Serum alpha-klotho (s-klotho) protein has been linked with lifespan, and low concentrations of s-klotho have been associated with worse physical and cognitive outcomes. Although its significance in aging remains unclear, s-klotho has been proposed as a molecular biomarker of frailty and dependence. This study is a secondary analysis of data from a clinical trial performed in a population of 103 older individuals living in 10 nursing homes in Gipuzkoa (Spain). We aimed to elucidate associations between s-klotho (as measured by enzyme-linked immunosorbent assay) and body composition, physical fitness, and cognition, as well as frailty and dependence (determined using validated tests and scales). In addition, we investigated the association of s-klotho concentration with falls in the six months following the initial assessment. Low s-klotho levels were associated with a lower score in the psychological component of the Tilburg Frailty Indicator, a worse score in the Coding Wechsler Adult Intelligence Scale, and a greater dependence in activities of daily living. Moreover, participants with lower s-klotho concentrations suffered more falls during the 6 months after the assessment. Future translational research should aim to validate klotho’s putative role as a biomarker that could identify the risk of aging-related adverse events in clinical practice.
Alpha-klotho is a transmembrane protein that is primarily expressed in the kidney and the choroid plexus of the brain1 and can be cleaved and released in a soluble form (s-klotho) that acts as a hormone on tissues and cells that do not express the klotho (KL) gene, which encodes alpha-klotho2. Kuro-o et al.3 found that mice lacking the KL gene showed aging-related characteristics such as arteriosclerosis, osteoporosis, skin atrophy and emphysema and died prematurely. In the same vein, other authors have demonstrated that overexpression of KL can extend life span in mice4. In humans, s-klotho also seems to be crucial in the pathophysiology of age-related disorders3 and lower plasma klotho concentration has been associated with a higher risk of mortality5, however, its significance in aging remains to be elucidated6. Evidence suggests that s-klotho concentration can be determined both by genetic variations independent of aging7 or by downregulation via aging-driven mechanisms8,9 (Fig. 1a).
Although s-klotho plays a key role in energy metabolism10, investigation of the relationship between klotho and physical fitness is scarcer in aged populations than in other population groups11. However, studies about the association of s-klotho levels with physical fitness in older or middle-aged adults point in the same direction: low s-klotho has been associated with poor grip12, decreased lower limb strength13,14 and dependence15 in older adults and with poor physical fitness in middle-aged sedentary adults16.
S-klotho is also secreted in the brain, and klotho-deficient mice demonstrated brain atrophy3, difficulty in learning17, fewer hippocampal synapses, axonal transport disorders, hippocampal neurodegeneration18 and demyelination19. Accordingly, other authors found that mice overexpressing the KL gene showed better cognitive functioning and performance on memory tasks19. The involvement of klotho in calcium transport20 could explain its association with cognitive function21. In humans, lower klotho concentration has been associated with worse cognitive function21,22, neurodegeneration22, and demyelination17. Klotho concentration was lower in cerebrospinal fluid collected from patients with Alzheimer’s disease compared to samples from a control population8, and in patients with multiple sclerosis, lower klotho was associated with disability23. These results support the positive role of klotho in the central nervous system not only in mice, but also in humans.
Activities of daily living (ADL) are often used as predictors of health and function in older individuals24. Based on previous investigations from the same group showing that older adults with low serum klotho concentrations had poor skeletal muscle strength and were at a higher risk of mortality, Crasto et al.15 hypothesized that klotho was associated with dependence. They found for the first time that plasma klotho is independently associated with disability in ADL in community-dwelling older adults15.
Frailty is a geriatric syndrome that refers to an increase in vulnerability to adverse health outcomes25,26, including falls, and leads to a loss of autonomy and dependence27, diminishing individuals’ quality of life15. Although there are few studies on the topic, some authors have found an association between lower klotho concentration and frailty1,28,29, which is consistent with the role of klotho as an anti-aging hormone linked to muscle and cognition.
The risk of falling increases in older adults with low muscle strength and/or cognitive deficits30. In addition, people living in nursing homes tend to have higher risk31 and rates of falling32 than those living in the community33. Falls can result in injuries, giving rise to physical limitations, dependence34, psychological consequences35, and/or deterioration of quality of life30. Moreover, falls constitute a major public health problem36 with a high impact on the economic cost of health and social systems37.
Assessment of fall risk is challenging due to its complex nature38. Identification of molecular biomarkers related to fall events may provide an approach for identifying individuals at risk and clues to the pathophysiological mechanisms related to falls34. Some biomolecules closely related to klotho, such as vitamin D and fibroblast growth factor 23 (FGF-23)39, have been associated with the risk of falls in older populations40,41. However, to our knowledge, no studies have yet analyzed the ability of serum klotho concentration to predict falls.
The vast majority of published studies about klotho and aging are focused on single spheres such as physical fitness, cognition, dependence, or frailty. To the best of the authors’ knowledge, to date, no study has investigated the role of klotho on aging from an integrative perspective. Thus, the present study aims to elucidate the association of s-klotho with parameters related to several hierarchical domains of aging42 (Fig. 1b) in a population of older people living in nursing homes. In particular, we aimed to ascertain the association of s-klotho (1) with the phenotypic (physical fitness and cognition) and functional (frailty and dependence in ADL) domains of aging and (2) with falls in a six-month follow-up (Fig. 1c).
Materials and methods
Study design and participants
This is a secondary analysis of the baseline data from a randomized controlled physical exercise intervention that included a 6-month follow-up for falls. The study was conducted at ten nursing homes in Gipuzkoa, Spain (ACTRN12616001044415), between October 2016 and July 201743. The study adheres to the STROBE guidelines. This study was approved by the Ethics Committee for Research in Humans (CEISH: M10/2016/105) and by the Ethics Committee for Research with Biological Agents of the University of the Basque Country (CEIAB: M30/2016/106). Written informed consent was provided by each participant. The results of this exercise intervention were published previously44,45,46.
The primary study included 112 men and women living in nursing homes who met the following criteria: ≥ 70 years old; scored ≥ 50 on the Barthel Index for Activities of Daily Living (0–100)47; scored ≥ 20 on the MEC-35 test (0–35), an adapted and validated version of the Mini Mental State Examination (MMSE) in Spanish48; and were capable of standing up and walking independently for at least ten meters. In this secondary analysis, 103 available serum samples from the 112 total participants were analyzed.
Serum klotho concentration
Baseline blood samples were collected in the morning following an overnight fast. Following collection, the tubes were centrifuged at 5000×g for 10 min. The serum obtained from each participant was stored in aliquots at − 80 °C for further analysis. A commercial enzyme-linked immunosorbent assay (ELISA) was performed to measure klotho serum concentration according to the manufacturer’s protocol (Human soluble α-Klotho Assay Kit JP27998, Immuno-Biological Laboratories Co., Ltd., Gunma, Japan). The quantification was performed spectrophotometrically using a FLUOstar OPTIMA Microplate Reader (ThermoFisher Scientific, Waltham, MA, USA) and Optima Control software version 2.20 (http://www.tmd.ac.jp/cmn/gene/center/0413F0011A%20%20Software%20Manual%20OPTIMA%20Part%20II.pdf) (BMG LABTECH GmbH, Offenburg, Germany). Serum samples were measured in duplicate and averaged. Coefficient of variability (%CV) was calculated using the following formula: %CV = standard deviation/mean. Limits for %CV were set at 5% and 10% for intra-assay and inter-assay measurements. respectively. All calculated %CV values were within these limits.
Other analyzed variables
At the baseline of the intervention, sociodemographic data (sex, age and education level) and Barthel Index scores47 were recorded from the database of the nursing homes. The Barthel Index reflects dependence in activities of daily living (ADL), and its score ranges from 0 to 100, with lower scores indicating a higher degree of dependence.
Regarding anthropometry, waist and hip circumference were measured with a non-elastic anthropometric tape and measured to the nearest 0.1 cm. Height was measured with a Holtain stadiometer to the nearest 0.1 cm, and body mass was measured with an Omron digital scale to the nearest 0.1 kg. Body mass index (BMI) was calculated based on height and mass, and the waist-to-hip ratio was based on waist and hip circumferences. Percentages of muscle and fat were measured using a portable bioelectrical impedance analyzer (Bodystat BIA Quadscan 4000, BOSYSTAT LTD; Isle of Man, UK). This method was supported by the European Working Group on Sarcopenia in Older People (EWGSOP) as a valid and cost-effective alternative to dual X-ray absorptiometry (DXA)49.
Physical fitness was assessed through the handgrip strength test using a Jamar dynamometer50, and aerobic capacity was evaluated with the 6-Min Walk test of the Senior Fitness Test51. Dynamic balance was assessed with the Timed Up and Go Test52, and static balance with the Berg Balance Scale53. Lower limb function (static balance, walking velocity, and lower limb strength) was evaluated with the Short Physical Performance Battery (SPPB)54.
Global cognition was assessed using the Montreal Cognitive Assessment (MoCA)55, which included visuospatial/executive function, naming, attention, language, abstraction, delayed recall, and orientation. Trail Making Test A56 was administered to evaluate executive function, and the Coding test was used to measure processing speed on the Wechsler Adult Intelligence Scale, Fourth Edition (WAIS IV)57. Higher scores on these scales indicate better cognitive functioning, with the exception of Trail Making Test A, in which higher scores indicate worse performance. The MoCA, Trail Making Test A and Coding cognitive tests require participants to see and draw. Therefore, participants with visual impairments or difficulties holding a pen were unable to perform (some of) these tests. Regarding Trail Making Test A, some of the participants were unable to finish the test; thus, no result was recorded. For these reasons, the number of participants in cognitive tests varies.
Frailty status was assessed with the Fried Frailty Index (FFI)25, the Tilburg Frailty Indicator (TFI)58, and the Clinical Frailty Scale (CFS)59. Frailty, according to the Fried’s frailty phenotype, was identified by the presence of three or more of the following signs/symptoms: unintended weight loss, exhaustion, weakness, slow gait speed, and low physical activit25. The TFI contains 15 questions on physical, psychological, and social domains of frailty. Participants with a score of 5 or more were considered frail according to the TFI58. For the CFS, frailty status is based on clinical judgment. Possible scores range from 1 to 9, and participants with a score of 6 points or higher were considered frail.
All of the tests were performed by accredited and experienced professionals in each area.
The number of falls suffered by each participant within six months after baseline was recorded from the database of the nursing homes.
Statistical analysis was performed using SPSS version 24 (https://www.ibm.com/es-es/analytics/spss-statistics-software) (IBM, Chicago, IL, USA). The Kolmogorov–Smirnov test was used to test the normality of the data. When data were not normally distributed (s-klotho concentration, hand grip, Timed Up and Go test, all cognition tests, Barthel scale, frailty indicators), they were square root transformed before being analyzed using parametric tests. Qualitative variables are presented as n (%) and quantitative variables as mean ± SD. Due to the exploratory nature of this study, and in order to avoid type II errors, Bonferroni correction was not applied to the statistical analysis60.
Pearson correlations were carried out to examine associations between s-klotho concentration and quantitative variables (age, anthropometry, physical fitness, cognition, Barthel Index and frailty scores). Due to the uneven distribution of the number of falls, its association with klotho was calculated using a univariate Poisson regression. Differences in s-klotho levels between groups based on qualitative variables (sex, education level, frailty status, assignation to the control or the intervention group for the exercise program and fallers vs. non fallers) were assessed using Student’s t-test.
Results were considered statistically significant at p < 0.05.
Ethics approval and consent to participate
This study was approved by the Ethics Committee for Research in Humans (CEISH: M10/2016/105) and by the Ethics Committee for Research with Biological Agents of the University of the Basque Country (CEIAB: M30/2016/106).
Descriptive characteristics of the sample
Baseline descriptive data are shown in Table 1. The mean concentration of s-klotho was 0.97 (± 0.18) ng/ml. Of the 103 participants, 73 (70.9%) were women and 30 (29.1%) were men, with an average age of 84.7 (± 6.96) years. Regarding frailty, for each tool employed (FFI, TFI, and CFS), the mean score, as well as the frailty status (no/yes), are shown. The number of falls during the 6-month follow-up is also shown, as the number and percentage of participants who fell or not.
Association of s-klotho with quantitative variables
Table 2 shows baseline Pearson’s (Table 2A) and Poisson’s (Table 2B) correlations of s-klotho with the quantitative variables analyzed. No association was observed between s-klotho concentration and age, anthropometry, or physical fitness. Regarding cognition, participants with lower s-klotho levels showed a trend toward worse scores in cognition-related tests, with statistical significance in the coding test (WAIS IV), which reflects processing speed (r = 0.256, p = 0.012). Regarding the Barthel Index, lower s-klotho was associated with higher dependence in ADL (r = 0.253, p = 0.010). When analyzing frailty scores, the only association found was with the psychological components of the TFI, with lower klotho concentration being associated with higher scores in psychological components of frailty (r =− 0.231, p = 0.026). S-klotho was also negatively associated with the number of falls (B = − 3.311, p < 0.001).
Differences in s-klotho within groups of qualitative variables
Table 3 shows the mean (± standard deviation) s-klotho concentration according to sex, education level, frailty status, assignation to the control or the intervention group for the exercise program and falling status during the 6-month follow-up. S-klotho levels were lower in participants who fell compared to those who did not fall (p = 0.037). No other statistically significant differences were found for qualitative variables.
In this study, we have analyzed serum klotho concentrations in a population of 103 older adults living in nursing homes. Lower s-klotho concentration was associated with lower processing speed (higher score in the coding test [WAIS IV]) and more dependence in ADL (lower score in the Barthel Index). In addition, participants with lower s-klotho levels showed a worse score in the psychological components of the TFI. However, no association was found with any other scores on frailty assessment tools, nor were any differences found between the frail and non-frail participants in any of the tools used. Participants with lower s-klotho levels suffered more falls in the six-month follow-up.
Due to the described role of klotho in preventing muscle loss1, it could be predicted to be positively associated with parameters related to muscle and physical fitness. However, in our work, neither body composition nor scores in physical performance tests were associated with s-klotho. Other authors have described an association between lower s-klotho and less muscle mass16. The disagreement between their results and those of our study could be due to the population studied (middle-aged sedentary adults vs. older people living in nursing homes) or in the method employed to determine body composition (DXA vs. bioelectrical impedance analyzer).
Regarding physical performance, lower s-klotho has been associated with less strength12,13 and worse results in tests of physical fitness14,15,61. This discordance between these results and ours could be due to the different populations under study, as these previous studies were conducted in general samples consisting of younger and fitter community-dwelling middle-aged14,16 or older adults12,13,14,15. To our knowledge, no study on the analysis of s-klotho levels in populations living in nursing homes has yet been published.
Although the association of klotho with cognition is not yet well established in humans15, lower s-klotho concentration has been associated with worse global cognitive function15,21 and higher risk of cognitive decline21. In our study, participants with lower serum s-klotho concentrations obtained worse results in cognition-related tests, although this association was only significant for the coding test. The coding test measures processing speed57, whereas the Trail Making Test A reflects executive function56. Similar results that linked global cognitive function but not executive function with s-klotho have been described by Shardell et al.21 in community-dwelling older adults. Better cognition associated with enhanced expression of klotho has been demonstrated in animal models3,7 as well as in humans8,15,17,21,22; this is likely linked to the action of brain-secreted klotho on the structure of the synapses18. Although the mechanisms underlying klotho’s regulation in the brain are still unknown, klotho has been proposed as a potential target for therapies aimed at cognitive enhancement62.
Based on klotho’s functions and some preclinical and clinical evidence, Angulo et al.9 have proposed that its upregulation would prevent phenotypic characteristics of frailty in the elderly. Loss of function of serum s-klotho has also been described as a quantifiable biomarker on the continuum between frailty and resilience28 and for frailty diagnosis and stratification28. However, we did not observe differences in serum s-klotho concentrations between frail and non-frail older people living in nursing homes.
Despite the lack of association between klotho and frailty in our study, participants with lower s-klotho levels exhibited lower scores in the psychological components of the TFI. Psychological frailty encompasses cognitive, mood, and motivational components63, and some authors have found its association with mental health-related quality of life64. In addition, De Roeck et al.65 have recently proposed that cognitive frailty can occur independent of the other frailty domains, including physical frailty, and can therefore be seen as a distinct concept. These concepts and findings are in line with our result, in which s-klotho was associated with cognition and psychological components of the TFI, but not with the physical or clinical tools for identifying frailty.
The lack of significant associations of s-klotho with muscle-related variables and frailty could be explained by the suspicion that the biology and functions of klotho may be more complex than previously hypothesized6,28,66. Thus, compensatory/resilient mechanisms could mask the consequences of changes in molecular levels on the phenotypic and functional responses42. Moreover, most of the published studies on klotho are related to its serum concentration or its genetic expression. However, klotho is a multifunctional protein with enzymatic activity as a glucuronidase (EC: 188.8.131.52) hydrolyzing extracellular sugars and has great importance in signaling pathways67. As it is able to perform multiple functions (hormone, enzyme, and receptor)66 that differ mechanistically68, klotho could be considered a moonlighting enzyme. This could have consequences in the comprehension of its regulatory mechanisms and supposed functions and implications for the functionality of the organism.
Our results also show that individuals with lower s-klotho concentrations were more dependent in their performance of ADL. Similar results have been published by Crasto et al.15 in a population of community-dwelling older men and women. The loss of independence is one of the ultimate consequences of age-associated decline, but the changes that occur with aging, from the molecular to the functional level, are interconnected in a hierarchical arrangement. Eventually, these changes are reflected at the physical, cognitive, and emotional levels, as well as in social functions and ADL, as a result of the interaction between entropic and compensatory mechanisms42. However, literature about age-associated dependence and molecular biomarkers is scarce, and further insight is needed into possible biological mechanisms that may underlie risk of disability15.
We found an independent association of participants with a lower concentration of s-klotho at baseline and falls throughout the six-month follow-up. This association was apparent both when analyzing the number of falls and when analyzing whether participants fell or not. Falls have a significant impact on health outcomes in the elderly and are associated with various factors, including impairments in cognition and dependence in ADL38. Due to the consequences of falling, identifying fall prediction tools might lead to novel translational approaches from basic research to clinical practice.
Few studies have focused on the relationship between molecular biomarkers and falls34, and to our knowledge, no study has yet analyzed the relationship between klotho and the risk of falling. However, there is evidence for associations between falling risk and two molecules closely related to klotho, vitamin D and FGF-2339, that could support our results. Vitamin D promotes secretion of circulating klotho hormone39, and the metabolism of these molecules is tightly associated39,67,69. Ensuring adequate vitamin D levels has been proposed as a strategy to reduce falls, although the results of studies investigating whether vitamin D supplementation can reduce the number of falls are inconsistent36,40. Indeed, it has been shown that community-dwelling older women with lower serum vitamin D concentrations suffered more falls despite the absence of an association between physical performance and vitamin D concentration70. These results are in line with the lack of an association between s-klotho levels and physical fitness -related parameters in our study, despite the former’s association with falls. Thus, as Uusi-Rasi et al. proposed for vitamin D70, s-klotho could modulate individual fall risk, albeit partially. In contrast, FGF-23 is a bone-derived hormone that inhibits α-hydroxylase, reducing serum 1, 25-dihidroxyvitamin D71, and α-klotho is a co-receptor for FGF-23 in the kidney39. Although FGF-23 has anti-aging effects, it also has some "off-target" actions that could actually be pro-aging72. It has been proposed that these off-target FGF-23 pathologies are opposed by secreted klotho39. Higher serum FGF-23 levels were associated with an increased risk of falls in patients with chronic kidney disease41. The opposite associations of klotho and FGF-23 with falls are in line with the opposing actions of klotho and FGF-23. Overall, these associations between biomolecules and falls support a role for the vitamin D/FGF-23/klotho system, which has been described as crucial for healthy aging, in the assessment of the risk of falls39.
This study has some limitations, as the small sample size, the lack of information about the medications the participants were taking, and any cognitive decline during the 6-month follow-up could act as confounders in the analysis. Due to the exploratory nature of this study and in order to increase statistical power, Bonferroni correction was not applied to the statistical analysis. However, this omission may have increased the chance of type I error. Moreover, although the bioelectrical impedance analyzer is accepted by the EWGSOP for body composition measurement and is an economic and portable technology, we recognize that more accurate results could have been obtained if DXA had been used for body composition calculation. In addition, the analysis of other molecular biomarkers related to klotho metabolism, such as FGF-23 or vitamin D, could have shown a possible interaction as molecules implicated in the regulation of the physiopathology of falling risk.
Nonetheless, this study presents a novel analysis of serum klotho and its association with future falls, presenting a line of research that could be further pursued. The introduction of a low-cost, easily standardized diagnostic tool to estimate the probability of developing falls in the near future would be very useful for routine clinical practice. Promotion of research models from the molecular mechanisms to the functional domains of aging will provide valuable information on both the molecular pathway regulation level and the functional level, which is linked to successful aging. Last, but not least, the studied population should be considered a strength of this work, since people living in nursing homes have specific characteristics and high vulnerability and comprise a poorly studied population. In addition, this study provides knowledge from an integrative perspective on aging-related outcomes, from the molecular to the phenotypic and functional domains of aging.
In conclusion, in a population of nursing home residents, lower s-klotho concentration was associated with worse cognition, scores indicating frailty in the psychological domain of the TFI, higher dependence in ADL, and future falls. These findings provide new and valuable information about the supposed role of klotho as a molecular biomarker linked to aging-related adverse events. Further investigation should be conducted to validate the putative ability of klotho to predict falling. This future research should include panels of associated molecular biomarkers that could be easily translated into clinical practice.
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We thank the participants and their families for their enrollment in this project and the nursing homes for their confidence in the Ageing On research group to carry out the project. We also thank Arantza Perez Dobaran, and Itziar Calvo for their helpful work and disposition in processing blood samples for serum isolation, as well as for their technical work during the determination of serum klotho concentration. The authors also thank Kerstin Sommer for her comprehension, diligence, and exquisite attention to external circumstances when acquiring the klotho ELISA kits.
This work was supported by grants from the Basque government (ELKARTEK15/39, ELKARTEK16/57, ELKARTEK17/61, RIS16/07, SAN17/11), the Euskampus Fundazioa Foundation, and the Convention between UPV/EHU and the Gipuzkoa Provincial Council (Gipuzkoa Eraikiz). Haritz Arrieta and Chloe Rezola were supported by two fellowships from the University of the Basque Country (UPV/EHU). The sponsors did not have a role in the design of the study and collection, analysis, and interpretation of data and in writing the manuscript.
The authors declare no competing interests.
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Sanz, B., Arrieta, H., Rezola-Pardo, C. et al. Low serum klotho concentration is associated with worse cognition, psychological components of frailty, dependence, and falls in nursing home residents. Sci Rep 11, 9098 (2021). https://doi.org/10.1038/s41598-021-88455-6
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