# Entropy spikes as a signature of Lifshitz transitions in the Dirac materials

## Abstract

We demonstrate theoretically that the characteristic feature of a 2D system undergoing N consequent Lifshitz topological transitions is the occurrence of spikes of entropy per particle s of a magnitude ±ln2/(J − 1/2) with 2 ≤ J ≤ N at low temperatures. We derive a general expression for s as a function of chemical potential, temperature and gap magnitude for the gapped Dirac materials. Inside the smallest gap, the dependence of s on the chemical potential exhibits a dip-and-peak structure in the temperature vicinity of the Dirac point. The spikes of the entropy per particles can be considered as a signature of the Dirac materials. These distinctive characteristics of gapped Dirac materials can be detected in transport experiments where the temperature is modulated in gated structures.

## Introduction

Entropy is an important fundamental property of many-body systems. It governs their thermodynamics, heat transfer, thermoelectric and thermo-magnetic properties. On the other hand, the entropy was always hard to be directly measured experimentally. It has been revealed very recently that the entropy per particle, ∂S/∂n, where n is the electron density, can be experimentally studied1. To be more precise, the measured quantity is the temperature derivative of the chemical potential, ∂μ/∂T, which may be extracted by modulating the temperature of the gated structure with a 2D electron gas playing the role of one of the plates of a capacitor. Both derivatives are equal as a consequence of the Maxwell relation

$$s={(\frac{{\rm{\partial }}S}{{\rm{\partial }}n})}_{T}=-{(\frac{{\rm{\partial }}\mu }{{\rm{\partial }}T})}_{n}.$$
(1)

In the theoretical paper2, quite surprisingly, it has been pointed out that in a quasi-two-dimensional electron gas (2DEG) with parabolic dispersion the entropy per electron, s, exhibits quantized peaks at resonances between the chemical potential and size quantization levels. The amplitude of such peaks in the absence of scattering depends only on the subband quantization number and is independent of material parameters, shape of the confining potential, electron effective mass, and temperature.

The quantization of entropy per electron was interpreted in ref. 2 as a signature of the Lifshitz electronic topological transition3, which in the 2D case is characterised by a discontinuity in the electronic density of states (DOS). The latter is caused by a change of the topological properties, viz. connectivity of the electronic Fermi surface4. Lifshitz transitions widely occur in multi-valley semimetals, doped semiconductor quantum wells, multi-band superconducting systems such as iron-pnictide compounds5 and also in 2D Dirac materials, as we discuss below.

In this Report, we analyze theoretically the behavior of the entropy per particle as a function of the chemical potential in a gapped graphene deposited on a substrate and other low-buckled Dirac materials, e.g. silicene and germanene. We show that the entropy per electron in these systems acquires quantized universal values at low temperatures if the chemical potential passes through the edge of consequent gaps. It is a universal property of electronic systems characterised by a step-like behaviour of the density of states. If the chemical potential is resonant to the Dirac point, we find the discontinuity in s at very low temperature. At low but finite temperatures this discontinuity transforms into the combination of a very sharp dip at the negative chemical potential followed by a sharp peak at the positive chemical potential. These predictions offer a new tool for the characterisation of novel crystalline structures. In particular, the very characteristic spikes of entropy that must be relatively easy to observe are indicative of the consequent gaps, in particular due to spin-orbit interaction. We believe that the measurements of the entropy per particle (e.g. following the technique of ref. 1) may reveal hidden peculiarities of the band structure of new materials.

## Results

### The link between the discontinuity of the DOS and the quantization of entropy

To start with, let us consider an electronic system characterised by a DOS function D(ε) that has a discontinuity. In order to describe Dirac materials specifically, we assume that the DOS is a symmetric function, D(ε) = D(−ε), although this assumption is not essential. We shall assume that the DOS has 2N discontinuities at the points ε = ±Δ i and it can be presented in the form

$$D(\varepsilon )=f(\varepsilon )\sum _{i\mathrm{=1}}^{N}\theta ({\varepsilon }^{2}-{{\rm{\Delta }}}_{i}^{2})\mathrm{.}$$
(2)

The function f(ε) is assumed to be a continuous even function of energy ε and it may account for the renormalizations due to electron-electron interactions in the system.

The case of N = 1 corresponds to a gapped graphene with the dispersion law $$\varepsilon (k)=\pm \sqrt{{\hslash }^{2}{v}_{F}^{2}{k}^{2}+{{\rm{\Delta }}}^{2}}$$ and $$f(\varepsilon \mathrm{)=2|}\varepsilon |/(\pi {\hslash }^{2}{v}_{F}^{2})$$, where we have taken into consideration both the valley and spin degeneracy. Here Δ is the gap, v F is the Fermi velocity, k is the wavevector. The global sublattice asymmetry gap 2Δ ~ 350 K can be introduced in graphene6,7,8,9 if it is placed on top of a hexagonal boron nitride (G/hBN) and the crystallographic axes of graphene and hBN are aligned.

The case of N = 2 corresponds to silicene10, germanene11 and other low-buckled Dirac materials12, 13. The dispersion law in these materials writes $${\varepsilon }_{\eta \sigma }(k)=\pm \sqrt{{\hslash }^{2}{v}_{F}^{2}{k}^{2}+{{\rm{\Delta }}}_{\eta \sigma }^{2}}$$, where η and σ are the valley and spin indices, respectively. Here the valley- and spin-dependent gap, Δ ησ  = Δ z  − ησΔSO, where ΔSO is the material dependent spin-orbit gap caused by a strong intrinsic spin-orbit interaction. It has a relatively large value, e.g. ΔSO ≈ 4.2 meV in silicene and ΔSO ≈ 11.8 meV in germanene. The adjustable gap Δ z  = E z d, where 2d is the separation between the two sublattices situated in different planes, can be tuned by applying an electric field E z . The function $$f(\varepsilon )=|\varepsilon |/(\pi {\hslash }^{2}{v}_{F}^{2})$$ is twice smaller than one for graphene, because the first transition in Eq. (2) with i = 1 corresponds to η = σ = ± with Δ1 = |ΔSO − Δ z | and the second one with i = 2 corresponds to η = −σ = ± with Δ2 = |Δ z  + ΔSO|.

Since the DOS is a symmetric function, instead of the total density of electrons it is convenient to operate with the difference between the densities of electrons and holes (see the Methods) given by

$$n(T,\mu ,{{\rm{\Delta }}}_{1},{{\rm{\Delta }}}_{2},\ldots ,{{\rm{\Delta }}}_{N})=\frac{1}{4}{\int }_{-{\rm{\infty }}}^{{\rm{\infty }}}d\varepsilon D(\varepsilon )[\tanh \,\frac{\varepsilon +\mu }{2T}-\,\tanh \,\frac{\varepsilon -\mu }{2T}],$$
(3)

where we set k B  = 1. Clearly, n(T, μ) is an odd function of μ and n(T, μ = 0) = 0. The density n in the Dirac materials may be controlled by an applied gate voltage. In what follows we consider the dependence of s on the chemical potential.

As it was mentioned above, the entropy per particle is directly related to the temperature derivative of the chemical potential at the fixed density n (see Eq. (1)). The latter can be obtained using the thermodynamic identity

$${(\frac{{\rm{\partial }}\mu }{{\rm{\partial }}T})}_{n}=-{(\frac{{\rm{\partial }}n}{{\rm{\partial }}T})}_{\mu }{(\frac{{\rm{\partial }}n}{{\rm{\partial }}\mu })}_{T}^{-1}.$$
(4)

If the chemical potential is situated between the discontinuity points, Δ i  < |μ| < Δ i+1, and T → 0, one obtains for the first derivative in Eq. (4) (see the Methods)

$$\frac{\partial n(T,\mu )}{\partial T}=D^{\prime} (|\mu |)\frac{{\pi }^{2}T}{3}\,{\rm{sign}}(\mu ),\quad {{\rm{\Delta }}}_{i}\mathrm{ > 0.}$$
(5)

On the other hand, at the discontinuity points μ = ±Δ J at T → 0, one finds

$${\frac{\partial n(T,\mu )}{\partial T}|}_{\mu =\pm {{\rm{\Delta }}}_{J}}=\pm [D({{\rm{\Delta }}}_{J}+\mathrm{0)}-D({{\rm{\Delta }}}_{J}-\mathrm{0)}]{\int }_{0}^{\infty }\frac{x\,dx}{{\cosh }^{2}x}=\pm f({{\rm{\Delta }}}_{J})\mathrm{ln}\,2.$$
(6)

One can see that a factor of ln2 originates from the integration of the derivative of the Fermi distribution (or $$\frac{1}{2}$$tanhz) multiplied by the energy. If μ = ±Δ J with J < N and T → 0 for the second derivative in Eq. (4), one obtains (see the Methods)

$${\frac{\partial n(T,\mu )}{\partial \mu }|}_{\mu =\pm {{\rm{\Delta }}}_{J}}=f({{\rm{\Delta }}}_{J})\sum _{i=1}^{N}\theta ({{\rm{\Delta }}}_{J}^{2}-{{\rm{\Delta }}}_{i}^{2})=f({{\rm{\Delta }}}_{J})(J-\mathrm{1/2),}$$
(7)

where the first J − 1 θ functions give J − 1 and the last one gives the 1/2 contribution.

Thus, we arrive to the conclusion that the entropy per particle in Dirac materials is

$$s(T\to 0,\mu =\pm {{\rm{\Delta }}}_{J})=\pm \frac{\mathrm{ln}\,2}{J-1/2},\quad J=1,2,\ldots N,$$
(8)

while for Δ i  < |μ| < Δ i+1 it vanishes. One can see that the behaviour of entropy per particle for the gapped Dirac systems as a function of chemical potential is analogous to one found in quasi-2DEG with a parabolic dispersion2. This fact allows us to speculate that such universal spikes are related rather to the topological changes of the Fermi surface than to specific form of the spectrum.

### Gapped Dirac materials

In the particular case of a gapped graphene the integral (3) can be done analytically14

$$n(T,\mu ,{\rm{\Delta }})=\frac{2{T}^{2}}{\pi {\hslash }^{2}{v}_{F}^{2}}[\frac{{\rm{\Delta }}}{T}\,{\rm{l}}{\rm{n}}\,\frac{1+\exp (\frac{\mu -{\rm{\Delta }}}{T})}{1+\exp (-\frac{\mu +{\rm{\Delta }}}{T})}+{{\rm{L}}{\rm{i}}}_{2}(-{e}^{-\frac{\mu +{\rm{\Delta }}}{T}})-{{\rm{L}}{\rm{i}}}_{2}(-{e}^{\frac{\mu -{\rm{\Delta }}}{T}})],$$
(9)

where Li is the polylogarithm function. The derivatives (∂n/∂T) μ and (∂n/∂μ) T are calculated in the Methods, Eqs (22) and (23).

The density of carriers in silicene can be described with use of the formalism developed above for graphene by formally representing silicence as a superposition of two gapped graphene layers characterised by different gaps: n(T, μ, Δ1, Δ2) = 1/2[n(T, μ, Δ1) + n(T, μ, Δ2)].

Once the carrier imbalance function, n(T, μ, Δ1, Δ2, …, Δ N ), is found, the entropy per electron can be calculated using Eqs. (1) and (4). In Fig. 1(a) and (b) we show the dependence s(μ) for graphene and silicene, respectively, for three different values of T. Since the entropy per electron is an odd function of μ, only the region μ > 0 is shown. In the case of silicene we express μ and T in the units of a smaller gap, Δ1. The dependence s(μ) in the vicinity of the second gap, μ = Δ2 = 2Δ1 is shown in the insert of Fig. 1(b) to resolve the spike structure for three temperatures lower than the values on the main plot.

The most prominent feature that we find in Fig. 1(a) and (b) is a sharp peak observed for the chemical potential in the temperature vicinity of the Dirac point, $$|\mu | \sim T$$.

If the chemical potential is inside the gap but it is not very close to the Dirac point, $$T\ll |\mu | < {\rm{\Delta }}$$, and $$T\ll {\rm{\Delta }}-|\mu |$$, the entropy per particle in a gapped graphene is

$$s(T,\mu ,{\rm{\Delta }})\simeq {\rm{s}}{\rm{i}}{\rm{g}}{\rm{n}}(\mu )[\frac{{\rm{\Delta }}-|\mu |}{T}+1+\frac{T}{{\rm{\Delta }}+T}].$$
(10)

Near the Dirac point, $$|\mu |\ll T\ll {\rm{\Delta }}$$, one finds

$$s(T,\mu ,{\rm{\Delta }})\simeq \frac{\mu {\rm{\Delta }}}{{T}^{2}}[1+O({e}^{-{\rm{\Delta }}/T})].$$
(11)

If the chemical potential crosses the Dirac point at T = 0, the transition from hole-like to electron-like carriers is singular. Eqs. (10) and (11) show how the temperature smears it. The peak inside the gap is mainly due to the specific dependence of the chemical potential on the electron density. Indeed, since s = ∂S(T, μ)/∂n = (∂S(T, μ)/∂μ)(∂μ/∂n), the dependence s(μ) is governed by the sharpest function in the product. The chemical potential grows rapidly at the small density n and then quickly reaches the value $$|\mu |\simeq {\rm{\Delta }}$$, where the derivative ∂μ/∂n becomes small. The peaked behavior of s may be considered as a smoking gun for the gap opening in gapped Dirac materials.

Near the Lifshitz transition points: μ = ±Δ, we observe that the dependences s(μ) are monotonic functions, so that these points are not marked by spikes. This is typical for any system where DOS has just one discontinuity2. Nevertheless, the entropy per particle quantization rule for graphene s(μ = ±Δ) = ±2 ln2 is fulfilled. One can see that in both panels of Fig. 1, at low temperatures all curves cross each other near this point. The corresponding value s = 2 ln2 is shown by the dotted line. This numerical result can be confirmed analytically. For $$T\ll {\rm{\Delta }}$$ we obtain

$$s(T,\mu ={\rm{\Delta }},{\rm{\Delta }})=2\,\mathrm{ln}\,2+\frac{{\pi }^{2}-12\,{\mathrm{ln}}^{2}2}{3}\frac{T}{{\rm{\Delta }}}+O\,({T}^{2})\mathrm{.}$$
(12)

Now we briefly discuss the effect of broadening of the energy levels due to the scattering from static defects. Let us smear the DOS function (2) by convoluting it with the Lorentzian, γ/[π(ω 2 + γ 2)], where γ is the scattering rate. In the regime $$\gamma \ll T\ll {\rm{\Delta }}$$ one finds

$$s(T,\mu ={\rm{\Delta }},{\rm{\Delta }})=2\,{\rm{l}}{\rm{n}}\,2\,[1-\frac{\gamma }{T}(\frac{1}{\pi {\rm{l}}{\rm{n}}2}+\frac{T}{{\rm{\Delta }}})].$$
(13)

Eq. (13) shows that the universality of the low temperature entropy per particle is broken by the disorder if the mean free path becomes comparable with the thermal diffusion length.

The case Δ = 0 deserves a special attention. In this limit, Eq. (9) acquires a simple form (see the Methods, Eqs (24) and (25)). For the entropy per particle one finds

$$s(T,\mu ,0)=\{\begin{array}{c}\frac{\mu }{T}(1-\frac{{\mu }^{2}}{{T}^{2}}\frac{1}{6\,{\rm{l}}{\rm{n}}\,2}),\quad |\mu |\ll T,\\ \frac{{\pi }^{2}}{3}\frac{T}{\mu },\quad T\ll |\mu |.\end{array}$$
(14)

It is important to note that the second line of Eq. (14) if multiplied by the factor k B /e yields the Seebeck coefficient for a free electron gas15. Moreover, the general expression for s = −∂μ/∂T, Eq. (25) reproduces the thermal power S that can be extracted from the results based on the Kubo formalism16 that validates the thermodynamic approach of ref. 17.

The presence of the second gap in silicene and similar materials, Δ2 > Δ1, results in the appearance of the peak in s(μ) ≈ ±2ln2/3 near the point μ = ±Δ2, as seen in Fig. 1(b). The corresponding value s = 2ln2/3 is shown by the dotted line. This peak can be considered as a signature of the second Lifshitz transition which occurs if μ crosses Δ2. Indeed, as it was shown for the quasi-2DEG in ref. 2 the peak structure in s(μ) develops only if the number of discontinuities in the DOS, N ≥ 2. Thus, these perspective Dirac materials, where the spin orbit interaction plays a very important role allow the simplest realization of the N = 2 case with two discontinuities on both electron and hole sides of the total DOS.

Figure 2 shows the 3D and density plots of s as a function of μ1 and T1. To be specific, we assumed that Δ1 is the smallest of the gaps and chose Δ2 = 4Δ1. The black and blue lines correspond to the contours of constant values s = ±2ln2 and s = ±2ln2/3, respectively. The range of s in the 3D plot is restricted by −2 ≤ s ≤ 2, so that only the peaks at μ = ±Δ2 can be seen.

A more careful examination of Fig. 1(b) shows that the peak occurring near μ = Δ2 is somewhat shifted to smaller than Δ2 values of μ. Looking at Fig. 2(b) and its insert one can trace how the position of this peak moves towards the point (μ = Δ2, T = 0) as the temperature decreases. In Fig. 2(a) the increase of its height can be seen. Close to this point ($$T\ll {{\rm{\Delta }}}_{2}$$) we obtain analytically

$$s(T,\mu =\pm {{\rm{\Delta }}}_{2})=\pm [\frac{2\,{\rm{l}}{\rm{n}}\,2}{3}+\frac{{\pi }^{2}-4\,{{\rm{l}}{\rm{n}}}^{2}2}{9}\frac{T}{{{\rm{\Delta }}}_{2}}].$$
(15)

In what concerns the behaviour the silicene’s entropy per particle close to the smallest gap, Δ1, it is described by Eq. (12) with Δ replaced by Δ1.

Recent successes in fabrication of silicene field-effect transistors18 offers the opportunity of a direct measurement of the entropy per particle in silicene. In the prospective experiment, a double gate structure would be needed that enables one to tune μ and Δ z independently. Such a situation is modelled in Fig. 3, where we show the 3D and density plots of s as a function of μSO and Δ z SO. As in Fig. 2, the black and blue lines correspond to the contours of constant values s = ±2ln2 and s = ±2ln2/3, respectively. The points Δ z  = ±ΔSO correspond to the case where Δ1 = 0 and Δ2 = 2ΔSO or Δ1 = 2ΔSO and Δ2 = 0, so that the system experiences a transition from two to one gap spectrum. For |Δ z | < ΔSO the system is a topological insulator and for |Δ z | > ΔSO it is a band insulator.

## Discussion

We presented original analytical expressions for the entropy per particle in a wide energy range for various Dirac materials. Basing on them we have predicted the characteristic spikes of the entropy per particle at the Lifshitz topological transition points in several 2D Dirac systems. The magnitude of spikes is quantized at low temperatures and is independent of material parameters. The quantized spikes are expected to occur in silicene and germanene. They can also be found in the gapped graphene in the presence of Zeeman splitting and in quasi two-dimensional Dirac and Weyl materials. Note that the same quantization of entropy and spikes occur in a 2DEG in the presence of Zeeman splitting1, see the Methods.

Our results are based on the assumption that the function f(ε) in the DOS (2) is continuous. Although this assumption is quite general, it is not fulfilled, for example, in a bilayer graphene. The overall behavior of the entropy per electron ∂S/∂n as a function of the electronic chemical potential may be used as a tool for characterization of the electronic dispersion in novel crystal structures. The crucial point is that ∂S/∂n is related to the temperature derivative ∂μ/∂T via the thermodynamic Maxwell relation (1). The last value, as was mentioned in Introduction, can be directly measured using the experimental approach developed in ref. 1. It appears that this technique has a three orders of magnitude higher resolution than the other methods and thus it can be very helpful in probing interaction effects in 2D electron systems. The measurements of the entropy per particle can also be used to study the effect of interactions on the DOS in graphene, because the renormalization of the Fermi velocity due to electron-electron interactions19 modifies the function s(n).

## Methods

### Relationship between the carrier density and carrier imbalance

At thermal equilibrium, the total density of electrons in a nonrelativistic system can be expressed as

$${n}_{{\rm{t}}{\rm{o}}{\rm{t}}}(T,\mu )={\int }_{-{\rm{\infty }}}^{{\rm{\infty }}}d\varepsilon D(\varepsilon ){f}_{FD}(\frac{\varepsilon -\mu }{T}),$$
(16)

where f FD (ε) = 1/[exp(ε/T) + 1] is the Fermi-Dirac distribution function and we set k B  = 1. In a relativistic theory, for example, in QED the number of electrons or positrons is not conserved, while a conserving number operator is needed to build the statistical density matrix20. In QED, the conserved quantity if the difference of the numbers of positively and negatively charged particles: electrons and positrons.

In the Dirac materials the “relativistic” nature of carriers is encoded in the symmetric DOS function, D(ε) = D(−ε). Accordingly, it is convenient to operate with the difference between the densities of electrons and holes instead of the total density of electrons21, 22. The difference is given by

$$n(T,\mu )={\int }_{-\infty }^{\infty }d\varepsilon D(\varepsilon )[{f}_{FD}(\varepsilon -\mu )\theta (\varepsilon )-[1-{f}_{FD}(\varepsilon -\mu )]\theta (-\varepsilon )]=-\frac{1}{2}{\int }_{-\infty }^{\infty }d\varepsilon D(\varepsilon )\tanh \,\frac{\varepsilon -\mu }{2T}.$$
(17)

The last equation can be rewritten in the form of Eq. (3). One can verify that the carrier imbalance n(T, μ) and the total carrier density n tot(T, μ) are related by the expression n(T, μ) = n tot(T, μ) − n hf, where n hf is the density of particles for a half-filled band (in the lower Dirac cone) $${n}_{{\rm{hf}}}={\int }_{-\infty }^{\infty }d\varepsilon D(\varepsilon )\theta (-\varepsilon )$$. Consequently, there is no difference whether the entropy per particle in Eq. (1) is defined via the total carrier density n tot or the carrier imbalance n.

### General expressions for ∂n/∂T and ∂n/∂μ

The first temperature derivative in Eq. (4) depends on whether the chemical potential μ hits the discontinuity of the DOS D(ε) given by Eq. (2). Differentiating Eq. (3) over the temperature one obtains

$$\frac{{\rm{\partial }}n(T,\mu )}{{\rm{\partial }}T}=\frac{{\rm{s}}{\rm{i}}{\rm{g}}{\rm{n}}(\mu )}{4T}{\int }_{-{\rm{\infty }}}^{{\rm{\infty }}}d\varepsilon D(\varepsilon )[\frac{\varepsilon -|\mu |}{2T}\frac{1}{{\cosh }^{2}\frac{\varepsilon -|\mu |}{2T}}-\frac{\varepsilon +|\mu |}{2T}\frac{1}{{\cosh }^{2}\frac{\varepsilon +|\mu |}{2T}}].$$
(18)

Changing the variable ε = 2Tx ± |μ| in two terms and changing the limits of integration, one obtains

$$\frac{\partial n(T,\mu )}{\partial T}={\rm{sign}}(\mu ){\int }_{0}^{\infty }dx[D(|\mu |+2Tx)-D(|\mu |-2Tx)]\frac{x}{{\cosh }^{2}x}\mathrm{.}$$
(19)

If the DOS D(ε) has a continuous derivative at the point ε = |μ|, where $${{\rm{\Delta }}}_{i} < |\mu | < {{\rm{\Delta }}}_{i+1}$$, one can expand $$D(|\mu |+2Tx)-D(|\mu |-2Tx)\simeq 4TxD^{\prime} (|\mu |)$$. Then integrating over x we arrive at Eq. (5)

$$\frac{\partial n(T,\mu )}{\partial T}\simeq 4T{\rm{sign}}(\mu )D^{\prime} (|\mu |){\int }_{0}^{\infty }\frac{{x}^{2}dx}{{\cosh }^{2}x}={\rm{sign}}(\mu )D^{\prime} (|\mu |)\frac{{\pi }^{2}}{3}T\mathrm{.}$$
(20)

On the other hand, at the discontinuity points μ = ±Δ J at T → 0, we arrive at Eq. (6).

The second derivative in Eq. (4) in the zero temperature limit is just the DOS. Indeed, we have

$$\frac{{\rm{\partial }}n(T,\mu )}{{\rm{\partial }}\mu }=\frac{1}{8T}{\int }_{-{\rm{\infty }}}^{{\rm{\infty }}}d\varepsilon D(\varepsilon )[\frac{1}{{\cosh }^{2}\frac{\varepsilon +\mu }{2T}}+\frac{1}{{\cosh }^{2}\frac{\varepsilon -\mu }{2T}}]=D(\mu ),\,\,T\to 0.$$
(21)

This is because $$(1/4T){\cosh }^{-2}(x/2T)\to \delta (x)$$ for x → 0. Substituting the DOS given by Eq. (2) to Eq. (21) we arrive at Eq. (7).

### Explicit expressions for the derivatives ∂n/∂T and ∂n/∂μ for the Dirac materials

The carrier imbalance for a gapped graphene is given by Eq. (9). The corresponding derivatives are

$${(\frac{{\rm{\partial }}n}{{\rm{\partial }}\mu })}_{T}=\frac{2}{\pi {\hslash }^{2}{v}_{F}^{2}}[\frac{{\rm{\Delta }}}{2}(\tanh \,\frac{\mu -{\rm{\Delta }}}{2T}-\,\tanh \,\frac{\mu +{\rm{\Delta }}}{2T})+T({\rm{l}}{\rm{n}}(2\,\cosh \,\frac{\mu -{\rm{\Delta }}}{2T})+\,{\rm{l}}{\rm{n}}(2\,\cosh \,\frac{\mu +{\rm{\Delta }}}{2T}))]$$
(22)

and

$$\begin{array}{ccc}{(\frac{{\rm{\partial }}n}{{\rm{\partial }}T})}_{\mu } & = & \frac{2}{\pi {\hslash }^{2}{v}_{F}^{2}}[2{\rm{\Delta }}\,{\rm{l}}{\rm{n}}\,\frac{1+\exp (\frac{\mu -{\rm{\Delta }}}{T})}{1+\exp (-\frac{\mu +{\rm{\Delta }}}{T})}+2T{{\rm{L}}{\rm{i}}}_{2}(-{e}^{-\frac{\mu +{\rm{\Delta }}}{T}})-2T{{\rm{L}}{\rm{i}}}_{2}(-{e}^{\frac{\mu -{\rm{\Delta }}}{T}})\\ & & -\mu \,{\rm{l}}{\rm{n}}(2\,\cosh \,\frac{\mu -{\rm{\Delta }}}{2T})-\mu \,{\rm{l}}{\rm{n}}(2\,\cosh \,\frac{\mu +{\rm{\Delta }}}{2T})+\frac{{\rm{\Delta }}}{T}\frac{\mu \,\sinh ({\rm{\Delta }}/T)+{\rm{\Delta }}\,\sinh \,\mu /T}{\cosh \,{\rm{\Delta }}/T+\,\cosh \,\mu /T}].\end{array}$$
(23)

Eqs (10)–(12) and (15) are obtained using the low-temperature expansions of the derivatives, Eqs (22) and (23).

### Dirac materials with Δ = 0

If Δ = 0 Eq. (9) reduces to

$$n(T,\mu )=\frac{2{T}^{2}}{\pi {\hslash }^{2}{v}_{F}^{2}}[{{\rm{L}}{\rm{i}}}_{2}(-{e}^{-\frac{\mu }{T}})-{{\rm{L}}{\rm{i}}}_{2}(-{e}^{\frac{\mu }{T}})].$$
(24)

Using Eq. (4) we obtain the general expression

$${(\frac{{\rm{\partial }}\mu }{{\rm{\partial }}T})}_{n}=\frac{\mu }{T}-\frac{1}{{\rm{l}}{\rm{n}}(2\,\cosh \,\frac{\mu }{2T})}[{{\rm{L}}{\rm{i}}}_{2}(-{e}^{-\frac{\mu }{T}})-{{\rm{L}}{\rm{i}}}_{2}(-{e}^{\frac{\mu }{T}})].$$
(25)

### Quantization of entropy in the presence of Zeeman splitting

In the 2DEG in the presence of Zeeman splitting considered in the Supplementary material of ref. 1 the carrier density reads

$$n(\mu ,T)=\frac{m}{4\pi }T[{\rm{l}}{\rm{n}}(1+{e}^{(\mu +Z)/T})+\,{\rm{l}}{\rm{n}}(1+{e}^{(\mu -Z)/T})].$$
(26)

Here Z is the Zeeman splitting energy and m is the carrier mass. One can show that the entropy per particle in this case also obeys the quantization rule

$${\frac{{\rm{\partial }}S}{{\rm{\partial }}n}|}_{\mu =-Z}=2\,{\rm{l}}{\rm{n}}\,2,\quad {\frac{{\rm{\partial }}S}{{\rm{\partial }}n}|}_{\mu =Z}=\frac{2\,{\rm{l}}{\rm{n}}\,2}{3},\quad T\to 0.$$
(27)

## References

1. 1.

Kuntsevich, A. Y., Pudalov, V. M., Tupikov, I. V. & Burmistrov, I. S. Strongly correlated two-dimensional plasma explored from entropy measurements. Nat. Commun. 6, 7298, doi:10.1038/ncomms8298 (2015).

2. 2.

Varlamov, A. A., Kavokin, A. V. & Galperin, Y. M. Quantization of entropy in a quasi-two-dimensional electron gas. Phys. Rev. B 93, 155404 (2016).

3. 3.

Lifshitz, I. M. Anomalies of Electron Characteristics of a Metal in the High Pressure. Zh. Eksp. Teor. Fiz. 38, 1569–1576 (1960) [Sov. Phys. JETP 11, 1130–1135 (1960)].

4. 4.

Blanter, Y. M., Kaganov, M. I., Pantsulaya, A. V. & Varlamov, A. A. The theory of electronic topological transitions. Phys. Rep. 245, 159–257 (1994).

5. 5.

Rodriguez, J. P. Collective mode at Lifshitz transition in iron-pnictide superconductors. J. Phys. Cond. Matt. 28, 375701 (2016).

6. 6.

Hunt, B. et al. Massive Dirac Fermions and Hofstadter Butterfly in a van der Waals Heterostructure. Science 340, 1427–1430 (2013).

7. 7.

Woods, C. R. et al. Commensurate-incommensurate transition in graphene on hexagonal boron nitride. Nat. Phys. 10, 451–456 (2014).

8. 8.

Chen, Z.-G. et al. Observation of an intrinsic bandgap and Landau level renormalization in graphene/boron-nitride heterostructures. Nat. Commun. 5, 4461, doi:10.1038/ncomms5461 (2014).

9. 9.

Gorbachev, R. V. et al. Detecting topological currents in graphene superlattices. Science 346, 448–451 (2014).

10. 10.

Kara, A. et al. A review on silicene—New candidate for electronics. Surface Sci. Rep. 67, 1–18 (2012).

11. 11.

Acun, A. et al. Germanene: the germanium analogue of graphene. J. Phys. Cond. Mat. 27, 443002 (2015).

12. 12.

Liu, C.-C., Feng, W. & Yao, Y. Quantum Spin Hall Effect in Silicene and Two-Dimensional Germanium. Phys. Rev. Lett. 107, 076802 (2011).

13. 13.

Liu, C.-C., Jiang, H. & Yao, Y. Low-energy effective Hamiltonian involving spin-orbit coupling in silicene and two-dimensional germanium and tin. Phys. Rev. B 84, 195430 (2011).

14. 14.

Gorbar, E. V., Gusynin, V. P., Miransky, V. A. & Shovkovy, I. A. Magnetic field driven metal-insulator phase transition in planar systems. Phys. Rev. B 66, 045108 (2002).

15. 15.

Abrikosov, A. A. Fundamentals of the Theory of Metals. (Elsevier, Amsterdam, 1988).

16. 16.

Sharapov, S. G. & Varlamov, A. A. Anomalous growth of thermoelectric power in gapped graphene. Phys. Rev. B 86, 035430 (2012).

17. 17.

Varlamov, A. A. & Kavokin, A. V. Prediction of thermomagnetic and thermoelectric properties for novel materials and systems. Europhys. Lett. 103, 47005 (2013).

18. 18.

Tao, L. et al. Silicene field-effect transistors operating at room temperature. Nature Nanotechnology 10, 227–231 (2015).

19. 19.

Elias, D. C. et al. Dirac cones reshaped by interaction effects in suspended graphene. Nat. Phys. 7, 701–704 (2011).

20. 20.

Kapusta, J. I & Gale, C. Finite-Temperature Field Theory Principles and Applications. (Cambridge Univer. press, Cabmridge, 2006).

21. 21.

Sharapov, S. G., Gusynin, V. P. & Beck, H. Magnetic oscillations in planar systems with the Dirac-like spectrum of quasiparticle excitations. Phys. Rev. B 69, 075104 (2004).

22. 22.

Sharapov, S. G. Thermodynamic properties of the 2 + 1-dimensional Dirac fermions with broken time-reversal symmetry. J.Phys. A 48, 365002 (2015).

## Acknowledgements

We acknowledge the support of EC for the RISE Project CoExAN GA644076. A.V.K acknowledges support from the EPSRC established career fellowship. V.P.G. and S.G.Sh. acknowledge a partial support from the Program of Fundamental Research of the Physics and Astronomy Division of the NAS of Ukraine No. 0117U00240.

## Author information

Authors

### Contributions

A.V.K., S.G.Sh., A.A.V. and V.P.G. conceived the work. S.G.Sh., A.A.V. and V.P.G. performed calculations. V.Yu.T. has done all numerical computations and prepared the figures. All authors contributed to writing the manuscript.

### Corresponding author

Correspondence to S. G. Sharapov.

## Ethics declarations

### Competing Interests

The authors declare that they have no competing interests.

Publisher's note: Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

## Rights and permissions

Reprints and Permissions

Tsaran, V.Y., Kavokin, A.V., Sharapov, S.G. et al. Entropy spikes as a signature of Lifshitz transitions in the Dirac materials. Sci Rep 7, 10271 (2017). https://doi.org/10.1038/s41598-017-10643-0

• Accepted:

• Published:

• ### Differential entropy per particle in Dirac semimetals in external magnetic field

• I. V. Sukhenko
• , S. G. Sharapov
•  & V. P. Gusynin

Low Temperature Physics (2020)

• ### Role of the Lifshitz topological transitions in the thermodynamic properties of graphene

• V. N. Davydov

• ### Density of states measurements for the heavy subband of holes in HgTe quantum wells

• A. Yu. Kuntsevich
• , G. M. Minkov
• , A. A. Sherstobitov
• , Y. V. Tupikov
• , N. N. Mikhailov
•  & S. A. Dvoretsky

Physical Review B (2020)

• ### Negative terahertz conductivity and amplification of surface plasmons in graphene–black phosphorus injection laser heterostructures

• V. Ryzhii
• , T. Otsuji
• , M. Ryzhii
• , A. A. Dubinov
• , V. Ya. Aleshkin
• , V. E. Karasik
•  & M. S. Shur

Physical Review B (2019)

• ### Fermi surface instabilities of symmetry-breaking and topological types on the surface of a three-dimensional topological insulator

• Subhajit Sarkar

Physical Review B (2018)