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# Thermal equation of state of ruthenium characterized by resistively heated diamond anvil cell

### Subjects

An Author Correction to this article was published on 22 April 2020

## Abstract

The high-pressure and high-temperature structural and chemical stability of ruthenium has been investigated via synchrotron X-ray diffraction using a resistively heated diamond anvil cell. In the present experiment, ruthenium remains stable in the hcp phase up to 150 GPa and 960 K. The thermal equation of state has been determined based upon the data collected following four different isotherms. A quasi-hydrostatic equation of state at ambient temperature has also been characterized up to 150 GPa. The measured equation of state and structural parameters have been compared to the results of ab initio simulations performed with several exchange-correlation functionals. The agreement between theory and experiments is generally quite good. Phonon calculations were also carried out to show that hcp ruthenium is not only structurally but also dynamically stable up to extreme pressures. These calculations also allow the pressure dependence of the Raman-active E2g mode and the silent B1g mode of Ru to be determined.

## Introduction

Transition metals have always attracted the interest of the scientific community due to their unusual electronic and structural properties, originating from the dominant influence of their d electrons. Often, they exhibit pronounced phonon anomalies as a result of complex Fermi-surface geometries coupled with strong electron-phonon interactions1,2. For these reasons, in the past decades big effort has been devoted to map and interpret the systematic properties of this metals at both ambient and extreme conditions of pressure and temperature3. Ruthenium (Ru) is a 4d transition metal that belongs to the platinum (Pt) group of the periodic table, along with rhodium (Rh), palladium (Pd), osmium (Os), iridium (Ir) and Pt4. Unlike the other elements of the group, Ru presents only one electron in the outermost shell.

At ambient pressure, Ru has a hexagonal close packed structure (hcp), melts at 2523 K, and becomes superconductor at temperatures below Tc = 0.47 K. In nature, it is generally found as a minor component in Pt ores. Ru is inert to most chemicals and it is generally used in wear-resistant electrical contacts and thick-film resistors4,5,6. In particular, it is often used alloyed with Pt and Pd as it increases their hardness. When alloyed with titanium (Ti), Ru improves its corrosion resistance, whereas, if alloyed with molibdenum (Mo) its Tc changes to 10.6 K7. Finally, Ru is also used as a chemical catalyst8,9,10.

Ru alloys have been extensively studied at extreme conditions (experimentally and theoretically) to investigate possible ultra-hard materials11,12,13.

In contrast with other 4d transition metals, like Mo and rhenium (Re)14,15,16,17,18, to the best of our knowledge, only few studies have been focused their attention on the characterization of pure Ru under extreme conditions. In particular, a study was performed in 1965 by Bucher et al.19 to characterize the effect of pressure on the superconductivity of Ru. The compression curve of Ru was experimentally measured up to 25 GPa by Clendenen et al.20 in a pressure-cylinder apparatus21. More recently, Cynn et al.22 studied Ru up to 56 GPa in diamond anvil cell (DAC), using argon (Ar) as pressure transmitting medium and energy-dispersive X-ray diffraction (ED-XRD) technique. In contrast with the results reported by Cynn et al., conclusions extracted from studies on iron-ruthenium alloys under high pressure suggest that a hcp-fcc transition should be expected in the range of the tenths of GPa23. On the other hand, a few theoretical works have been performed on hcp Ru. In one study, the stability field has been explored by means of elastic constant calculations24 and in a second study by first-principles calculations25. Information on the high-pressure and high-temperature behaviour of Ru is still lacking5; in particular, regarding its melting curve and thermal equation of state.

In this work, the structural stability of Ru has been investigated at room-temperature, up to 150 GPa by angular dispersive (AD) XRD, using helium as pressure medium. High-pressure (HP) high-temperature (HT) studies have also been performed to extend its structural and chemical characterization up to 975 K. The experiments have been combined with first-principle calculations of the structural and lattice dynamic properties.

## Results

### Evolution at ambient temperature

Two different experimental runs were carried out at ambient temperature at the extreme conditions beamline (I15) of Diamond Light Source under quasi-hydrostatic conditions. Table 1 reports the obtained results. During Run1 the pressure was increased from ambient up to 97.5 GPa with a maximum step of 2 GPa between consecutive pressures.

During Run2 the pressure was increased rapidly up to 92.2 GPa and a finer pressure step was then used until reaching 151 GPa, the highest pressure covered in the present experiment. Under the present experimental conditions, Ru maintains its hcp phase. Figure 1 shows the raw and the integrated AD-XRD patterns of Ru collected at the lowest and the highest pressure achieved at ambient temperature. In both cases, it is possible to observe the 100, 002, 101, 102, 110, 103, 112, 201, 004, 202 and 104 reflections belonging to the hcp structure of Ru. Few parasitic reflections coming from the Re gasket are also visible (labelled with red asterisks), this is caused by the X-ray beam tails obtained on the first table of I15. However, the quality of the Ru XRD patterns is not affected by the presence of the signal from Re.

At ambient pressure, the raw XRD image shows a signal coming from a sample composed of multiple crystals of Ru, and from a Re foil. At the highest pressure achieved (151 GPa), the signal from the Re foil is similar to the one obtained at ambient pressure, whereas, the XRD of Ru shows the formation of some texturing, with small broadening in the diffraction peaks. This behavior is typically associated with the formation of micro-stress in the sample26. A Williamson-Hall analysis of our data indicates that the ξ parameter27, which is a measure of peak broadening due to strain, changes from 0.5(1) × 10−3 at ambient pressure to 0.6(1) × 10−3 at 151 GPa, indicating that strains due to deviatoric stresses are small in our experiments up to the highest pressure. No evidence of structural transitions or distortions have been observed at RT up to 151 GPa.

A qualitative analysis of the hydrostatic conditions of the sample has been performed by comparing the measured d-spacing of Ru at the highest pressure reached (151 GPa) to the theoretical (hydrostatic) one calculated using the lattice parameter obtained by a refinement of the entire XRD pattern26. Table 2 shows the interplanar spacing measured at the highest pressure reached in this experiment. They deviate from the spacing calculated using the lattice parameters obtained by the refinement of the whole XRD pattern by less than 0.008%. This is within the experimental error of the present experiment. Therefore, we can conclude that the non-hydrostatic effects are below the detection limit of the present measurements. That is in agreement with the quantification of the macroscopic non-hydrostatic stress on metals embedded in helium that reaches 0.5 GPa at 150 GPa28.

In Fig. 2, the obtained compression curve is reported together with the c/a evolution as a function of pressure. The corresponding bulk modulus K0, its pressure derivative $${K}_{0}^{\text{'}}$$ and the volume V0 at ambient temperature have been determined from a least-square fit of the entire set of data to a Rydberg-Vinet29 and a third-order Birch-Murnaghan (BM3) equation of state (EoS) using the EOSFit7c software30. The obtained values are reported in Table 3. The data obtained by Cynn et al.22 with an ED-XRD DAC experiment performed using Ar as pressure transmitting medium are also reported for comparison in Fig. 2. Although their data results more scattered than the present one, both compression curves show a similar trend.

In the inset of Fig. 2, it can be seen how the c/a ratio of Ru increases with pressure, showing a tendency to approach the ideal c/a value for a hcp structure, thus increasing the packing efficiency of the crystal structure under compression. This phenomenon is consistent with the elasticity theory31, according to which, for a hcp structure $$\frac{({C}_{33}+{C}_{13})-({C}_{11}+{C}_{12})}{G}=-\,\partial \,\mathrm{ln}(c/a)/\partial \,\mathrm{ln}(V)$$, where G is the shear modulus and Cii are the elastic constants. According to the present DFT calculations, the first term of the previous equation is positive in the entire range of the investigated pressure domain. Therefore $$\partial \,\mathrm{ln}(c/a)/\partial \,\mathrm{ln}(V) < 0.$$ This means that the c/a ratio of Ru increases as the volume decreases (i.e. pressure increases) which is exactly what is experimentally observed here. In addition, apparent slope changes can also be observed in the experimentally determined c/a of Fig. 2. However, as the observed variations are smaller than the accuracy of the measurements, they can probably be caused by experimental artifacts. It is important to point here how the c/a variation of Ru from ambient pressure to 150 GPa is only 0.6%. This indicates that the compression of Ru occurs with little changes in its an-isotropic properties.

The c/a evolution with pressure of Ru contrasts with that of other hcp metals like Os32 and Re17. On one hand, Os presents a positive slope in the c/a evolution up to 150 GPa. After this critical pressure, the slope changes into a negative one. This phenomenon is due to an Electronic Topological Transition (ETT) predicted theoretically around that pressure33. On the other hand, Re presents a negative slope in the c/a evolution between ambient and 150 GPa17. This behaviour is probably caused by a recently discovered electronic transition called Core-Level Crossing (CLC)1. In this transition, the pressure-induced crossing of the deep 5p and 4f levels affects the valence electrons and hence the chemical bonds in the metal. This variation of chemical bonds leads to changes in the structural properties. The CLC transition cannot occurs in Ru as it does not have the 5p and 4f levels. Furthermore, the absence of anomalies in the c/a evolution in Ru rules out the presence of any other pressure-induced electronic transitions up to 150 GPa. This could be extrapolated to Technetium (Tc) as an additional hcp metal with a similar electronic configuration and a similar ionic radius. Regarding the bulk modulus, it is noticeable that this parameter is very similar in Re (352 GPa17), Ir (339 GPa2), and Ru (323 GPa (this work)) for experiments carried out using He as pressure medium. Being Os surrounded by these three elements in the periodic table and having a similar electronic configuration, it is then striking that it has been reported to be the material with the lowest experimentally determined compressibility (462 GPa22) having it a bulk modulus closer to Re, Ru, and Ir as reported from experiments performed under He (395 GPa34).

The compression curves and c/a evolution obtained in the present study by DFT using several exchange-correlation functionals, including LDA35, GGA-PBE36, GGA-PBEsol37, and meta-GGA SCAN33, are also reported in Fig. 2. In this case, the functional that displays an overall best agreement with the experiments is the GGA-PBEsol, hence most of the results that we present in this work are obtained with it. In particular, the difference between the bulk modulus experimentally measured and the one obtained via PBEsol functional is less than 10%. Furthermore, the pressure evolution of the c/a ratio is well described by the PBEsol for pressure higher than 30 GPa, confirming the anisotropic nature of the compressed hcp Ru. The obtained phonon dispersion at ambient and 160 GPa are shown in Fig. 3. The dispersion at ambient pressure qualitatively agrees with that reported by Heid et al.38 In particular, at ambient pressure we observe anomalies in all branches in the vicinity of the M point of the Brillouin zone, with three branches being nearly degenerate and one of them being dispersionless. Our results show that hcp Ru is dynamically stable up to 160 GPa. In particular, all the minima from the phonon dispersion (with the exception of the acoustic modes at Gamma) moves towards higher frequencies as pressure increase, suggesting that phonon instabilities are not expected for hcp Ru even beyond 160 GPa. In addition, the anomalies around M are attenuated at 160 GPa and the degeneracy between branches partially broken.

The fact that the phonon dispersion at both pressures have all branches with positive frequencies, indicates that the hcp Ru is not only structurally, but also dynamically stable, i.e. it does not present phonon instabilities. Since the hcp structure has two atoms per primitive cell, it has six possible vibrations. However, at the Γ point, there are two pairs of degenerate modes (two optical and two acoustic branches). Based upon group-theory analysis, it is known that modes of the hcp structure at Γ are: A2u + B1g + E2g + E1u. The A2u mode and the degenerate E1u are the acoustic modes. The degenerate E2g optical mode is Raman active, and the B1g optical mode is a silent mode. We have calculated the pressure dependence of the optical modes which is shown in Fig. 4. The results for the Raman-active mode agree quite well with the measurement made by Olijnyk et al. up to 60 GPa39, thus they can be considered a good prediction for the pressure dependence of the Raman mode and the silent mode up to 160 GPa. The good agreement between the quasi-harmonic calculations and the experiments is an indication that anharmonic contributions are negligible in Ru at RT. Notice that the Raman active E2g mode is a shear mode in which successive hexagonal planes of the hcp structure beat against each other40. In contrast, the silent B1g correspond to bending vibrations within the hexagonal plane40. In general, in-plane vibrational frequencies are more energetic than the out-of-plane ones. This is consistent with the results of our calculations (B1g has a higher frequency than E2g). The fact that the E2g mode is associated to an inter-planar vibration along the c-axis, makes possible to link it with the C44 elastic constant39; basically C44 is proportional to the square power of the frequency of the E2g mode. According to this hypothesis, C44 should increase by a 60% from ambient pressure to 160 GPa, which is consistent with calculations reported by Lugovskoy et al.24 The fact that C44 is expected to have a positive pressure derivative rules out a possible phase transition from hcp to cubic structure.

### High pressure - high temperature evolution

XRD experiments performed up to 56 GPa and 960 K have shown that Ru remains in the hcp structure with no evidence of phase transitions or structural distortions. Furthermore, the obtained data do not show any formation of Ru carbides41 and/or oxides42. The pressure and temperature dependence of the Ru unit-cell obtained from four isotherms together with the RT results are shown in Fig. 5. Also results from previous high- and room-temperature studies at ambient pressure are included43,44. The results from the HT experiments carried out using KCl as pressure transmitting medium are consistent with both the one obtained at room temperature using He as pressure transmitting medium and the one obtained in previous studies43,44. As described before, the RT P-V results are well represented by a third-order Birch-Murnaghan EoS45 with K0 = 323(1) GPa, $${K}_{0}^{^{\prime} }$$ = 4.15(2) and V0 = 27.122(6) Å3. Regarding the HT results, the isotherms shown in Fig. 5 can be described using the Birch-Murnaghan isothermal formalism46. The obtained results are shown in the figure. In the fit of the P-V-T EoS the above given values for K0, $${K}_{0}^{^{\prime} }$$ and V0 have been considered as fixed. The bulk modulus has been assumed to present a linear dependence from the temperature3:

$${K}_{0}(T)={K}_{0}(300)+\beta (T-300)$$
(1)

A similar functional dependence has been assumed for the thermal expansion3:

$$\alpha (T)={\alpha }_{0}(300)+{\alpha }_{1}(T-300)$$
(2)

being α0, α1 and β the only free parameters in the fit. As it can be seen in Fig. 5, the used approximations are sufficient for describing the pressure and temperature dependence of the volume in the P-T range explored in this study. The obtained values for the fitting parameters are α0 = 2.2(1) 10−5 K−1, α1 = 7.5(5) 10−9 K−2 and β = −1.1(2) 10−2 GPa/K. These values are comparable with those reported for the hcp phase of Ti and Zn in a similar temperature range47,48. The fact that a linear dependence in T for the thermal expansion and bulk modulus accounts well for the experimental results up to 960 K indicates that Ru behaves quasi-harmonically up to this temperature.

## Conclusion

In this work the stuctural and chemical evolution of Ru has been studied under HP-HT conditions combining AD-XRD and DAC techniques. The data have been collected along five different isotherms to a maximum of 151 GPa at ambient temperature and 21 GPa at 960 K, respectively. The collected data allowed a thermal EoS to be determined following a Birch-Murnaghan formalism. In the investigated P-T domain, only the hcp phase of Ru has been observed. The ambient temperature data have been obtained under quasi-hydrostatic conditions using He as pressure transmitting medium. First principle simulations based on DFT have been performed using different exchange correlation functionals to better constrain the structural and vibrational properties of Ru at ambient temperature. The PBEsol functional provided the best agreement with the experimental data when considering the ambient temperature EoS and the pressure dependence of the c/a ratio. The obtained vibrational modes confirm hcp Ru to be structurally and dynamically stable up to at least 160 GPa.

## Methods

### Experimental

In this work, two series of AD-XRD experiments were performed: one at the Materials Science and Powder Diffraction beamline BL04 at the ALBA synchrotron49, and one at the Extreme Conditions beamline I15 at the Diamond Light Source (DLS) synchrotron50. For the experiment performed at DLS, two membrane DACs were equipped with diamonds with culet sizes ranging from 200 to 100 μm. Whereas for the experiments performed at ALBA, four membrane DACs were equipped with diamonds with culet sizes ranging from 300 to 200 μm. In both cases, gaskets where prepared from pre-indented and sparkle-erosion drilled Re foils. Sample loadings were performed under an inert atmosphere to prevent sample oxidation or other possible chemical reactions. For the experiment performed at DLS, few grains of Ru (approximately 4 μm each; 99.999% purity, Sigma Aldrich) were loaded at the centre of the DAC high pressure chamber. A ruby chip was placed few μm away from the sample and used as pressure gauge. Finally, the He pressure medium was loaded into the cell.

For the experiment performed at ALBA, the Ru powder was compressed into pellets using two diamond anvils. The obtained pellets were cut and loaded in the DAC high pressure chambers between two FIB-cut KCl disks. The KCl disks, acting as pressure transmitting medium as well as pressure gauges, were oven dried at 200 °C for two hours before being loaded in the DAC.

Diffraction data were collected at I15 with a monochromatic X-ray beam (λ = 0.4246 Å) and measured using a MAR345 area detector at a distance of 300.84 mm. During the experiment, pressure inside the high pressure chamber of the DAC was determined from the ruby luminescence method using the calibration of Dorogokupets et al.51.

At ALBA, XRD patterns were collected using an SX165 Rayonix charge-coupled device camera, with a monochromatic beam (0.4246 Å) at a sample-to-detector distance of 205.84 mm. The DACs were heated using 240-V Watlow coiled-cable heaters, which were wrapped around the outside of each DAC, and which can operate continuously at a power density greater than 4.65 W/cm2. These heaters are capable of inducing temperatures above 900 K in samples52. For temperature measurements, K-type thermocouples, with an accuracy <0.4% were attached to the piston of the DAC, close to one of the diamond anvils. The DAC was housed inside a dedicated water-cooled vacuum vessel which was evacuated using a rotary-backed turbo pump. An evacuated environment prevents oxidation of the diamonds at high temperatures and removes the effects of convective heating. Typically, vacuum pressures of ~10−4–10−5 mbar were achieved within the vessel during the course of the experiments. Water cooling ensured the vessel remained cool (approximately at room temperature (RT)) relative to the heated DAC and any thermally induced movement of the sample with respect to the x-ray beam was thus minimized. This apparatus has been successfully used in previous HP-HT AD-XRD DAC experiments at different synchrotron facilities52,53,54.

The sample pressure was determined from the XRD patterns of KCl according to the thermal EOS of Dewaele et al.55.

Before each heating run, the sample was pressurized at RT to approximately 3 GPa and then heated up while collecting XRD data. Once the target temperature was reached, isothermal compressions were performed, and XRD patterns were collected every 1–2 GPa.

In both cases, the detector geometry was calibrated with a LaB6 standard using the powder calibration routine of the DIOPTAS software suite56. Masks were applied to the raw diffraction images on a per image basis before they were azimuthally integrated in DIOPTAS. The obtained diffraction data were analysed by Le Bail fitting using the routines in TOPAS software suite57, literature values for the lattice parameters of Ru were used as starting point for these refinements.

### Computational methods overview

First-principles calculations based on density functional theory (DFT) have been performed to analyze the equation of state and structural and vibrational properties of hcp Ru under pressure. The calculations were performed with the VASP code58 by using projector augmented-wave (PAW) method potentials59. Four different approaches have been tested in the simulations: Local-density approximation (LDA), generalized-gradient approximation with Perdew-Burke-Ernzerhof (GGA-PBE) and Perdew-Burke-Ernzerhof for solids (GGA-PBEsol) functionals, and meta-GGA with strongly constrained and appropriately normed semilocal functionals (SCAN). The electronic states 4p65s14d7 are considered as valence. Wave functions are represented in a plane-wave basis truncated at 650 eV. By using these parameters and dense k-point grids of 16 × 16 × 12 for integration within the first Brillouin zone (IBZ), energies are converged to within 1 meV per formula unit. In the geometry relaxations, a tolerance of 0.01 eV $$\cdot$$ Å−1 is imposed in the atomic forces. Ab initio phonon frequencies are calculated with the small-displacement method25,60 in order to assess the vibrational stability of highly compressed hcp Ru and estimate the P-dependence of the corresponding Raman mode. In the small-displacement approach, the force-constant matrix is calculated in real-space by considering the proportionality between atomic displacements and forces. The quantities with respect to which the phonon calculations are converged include the size of the supercell, size of the atomic displacements, and numerical accuracy in the sampling of the IBZ. The settings providing a quasi-harmonic free energies converging to within 5 meV per formula unit are the following: 4 × 4 × 3 supercells (where the figures indicate the number of replicas of the unit cell along the corresponding lattice vectors), atomic displacements of 0.02 Å, and k-point grids of 4 × 4 × 4. The value of the phonon frequencies are obtained with the PHON code developed by Alfè61. In using this code, the translational invariance of the system is exploited to impose the three acoustic branches to be exactly zero at the center of the Brillouin zone, and apply central differences in the atomic forces.

## Data Availability

The datasets generated during and/or analysed during the current study are available from the corresponding author on reasonable request.

## Change history

• ### 22 April 2020

An amendment to this paper has been published and can be accessed via a link at the top of the paper.

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## Acknowledgements

The authors acknowledge the DLS and ALBA synchrotron facilities for provision of beamtime on the beamlines I15 and BL04, respectively (DLS ref. NT21190, ALBA ref. 2018082951). We also acknowledge the support from the Natural Environment Research Council of Great Britain and Northern Ireland via grants NE/M000117/1 and NE/M00046X/1. E.B. and D.E. are thankful for the financial support to this research from the Spanish Ministerio de Ciencia, Innovación y Universidades, the Spanish Research Agency, and the European Fund for Regional Development under Grant No. MAT2016-75586-C4-1-P and by Generalitat Valenciana through the grant Prometeo/2018/123 EFIMAT and ValI+D, APOSTD/2017/075. C.P. acknowledges the Spanish Mineco Project FIS2017-83295-P. S.B. has received founding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program (grant agreement No 670787). (c)British Crown Owned Copyright 2019/AWE. Published with permission of the Controller of Her Britannic Majesty’s Stationery Office.

## Author information

Authors

### Contributions

S.A. and D.E. conceived the experiment(s). S.A., D.E., S.M., V.M., S.B., E.B., D.D.A. and C.P. conducted the experiment(s). S.A. and D.E. analyzed the results. C.C. performed the theoretical calculations. The manuscript is written through contributions of all authors. All authors have given approval to the final version of the manuscript.

### Corresponding author

Correspondence to Simone Anzellini.

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Anzellini, S., Errandonea, D., Cazorla, C. et al. Thermal equation of state of ruthenium characterized by resistively heated diamond anvil cell. Sci Rep 9, 14459 (2019). https://doi.org/10.1038/s41598-019-51037-8

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