Abstract
From a geometrical point of view, a non-sessile leaf is composed of two parts: a large flat plate called the lamina, and a long beam called the petiole which connects the lamina to the branch/stem. While wind is exerting force (e.g. drag) on the lamina, the petiole undergoes twisting and bending motions. To survive in harsh abiotic conditions, leaves may have evolved to form in different shapes, resulting from a coupling between the lamina geometry and the petiole mechanical properties. In this study, we measure the shape of laminae from 120 simple leaf species (no leaflets). Leaves of the same species are found to be geometrically similar regardless of their size. From tensile/torsional tests, we characterize the bending rigidity (EI) and the twisting rigidity (GJ) of 15 petioles of 4 species in the Spring/Summer: Red Oak (Quercus Rubra), American Sycamore (Platanus occidentalis), Yellow Poplar (Liriodendron tulipifera), and Sugar Maple (Acer saccharum). A twist-to-bend ratio EI/GJ is found to be around 4.3, within the range in previous studies conducted on similar species (EI/GJ = 2.7~8.0 reported in S. Vogel, 1992). In addition, we develop a simple energetic model to find a relation between geometrical shapes and mechanical properties (EI/GJ = 2LL/WC where LL is the laminar length and WC is the laminar width), verified with experimental data. Lastly, we discuss leaf’s ability to reduce stress at the stem-petiole junction by choosing certain geometry, and also present exploratory results on the effect that seasons have on the Young’s and twisting moduli.
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Introduction
Photosynthesis is the principal mechanism for nutrition in plants. Although there are several photosynthetic pathways for different species1, the fundamental step is the same: using light energy to transform water and CO2 into sugar and oxygen2. In trees, leaves have evolved to perform the photosynthesis function, and typical non-sessile leaves are composed of a petiole and a lamina. The petiole is a beam-like structure connecting the lamina to the stem, while the lamina is the major photosynthetic part in leaves. The lamina appears to be green and flattened in a plane perpendicular to the stem, which is presumably configured to maximize the capture of sunlight3.
In nature, trees have evolved to have many different leaf forms in terms of size, lobes, and orientation4. But from a simple mechanics perspective, one can expect that the most optimized leaf would have a large, flat, and stiff lamina to maximize the light capture, and a flexible petiole to avoid fracture5,6. However, the ability to deploy leaves to sunlight7,8,9 regardless of external factors, such as wind10,11 is crucial in plant survival12. Combined with other internal factors, such as optimal sap flow13, mechanics may have led angiosperm leaves to today’s large diversity in shape.
Plants are able to produce only a limited amount of biomass over time14. As a result, plants optimize the biomass allocation to assure both growth and survival15,16. For example, if a stem is transiently bent the stem stops its longitudinal growth and allocates its biomass to strengthen itself. This results in a larger diameter and bigger roots to have a better resistance to bending and a better anchorage on the ground17,18,19,20,21. If we apply a similar reasoning to leaves, we can think of a trade off between the lamina shape and the petiole mechanical properties22,23. The petiole has to furnish the best mechanical support for the lamina to stably photosynthesize. This may result in a coupling between the lamina shape and the petiole’s mechanical properties.
While other studies have focused on large leaves24,25 where self-support appears to be the principal criterion for evolution26, our study targets more common leaves of length on the order of ten centimeters. In this work, we characterize the morphology of 114 leaves27 and also conduct quantitative measurements on 15 leaf samples from four different species (Red Oak (Quercus Rubra), American Sycamore (Platanus occidentalis), Yellow Poplar (Liriodendron tulipifera), and Sugar Maple (Acer saccharum)) in the lab. In particular, we measure accurate geometrical properties (lamina shapes and petiole cross-sections) as well as mechanical properties (Young’s modulus and shear modulus) for these four species. The underlying idea is to develop a functional relationship between lamina shapes and petiole mechanical properties to provide a better understanding of a leaf’s ability to cope with different stresses (mainly bending and twisting). We also introduce a simple energetic model that quantitatively compares and predicts the bending and twisting of a leaf due to wind drag. Finally, we find the correlation between lamina shapes and petiole mechanical properties.
Material and Methods
Leaf samples
Leaves were collected in spring/summer from four tree species: Red Oak (Quercus Rubra), American Sycamore (Platanus occidentalis), Yellow Poplar (Liriodendron tulipifera), and Sugar Maple (Acer saccharum), found in the gardens of Virginia Tech, USA. Soon after the branches were cut, they were transferred to the lab and supplied with water within a few minutes. Pictures of leaf samples were taken, and then mechanical tests on the samples were conducted (see the details in later sections). Shortly after the last mechanical test, the leaves were put in wet paper towels in closed zip bags. Each petiole sample was scanned by a high-resolution μCT scan (Bruker, Skyscaner1172) with the X-ray source power of 50 kV, 150 μA. The CT-scan images were reconstructed using a NRecon software to obtain cross-sections of each sample. For detailed CT scans, several leaves are designated to be scanned without mechanical tests. All tests on each sample were done within a few hours after the branches were cut.
Characterizing Leaf Morphology
To investigate the morphology of leaves, geometrical measurements were conducted on petioles and laminae. We focused on leaves from 4 species with lobed bases and long petioles, as they experience less drag and flutter less than leaves with acute bases and short petioles28.
Lamina/petiole morphology
Photos of leaves were taken to measure the lamina length LL, lamina width WC, and petiole length LP. The lengths, LL and LP, are directly measured from the photos with a ruler for reference. For the width measurement, we used PYTHON’s image toolbox in addition with a customized code to find the centroid position of each half of laminae. The distance between two centroids WC is then calculated as shown in Fig. 1(d).
Petiole cross-section morphology
The exact shape of the petiole cross section has been precisely measured using a μCT-scan as described in section 2.1. We observed that the cross-sectional area, A, at the petiole/stem junction is always bigger than the one at the petiole/lamina junction (Fig. 2). Then, we measured the second moments of area IX and IY; defined as \({I}_{X}=\int {y}^{2}dydx\), \({I}_{Y}=\int {x}^{2}dxdy\), under the assumption of an isotropic and homogeneous material where x and y are horizontal and vertical coordinates from the centroid. The polar moment of area, J, is defined as the sum of the two second moments of area IX and IY. We were thus able to obtain IX, IY, and J everywhere along the petiole. All values calculated using the μCT-scan are an average of 50 representative images (1.1–1.4 mm along the axial direction).
Mechanical Properties
To understand the twisting and bending motions, torsional and tensile tests have been conducted on petioles.
Twisting length
Niklas et al.29 have shown that there are two types of petioles: one with uniform cross-sectional area and stiffness (EI), and one which is tapered with a basipetal increase of the stiffness. For the latter case, twisting does not occur uniformly along the petiole, but rather develops more in the portion of smaller second moment of area. As a result, in our twisting experiment, to accurately measure GJ we need to know what the characteristic twisting length is. With measured A and J, we fit J with an exponential function and calculate the 99th percentile of its maximum value (Fig. 2). Then, the distance from this point to the lamina is defined as our twisting length Lt (Fig. 1(c)), which will be used in the calculation of GJ.
Torsional test
A new experimental set-up inspired by Vogel30 has been designed (Fig. 1(a)), which allows us to precisely measure the global torsional rigidity GJ. The petiole/lamina junction was fixed on an upper holder, and the other end (petiole/stem junction) was clamped on a lower cylinder. On the front and back sides of the cylinder, two wires were attached and linked to pulleys, which are fixed onto a platform with a weight. By changing the weight, we were able to control the torsional force applied to the petiole. To measure this torsional angle, a mirror was attached on the cylinder with a laser pointed at it. When torsion is applied, the cylinder rotates and then reflects the laser light in a different direction. Using this method, we can translate and amplify the small rotational motion to the large linear displacement of the laser on a white screen. By measuring the distance between the initial and final positions of the laser on the screen, we were able to back-calculate the deflection angle, and thereby the rotational deformation. The accuracy of our set-up was confirmed by conducting a few test experiments on cylindrical bars of elastomer (Zhermack Double Elite 8, and 22), whose Young’s moduli were measured using an Instron machine (E = 0.2 and 0.9 MPa, respectively). Assuming that the polymer has a Poisson’s ratio of 1/2, we obtain the following relation between the twisting and Young moduli: G = E/3. We found the difference between the experimental tests and the expected values to be less than 5%.
Tensile test
The next mechanical test is an experiment in which leaves are pulled as shown in Fig. 1(b). The tensile tests were conducted on petioles in order to measure the traction Young’s modulus. The lamina end of the petiole was squeezed and fixed on a force sensor (LCM105-10; Omegadyne, Inc.), while the stem end was fixed to a linear stage (see the inset of Fig. 1(b)). A constant pulling speed of 1.27 mm/s was applied, and the force acting on the petiole was recorded from the sensor. Tests were perfomed to failure of the petiole, which always occurred at the petiole/stem junction. The stress was calculated after measuring the petiole cross section at the junction where it failed, and the strain was measured from the displacement of the linear stage. Finally, we plotted a stress-strain curve, giving us the Young’s modulus E of the petiole.
Results
When subjected to wind, a long slim lamina will induce more bending stress to its petiole than shearing stress. In contrast, a short wide lamina will produce more shearing stress associated with twisting motions than bending stress to its petiole. In order to be compliant with either twisting or bending forces resulting from its lamina shape, the petiole presumably has an optimized shape and mechanical properties. In this study, we characterized the Young’s modulus E (Pa), the shear modulus G (Pa), the second moment of area IX (m4), and the polar moment of area J (m4), and checked for correlations with lamina shape.
Flexural stiffness ratio
Using data obtained from the morphology measurements and mechanical tests, we were able to access the flexural rigidity EIX. The variable IX is calculated in the circular part of the petiole (local quantity). The flexural rigidity quantifies the resistance of a leaf to pull-off after bending, and the twisting rigidity quantifies its resistance to twist-off. These two quantities can be used to calculate the flexural stiffness ratio EIX/GJ defined by Vogel30. Moreover, by writing a simple force balance between the twisting and bending of a leaf resulting from the action of the wind, we can also write a more accurate scaling law.
The drag Mdrag (N · m) exerted by wind on a lamina scales as
where ρ (kg/m3) is the air density, and U (m/s) the wind speed. Drag on a lamina exerts a bending moment on the petiole, which gives rise to a bending angle Θbend as
Similarly, we can write torque Tdrag (N · m) resulting from the drag as
and the associated twisting angle Θtwist is given as
These two angles can be used to estimate the projected areas of the leaf to the vertical axis (towards the sun) due to bending and twisting motions, respectively. Here, the projected areas are the product of the cosine of the angles and the original lamina area AT. In order to improve the amount of direct sunlight, a leaf might have the same ratio of projected areas due to bending and twisting31. Under this hypothesis, both angles should be equal as
If we assume that the projected area is large to maximize photosynthesis, then we can write \({A}_{P}^{bend}={A}_{P}^{twist}\) which leads to:
In our case, the ratio 2LL/WC is found to be in the range 3–8 for species studied in the lab (see Fig. 3(a)). Here, we find that the variation among a species is very small and that each species has a different ratio (Kruskal-Wallis H-test p-value is less than 0.009), meaning that leaves of a single species are both geometrically and statistically similar (in the same shape, but of different sizes).
Moreover, we analyzed 114 more lamina shapes27 to extend the number of the data set of 2LL/WC (Fig. 3(b)). We obtain an average value of 2LL/WC = 8.7 ± 3.1 which is a bit higher than our lab measurements because of a few outliers (Black Cherry, Corkscrew Willow, Shingle Oak, and White Willow).
To validate our linear relationship of Eq. 6, we plot EIX as a function of GJ as shown in Fig. 4(a). We can see that, as predicted by our model, EIX linearly increases with GJ. The coefficient of linear correlation r, quantifying if data are linearly correlated or not, is 0.6, with 15 samples. This result means that we have at least a 93% probability that our data are indeed linearly correlated32. The average slope of our lab data is 4.3. This is in agreement with Vogel’s data30 which was later on added on the plot. We experimentally find that the ratio EIX/GJ of both our data and Vogel’s data30 is approximately in a range between 3 and 8. In Fig. 4(b), we plot the ratio EIX/GJ for each species and the experimental ratio 2LL/WC as a gray-shaded region. This plot indicates that these two ratios (EIX/GJ & 2LL/WC) are in the same range, showing the validity and robustness of our model.
Discussion and Conclusion
In this study, we elucidated the relation between the lamina shapes and the petiole mechanical properties through a series of experiments. First, both torsional and tensional tests were performed to evaluate the bending and twisting rigidities of petioles. Second, μ-CT scanned images allowed us to estimate the second moment of inertia and cross-sectional area along petioles. Third, both width and length of laminae were measured from images. As a result, we found that among a species the shape of leaves is geometrically similar. Lastly, using mechanical testing performed on leaves in the lab, we showed that it is energetically easier for a leaf to twist than to bend, and furthermore, the famous Vogel’s twist-to-bend ratio is linked to the shape of the laminae. However, it is worth noting the limit of our model: statistically the ratio EIX/GJ does not differ between the four different species tested (Kruskal-Wallis H-test gives a p-value of 0.33), preventing us to draw any correlation between the mechanical and geometrical properties of leaves per species.
As we described in section 3, twisting mainly occurs in a portion of the petiole close to the lamina, but the twisting length, Lt, depends on the species. Mechanically, flexural rigidity and torsional rigidity are composite variables that are influenced both by material and structural properties33. However, by just altering geometrical properties, petioles succeeded in changing the location of the twisting area closer to the lamina. With such a geometry, even if the stress is constant throughout the petiole, the strain is smaller close to the stem.
Our simple model is based on wind-induced bending and twisting stress, yet we are not able to capture the detailed dynamics of leaf motions. In particular, we are aware that in nature the bending and twisting of leaves are not static, but more dynamic (e.g. fluttering). While we focused on torsion and traction tests, our approach can also be extended with bending measurements to some extent.
Our samples were collected during spring/summer when trees grow their leaves and produce food through photosynthesis. However, leaves in the fall might exhibit different mechanical properties as trees are inclined to lose their leaves. We conducted exploratory tests in Fall 2016 on the same trees. We found a drastic decrease in the Young’s modulus (351 ± 303 MPa for green leaves and 68 ± 39 MPa for brown leaves), but not in the twisting modulus (4.1 ± 3.8 MPa for green leaves and 12.1 ± 11.7 MPa for brown leaves), as shown in Fig. 5. However, mechanical testings were difficult to perform, as leaves twisted-off very easily. Therefore, to conclude on this trend, we need more measurements.
Change history
12 May 2020
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Acknowledgements
This research was supported by National Science Foundation Grant CBET-1604424. Hosung Kang was supported by the Postdoctoral Research Program of Sungkyunkwan University (2015).
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J.-F.L., P.N.S., T.Z. and S.J. designed research; J.-F.L., L.N., H.K., P.N.S., T.Z. and S.J. performed research; J.-F.L., L.N., P.N.S., T.Z. and S.J. analyzed data; and J-F.L., T.Z. and S.J. wrote the paper.
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Louf, JF., Nelson, L., Kang, H. et al. How wind drives the correlation between leaf shape and mechanical properties. Sci Rep 8, 16314 (2018). https://doi.org/10.1038/s41598-018-34588-0
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DOI: https://doi.org/10.1038/s41598-018-34588-0