The prevalence of metabolic syndrome (MS) is increasing among the elderly, and new lifestyle-based treatment strategies are warranted. We conducted a randomized, double-blind controlled trial of the effects of aquatic exercise (AE) and/or consumption of burdock root extract (BE) on body composition and serum sex hormones, i.e., testosterone, estradiol, sex hormone-binding globulin (SHBG), and dehydroepiandrosterone-sulfate (DHEA-S) in elderly women with MS. The percentage of abdominal fat was decreased in the AE group. Waist circumference was increased in the control (CON) group, but not in the other groups. SHBG and estradiol levels were enhanced by both AE and BE and correlated with changes in fat-related body composition. DHEA-S levels only increased in the BE group, which was consistent with changes in lean body mass. Testosterone levels decreased in the CON group, which correlated with changes in lean body mass, skeletal muscle mass, body fat, and waist circumference. Our findings suggested that the combined AE/BE intervention exerted no synergistic and/or additive effects on any sex-related outcome measures in elderly women with MS.
Metabolic syndrome (MS) is a group of metabolic disorders including hypertension, insulin resistance, impaired glucose tolerance, and abdominal obesity, and is associated with a high incidence of cardiovascular disease (CVD) and type 2 diabetes1, 2. The prevalence of MS increases with age, and is particularly high among the elderly3, 4, in which the increase in MS-associated risk factors, including central obesity and CVD, is higher in women than that in men5, 6.
In general, postmenopausal women exhibit considerable alterations in sex hormones, which may be related to abdominal adiposity, thus increasing the likelihood of MS. There is increasing evidence that changes in sex hormones contribute to MS pathophysiology7. Dehydroepiandrosterone (DHEA) and its sulfate ester (DHEA-S), the most abundant circulating steroid hormone produced by adrenal glands, are converted to testosterone and estrogen8. Although the precise physiological function of DHEA-S is not fully understood, its serum levels decline with age, and this decrease is associated with increased waist circumference, a diagnostic indicator of MS in elderly women9. Low levels of sex hormone-binding globulin (SHBG), which binds to testosterone and estradiol, are associated with high MS prevalence in postmenopausal women10.
Lifestyle changes commonly recommended as a first-line intervention for MS prevention and treatment include regular physical exercise and a healthy diet11. Several meta-analyses have shown that aerobic exercise has a positive effect on MS profiles, thereby affecting body composition, cardiorespiratory fitness, insulin resistance, as well as sex hormones12,13,14. Although there are controversial issues regarding the effects of physical exercise on sex hormone among elderly women, several studies have revealed that estradiol, testosterone, and SHBG levels are enhanced after adopting an active and healthy lifestyle15,16,17. Additionally, we observed that water-based aquatic exercise (AE), an acceptable compromise between exercise effectiveness and safety intervention for the elderly, improved fitness and vascular-related factors in elderly women without MS18, suggesting that regular AE might also be beneficial in elderly women with MS.
Most studies have demonstrated that appropriate combinations of exercise and diet reduce the clinical prevalence of MS19. However, there is a lack of scientific information regarding the effects on MS of combined interventions involving physical exercise and the consumption of specific dietary components. Among potentially beneficial dietary components, we focused on burdock (Arctium lappa L.), a fusiform brown root containing arctiin, luteolin, and quercetin rhamnoside, which is a remarkable source of proteins, potassium, calcium, and folate, and is rich in phytochemicals20, 21. As a traditional herbal medicine, burdock has been used in Asia as well as western countries for centuries. Each part of the burdock plant has a different composition, especially in terms of bioactive compounds. Indeed, various biologically active compounds, such as terpenoids (beta-eudesmol, C15H24O, present in the fruit), sterols (sitosterol-beta-d-glucopyranoside, C35H60O6, contained in the root), lignans, polyphenols, and fructans, are found in the plant complex22. Burdock possesses antioxidant and anti-inflammatory properties and is reportedly pharmacologically active as an anti-diabetic agent, which improves blood lipid profiles, hypoglycemia, and hyperinsulinemia23, 24. Particularly, one specific burdock component, arctiin, has been found to reduce body weight and adipose tissue through anti-adipogeneic effects by activating the AMP-activated protein kinase (AMPK) pathway in obese mice induced by high-fat diet25. These reports suggest that burdock is potentially beneficial for obesity and diabetes that is closely linked with MS.
Recently, we found that the combination of burdock root extract (BE) and AE exerted positive effects on vascular function and related hormones in elderly women without MS18, 26. Considering the potential health-beneficial effects of the AE and BE, the purpose of this study was to investigate the impact of AE and BE, individually or in combination, on body composition and sex-related hormone levels in elderly women with MS. We hypothesized that a 16-week combined AE/BE intervention in elderly women with MS would either additively or synergistically improve body composition, and induce beneficial changes in the levels of sex-related hormones.
Effects of the interventions on MS criteria parameters
First, there were no significant differences in baseline age, height, and weight, between the control and the intervention groups (Table 1 and Table S1). Regarding MS features, clinical characteristics such as waist circumference, BMI, levels of triglycerides, HDL-C, glucose, and systolic blood pressure and diastolic blood pressure did not differ between groups, and were close to the upper limits established by the National Cholesterol Education Program (NCEP) Adult Treatment Panel (ATP) III criteria27. Thus, all subjects exhibited similar metabolic alterations.
Changes in MS criteria parameters combination interventions are shown in Table 1. A significantly remarkable effect of time was observed for triglycerides (F = 33.003, p = 0.000) and glucose (F = 4.987, p = 0.037). A significant time-group interaction was identified for waist circumference (F = 6.435, p = 0.003), triglycerides (F = 8.162, p = 0.001), HDL-C (F = 3.795, p = 0.026), and glucose (F = 5.446, p = 0.007). Post-hoc analysis revealed that control (CON) women exhibited a significant increase in waist circumference (t = 2.950, p = 0.031), while a significant decrease in triglyceride levels was observed in AE and AE/BE women (t = 3.590, p = 0.007; t = 6.527, p = 0.000). Additionally, AE/BE women showed a significant increase in HDL-C (t = 3.572, p = 0.008), and AE women a significant decrease in glucose levels (t = 3.807, p = 0.004).
Effects of the interventions on body composition
Recently, body composition parameters were found to be closely associated with MS risk28. First, we measured BMI, body fat mass percentage, lean body mass, skeletal muscle mass, abdominal fat (%), and waist circumference before and after the 16-week interventions. The percentage of abdominal fat and waist circumference exhibited a significant time-group interaction (F = 5.950, p = 0.005; F = 6.435, p = 0.003) (Table 1). A significantly remarkable effect of group was observed for the percentage of body fat (F = 3.315, p = 0.041). Post-hoc analysis showed that AE significantly decreased abdominal fat percentage (t = 3.395, p = 0.011) with a large effect size (d = − 1.00). After the intervention period, we observed increase in waist circumference values in the CON group with a large effect size (d = 1.01), but not in the AE, BE, or AE + BE subjects. Furthermore, beneficial changes (Δ) in body composition parameters were observed. The participants undergoing AE demonstrated a significantly greater reduction in the percentage of abdominal fat in comparison to CON subjects (t = 3.894, p = 0.002; Fig. 1a). Moreover, subjects exposed to the AE alone or the AE/BE combination showed a significant decrease in waist circumference, compared to the CON group (t = 3.612, p = 0.005; t = 3.456, p = 0.007, respectively; Fig. 1b). Thus, our result suggest that the intervention of AE and/or BE have positive effects in altering MS risks, particularly in reducing abdominal obesity factors.
Effects of the interventions on sex hormones
Previous reports have suggested that altered levels of endogenous sex hormones are risk factors for MS7. We determined the serum levels of testosterone, estradiol, SHBG, and DHEA-S to investigate the effects of AE and BE interventions on sex hormones. The results are presented in Fig. 2 as a list. A significantly remarkable effect of group for estradiol (F = 4.148, p = 0.019; Fig. 2b) and DHEA-S (F = 3.145, p = 0.048; Fig. 2d), as well as a significantly remarkable effect of time for SHBG (F = 11.607, p = 0.003; Fig. 2c) were observed. Significant time-group interactions were identified for testosterone (F = 4.475, p = 0.15; Fig. 2a), estradiol (F = 5.213, p = 0.008; Fig. 2b), and SHBG (F = 6.517, p = 0.003; Fig. 2c). Post-hoc analysis showed that only CON women exhibited a significant decrease in testosterone levels after the intervention period (t = 3.124, p = 0.021; Fig. 2a), while the AE group showed a large effect size (d = 1.26), but no statistically significant differences. Post-test estradiol levels were higher in the AE (t = 3.407, p = 0.009) compared to the CON group (Fig. 2b). Post-hoc analyses revealed a significant increase in SHBG levels in AE (t = 3.698, p = 0.005) and BE women (t = 3.198, p = 0.018) after the test (Fig. 2c). A significant group effect was observed for post-test serum levels of DHEA-S, as they were higher in BE compared to CON women (t = 2.297, p = 0.015; Fig. 2d). Differences (Δ) between pre and post-exercise levels of sex hormones are presented in Fig. 2. Briefly, Δ-testosterone was found to be higher in both AE (t = 3.262, p = 0.01) and AE + BE (t = 2.867, p = 0.025) compared to CON women (Fig. 2e), and Δ-estradiol was higher in AE (t = 3.385, p = 0.008), BE (t = 2.762, p = 0.031), and AE + BE group (t = 3.117, p = 0.012; Fig. 2f). AE (t = 3.9, p = 0.002) and BE subjects (t = 3.569, p = 0.011) exhibited a significantly greater Δ-SHBG compared to the CON group (Fig. 2g). However, Δ-DHEA-S showed no significant changes between the groups (Fig. 2h).
Correlations between body compositon and sex hormones
To determine whether the levels of specific sex hormones were related to body composition parameters in response to the 16-week intervention, we analyzed the correlation between the Δ values of body composition variables and individual sex hormones, respectively (Table S2 and Fig. 3). Δ-testosterone was positively correlated with Δ-lean body mass (r = 0.534, p = 0.010; Fig. 3a) and Δ-skeletal muscle mass (r = 0.562, p = 0.004; Fig. 3b), and negatively correlated with Δ-% body fat (r = − 0.534, p = 0.007; Fig. 3c), Δ-% abdominal fat (r = − 0.500, p = 0.013; Fig. 3d), and Δ-waist circumference (r = − 0.556, p = 0.005; Fig. 3e). However, Δ-estradiol did not correlate with body composition parameters (Table S2). Moreover, Δ-SHBG was negatively correlated with Δ-% body fat (r = − 0.436, p = 0.033; Fig. 3f) and Δ-% abdominal fat (r = − 0.422, p = 0.040; Fig. 3g). Finally, a significant relationship was observed between Δ-DHEA-S and Δ-lean body mass (r = 0.411, p = 0.046; Fig. 3h).
Exercise regimens reportedly exert a significant effect on MS indicators29, and are considered as a valuable non-pharmacological approach to MS management. The aim of this study was to investigate the combined effects of AE and BE on body composition and serum gonadal steroid hormones, as well as their correlation in elderly women with MS. Based on our previous findings18, 26, we hypothesized that the combined effects of AE and BE would lead to additive or synergistic improvement in MS-related body composition and sex hormone levels in elderly women with MS. The results indicated that both AE and BE interventions individually decreased abdominal fat and waist circumference, which induced beneficial changes in the levels of testosterone, estradiol, and SHBG. However, we found no additive or synergistic effect on any of the MS-related outcome measures. Regardless of the contribution of a ceiling effect to these results, we found that AE or BE had potential as non-pharmacological interventions for improving MS symptoms in elderly women.
Abdominal obesity is associated with MS, and is currently the main clinical criterion for the assessment of individual MS risk according to the NCEP-ATP III guidelines30. Waist circumference is widely used as a surrogate marker of abdominal obesity in the elderly, including the elderly constituting the population in Asia31. In this study, the CON group showed a substantial increase in waist circumference after the 16-week intervention period, and both AE and the AE/BE combination resulted in a significant reduction of Δ-waist circumference (Fig. 1b). Notably, a 16-week aqua aerobic exercise regimen has previously been shown to reduce waist circumference in subjects with similar characteristics to our cohort32. However, we found that AE alone, but not BE alone, significantly reduced the percentage of abdominal fat, with a large effect size (Table 1). Therefore, AE may be more effective compared to both BE and the AE/BE combination at reducing MS-related abdominal obesity.
Many studies have reported associations between the levels of serum sex hormones and the risk of MS7, 33. Weinberg et al.10 showed that postmenopausal women with MS exhibited higher blood levels of testosterone (0.2 ng/mL) and estradiol (9.2 ng/mL), consistent with the levels of sex hormones detected in our study. Moreover, in the latter study, acute exercise was found to further increase the levels of these hormones15, while chronic exercise did not affect the levels of these hormones34. We found that in elderly women with MS, the change in testosterone from pre- to post-exercise was significantly greater in the AE and AE + BE groups compared to the CON group (Fig. 2e). All intervention groups showed greater Δ-values for estradiol compared to the CON group. However, the AE/BE combination did not produce any synergistic effect on the level of Δ estradiol (Fig. 2f). In addition to the correlation between body composition parameters and sex hormones, Δ-testosterone significantly correlated with the delta values for waist circumstance, percentage of abdominal fat, percentage of body fat, skeletal muscle mass, and lean body mass (Table S2 and Fig. 3), suggesting that the beneficial effects of AE on abdominal obesity were mainly mediated by changes in testosterone metabolism.
Consistent with its role as a testosterone transporter, SHBG has been associated with the risk of MS. Indeed, low levels of serum SHBG were observed in elderly men and women with MS10, 35. Recently, cross-sectional studies showed that serum levels of SHBG were inversely associated with waist circumference and waist-to-height ratios in Korean and Chinese individuals, respectively36. Thus, since SHBG concentration is a putative biomarker of abdominal obesity-related MS, we investigated the impact of AE and BE interventions on serum SHBG levels. Both interventions separately increased SHBG levels, but their combination did not produce synergistic effects (Fig. 2c). Additionally, SHBG exhibited a higher delta value in the AE and BE groups compared to the CON group (Fig. 2g), which was significantly correlated with Δ-percentage of abdominal fat and Δ-percentage of body fat (Fig. 3g). Recent in vitro experiments in adipocytes and macrophage cells have shown that SHBG protects against inflammation and lipid accumulation37. Further, recent in vivo studies using human SHBG transgenic mice crossed with type-2 diabetic mice (C57BL/ksJ-db/db) have shown that hepatocyte nuclear factor 4 alpha (HNF-4α) and peroxisome proliferator-activated receptor gamma (PPARα) in liver are involved in obesity progression, while human SHBG overexpression partly prevents the increase in body and liver weight, as well as in the proportion of adipose tissue38, 39. Our findings support the notion that AE and BE, by increasing endogenous circulating SHBG, are potential non-pharmacological options against obesity and MS-related fatty liver disease.
A considerable number of studies have documented that low levels of the adrenal steroids, DHEA, and DHEA-S, are associated with risk factors for MS, such as insulin resistance and obesity35, 40, 41. In contrast, DHEA administration led to beneficial effects in obesity-related MS parameters in elderly women42. In line with these studies, we observed alterations in the serum levels of DHEA-S in response to AE and BE interventions. However, these changes were relatively small, and only BE resulted in a clear elevation of DHEA-S levels compared to control subjects. Although we did not detect any significant change in DHEA-S due to the intervention, DHEA-S showed a positive correlation with Δ-lean body mass (Fig. 3h). Considering that DHEA can be converted to testosterone and estradiol43, our findings suggest that changes in the circulating levels of these hormones may contribute to the beneficial effects of AE and BE on abdominal obesity-related MS.
MS is generally caused by a number of pathophysiological mechanisms combined with lifestyle-related factors, such as unhealthy dietary patterns and lack of physical activity44. Among the consequences of the aforementioned lifestyle changes, abdominal obesity is the most predominant causative factor45. Moreover, sex hormone imbalance in the adipose tissue is involved in MS pathophysiology35. We therefore analyzed several parameters to assess the effects of combined BE and AE intervention on the status of abdominal obesity. The percentage of abdominal fat was decreased after AE intervention and waist circumference increased in CON group, but not in the intervention groups (Table 1), suggesting that AE and/or BE had positive effects in inhibiting an increase of MS-related risk factors, particularly abdominal obesity.
A number of studies have investigated the effects of dietary supplements on sex hormones related to conditions of age as well as noncommunicable diseases, because nutrients have important roles for hormone metabolism in the endocrine system46. Furthermore, sex-related endogenous hormones are associated with adiposity in postmenopausal women with diabetes47. A clinical study showed that administration of DHEA had beneficial effects on abdominal fat and insulin sensitivity in elderly subjects with MS48. Supplementation with nutrients containing vitamin E, selenium, vitamin C, and coenzyme Q10 showed no overall significant effects on sex-related hormones49, and vitamin E supplementation alone in elderly subjects did not affect serum levels of DHEA-S50. However, we observed that BE intervention significantly increased DHEA-S levels (Fig. 2d). Although it is uncertain what nutritional component from BE induces the increase in DHEA-S levels, BE supplementation may have similar effects as DHEA replacement therapy, in addition to reducing insulin resistance.
Although our study provides novel lifestyle-based insights into MS management in elderly women, the following limitations must be acknowledged. First, the small sample size does not allow for generalization. However, this study may be an important conceptual basis to explore the combined effects of AE and BE on elderly women with MS in future, larger experiments. Second, we did not investigate dose–response BE effects. Therefore, additional positive effects of BE may be expected from the application of higher BE doses. Further studies are warranted to address these issues.
In summary, this study is the first to investigate the effects of a combination of AE plus the natural dietary component, BE, on body composition and sex hormones in elderly women with MS. Both AE and BE independently improved abdominal fat and waist circumference, and altered the serum levels of sex hormones, such as testosterone and estradiol, which in turn are known to be implicated in central obesity-related MS in elderly women. However, contrary to our hypothesis, the combination of AE and BE did not produce any additive or synergistic effect on the investigated parameters.
Materials and methods
Thirty-two elderly women volunteers with MS from South Korea were initially enrolled (average age: 74.31 ± 5.2). Twenty-four subjects (average age: 75.25 ± 4.96) were finally selected for the 16-week experiment and categorized as follows: (1) control group (CON: n = 7), (2) aquatic exercise group (AE: n = 6), (3) burdock root extract ingestion group (BE: n = 5), and (4) combination of aquatic exercise and burdock root extract ingestion group (AE + BE: n = 6). The baseline characteristics of study participants are shown in Table 1. Before commencement of the study, the participants were informed of the research purpose and intentions, and informed consent forms were obtained from all participants and approved by the National Bioethics Committee of the Pusan National University (PNU IRB/2015_22), in accordance with the Declaration of Helsinki Declaration and the 2010 Consolidated Standards of Reporting Trials statement51. This trial was retrospectively registered in the University Hospital Medical Information Network Clinical Trial Registry (Japan, registration 15/04/2020 UMIN000040170).
A 16-week intervention study comprising four randomized, double-blind controlled trials investigating the effect of dietary BE supplementation, with or without exercise intervention, was conducted. Pre- and post-tests were performed at the same time each day to minimize temperature-related changes. MS diagnosis was based on the NCEP-ATP III guidelines, recommending the presence of at least three of the following six criteria28. After baseline measurements, all participants were randomly divided into four groups. The following parameters were tested before and after the 16-week intervention: body composition (weight, BMI, % body fat, fat body mass, lean body mass, skeletal muscle mass, % abdominal fat, and waist circumference), and circulating hormones (DHEA-S, SHBG, testosterone, estradiol). For a comprehensive evaluation, the lifestyle habits of the subjects were also monitored by the researchers, and in particular, the control group was encouraged to maintain their usual lifestyle.
Aquatic exercise protocol
We previously reported that aquatic exercise enhanced fitness factors and vascular function in older adults18, 26. Thus, we used the same protocol to the current study. The aquatic exercise program was based on recommendations of the American College of Sports Medicine52, and was scheduled considering the age of subjects. Exercise was performed three times per week for 16-weeks, following a 1–6-week adjustment period at a swimming pool. The program consisted of a 5-min warm-up and a 5-min cool-down exercise session, and a 40-min main exercise session with individualized loads corresponding to 30–40% heart rate reserve (HRR) at a rating of perceived exertion (RPE) of 9–10 for weeks 1–5, 40–50% HRR (RPE 11–12) for weeks 6–10, and 50–60% HRR (RPE 13–14) for weeks 11–16. Heart rates were monitored using a heart rate monitor watch (Polar RS400sd; model APAC, 90026360; Polar, NY, USA) and Borg’s RPE53 was checked twice during the exercise session.
Burdock root extract sampling and ingestion
BE samples were prepared based on methods optimized and described in a previous study18, 26. After the addition of 4 kg of fresh burdock root harvested in the Sancheong region (Gyeongnam, South Korea) and 6000 mL of water to an extractor, extraction was performed for 3 h at 100 °C at a pressure of 0.7 kg/cm2. The main ingredients of BE were water (98.02% ± 0.02%), crude ash (0.10% ± 0.00%), crude fat (1.12% ± 0.00%), crude protein (0.20% ± 0.00%), crude fiber (0.03%), calcium (0.004% ± 0.00%), and phosphorus (0.009% ± 0.00%) (Pukyong National University Feed & Foods Nutrition Research Center, Busan, South Korea). BE administration schedule was based on the advice of an oriental medical doctor. Specifically, the participants consumed one 100-mL dose of BE 3 times a day after each meal (breakfast, lunch, and dinner), for a total of 300 mL of BE per day for 16 weeks.
Body composition and blood biochemical analysis
Participants were advised to refrain from eating after 8:00 p.m. on the day before the test, and the test was performed between 8:00 and 9:00 a.m. according to the procedures recommended by the American College of Sports Medicine54. Bioelectrical impedance, measured with the Inbody 720 device (Biospace, Seoul, Korea), was used to assess body composition. The study participants were instructed to assume a comfortable standing position with their feet slightly apart on the instrument while wearing casual clothing; all metal objects were removed. Blood samples were collected using EDTA tubes and needles at two time points, i.e., before and after the 16-week intervention. After collecting 10 mL of blood from an antebrachial vein, the serum was isolated for analysis of sex hormones.
The required sample size was calculated using the G-power version 3.1 Windows program (Kiel University, Kiel, Germany), based on a 0.25-point effect size (default), an alpha level of 0.05, and 40% power55. The results indicated that 20 participants were requisite for the study; assuming a dropout rate of 25%, the sample size was set to 32 participants. All data were expressed as mean ± standard deviation (SD). Two-way repeated ANOVA was performed to evaluate the differences between groups and time for absolute value of body composition and sex hormones, followed by Bonferroni’s multiple comparison tests for post-hoc analysis. One-way ANOVA with Dunnett’s multiple comparison tests was used to analyze the delta (Δ) change. Correlations between body composition and sex hormones were calculated by Pearson’s correlation analysis. A p < 0.05 was considered statistically significant. Effect sizes (Cohen's d) between pre- and post-test data were expressed as mean changes56.
All procedures and protocols performed in studies involving human participants were by the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki Declaration and the 2010 Consolidated Standards of Reporting Trials statement46 were approved by the National Bioethics Committee of Pusan National University (PNU IRB/2015_22). This trial was retrospectively registered in the University Hospital Medical Information Network Clinical Trial Registry (Japan, registration 15/04/2020 UMIN000040170).
Data and publication materials are available upon request.
Burdock root extract
Sex hormone-binding globulin
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The authors are grateful to the research participants for their hard work and cooperation throughout the research process. This research has been partly supported by ARIHHP research Grants of 2019 and 2020 (H.S.), University of Tsukuba and the JST-Mirai Program 2019–2021 (H.S.).
The authors declare no competing interests.
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Ha, MS., Yook, J.S., Lee, M. et al. Exercise training and burdock root (Arctium lappa L.) extract independently improve abdominal obesity and sex hormones in elderly women with metabolic syndrome. Sci Rep 11, 5175 (2021). https://doi.org/10.1038/s41598-021-84301-x
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