of neighboring areas16. For instance, in the Karakoram region, many glaciers are experiencing frequent, irregular, and sudden advancement. This phenomenon could potentially lead to a future increase in GLOFs across the Karakoram Mountains17. Carrivick et al. employed various indicators combined with the global assessment of GLOF’s social impact, concluding that the occurrence of this mountain disaster is mainly related to glacier mass balance and climate18,19.
The Tienshan Mountains are situated in Central Asia. It stretches about 2500 km across the central part of the Eurasian continent and has an average elevation of over 3500 m. Commonly referred to as the “Water Tower of Central Asia”, the Tienshan Mountains are home to a vast area of modern glaciers (Fig. 1). This region is also known for having a high frequency of GLOFs, which, according to reports, are mainly caused by moraine and ice-dammed lakes.
The outburst of glacial lakes typically triggers a series of other natural disasters, such as mudslides and landslides, which are among the most serious threats to the region. Previous studies of glacial lakes in the Central Asian mountain range have primarily focused on the dynamic evolution of specific active glacial lakes, such as Lake Mazhbach20, along with the identification of potentially hazardous glacial lakes and the reconstruction of GLOFs21,22. The current warming rate is 0.36~0.42 °C/10a and the increase rate of precipitation is around 8.4 mm/10a7. Consequently, glacier ablation has accelerated23, exacerbating the potential risk of GLOF-induced disasters (Fig. 2).
This paper provides a comprehensive mapping and classification of glacial lakes with an area larger than 0.01 km2 in the Tienshan Mountains using remote sensing imagery. The current and future outburst flood risk were then analyzed. The objective of this research is to analyze the spatial and temporal variations of glacial lakes and to evaluate the risk of future GLOF events in the context of climate change. The paper focuses on the following three aspects: (1) uncovering trends in the number and area of glacial lakes over the past 30 years using remote sensing images; (2) quantifying the hazard and risk level of glacial lakes based on an improved risk assessment model for the current and future period; and (3) analyzing future risk by combining glacier thickness data and GloGEM model data.
Results
Historical spatiotemporal changes of glacial lakes
The total number of glacial lakes was 4557, with a total area of 205.73 ± 0.17 km2 in 2023. The glacial lakes were mainly concentrated in the Central Tienshan (with a number of 1870 glacial lakes), Western Tienshan (1548 glacial lakes), followed by Northern and Eastern Tienshan. Of these 4557 lakes, over half (~54.29%) were moraines, with a total area of 87.95 ± 0.1 km2.
The number and area of glacial lakes increased significantly between 1990 and 2023. The number of glacial lakes increased by 2720 (~148%), and the area expanded by 71.83%. From 1990 to 2000, the number of glacial lakes increased by 29.94% and the area expanded by 7.02 ± 0.17%. From 2000 to 2010, the number and area of glacial lakes increased by 24.17% and 19.78 ± 0.19%, respectively, while the number and area of glacial lakes increased by 28.54% and 17.40 ± 0.18% from 2010 to 2020, respectively. From 2020 to 2023, the number and area of glacial lakes increased by 19.6% and 14.18 ± 0.17%, respectively.
Spatially, the Central Tienshan had the highest growth in both the number and area of glacial lakes from 1990 to 2023, with an increase of 188% in glacial number and 78.83 ± 0.3% in the lake area. Western Tienshan followed closely behind, with the number of glacial lakes increased by 145.32% and the area increased by 68.91 ± 0.16%. The expansions of glacial lakes in Northern and Eastern Tienshan, however, were relatively moderate, with the relative increments in glacial lake area being 66.71 ± 0.05% and 30.68 ± 0.06%, respectively (Table 1).
Historical GLOF events
Over the past two centuries, the Tienshan region has experienced at least 234 GLOFs in 49 glacial lakes. We collected and analyzed the records of these events to better understand their spatial distribution and attribute characteristics. The data are based on the Asian alpine glacial lake outburst event dataset and were primarily derived from previous research and relevant news reports (Fig. 3).
Among the 49 glacial lakes, 40 glacial lakes were moraine-dammed lakes. There have been 122 moraine-dammed lake outburst flood events, accounting for 52% of the total number of GLOFs (Fig. 3a). There were 93 GLOF events occurred in ice-dammed glacial lakes (i.e., the Merzbacher Lake)16, whereas only 19 events happened in other types of glacial lakes. Spatially, 96% of the total number of GLOFs was happened in the Western and Central Tienshan.
As the GLOFs originating in ice-dammed lakes, such as the Merzbacher Lake, are often cyclical and high frequency, this study did not include these types of lakes. In the following section, only 122 GLOFs in 40 moraine-dammed glacial lakes were used for the validation of the glacial risk assessment model.
Risk assessment of GLOFs in the current period
In this research, a total of 2474 moraine lakes in the Tienshan Mountains in 2023 were quantitatively assessed for their potential GLOF hazard and risk levels, based on the improved GLOF risk assessment model16. For GLOF exposure level, ~97.73% of the investigated lakes have a low or very low exposure level due to the lack of significant downstream infrastructure within the flood paths of the region. For GLOF hazard level, 512 and 253 moraine-dammed lakes are considered to have high or very high hazard levels of GLOF, accounting for ~30.92% of the total moraine-dammed lakes (Fig. 4). Spatially, approximately 38.17% (~292) and 31.37% (~240) of the high or very high-level hazard lakes are identified in the Central and Western Tienshan (Table 2). There are only 37 high or very-high hazard lakes, accounting for 4.84% of the total, located in the Eastern Tienshan.
For GLOF risk level, over one-fifth (551 lakes) of all the assessed moraine-dammed lakes in the study area had either high or very-high risk levels, whereas 39.89% (987) were at low or very-low risk. The low and very-low risks of GLOF are mainly due to a lack of significant downstream infrastructure within the flood paths of the region (Fig. 5). The low and very-low risks of GLOF are mainly due to their low exposure level. It is worth noting that the current high or very-high risk levels of GLOFs are still in the Western and Central Tienshan, accounting for 51.36% (283) and 31.40% (173).
The GLOF risk assessment model was validated against recorded GLOF events in 40 marine-dammed lakes. The hazard level of GLOF represents the potential extent to which such floods might occur, whereas the risk level takes into account both the hazard level of the GLOF and their potential impact on downstream areas. In other words, the risk level jointly considers both the hazard level and the potential impact of the floods (reflected by the exposure level). The results show that the hazard assessment model used in this paper successfully identified 32 of the 40 moraine-dammed lakes with previous GLOF as having high or very-high hazard levels. The simulation had an assessment accuracy of 80%, which demonstrates the high reliability of the model (Fig. 6).
Risk assessment of future GLOF events
By 2050, under the high emission scenario (RCP8.5), additional 1140 glacial lakes with an area of more than 41.94 km2 are likely to form (Fig. 7). Under the medium-low emission scenarios (RCP4.5, RCP2.6), the areas of additional glacial lakes are forecasted to be approximately 36.67 and 30.57 km2. By 2100, the newly expanded areas of glacial lakes will potentially reach to 108.87, 79.00, and 55.82 km2 under RCP8.5, RCP4.5, and RCP2.6 (Table 3). These newly formed glacial lakes are predicted to form predominantly in the Central and Western Tienshan. Meanwhile, the number, area, and volume of lakes across the Tienshan Mountains will continue to expand under the three emission scenarios by the end of the twenty-first century. Under the future scenario of complete glacier ablation (i.e., ice-free scenario), 2441 new glacial lakes may be formed in these regions, for a total area of about 136.1 km2 and an overall volume of about 22.69 km3.
The future GLOF risk was assessed using the improved risk assessment model in the Tienshan Mountains. By 2100, the hazard values for moraine-dammed lakes are expected to increase by a factor ranging from 0.44 to 1.22 (Fig. 8). However, the risk values are projected to decrease by 39%~99% of their current levels within the same period. Spatially, ~57.99% of the lakes in the Central Tienshan are forecasted to have high or very-high levels of hazard values, followed by Western Tienshan (~27.45%) and Eastern Tienshan (Fig. 9).
The number of future moraine-dammed lakes anticipated being high and very-high risk would increase from the current 551 to approximately 760 and 948 in 2050 and 2100, respectively. Under the ice-free scenario, the number of future moraine-dammed lakes with high or very-high risk levels will increase to 1040. Considering future changes in population, infrastructure, and tourism, which are gradually expanding into the alpine zones, it is likely that the exposure level will increase1,17.
Overall, the Western and Central Tienshan are anticipated to have the highest risk values of GLOF. The Central Tienshan will see the largest increase in the number of high and very-high risk moraine-dammed lakes, followed by the Western Tienshan. Eastern Tienshan is predicted to have far fewer future moraine-dammed lakes than other regions, yet 40–52% of those lakes are expected to have high or very high-risk levels, making them an area of concern (Fig. 9). Nonetheless, under all future assessment scenarios, the Western and Central Tienshan will remain the primary GLOF hotspot. Under the RCP4.5 and RCP8.5 scenarios, GLOFs in the Central and Western Tienshan are more prominent in terms of hazard level and risk level. Our analysis shows that although the hazard level of the Central Tienshan is 0.13–0.6 times higher than that of the Western Tienshan, the latter region has the highest risk level for GLOFs. This risk level is predicted to continue increasing in the future.
Discussion
Impact of different spatial resolution images on glacial lake extraction
Glacial lakes are mainly located in high-elevation mountains with wide glacier coverage, which makes human field detection difficult. Although the maturity of remote sensing technology has improved the quality of field detection data and enabled large-scale data collection, remote sensing images are still affected by a variety of factors, such as terrain shading, snow and ice, and cloud coverage. In addition, the extraction of glacial lake boundaries may be impacted by the different spatial resolutions of images and manual visual interpretation, resulting in uncertainties24.
To ensure data accuracy, this study utilized multi-source remote sensing imagery data acquired from Landsat TM, ETM+, Operational Land Imager (OLI), and Sentinel-2A/B MSI to extract glacial lake boundaries. Google Earth Engine (GEE) platform was first used for semi-automatic global-threshold segmentation extraction, and the boundaries were further refined by visual interpretation. Our method was developed on the GEE cloud computing platform, improving upon previous remote sensing data extraction techniques. This approach obtained a large remote sensing image dataset that is suitable for extracting glacial lakes at different times or seasons. The algorithm also took into account and eliminated unwanted effects such as ice, snow, clouds, and terrain shadows.
For threshold setting, we set the Modified Normalized Water Index (MNDWI) segmentation threshold at 0.01. This setting is not only highly accurate for the extraction of glacial lakes but also makes it easy to obtain the area of small glacial lakes that might otherwise be overlooked. However, because we needed to extract glacial lake data for the past three decades, which is a relatively lengthy period and includes years that pre-dating some aspects of the imagery technology we used, in extracting the 1990 glacial lake boundary, we downloaded the remote sensing images primarily by hand and performed detailed manual extraction work.
As shown in Table 4, for glacial lake A, the lower the spatial resolution, the higher the uncertainty9,25. According to Sentinel-2A/B MSI, the area of glacial lake A is 2.4069 km2. At a spatial resolution of 15 m, the lake area is 2.297 km2 and the uncertainty is 0.61%. At a spatial resolution of 30 m, the area is 2.306 km2 and the uncertainty is 1.28%. The uncertainty patterns of glacial lakes B, C, and D at different spatial resolutions are similar to the uncertainty patterns for glacial lake A (Fig. 10). The area uncertainty of the remote sensing images is all <3.5%, which is within the allowable uncertainty range. Therefore, it is completely feasible to extract the boundaries of glacial lakes from different spatial resolutions. Xie et al. have improved the accuracy of the Merzbacher Lake area extraction to over 98% through manual correction. Our experiment, completed using visual interpretation, was compared to the lake data derived from Xie et al.25 in 2009 and 2010, with uncertainty of 0.04 and 0.03 km2, respectively, which are <1.7%.
Driving factors of glacial lake changes
The analysis revealed that the average annual warming rate in the Tienshan Mountains (0.34 °C/10a) was higher than the global average (0.12 °C/10a). Seasonally, the warming rate was highest in spring and summer, except for the Western Tienshan, where the highest temperature increase rate is detected in winter. The higher warming rate exacerbates extreme hydrological events and injects further complexities into the water cycle in the Tienshan region21,26,27. For precipitation, its magnitude is high during the summer, especially in Western and Central Tienshan. For the expansion of glacial lakes to be attributed to climate warming, a clearer understanding of how glacial lakes evolve is required, along with improved modeling of the evolutionary process and future glacier mass deficit10,21,28,29.
Throughout the study period, the number, area, and volume of glacial lakes have increased rapidly worldwide, which is mainly attributed to global warming. These changes, together with other non-climatic factors, have contributed to the acceleration of glacier shrinkage and ablation. The Tienshan region in Central Asia is not only highly sensitive to global climate change but is also a hotspot for water cycle changes and home to the most developed glacial mountain range in the world21,23, with a total area of glaciers in 2016 of nearly 13,566.6 km2 in the Tienshan Mountains7.
In the context of a warm and humid climate, the melting and retreat of the glaciers will further expand glacial lakes. Changes in glacial lakes in the Tienshan region are strongly influenced by a combination of factors, such as local climate, precipitation patterns, seasonal distribution, glacier snowpack, and extreme hydrological events, making specific attribution quantification difficult. In our study, we found substantial regional variability in the growth of glacial lakes, especially in the Western Tienshan, which has the majority of the region’s glaciers and glacial lakes. Overall, there is a general increasing trend of glacial lakes across the Tienshan Mountains13.
Change in exposure index and future perspective
With the increasing number of studies on GLOFs, the GLOF research hotspots also show obvious regional differences3,30,31. For the Tienshan Mountains region, most studies focused on the active glacial lakes, such as the Merzbacher Lake and at the Zyndan glacial lake in Kyrgyzstan. In this paper, we analyzed changes in glacial lakes in the four sub-regions of the Tienshan Mountains over 30 years and assessed the hazard levels, exposure levels, and risk levels of GLOFs. GLOFs can be triggered by a variety of factors, including the influx of ice/rock/meltwater into glacial lakes, the instability of morainic deposits. Additional factors influencing the likelihood and severity of GLOFs include the area and volume of the glacial lake, the presence of strong seismic activity, and extreme hydrological conditions6,14.
The risk level of GLOF will increase in the future. The hazard level of GLOF is anticipated to escalate due to accelerated glacial melt as a consequence of warming, coupled with the expansion of glacial lakes, which in turn exerts increasing pressures on the stability of the dams. At the same time, the exposure level is also expected to rise with the rapid urban development, tourism, commerce, the development of new energy, and the expansion of infrastructure into mountainous regions, as well as the population increase. The current study does not consider future changes in exposure level (assuming the future exposure level is the same as that in 2023), which may underestimate future GLOF risk in the high mountain areas.
Globally, 15 million people globally are exposed to impacts from potential GLOFs. Approximately 62% (amounting to 9.3 million people) of the globally exposed population are located in the high mountain regions of Asia2, with high GLOF risk area distributed in the eastern Himalayas, where the risk is twice as high as in its neighboring areas16. China and Pakistan have the high risk due to the both large number of lakes and population. For the Tienshan Mountains, the hazard and exposure risk is very high compared to the Andes including Peru (Santa Basin) and Bolivia (Beni Basin), where is featured with low vulnerability. The High Arctic and Outlying Countries have the lowest GLOF risk due to low population density. GLOF risk in the Glacial Lakes inherently poses certain risks to their surrounding environments. However, the substantial volumes of water discharged from these lakes have the potential to serve as a significant water resource for downstream areas to alleviate water scarcity commonly faced by arid regions. The total volume of glacial lakes is estimated to be ~4.09 × 109 m3 in 4557 glacial lakes in the Tienshan Mountains (the surface water resources in Xinjiang are estimated to be 74.54 × 109 m3), which represents 5.49% of the total surface water resources in Xinjiang. Furthermore, this can also enhance the ecological service in arid areas. The prudent management of high-risk glacial lakes necessitates the implementation of comprehensive risk assessment protocols and the establishment of early-warning systems to mitigate potential hazards28,32,33.
Materials and methods
Study area
Situated in the heart of the Eurasian continent, the Tienshan Mountains connect Xinjiang in China with Kazakhstan, Kyrgyzstan, and Uzbekistan in Central Asia. The region is composed of numerous mountain ranges, basins, and modern glaciers, making it one of the world’s most developed mountain systems. However, it is also vulnerable to potential transboundary natural disasters, particularly GLOFs. The area’s extensive glaciers and abundant snow play a vital role in the water resources of Central Asia’s arid zone7. The Tienshan Mountains are also the source of numerous rivers, but the vast region shows significant spatial differences.
As depicted in Fig. 1, the Tienshan Mountains can be divided into four distinct mountain districts according to geographical location: Central Tienshan, Western Tienshan, Eastern Tienshan, and Northern Tienshan. The region has an arid and semi-arid climate with high evaporation and low precipitation levels and yearly precipitation of <300 mm. Despite the aridity of the region, the Randolph Glacier Inventory version (RGI7.0) glacier inventory has identified a significant presence of glaciers, numbering ~26,278 and covering an area of 14,335.69 km2. It is worth noting that since 1998, climate change has caused substantial changes across all four Tienshan districts. For instance, the temperature has risen at a rate of 0.36–0.42 °C/10a, which is significantly higher than the global temperature rate or the Northern Hemisphere’s rate of temperature change.
Methods
Glacial lake boundary extraction
This paper extracted glacial lake boundaries using the semi-automatic water extraction algorithm of global–local threshold segmentation on the GEE platform5,34,35. The algorithm first binaries the MNDWI grayscale image based on an initial threshold and then annotates all possible water objects in the study area. Next, it established buffers of the same size for the annotated objects based on the resolution of the remote sensing images. Finally, using the OSTU algorithm, a secondary threshold segmentation was performed on each buffered image to obtain more accurate boundaries of glacial lakes36. Considering the potential impact of the resolution of remote sensing images, we only select lakes with an area ≥0.01 km2.
Considering the impact of terrain shadows and cloud coverage on images extracted images of glacial lakes boundaries, we applied a slope threshold of 20° and a shadow threshold of 0.25 to eliminate pixels before global-threshold segmentation. We selected only those satellite remote sensing images that had <5% cloud coverage.
In order to obtain the current and past 30 years’ evolution trends of glacial lakes in the Tienshan Mountains of Central Asia, we extracted a dataset of glacial lakes with areas ≥0.01 km2 using Landsat series and Sentinel-2A/B remote sensing images. The images spanned from 1990 to 2023, sampled at five-time nodes (1990, 2000, 2010, 2020, and 2023). Collecting data enabled us to analyze changes in the lakes’ characteristics and construct a comprehensive glacial lake database for the region.
Within the framework of the 1990–2023 study period, the algorithm chose satellite remote sensing images from 1990, 2000, 2010, 2020, and 2023 for extracting glacial lake boundaries. This paper used the Landsat 4–5 Thematic Mapper (TM) remote sensing imagery to ascertain the boundaries of glacial lakes for the year 1990. Furthermore, the Landsat 7/8 OLI images with a spatial resolution of 30 m were used to ascertain the boundaries of glacial lakes for the years 2000 and 2010; the boundaries of glacial lakes for the years 2020 and 2023 were extracted using Sentinel-2A/B MSI images with a spatial resolution of 10 m. To minimize the effect of seasonal snow and glaciers on high-altitude glacial lake data mapping, image data from the warmest seasons (June to September) were selected. After the extraction was completed, the auto-generated results were carefully verified and proofread using satellite images, online maps, and other available RGI7.0 glacial lake cataloging datasets. The incorrectly extracted parts were then eliminated and the inaccurate parts were manually corrected. To ensure the accuracy and completeness of the glacial lake data and considering the accuracy of the glacier cataloging data, the data were visually inspected and some of the missing glacial lakes were supplemented. Finally, the glacial lakes were compared on ArcMap and the data interactively inspected.
The process of extracting glacial lake boundaries can be plagued by numerous uncertainties, including the quality of the remote sensing image itself (e.g., spatial resolution, cloud coverage, terrain shadow interference, etc.). Some scholars have already studied the interpretation of remote sensing data and the selection of the minimum lake area threshold37,38. Based on previous Landsat research, they found that the glacial lake boundary can be extracted from 30 m Landsat satellite images, and the resolution can be further improved to 15 m through image fusion. It was observed that the area uncertainty caused by remote sensing itself was ±0.5 pixels37,39. The present study proposes a method for estimating area uncertainty based on Hanshaw and Bookhagenʼs approach40. The uncertainty in calculating the area of the glacial lake can thus be expressed as:
where P is the perimeter of the glacial lake (m) and G is the spatial resolution of the satellite image used for glacial lake extraction (m).
After calculating the uncertainty area, we determined that the area uncertainty of the extracted remote sensing images was <3.5%.
Glacial lake area and volume
We selected five-time windows (1990 ± 1, 2000 ± 1, 2010 ± 1, 2020 ± 1, and 2023 ± 1) to reveal the current status of glacial lakes in alpine mountainous and their changes over the past 30 years. The area was calculated using the Transverse Mercator projection coordinate system (UTM). The utilized formula estimates the uncertainty and change rate of the number and area of glacial lakes for different periods. The uncertainty of the glacial lake area change rate and area change can be formulated as follows:
where R is the relative change rate of the glacial lake area, and A1 and A2 are the glacial lake areas at the first and last time points, respectively.
The uncertainty of area change can be formulated as:
where R is the uncertainty of the glacier-lake change, and A1 and A2 are the uncertainties of the glacier-lake area at two time points, respectively: \({\rm{\delta }}{{A}}=\sqrt{{{\rm{\delta }}{{A}}}_{1}+{{\rm{\delta }}{{A}}}_{2}}\).
The volume of the glacial lake can be calculated as6,41:
where V is the volume of the glacial lake (km3), and A is the area of the glacial lake (km2).
Classification of glacial lake types
Different types of glacial lakes undergo different changes. To distinguish between the various types of glacial lake changes, while also considering the complexity of the terrain and the temporal sequence of the images, we categorized moraine lakes and other dammed glacial lakes according to dam type (Fig. 11). A moraine lake refers to a glacial lake with a moraine as the main dam body of the lake. Depending on the location of the glacial lake, it usually involves terminal moraine lakes and lateral moraine lakes. Other dam types of glacial lakes include glacier erosion lakes, landslide-dammed lakes, and bedrock dam lakes (Table 5).
Glacial lake types can be identified using ArcMap and remote sensing images. For specific identification, the obtained glacial lake vector data first needs to be converted into KML format and then superimposed on Google Earth with a high spatial resolution and online images. Finally, the dam body of each glacial lake needs to be identified through the Google Earth 3D model. To do this, we used ArcMap to assign attribute values to glacial lakes. We identified 2474 moraine lakes with an area of 87.95 ± 0.1 km2, mainly distributed in the Central and Western Tienshan. We also identified 2083 non-moraine lakes with an area of 117.79 km2. This study mainly conducted risk research on future GLOFs in moraine lakes.
Prediction of future glacial lake dynamic changes
Ice-bed topography (DEM without glacier coverage) was used to model the potential location of glacial lakes. We utilized glacier thickness data28 and a digital elevation model (AW3D30 V) with a spatial resolution of 30 m to detect the depressed areas in the ice bed under different scenarios as the potential location and evolution direction of the future glacial lake. Future glacial lake trends in the Tienshan region in 2050 and 2100 were projected by combining three different CO2 emission scenarios (RCP2.6, RCP4.5, RCP8.5) and assuming a scenario in which the glacier disappears completely40.
Glacial lake risk assessment and verification
To quantitatively assessment the risk of GLOFs, an improved GLOF model was used to evaluate the risk and hazard values of glacial lakes in the Central Asian Tienshan region in 2023. The model was verified based on the GLOF events that have already occurred. Since the 1840s, the main source of GLOFs in the Tienshan region has been moraine-dammed glacial lakes; different types of glacial lakes have caused GLOFs as follows: glacial moraine-dammed lakes have caused 120 instances; ice-dammed lakes have caused 93 instances, with the most of them occur in Merzbacher Glacial Lake; supraglacial lakes have caused 19 instances. Overall, moraine-dammed glacial lakes have dominated the types of glacial lakes that have breached. Although glacial ice-dammed lakes contribute to the majority of the breaching events, this is mainly due to the high recurrence and frequent breaching characteristics of glacial ice-dammed lakes.
Since the model does not apply to glacial lakes covered by moraines or located on the side of glaciers, such glacial lakes were not included in this study. The model includes three indices: the hazard index, which represents the likelihood and potential for glacial lake outburst; the exposure index, which represents the extent to which residents and infrastructure in downstream areas may be affected by flooding; and the risk index, which is a function of both the hazard and exposure indices36.
The hazard index combines the four factors: dam slope, topographic potential, glacial lake volume, and the watershed area of the glacial lake. The exposure index considers the potential impacts of a GLOF disaster on communities located downstream, including populations, livestock, roads, natural landscapes, and historic sites. It is used to characterize the areas that may be affected within the range of potentially threatening GLOF runoff (Table 6). After all the above impact factors were calculated, the impact factors of all glacial lakes were normalized to 0–1 using the percentage ranking method. The final hazard value of each glacial lake was calculated, assuming equal weights of 0.25 for these factors as triggers of glacial lake outburst hazards16.
We then divided the final hazard and risk values of all glacial lakes into the five classes of very low, low, medium, high, and very high using the natural partitioning method. We analyzed these values based on the accumulation of all glacial lake hazard values across different regions. To assess future Glacial Lake GLOF risks and hazards in the Tienshan Mountains, we applied the same methodology and then assessed the reliability of the model by the results of glacial lakes that experienced outburst floods in the past.
Data availability
The Landsat images can be downloaded from the United States Geological Survey (USGS) website (https://glovis.usgs.gov/). The Sentinel images can be free available at https://dataspace.copernicus.eu/. The Randolph Glacier Inventory 7.0 data can be downloaded at http://www.glims.org/RGI. The Advanced Land Observing Satellite (ALOS) Global Digital Surface Model (AW3D30 v2.2) is available for download at https://www.eorc.jaxa.jp/ALOS/en/aw3d30/index.htm. The Multi-Error-Removed Improved-Terrain (MERIT) DEM is freely available at http://hydro.iis.u-tokyo.ac.jp/~yamadai/MERIT_DEM. The OpenStreetMap data are freely obtained from http://www.openstreetmap.org. The CRU TS dataset is available from the Centre for National Centre for Atmospheric Science (NCAS) at https://crudata.uea.ac.uk/cru/data/hrg/.
Code availability
The mapped glacial lake dataset for the Tienshan region for the years 1990–2023 and a detailed list of GLOF events for the years 1984–2019 is available through Zenodo website at https://zenodo.org/records/13208655.
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Acknowledgements
The Natural Science Foundation of China (42130512, 42071046) and the Strategic Priority Research Program of the Chinese Academy of Sciences (XDB0720402) support the research.
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Man Chen: conceptualization, methodology, visualization, writing—original draft. Yaning Chen: conceptualization, methodology, writing—original draft, supervision, funding acquisition, writing—review & editing. Gonghuan Fang: supervision, funding acquisition, writing—review & editing. Guoxiong Zheng: writing—review & editing. Zhi Li: visualization—review in reworked manuscripts, funding acquisition. Yupeng Li: writing—review & editing. Ziyang Zhu: visualization, writing—review & editing.
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Chen, M., Chen, Y., Fang, G. et al. Risk assessment of glacial lake outburst flood in the Central Asian Tienshan Mountains. npj Clim Atmos Sci 7, 209 (2024). https://doi.org/10.1038/s41612-024-00755-6
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DOI: https://doi.org/10.1038/s41612-024-00755-6