Introduction

The potential influence of the human microbiome, consisting of over 3 million genes and on the order of 1014 microorganisms1, on health and well-being is profound. Over the past two decades, remarkable strides in microbiome research have provided the tools and knowledge to allow meaningful investigation of the influence of this “tissue” on human health and disease (cf.2). Words such as prebiotic, probiotic, synbiotic, eubiosis and dysbiosis are now commonly incorporated in the ordinary lexicon of the lay public and scientific community. The marketplace has expanded into a multi-billion dollar industry, with substantial growth anticipated in the future, through provision of products designed for humans as well as other mammals.

Given it is generally agreed that maintaining a “healthy” gut microbiome is important for human health, the potential impact of diet has been widely studied3. As such, modulation of microbiome composition as well as the levels of metabolites generated by the microbiome (such as acetate, propionate and butyrate), by dietary consumption of protein, carbohydrate, fat, polyphenols, phytoestrogens, etc., have been described4.

An area of interest for us is the potential influence of grapes on health. Dietary consumption is prevalent, as reflected by the production of over 6 million tons per year in the US alone. Based on human clinical trials, or studies conducted with animal models, results have suggested an array of responses mediated by the grape on atherosclerosis, inflammation, cancer, gastrointestinal health, CNS effects, osteoarthritis, urinary bladder function, and vision5.

Recently, employing mouse models provided with dietary grapes, we have shown remarkable effects on gene expression, prevention or delay of fatty liver, and enhancement of lifespan6, as well as effects on cognition and gene expression in the brain7. Although a prominent chemical constituent of the grape is resveratrol, the biologic potential of which has been extensively investigated8, only small quantities of this substance are provided through a normal human diet. Moreover, the grape is known to contain over 1600 phytochemical constituents9, many of which either alone or in combination may be capable of mediating a response. As such, in the context of diet and health, it is of greatest relevance to consider the grape as a whole-food.

Considering the broad scope of actions associated with grape consumption, we set out to explore the potential influence on the human microbiome as a possible mechanistic underpinning. In previous work, treatment of the human intestinal microbiota with total grape seed polyphenols led to a shift in the profiles of short-chain fatty acids (SCFAs) and relevant microbial populations10. With mice given a high-fat diet supplemented with enriched grape powder, the abundance of genes that regulate microbial production of butyrate were selectively increased11. In our murine work, urinary excretion of the gut microbiota metabolites 4-hydroxyphenylacetic acid, 5-hydroxyindole, glyceric acid, gluconic acid and myo-inositol was attenuated when grape was added to a standard diet, and the gut microbiota metabolites gluconic acid, scyllo-inositol, mannitol, xylitol, 5-hydroxyindole and 2′-deoxyribonic acid were increased in urine when grape was added to a high-fat diet12,13,14. Further, in a two-phase human intervention study (4-week standardization phase and a 4-week grape intervention phase), Yang et al. observed an increase in the alpha-diversity index of the gut microbiome (Shannon index), as well as a decrease in total cholesterol and total bile acid15.

Using an alternate protocol and a larger number of subjects, we currently report a human trial in which normal free-living volunteers consumed the equivalent of three servings of grapes per day for two weeks, followed by a washout period of one month. The resulting composition of the gut microbiome was assessed through fecal analysis. In addition, an evaluation of metabolites in urine and plasma was performed.

Results

Grape intervention study design

The trial was conducted over a period of two months. Forty normal, healthy, free-living human subjects entered the trial in which plasma, urine and fecal material were sequentially collected following two-weeks of restricted diet (Day 15), two-weeks of restricted diet supplemented with the equivalent of three servings of grapes per day (Day 30), and a one month washout period (Day 60). No adverse events occurred during the entire study period. Twenty-nine subjects completed all phases of the trial.

Effect of dietary grape consumption on gut microbiota

Alpha-diversity

Alpha-diversity was investigated to assess the richness (number) or evenness (relative abundance) of the microbiome of the study population on Days 15, 30 and 60 (Supplement 1). With all 29 subjects taken together for the analysis, there was no difference found in the OTUs, Chao1 or Shannon diversity indices. Similarly, no alterations were observed with males included in the study group, ages 24–44. However, with females in the study group, 29–39 years of age, there was a difference observed at Day 30 (following two weeks of grape consumption) where Cohen's d effect size for the Chao test was 0.836 and the p value was 0.114 (Student’s paired t-test). A difference was also observed when comparing the baseline (Day 15) with the washout period (60th day) (Cohen's d of 0.982 and a P value of 0.079).

Beta-diversity

Beta-diversity assessed by Bray–Curtis dissimilarity was calculated and visualized via principal component analyses (PCA) and principal coordinate analyses (PCoA) (Supplement 2). According to cluster analyses (95% confidence intervals), no significant differences were observed on Days 15, 30 or 60 when the study population was evaluated as a whole or divided into groups comprised of males only or females only.

Sequencing of the 16S rDNA reveals alterations in microbial content

Microbial species found in specimens from all 29 subjects on Day 15, 30 and 60 are shown in Fig. 1A. The most abundant species found in the gut microbiota include Faecalibacterium prausnitzii, Prevotella copri, Bacteroides stercoris, Alistipes putredinis, Bifidobacterium adolescentis, Eubacterium rectale, Fusicatenibacter saccharivorans, Bacteroides vulgatus, Alistipes finegoldii, Akkermansia muciniphila, Collinsella aerofaciens, Bacteroides uniformis, Bacteroides coprocola and Parabacteroides merdae. As can be gleaned by comparisons of the triplet bars in Fig. 1A, each time point with each individual shows a different profile suggestive of change being induced by the dietary protocol. An overview of the individual variation of diversity of all the species on Days 15, 30 and 60 days can be visualize by the area charts shown in Fig. 1B, and transitions in microbial composition from Day 15 to 30, Day 15 to 60, and Day 15 to 60, are evident from the overlays of the area charts shown in Supplement 3, Fig. S1.

Figure 1
figure 1figure 1

Charts representing diversity of the species. (A) Stacked plots present the diversity of all the species in individual subjects from 1 to 29. (B) Area charts show the diversity of species among the 29 subjects on Day 15, 30 and 60.

Analysis of taxonomic abundance for all subjects

Comparative microbial taxonomic analyses for the entire subject population for Day 15 vs. 30, Day 30 vs. 60, and Day 15 vs. 60 are presented in Tables 1, 2, 3, respectively. Selections included in the Tables were deemed to be those influenced most greatly by dietary status based on strong p-values as well as Cohen d-values indicating an effect size in the medium to large range. Taxonomic hierarchy is designated as well as brief functional connotation for each entry.

Table 1 Comparison of the taxonomy of Day 15 vs. 30 days in all subjects taken together.
Table 2 Comparison of the taxonomy of Day 30 vs. 60 in all subjects taken together.
Table 3 Comparison of the taxonomy of Day 15 vs. 60 in all subjects taken together.

For each comparison, significant alterations in the microbiome were observed. Notably, following grape consumption (Day 30), Streptococcus thermophiles, considered a probiotic that produces lactic acid in the gut, was elevated. On the other hand, Holdemania spp., were reduced, as occurs in those on a vegetarian diet. Interestingly, 30 days following grape consumption, Holdemania abundance increased, and no change was noted in Streptococcus thermophiles. In comparing the 30 day time point to the 60 day time point, consistent increases in abundance of organisms associated with production of metabolites such as short-chain fatty acids were noted. This tends to suggest a delayed response to grape consumption, since these shifts were not observed in the Day 15 vs. 30 or Day 15 vs. 60 comparisons.

Analysis of enzymic abundance for all subjects

As above, a comparison of enzymic abundance associated with the microbiome was performed for Day 15 vs 30, Day 30 vs 60, and Day 15 vs 60. The results are shown in Tables 4, 5 and 6, respectively. Again, entries were selected on the basis of strong p-values as well as Cohen d-values indicating an effect size in the medium to large range.

Table 4 Enzymes enriched when comparing Day 15 vs. 30 for all subjects.
Table 5 Enzymes enriched when comparing Day 30 vs. 60 for all subjects.
Table 6 Enzymes enriched when comparing Day 15 vs. 60 for all subjects.

The least number of entries is found in Table 4, when comparing Day 15 with Day 30. Notably, however, catechol 2,3-dioxygenase, which may be viewed as having value in metabolic detoxification29, was elevated. On the other hand, (3S)-malyl-CoA thioesterase was reduced, which may have an effect on glyoxylate cycle of microorganisms.

In comparing Day 15 with Day 30 and 60, a notable change is the elevation of error-prone DNA polymerase, which has the ability to replicate through DNA damage30. As above, enzymes levels that are altered on the Day 30 vs. Day 60 list, but do not appear on the Day 15 vs. Day 30 list, may be due to a delayed effect of grape consumption.

KEGG pathway analysis for all subjects

Finally, a comparison of KEGG (Kyoto Encyclopedia of Genes and Genomes) pathways (level 3) associated with the microbiome was investigated for Day 15 vs 30, Day 30 vs 60, and Day 15 vs 60. The results are shown in Tables 7, 8 and 9, respectively. Again, entries were selected on the basis of strong p-values as well as Cohen d-values indicating an effect size in the medium to large range. A relatively low number of pathway alterations were observed.

Table 7 KEGG pathways altered when comparing Day 15 vs. 30 for all subjects.
Table 8 KEGG pathways altered when comparing Day 30 vs. 60 for all subjects.
Table 9 KEGG pathways altered when comparing Day 15 vs. 60 days for all subjects.

Comparing Day 30 vs. 15 indicates enhancement of “Cysteine Peptidases” which play key role in hemoglobin hydrolysis, blood cell invasion, egress, and surface proteins processing31, both enhanced and reduced “ABC Transporters”, which participate in the movement of metabolites to the cell surface32, and reduction of “Narl Family”, which is a sensory transduction pathway33.

Comparing Day 60 vs. 30, reveals enhance “Oxidoreductases” (a large class of enzymes catalyzing the transfer of electrons34), “ABC Transporters”, “Nonribosomal peptide synthetase (NRPS)” (catalyze synthesis of important peptide products from a variety of standard and non-proteinogenic amino acid substrates35) and “Aspartic peptidases” (important metabolic processes in microorganisms36).

In the Day 60 vs. 15 comparison, “ABC pathways” are again reduced, and “NRPS” and “Oxidoreductases” enhancement is retained. The most prominent alteration found in this entire data set is “Anoxygenic photosystem” enhancement in this time period. This is somewhat surprising given that anoxygenic phototrophic bacteria are known for growth using energy from light without evolving oxygen. However, some organisms are known to grow aerobically in the dark and perform bioremediation of recalcitrant dyes, pesticides, and heavy metals under anaerobic conditions37.

Plasma GC–MS metabolomics

Day 15 vs. Day 30 plasma analysis

The PLS-DA scores plot for Day 15 vs. Day 30 is shown in Fig. 2A. As can be seen, there is very little difference between the scores of the Day 15 (green) and Day 30 (blue) plasmas, with a tendency of Day 30 to move towards the upper right quadrant. The OPLS-DA scores plot for Day 15 vs. Day 30 is shown in Fig. 2B. Here, there is a slight tendency for the Day 15 samples to cluster to the left and the Day 30 samples to cluster to the right. However, there is clearly no separation between the two time points.

Figure 2
figure 2

(A) PLS-DA scores plot for Day 15 (green) plasma vs. Day 30 (blue) plasma, (B) OPLS-DA scores plot for Day 15 (green) plasma vs. Day 30 (blue) plasma, and (C) OPLS-DA loadings S-plot for Day 15 plasma vs. Day 30 plasma. 1, Stearic acid; 2, Glucuronic acid.

The OPLS-DA loadings S-plot displays the distribution of the 59 identified plasma metabolites (Fig. 2C). The elevated and depressed metabolites were all screened using univariate pairwise analysis for significant differences between the two study days. Only two plasma metabolites were found to be statistically significantly altered between the restricted diet (Day 15) and the grape diet (Day 30). Stearic acid was elevated 10% (P < 0.05) and β-d-glucuronic acid was depressed 17% (p = 0.003) in plasma.

Day 30 vs. Day 60 plasma analysis

The PLS-DA scores plot for Day 30 vs. Day 60 is shown in Fig. 3A. Compared to the Day 15 and Day 30 analysis, there is a marginally better separation of scores between the Day 30 samples and the Day 60 samples, with a tendency of Day 30 to the left and Day 60 to the right. When an OPLS-DA model was generated (Fig. 3B), the separation appeared slightly better. This was reflected in the OPLS-DA loadings S-plot (Fig. 3C), where four metabolites were elevated in Day 60 plasma and one depressed. Interestingly, three sugars were elevated after changing from the grape diet back to the restricted diet—glucose (+ 11%, p = 0.007), mannose (+ 16%, p = 0.03) and fructose (+ 17%, p = 0.008), together with 2-hydroxybutanoic acid (+ 7%, p = 0.01). One metabolite was depressed in plasma after returning from the grape to the restricted diet—lactic acid (− 17%, p = 0.02).

Figure 3
figure 3

(A) PLS-DA scores plot for Day 60 (blue) plasma vs. Day 30 (green) plasma; (B) OPLS-DA scores plot for Day 60 (blue) plasma vs. Day 30 (green) plasma; (C) OPLS-DA loadings S-plot for Day 30 plasma vs. Day 60 plasma. 1, glucose; 2, mannose; 3, fructose; 4, 2-hydroxybutanoic acid; 5, lactic acid.

Urine GC–MS metabolomics

Day 15 vs. Day 30 urine analysis

The PLS-DA scores plot for Day 15 urine vs Day 30 urine is shown in Fig. 4A. In this scores plot, a separation between the Day 15 and Day 30 urines emerges. When this was further examined using an OPLS-DA model (Fig. 4B), the same emerging difference between restricted and grape diet urines was observed. The OPLS-DA loadings S-plot (Fig. 4C) revealed four elevated urinary metabolites and ten diminished metabolites. These differences were more profound than those seen in the comparative plasma samples.

Figure 4
figure 4

(A) PLS-DA scores plot for Day 15 (green) urine vs. Day 30 (blue) urine; (B) OPLS-DA scores plot for Day 15 (green) urine vs. Day 30 (blue) urine; (C) OPLS-DA loadings S-plot for Day 15 urine vs. Day 30 urine. 1, Tartaric acid; 2, 2′-Deoxyribonic acid; 3, Glutaconic acid; 4, 3-Hydroxyphenylacetic acid; 5, Valine; 6, 3-Indoleacetic acid; 7, Ribose; 8, 2,3-Dihydroxybutanoic acid; 9, Galactose; 10, Glucose; 11, Hippuric acid; 12, Carbamic acid; 13, Malonic acid; 14, Levoglucosan.

Day 30 vs. Day 60 urine analysis

The PLS-DA scores plot for Day 30 urine vs Day 60 urine is shown in Fig. 5A. The restricted and grape diet urines are almost completely separated in the PLS-DA scores plot, and continued improvement was realized when the OPLS-DA model was applied (Fig. 5B). As shown in the OPLS-DA loadings S-plot (Fig. 5C), one urinary metabolite was elevated by return to the restricted diet and five metabolites were diminished.

Figure 5
figure 5

PLS-DA scores plot for Day 30 (green) urine vs. Day 60 (blue) urine (A); OPLS-DA scores plot for Day 30 (green) urine vs. Day 60 (blue) urine (B); OPLS-DA loadings S-plot for Day 30 urine vs. Day 60 urine. 1, Tartaric acid; 2, 2′-Deoxyribonic acid; 3, Glutaconic acid; 4, Ribonic acid; 5, 3-Hydroxyphenylacetic acid; 6, Fumaric acid (C).

Taxonomic and metabolomic analysis for selected subjects

Lastly, we thought it would be of interest to segregate a group of subjects showing the most obvious unique profile shifts based on bacterial genus and species, and compare these subjects with the remainder of the study population. Accordingly, 11 subjects were selected demonstrating the profile shifts shown in Fig. 6.

Figure 6
figure 6figure 6

Arbitrary selection of 11 subjects based on unique profile shifts of genus (A) and species (B).

As expected, based on the method of selecting these 11 subjects, comparison of alpha-diversity (Supplement 1, Fig. S1D) and beta-diversity (Supplement 2, Fig. S1D) with the remaining 18 subjects, revealed no significant differences. However, as summarized in Supplement 3, comparison of Day 15 vs Day 30, and Day 15 vs Day 60, of these 11 subjects with the remaining 18 subjects, revealed significant differences in terms of taxonomic, enzyme and KEGG pathway comparisons. For example, in the 15 vs. 60 day comparison, the abundance of Erysipelotrichia, Erysipelotrichales, Erysipelotrichaceae, and Ruminococcus, were altered (Supplement 3, Table S1), as were three KEGG pathways (Supplement 3, Table S2) and 13 enzymes (Supplement 3, Table S3).

Comparison of Day 30 vs Day 60 (Supplement 3, Table S4) revealed the following taxa to be significantly different—class: Coriobacteriia (bile acid metabolism38), order: Coriobacteriales (bile acid metabolism39), family: Coriobacteriaceae (bile acid metabolism40), genus: Collinsella (Collinsella has been linked to pro-inflammatory dysbiosis in type 2 diabetes and with circulating insulin suggestive of a mechanism for promotion of NAFLD pathology41), species: Collinsella aerofaciens (C. aerofaciens is the major utilizer of lactose in the human colon. Several studies demonstrated that Collinsella and Bifidobacterium can modify the host bile acids to modulate the virulence and pathogenicity of enteric pathogens42). Correspondingly, several significant differences were observed in the Day 30 vs. 60 comparisons of enzymes and KEGG pathways (Supplement 3, Tables S6 and S7).

The rift in taxonomic abundance variation was less profound in the Day 15 vs. 60 comparison of the select subjects with the remainder of the group (Supplement 3, Table S7). However, many significant differences were observed in enzyme levels (Supplement 3, Table S8) and KEGG pathways (Supplement 3, Table S9).

Finally, comparative metabolomic analyses of the two subgroups were investigated with OPLS-DA at the Day 30 (following grape consumption) time point. As shown in Fig. 7, the selected group of 11 subjects can be distinguished from the remaining 18 subjects on the basis of OPLS-DA scores plots, with both urine and plasma samples. However, univariate data analyses of plasma and urinary metabolites judged to originate from the microbiota did not show great difference between the two groups, aside from myo-inositol in plasma, which was somewhat decreased (p = 0.03) (Supplement 4).

Figure 7
figure 7

Plasma sample OPLS-DA scores plots of the selected group of 11 subjects (red) versus the remaining 18 subjects (green) determined with plasma (A) and urine (B) samples.

Discussion

Whereas the intestinal microbiome of a healthy individual is relatively stable, dysbiosis may lead to or be associated with health problems such as Crohn's disease, autoimmune diseases, colon cancer, gastric ulcers, cardiovascular disease, and obesity. In the present study, the human subjects varied by gender and age, but all were deemed to be in good health. It was thereby expected these individuals began the study in a eubiotic state, i.e., with a balance between beneficial and harmful bacteria. Thus, our goal was not geared toward inducing any particular alteration. Our goal was simply to determine if consumption of a common dietary fruit, i.e., the grape, functioned as a prebiotic, probiotic, or antibiotic, or, in fact, led to no major change at all. In so doing, following a two-week period on a controlled dietary regimen, the diet was supplemented for a two-week period in which a well-defined grape surrogate equivalent to three normal servings were consumed on a daily basis, and finally, a one-month washout period in which the controlled dietary regimen was continued but grape supplementation was discontinued. Fecal samples were collected for analysis at each of these three time points.

We first examined alpha-diversity as a broad indication of richness (number) or evenness (relative abundance) of the entire study population. There was no perceptible differences between the populations on Day 15, 30 or 60 (Supplement 1, Fig. S1A). Given that alpha-diversity may vary with gender and age43, we segregated our subjects into cohorts and repeated the analysis. Again, no major differences were observed at the various time points, other than with females, from the age of 29 to 39 years, in comparing the baseline to day 30 (15 days of consuming grapes) where Cohen's D value for the Chao test was 0.836 and the p value was 0.114 (Student’s paired t-test), and comparing the baseline (Day 15) with the washout period (Day 60), where Cohen's D value was 0.982 with a corresponding p value of 0.079 (Supplement 1, Fig. S1B). This difference was not observed with male subjects (Supplement 1, Fig. S1C), nor was there a difference when comparing day 30 and day 60 of the female group (Chao test; Cohen’s D value 0.047 and p = 0.93, Student’s paired t-test).

It is interesting that the alpha-diversity of the females showing a change following grape consumption did not return to baseline after the 30-day washout period. The ramifications of this shift, if any, are worthy of further investigation. We note that Yang et al.15 reported a significant change in the Shannon index when 19 human subjects were provided with the grape surrogate used herein for a period of 4 weeks. The gender of the subjects enrolled in this study was not specified, although it was stated that the age range was 18–55 years and postmenopausal women were excluded. We also note that higher dietary quality may be reflected in a higher gut microbiota diversity44, as was observed with the female group of our study.

Next, we investigated beta-diversity, similarity or dissimilarity, at Day 15, 30 and 60. Bray–Curtis dissimilarity was calculated and visualized via PCA and PCoA. As illustrated in Supplement 2, there was no major difference observed with the study population prior to, during, or after grape consumption. This was true for the study population as-a-whole, as well as subdivisions based on gender.

Thus, based on both alpha- and beta-diversity analyzes, we conclude grape consumption per se does not alter the overall communal relationships of the microbiota with this study population. Unlike controlled animal or in vitro studies, significant inter-individual variation exists when examining free-living human beings. This is illustrated by comparison of the first of the triplet bars shown in Fig. 1A (Day 15) and by the composite overlays illustrated in Fig. 1B. Following the period of grape intervention (Day 30), comparison of the first two bars of Fig. 1A (Day 15 vs. Day 30) suggests changes in essentially every case, as can be further visualized by comparison of the composite overlays of the corresponding days (Fig. 1B). Based on the study design, the most likely factor leading to these changes was the 2-week administration of dietary grapes. The final bars of the triplets illustrate the status of the microbiota after termination of grape administration, as does the third overlay. The question addressed by this final time point was if the pattern would return to that preceding grape administration, or would any changes be perpetuated. The answer seems to reside with the individual.

First of all, it is clear that the abundance of components of the microbiota does in fact change with dietary grape intervention, as can be perceived from the composite overlays at the various time points (Supplement 3, Fig. S1). Differences exist between all three time points. A more granular examination with select subjects is illustrated in Fig. 6. What we can glean from these examples is that a shift in the microbiome induced by grape consumption may be durable, as shown by subjects 1, 9, and 13, may return to the baseline of 15 days, as shown by subjects 21 and 32, show no overt change (subjects 3 and 28), or something in between.

Comparative analyses of the taxonomy of the entire study population indicated significant changes in microbial abundance when comparing Day 15 vs. Day 30 (Table 1), Day 30 vs. Day 60 (Table 2), and Day 15 vs. Day 30 (Table 3). Corresponding changes in enzyme levels (Tables 4, 5, 6) and KEGG pathways (Tables 7, 8, 9) were associated with the taxonomic shifts at each time comparison. As an attempt to decipher the physiological consequences of these effects, metabolomic analyses were performed with plasma and urine specimens provided by the subject population at each time point for the investigation of metabolites deemed to be associated with the microbiome.

With plasma, PLS-DA scores plot for Day 15 vs. Day 30 showed little difference (Fig. 2A). Similarly, the OPLS-DA scores plot revealed no clear separation between the two time points (Fig. 2B). Consistent with this, the OPLS-DA loadings S-plot displayed the distribution of the 59 identified plasma metabolites (Fig. 2C), but only two [stearic acid elevated 10% (P < 0.05) and β-d-glucuronic acid depressed 17% (p = 0.003)] showed statistically significant changes.

When comparing Day 30 vs. Day 60, relative to the Day 15 vs. Day 30 comparison, marginally better separation was observed in the PLS-DA scores plot (Fig. 3A), which was somewhat improved by generation of an OPLS-DA model (Fig. 3B). As reflected in the OPLS-DA loadings S-plot (Fig. 3C), three sugars were elevated after changing from the grape diet back to the restricted diet [glucose (+ 11%, p = 0.007), mannose (+ 16%, p = 0.03) and fructose (+ 17%, p = 0.008)], together with 2-hydroxybutanoic acid (+ 7%, p = 0.01). Lactic acid was depressed in plasma after returning from the grape to the restricted diet (− 17%, p = 0.02).

The increase in glucose, mannose and fructose after grape cessation during the washout period after grape cessation correlates with the potential of grape consumption to be of benefit in metabolic syndrome, as reported in the literature45,46. Consistent with this suggestion, we have reported the addition grapes to both a standard diet and a high-fat diet in mice is associated with an up-regulation of the malate-aspartate shuttle and therefore the efficiency of glucose utilization by the liver12. Moreover, 2-hydroxybutanoic acid is primarily produced in the liver during glutathione synthesis, which we have also reported to be elevated in relation to a grape diet in mice6.

Analysis of urine collected over a 24 h period revealed more striking differences when comparing the time points of the entire subject population. Clear separation of Day 15 urine vs Day 30 urine is illustrated by the PLS-DA scores plot (Fig. 4A) and OPLS-DA model (Fig. 4B). The OPLS-DA loadings S-plot (Fig. 4C) revealed four elevated urinary metabolites, the enhancement of which was considered a direct result of grape consumption, in that they were all reduced after an additional 30 days on a grape-free diet.

Tartaric acid was most profoundly increased (fivefold, p < 0.0001). As a component of the grape itself, this can be viewed as a good indicator for monitoring grape consumption or dietary compliance. Also elevated by consumption of the grape diet was 2’-deoxyribonic acid (+ 26%, P = 0.009). This metabolite is derived by the hydrolysis of 2′-deoxyribonolactone, which is formed in DNA by the oxidation of 2′-deoxyribose at abasic sites, the most frequent DNA lesion occurring at a rate of thousands per cell per day. This process occurs preferentially at sites of DNA replication where the lagging DNA single strand is most vulnerable, particularly to depurination47. 2′-Deoxyribonolactone is released from duplex DNA with a half-life of 32 to 54 h, but faster from single-stranded DNA with a half-life of approximately 20 h48. Therefore, the elevation of 2′-deoxyribonic acid after grape consumption may be an accumulation of events occurring over many preceding days. It is also possible that this process represents naturally occurring DNA depurination whose repair is enhanced by one or more grape constituents. Furthermore, in two previously reported investigations of grape administration to mice, we also observed elevations of 2′-deoxyribonic acid that were associated with administration of a grape diet6,12, and inter-individual variation was observed in human intervention studies49.

Further, glutaconic acid, another 5-carbon compound derived from glutamate, was also found to be elevated after grape consumption (+ 26%, p = 0.004). 3-Hydroxyphenylacetic acid, related to tyrosine metabolism, was also elevated (+ 44%, p = 0.002). On the other hand, urinary excretion of two substances related to gut microbiota metabolism, 3-indoleacetic acid and hippuric acid, was diminished, as well as valine, ribose, 2,3-dihydroxybutanoic acid, galactose, glucose, carbamic acid, malonic acid, and levoglucosan.

A survey of the literature revealed the bacterial origin of glutaconic acid involves Clostridium symbiosum50 and the bacterial origin of 3-hydroxyphenylacetic acid involves Parabacteroides spp.51, Clostridia spp.52, or Klebsiella pneumoniae53. These species are not included in Table 1 which summarizes major taxonomic alterations and, in fact, subsequent analyses revealed these species were not significantly different on Day 15 vs. Day 30 in this study population (Supplement 5). Further work is required to clarify such issues, but this dichotomy does illustrate the value of metabolomics over microbiomics in defining the actual production of potentially bioactive metabolites.

Analysis of PLS-DA scores plot for Day 30 urine vs Day 60 urine (Fig. 5A) and OPLS-DA modeling (Fig. 5B) showed even more distinct separation of scores. In the OPLS-DA loadings S-plot (Fig. 5C), one urinary metabolite was elevated by return to the restricted diet and, as noted above, metabolites following the addition of grape to the diet were diminished.

Finally, as mentioned above and illustrated in Fig. 6, it is clear that individual variation will be discerned in a free-living group of human beings. For the purpose of this study, the subject population agreed to dietary and lifestyle restrictions (Supplements 6 and 7) in order for us to access the impact of grape consumption as accurately as possible. This is not to say, however, that we expected individuals to respond in a completely homogeneous manner. Based on these considerations, we thought it would be of interest to segregate a specific segment of the study population, initially based on taxonomic profiles of the microbiome, and compare this select group with the others participating in the study using the same methodology.

Of the 29 participants who completed the study, 11 subjects were selected based on unique profile shifts of genus and species when comparing the three time points (Fig. 6). As with the group as a whole, no significant differences were found in alpha- and beta-diversity of the microbiome of the 11 select subjects. However, at each time comparison (15 vs. 30; 15 vs. 60; 30 vs. 60), significant differences were uncovered when the select 11 subjects were compared with the remaining 18 subjects in terms of taxonomy, enzyme levels and KEGG pathway analysis (Supplement 3). Confirming the functional significance of these differences, at the Day 30 time point (following grape consumption), clear separation of was observed using OPLS-DA, both with plasma samples (Fig. 7A) and urine (Fig. 7B). The complete chemical nature of these metabolic changes remains to be characterized. Thus far, our analysis of plasma and urinary metabolites judged to originate from the microbiota has only yielded the identity of myo-inositol in plasma, which was somewhat decreased (p = 0.03) (Supplement 4).

Conclusions

In sum, the data presented herein demonstrate that grape consumption does not perturb the eubiotic state of the microbiome with normal, healthy human subjects. Grape consumption does change taxonomic composition of the microbiome, enzyme levels, KEGG pathways, and the metabolome. As is common with work involving a heterogeneous group of free-living human beings, inter-individual variation was demonstrated by sub-analysis of the study population. However, with the study group as a whole, changes mediated by grape consumption were observed which may be expected to broadly apply. Further research is required to determine if these responses are responsible for or related to any of the health benefits that have been associated with grapes, although it does seem logical to expect changes of these types are profound enough to have significance.

Methods

Study procedure: plasma, urine, and fecal sample collection

The objective of this study was to determine the potential effect of grape consumption on the microbiome, based on the microbial composition of the microbiome and metabolomics analyses. As an attempt to remove as many confounders as practicable, subjects were required to meet the Inclusion/Exclusion Criteria described in Supplement 6. With subjects meeting the criteria, the overall nature of the study was discussed. In particular, the diet and supplement restrictions associated with the study (described in Supplement 7) were reviewed, and subjects were given a contact number to ask any questions related to allowable food. At this point, subjects signing an Informed Consent document were enrolled in the study.

Day 1

On Day 1 of the study, subjects were provided with the first fecal sample collection kit, and started the study diet. They were instructed to collect a fecal sample on Day 13/14 and return the test kit containing the sample on Day 15 (± 2 days). In addition, the subjects were instructed to fast for a 12 h period prior to returning the fecal sample on Day 15, in that plasma would be prepared on that day as well.

On Day 1 of the study, subjects were also provided with a urine collection vessel. On or about day 14 of the study, each volunteer collected a complete 0–24-h urine sample. During the collection period at home, the sample was refrigerated between and after each collection.

Day 15

On day 15 of the study, the first fecal test kits were received. All fecal samples were collected, recorded, and prepared for shipment according to Diversigen guidelines. Within 24 h, samples were sent to Diversigen (New Brighton, MN) for analysis by express mail.

In addition, the first urine sample bottles were received and shaken by hand to ensure homogeneity. Volume was measured in mL and recorded. Five mL were transferred to15-mL Falcon tubes, labelled with the subject’s code, date and time, and 24-h urine volume, and frozen at − 20 °C prior to analysis.

Subjects were provided with the second fecal test kit, a second urine collection vessel, and sufficient grape powder to last the duration of the two-week grape powder consumption time period. In addition to providing instruction sheets (Supplement 8), the subjects were instructed on how to use the powder during the study. Just prior to consumption, the subjects mixed the grape powder (36 g) with approximately 6 oz of water. This was done two-times per day (once in the morning and in the afternoon/evening) for 14 days. Subjects were advised if a dose were missed that they should take it as soon as possible. Subjects were given a daily diary in which to record product usage and were instructed to bring in the empty powder pouches to be recorded for compliance on Day 30 (± 2 days).

Finally, at least 7 mL of whole blood were drawn into a 10 mL tube heparinized Vacutainer (contained sodium heparin) and placed on ice until centrifugation at 4 °C for at least 15 min at 2200–2500 rpm. Using a glass Pasteur pipette (one time use only), the upper plasma layer (3 mL) was carefully removed without transferring any red cells and placed in a plastic screw-top tube, labeled with subject’s code, date and time. Samples were storied at − 20 °C prior to analyses.

Day 30

On day 30 of the study, the subjects returned the second fecal test kit containing a specimen that had been collected in the recent past, and a 24-h urine collection. Samples were processed and stored as described above. Empty pouches that had previously contained the grape powder were returned and the subjects were interrogated in regard to their experience. The adverse events were reported.

Whole blood was collected and plasma was prepared as described above. Prior to each blood collection, subjects confirmed that had fasted for at least the past 12 h. Subjects were given the third fecal sample collection kit and the third urine collection vessel, and they continued the grape-free study diet and the drug-free regimen for a four-week washout period.

Day 60

On Day 60 (± 2 days), subjects returned their final fecal and urine samples which were prepared for analysis, and the final plasma samples were collected.

Grape powder

To assure the consistency and continuity of experimental and clinical research concerning the biological and physiologic potential of grapes, a freeze-dried powder is manufactured under the auspices of the California Table Grape Commission (Fresno, CA)54. The grape powder, which serves as a surrogate for fresh grapes, is composed of fresh seeded and seedless red, green and black grapes that are ground and freeze-dried to retain their bioactive compounds. The powder is prepared using good manufacturing procedures for foods. Further quality assurance is provided by assuring the product is contaminant-free through microbial analyses. In addition, the product is subjected to chemical standardization for the quantitation of key phytochemical constituents54. For the current studies, vacuum-sealed packets containing 36 g of standardized freeze-dried grape powder were supplied and stored at − 20 °C until use.

Human subjects

Human subject demographics

Forty-one (41) subjects were enrolled in the study and 29 subjects (70.7%) completed the study. Twelve (12) subjects (29.3%) discontinued the study. Five (5) subjects (12.2%) withdrew their consent, 3 subjects (7.3%) were lost to follow-up, 2 subjects (4.9%) were due to AEs (exclusionary medication needed and Covid-19 symptoms) and 2 subjects (4.9%) were due to Other (exclusionary medication and positive for Covid-19).

The mean (standard deviation [SD]) subject age was 39.8 (9.6) years, where the median age was 40.0 years, and the minimum and maximum ages were 20.9 to 55.7, respectively. Twenty-two (22) subjects (53.7%) were female, and 19 subjects (46.3) were male. Subject race included White/Caucasian (40 subjects, 97.6%) and Other (1 subject, 2.4%). The majority of subjects, 29 (70.7%), were not Hispanic or Latino and 12 (29.3%) were Hispanic or Latino.

Institutional review board

The study protocol, the subject information and informed consent form (ICF), and other written subject information, were reviewed and approved by the Institutional Review Board (IRB) IntegReview, 3815 S. Capital of Texas Hwy, Suite 320, Austin, TX 78,704, Phone: 512–326-3001, Fax: 512–697-0085, http://www.integreview.com.

All research was performed in accordance with relevant guidelines and regulations; informed consent was obtained from all participants.

Treatment of fecal microbiota and microbiome analysis

DNA extraction

Samples were extracted with PowerSoil Pro (Qiagen) automated for high throughput on the QiaCube HT (Qiagen), using Powerbead Pro Plates (Qiagen) with 0.5 mm and 0.1 mm ceramic beads.

DNA quantification QC

Samples were quantified with Quant-iT PicoGreen dsDNA Assay (Invitrogen).

Library preparation & sequencing

Libraries were prepared with a procedure adapted from the Illumina DNA Prep kit (Illumina). For BoosterShot® (Shallow Sequencing, 2 M reads/sample), libraries were sequenced on an Illumina NovaSeq using single-end 1 × 100 reads (Illumina).

Sequence quality control

DNA sequences were filtered for low quality (Q-Score < 30) and length (< 50), and adapter sequences were trimmed using cutadapt. Human host sequence reads were removed using Bowtie2.

Taxonomic annotation

Sequences were trimmed to a maximum length of 100 bp prior to alignment and converted to a single fasta using shi7. DNA sequences were aligned to a curated database containing representative genomes in RefSeq for bacteria with additional manually curated strains (Venti). Alignments were made at 97% identity against all reference genomes. Every input sequence was compared to every reference sequence in Diversigen’s Venti database using fully gapped alignment with BURST. Ties were broken by minimizing the overall number of unique Operational Taxonomic Units (OTUs). For taxonomy assignment, each input sequence was assigned the lowest common ancestor that was consistent across at least 80% of all reference sequences tied for best hit. Samples with fewer than 10,000 sequences were also discarded. OTUs accounting for less than one millionth of all species-level markers and those with less than 0.01% of their unique genome regions covered (and < 1% of the whole genome) were discarded. The number of counts for each OTU was normalized to the average genome length. Count data were then converted to relative abundance for each sample. The normalized and filtered tables were used for all downstream analyses.

Functional annotation

Kyoto Encyclopedia of Genes and Genomes Orthology groups (KEGG KOs) were observed directly using alignment at 97% identity against a gene database derived from the Venti strain database. To construct this database, a representative strain for each species in the Venti database was annotated using Prokka (v 1.12). Prokka annotations were cross referenced to KEGG IDs, and gene sequences with KEGG annotations were retained for use in the functional database. The KO table and downstream tables contain the directly observed KO counts converted to relative abundance within a sample. KOs were collapsed to level-2 and -3 KEGG pathways and KEGG Modules (www.kegg.jp/kegg/kegg1.html).

Alpha- and beta-diversity

The Chao1 index, Shannon Index and observed OTU count (taxonomic group) were calculated using a rarefied, filtered taxonomy table set to the minimum depth allowed for a sample (10,000) using QIIME 1.9.1. Bray–Curtis beta diversity metrics were calculated from the filtered taxonomy and KEGG module/enzyme relative abundance using QIIME 1.9.1.2.

Urine and plasma metabolomics

Plasma GC–MS metabolomics

First, 24 quality control (QC) samples were prepared by pooling 50 μL aliquots of all the plasma samples. Because multiple assays were to be conducted on each sample and to avoid repetitive freezing and thawing, every sample was divided into 200 μL aliquots and stored in Eppendorf tubes. Samples were labelled 1A, 1B, 1C, 2A, 2B, 2C…, where # = subject ID and A = Day 15 (± 2 days), B = Day 30 (± 2 days) and C = Day 60 (± 2 days). Samples were stored at − 20 °C. All samples were analyzed in duplicate and together with the QC samples. These were analyzed on seven consecutive days in lots of 30 and in an order that had been randomized. Most commonly, therefore, duplicates of plasma samples were analyzed on different days. Samples were derivatized with BSTFA/TMCS and analyzed with an Agilent GC–MS system using our previously described methods12. Chromatographic peaks were identified using AutoQuant (Agilent) that compared their mass spectra with the NIST 14 spectral library of 242,466 mass spectra. In cases of ambiguity where related metabolites produced similar mass spectra, for example the isomeric sugars glucose, galactose, fructose and mannose, authentic standards were employed and the peaks identified from their retention times on the gas chromatographic column. Some components produced more than one derivative (and therefore chromatographic peak), which were summed. The relative concentration of each metabolite was determined from the ratio of its peak area to the peak area of the internal standard 4-chlorophenylacetic acid. An Excel spreadsheet was then constructed using Quant Browser that contained the peak area ratio (relative concentration) of all identified metabolites in all samples. This data matrix was imported into SIMCA 17 in order to conduct multivariate data analysis.

Urine GC–MS metabolomics

First, because of its well established predominance in GC–MS chromatograms of derivatized urine, urea was removed from all urine samples by incubation with Jack bean urease. This procedure had been reported to increase the number of metabolites detected in urine and reduce their coefficient of variation55. In all other respects, the urine samples were analyzed over seven consecutive days by the same procedures as the plasma samples.

Partial least squares-discriminant analysis (PLS-DA)

This analysis is also known as projection to latent structures-discriminant analysis. It is a supervised multivariate data analysis, meaning that the class of each sample is included in the analysis. PLS-DA and other supervised methods are readily subject to over modeling of the data. To intercept such over modeling, PLS-DA models were subjected to a validation methodology using a leave-one out protocol with 200 permutations. Decay of the R2 (correlation) and Q2 (predictability) values to below 0.3 and 0, respectively, gives assurance that the data were not over modeled in the PLS-DA analysis.

Orthogonal PLS-DA analysis (OPLS-DA)

This analysis reduces the dimensionality of the PLS-DA scores plots. Consequent OPLS-DA loadings S-plots show the metabolites determined by GC–MS in relation to their relative abundance (X-axis) and their correlation to the OPLS-DA model (Y-axis). Loadings in the upper right quadrant represent metabolites that are upregulated in the test group and those in the lower left quadrant represent metabolites that are downregulated in the test group. Loadings that straddle the graphical point (0,0) represent metabolites that are unrelated to the experimental manipulation, e.g., change of diet.

Arbitrary segregation specimen analyses

After generating the data sets described above, visual inspection of the stacked plots of microbial species showed some unique individual profile shifts (Figs. 1A and 6A). This, in combination with the highest differences observed in the geometric coordinates of PCA plots [Supplement 2, Fig. S2 panels D(i)-D(vi)] led to the selection of 11 subjects (six females and five males). Sub-analyses were performed comparing these 11 select subjects with the 18 remaining subjects using the same methodology as described above.

Statistical analyses

To determine the statistical significance between the groups over time, paired t-tests were performed using Microsoft Excel. In addition, Cohen d values (effect size) were computed to compare different groups56. Univariate data analysis (Wilcoxon matched-pairs signed rank test) was performed using GraphPad Prism 9.3.1 for analyzing GC–MS metabolomics. Statistical significance was defined at a level of p < 0.05, although in some cases, p values in the range of 0.05–0.10 are reported along with Cohen’s D effect size56. Additional methods of statistical analyses are included in the text.

Ethics approval and consent to participate

With subjects meeting the enrollment criteria, the overall nature of this study was discussed in detail. This included diet and supplement restrictions associated with the study. Subjects were given a contact number to ask any questions. Only subjects signing an Informed Consent document were enrolled in the study.

The study protocol, the subject information and informed consent form (ICF), and other written subject information, were reviewed and approved by the Institutional Review Board (IRB) IntegReview, 3815 S. Capital of Texas Hwy, Suite 320, Austin, TX 78704, Phone: 512-326-3001, Fax: 512-697-0085, http://www.integreview.com.

All research was performed in accordance with relevant guidelines and regulations; informed consent was obtained from all participants.