Abstract
The fast solar wind that fills the heliosphere originates from deep within regions of open magnetic field on the Sun called ‘coronal holes’. The energy source responsible for accelerating the plasma is widely debated; however, there is evidence that it is ultimately magnetic in nature, with candidate mechanisms including wave heating1,2 and interchange reconnection3,4,5. The coronal magnetic field near the solar surface is structured on scales associated with ‘supergranulation’ convection cells, whereby descending flows create intense fields. The energy density in these ‘network’ magnetic field bundles is a candidate energy source for the wind. Here we report measurements of fast solar wind streams from the Parker Solar Probe (PSP) spacecraft6 that provide strong evidence for the interchange reconnection mechanism. We show that the supergranulation structure at the coronal base remains imprinted in the near-Sun solar wind, resulting in asymmetric patches of magnetic ‘switchbacks’7,8 and bursty wind streams with power-law-like energetic ion spectra to beyond 100 keV. Computer simulations of interchange reconnection support key features of the observations, including the ion spectra. Important characteristics of interchange reconnection in the low corona are inferred from the data, including that the reconnection is collisionless and that the energy release rate is sufficient to power the fast wind. In this scenario, magnetic reconnection is continuous and the wind is driven by both the resulting plasma pressure and the radial Alfvénic flow bursts.
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Main
Recent measurements from the NASA Parker Solar Probe (PSP) showed that the solar wind emerging from coronal holes is organized into ‘microstreams’ with an angular scale (5–10°) in the Carrington longitude9 similar to the underlying supergranulation cells associated with horizontal flows in the photosphere10. However, the footpoints of the previous PSP encounter were at high latitudes on the far side of the Sun, so that the magnetic structure of the cells and their connectivity to the spacecraft could not be determined, preventing a complete analysis of the source of the microstreams.
On solar Encounter 10 (E10), PSP came within 12.3 solar radii (RS) of the photosphere. Figure 1 summarizes the plasma11, energetic ion12 and magnetic field measurements13 made near perihelion. An ion spectrogram in Fig. 1a,b extends from thermal energies to around 85 keV and, like the proton velocity in Fig. 1c, is structured as discrete ‘microstreams’9,14,15 whose duration decreases from around 10 h to around 2 h as the spacecraft approaches perihelion. Data in Fig. 4b (and discussed later) show that the ion energy distributions are power laws at high energy that extend to beyond 100 keV. The characteristic structure of the microstreams is highlighted by red arcs in Fig. 1c, and a blue trace indicates the measured thermal alpha particle abundance AHe = nα/np (where nα and np are the alpha particle density and proton number density, respectively), which is similarly modulated. The high first ionization potential of helium requires that the alpha particle abundance is frozen-in at the base of the corona or in the chromosphere16, so these microstream structures are organized at the source of the wind itself. The radial component of the interplanetary magnetic field in Fig. 1d shows that large-amplitude, Alfvénic field reversals, ‘switchbacks’, are also associated with the microstreams. A potential field source surface (PFSS) model17,18,19 (Methods) is used to infer the footpoints of the magnetic field that connects to the PSP and shows connection to two distinct coronal holes. The time series of the longitude of the footpoint on the solar surface is shown in Fig. 1e and as white diamonds against a 193-Å Solar Dynamics Observatory/Extreme Ultraviolet20 image in Fig. 2a.
Correspondence of the temporal structure of the switchback and radial velocity bursts with the spatial periodicity of the surface magnetic field documented in Figs. 1 and 2 suggests that magnetic reconnection between open and closed magnetic fields in the low corona (interchange reconnection) is the driver of these bursts9,21,22,23. Interchange reconnection in the weakly collisional corona is expected to be bursty rather than steady24,25,26,27. The energetic ions and enhanced pressure in these bursts are also signatures of reconnection28,29,30. The data suggest that it is a continuous process in the source regions of open flux. Figure 3c is a schematic that shows open flux reconnecting with closed flux regions in the low corona. In this figure the open flux migrates to the left, reconnecting with successive regions of closed flux, with the consequence that the bursty outflow from interchange reconnection fills all of the open flux, as seen in the data.
To establish that interchange reconnection is the source of the bursty flows, we use the measurements and established principles of reconnection to deduce the basic characteristics in the low corona. The strength of the reconnecting magnetic field is a key parameter. As the field strength at the base of the corona has substantial variation, we estimate the amplitude of the reconnecting magnetic field by projecting the measured magnetic field at the PSP back to the solar surface. The R−2 fall-off of the radial magnetic field with heliospheric distance R is valid in the solar wind, but fails closer to the Sun. Thus, we use a combination of the R−2 behaviour at large R with a fall-off derived from a surface-averaged PFSS model below 2.5 Rs (Extended Data Fig. 1). The resulting projection of the 600-nT magnetic field at 13.4 Rs to the low corona is 4.5 G, which is consistent with the PFSS data in Fig. 2. Plasma density at the base of the corona is not measured directly. However, the characteristic amplitude of the bursty flows at PSP are around 300 km s−1. Because the flows during bursty reconnection are Alfvénic, we can estimate the density knowing the magnetic field strength. The resulting density is around 109 cm−3, a reasonable value for the low corona31.
To address whether the rate of energy release is sufficient to drive, the wind we estimate the reconnection inflow rate Vr. A lower limit follows from the fact that the flow bursts are nearly continuous. We define the reconnection time as tr = LB/Vr, the time required for open field lines to traverse the characteristic scale length LB of the surface magnetic field, which is around 10° or 6 × 104 km. A second time is the time tb ≈ RPSP/VR for the reconnection bursts to reach the spacecraft at RPSP. In the limit tr >> tb, the outflows from the reconnection site would quickly pass by the spacecraft and there would be no high-speed flows until the spacecraft connected to another reconnection site. When tr ≤ tb, the spacecraft would measure bursty flows as the spacecraft crossed the entire supergranulation scale. The observations show the latter because bursty flows are measured during the entire crossing of the supergranulation scale. Observations suggest that tr ≤ tb or Vr ≈ LBVR/RPSP is ≈3 km s−1 or around 0.01 of the local Alfvén speed, a low value if reconnection is collisionless,32,33,34 but comparable to the magnetohydrodynamic (MHD) prediction35. With ambient temperatures of around 100 eV, the reconnection electric field is therefore around three orders of magnitude above the Dreicer runaway field. In this regime, collisions are too weak to limit electron acceleration, and collisionless processes dominate. The rate of magnetic energy release from interchange reconnection is given by VrB2/4π ≈ 5 × 105 ergs cm−2 s−1 using B = 4.5 G and Vr = 3 km s−1. This is comparable to that required to drive the high-speed wind, which is around 105–106 ergs cm−2 s−1.
Thus through the PSP observations, the Solar Dynamics Observatory/Helioseismic and Magnetic Imager (SDO/HMI) surface magnetic field measurements and well-known characteristics of magnetic reconnection, we have established that interchange reconnection is sufficient to drive both the ambient base solar wind flow through the radial pressure drop and the microstream bursts that lie on top of this flow. Further tests of the reconnection scenario concern the structuring of the flow bursts and the production of energetic protons and alphas. A key observation reported in the E06 data9 and illustrated in the schematic in Fig. 3c is the temporal asymmetry in the bursts: large-amplitude bursts onset sharply and decrease gradually across the burst period and the time sequence then repeats. Data from a particle-in-cell (PIC) simulation is presented in Fig. 3b (Methods). A cut across the simulation outflow exhaust reveals high-speed bursts on newly reconnected field lines in the exhaust adjacent to the magnetic separatrix, whereas, on field lines in the exhaust interior, the fastest flow bursts have already passed the location of the cut, so the measured flows are weaker (Fig. 3a). Our simulations support the hypothesis that the bursts observed by the PSP correspond to crossings of interchange reconnection exhausts. Dispersion signatures are well documented in the cusp of the Earth’s magnetosphere as a result of reconnection at the terrestrial magnetopause36. Reconnection between the closed magnetic flux of the Earth and ‘open’ flux in the solar wind is an analogue of coronal interchange reconnection.
Finally, the spectrum of energetic protons and alphas has been calculated from the interchange reconnection simulations. The simulation includes fully stripped alpha particles that are 5% by number, similar to the solar atmosphere16. Energy flux spectra of both species are shown in Fig. 4a. Data is taken from the outflow exhaust and includes only plasma that has undergone acceleration. Protons and alphas exhibit an energetic, non-thermal power-law distribution with spectral indices of around −8 for both species. As shown in Fig. 4b, in the spectrum of the differential energy flux of particles during the time 04:00–19:00 on 20 November 2021 (from Fig. 1), there are also energetic protons and alphas with energies beyond 100 keV. The spectra are again rather soft, having spectral indices of around −9, consistent with the simulation data. The energy in the simulation is normalized to the free parameter mi \({V}_{{\rm{A}}}^{2}\). By equating the energy minimum of the proton power law in the simulation (approximately 5 mi \({V}_{{\rm{A}}}^{2}\)) to that of the PSP measurements (approximately 7 keV), we find that the coronal value of mi \({V}_{{\rm{A}}}^{2}\) is around 1.4 keV, compared with around 0.9 keV from the 300 km s−1 estimate for VA based on the amplitude of the bursty flows measured at 13.4 Rs. That the two values of mi \({V}_{{\rm{A}}}^{2}\) are close indicates that the Alfvén speed in the corona where reconnection is taking place is in the range of 300–400 km s−1.
The picture that emerges is that reconnection directly heats the ambient coronal plasma sufficiently to drive the bulk outflow37,38,39 and at the same time produces the turbulent velocity bursts that ride this outflow24,25,26,27. Extended Data Fig. 2 shows the strong heating of protons from the simulation in Fig. 3a,b. Of course, a fraction of the magnetic energy released during reconnection can take the form of Alfvén waves1,2 or other magnetic structures5 that can be dissipated higher in the coronal to further drive the bulk outflow1,2,5,37. However, the in situ data from reconnection in the Earth’s magnetosphere40 and at the heliospheric current sheet41 show strong local plasma energization rather than wave generation. The time asymmetry that characterizes the bursty flows9 and the spectral indices of the power-law distributions of energetic ions are in remarkably good agreement with the interchange reconnection simulation data, in which local plasma energization dominates waves and turbulence. Still, three-dimensional simulations with greater scale separation might show stronger magnetic turbulence. In either scenario, interchange reconnection is the likely energy drive mechanism of the fast solar wind. Recent remote-sensing measurements42,43 also support the interchange magnetic reconnection scenario. We note that structured microstreams and magnetic switchbacks are present throughout the inner heliosphere measured by the PSP and that the primary difference between the slow and fast solar wind may lie in the magnetic topology of the underlying coronal hole.
Methods
Potential field source surface modelling
To generate the footpoints shown in Figs. 1e and 2, a PFSS model16,17 was run using an Air Force Data Assimilative Photospheric Flux Transport–Global Oscillation Network Group (ADAPT–GONG) magnetogram44,45,46 from 21 November 2022, with a source surface height set to the canonical value of 2.5 RS19 by means of the open-source pfsspy47 software. The footpoint mapping from the PSP down to the solar surface followed the methodology48 comprising a ballistic heliosphere49,50 and the PFSS domain from 2.5 RS down to the photosphere51.
The results for PSP E10 were distinct and compelling. As shown in Figs. 1 and 2, for 20–21 November, the PSP was rotating faster than the Sun and moving from left to right in the Carrington frame of reference shown in those plots. The footpoint mapping connected deep inside two mid-latitude negative polarity coronal holes of substantial area. This source mapping is uniquely well supported, compared with previous PSP encounters, owing to the comparison of the in situ data. First, the magnetic polarity measured by the PSP throughout the encounter is well explained by the PFSS current sheet geometry and coronal hole polarity. Second, the times when the PSP maps to the centre of these large coronal holes correspond to maxima in solar wind speed, and at the time the connection switches from one source to another in the model, there is a distinct dip in solar wind speed, clearly consistent with the traversal of overexpanded field lines at the coronal hole boundaries52. This correspondence is clearly shown in Fig. 1 where the transition between ‘stream 1’ and ‘stream 2’ marked in the bottom panel corresponds to the dip in solar wind speed (black trace, Fig. 1c).
PSP/SWEAP data analysis
We use proton and alpha particle measurements from the Solar Wind Electrons Alphas and Protons (SWEAP) instrument suite11 on PSP. The proton spectrum in Fig. 4 is taken from the Solar Probe Analyzer (SPAN-Ion) SF00 data product, averaged over the time range from 20 November 2021 at 04:00:00 to 20 November 2021 at 19:00:00 and summed over all look directions. We work in units of energy flux as opposed to number flux or distribution function as it results in a spectrum spanning fewer orders of magnitude at high energy, facilitating the comparison between SPAN-Ion and Integrated Science Investigation of the Sun (ISOIS)/Epi-Lo data, as well as being the quantity most directly related to the SPAN-Ion measurements. The power law for the protons is fit to the four highest energy SPAN data points and the ISOIS data points. The alpha spectrum is obtained in the same way from SPAN-Ion’s sf01 data product, except that a small amount (around 1%) of contaminant protons leaking in from the sf00 channel are accounted for and subtracted. The large shift to higher energy of the alphas relative to the protons during this interval means that the contaminant protons have no impact on the power law part of the spectrum or its exponent, and only affect the lowest energy data points.
Estimation of the reconnection magnetic field
The strength of the magnetic field that drives interchange reconnection will control the rate of magnetic energy release and the spectra of energetic particles produced. Although the SDO/HMI observations make known the structure of the magnetic field in the low corona, these measurements do not show the strength of the magnetic field that is actually undergoing reconnection because there is substantial variation of the field strength along the surface. To estimate the strength of the magnetic field driving the flow bursts measured by the PSP, we project the measured magnetic field at the PSP and project this magnetic field down to the solar surface. The radial magnetic field BR at the perihelion of E10, as shown in Fig. 1, is around 600 nT. Direct measurements of the radial profile of BR over the first five PSP orbits have established an R−2 scaling for the field45, consistent with the conservation of the radial magnetic flux. However, deviations from this scaling are expected close to the Sun. Specifically, because closed flux occupies a substantial fraction of the solar surface, the open flux will be compressed into a reduced fraction of the solar surface, which will lead to greater compression of the magnetic field near the solar surface. A rough estimate of the increased magnetic field compression can be obtained by averaging the radial magnetic field obtained from the PFSS model during the E10 perihelion. The radial dependence of this averaged field is shown in Extended Data Fig. 1. The magnetic field compression from 2.5 Rs, the outer boundary of the PFSS grid, down to just above the solar surface is around 26, which is well above the compression of around 6.25 from the R−2 dependence. Thus, we assume that the R−2 describes the radial dependence from R = 13.4 Rs to 2.5 Rs and take the compression of 26 from 2.5 Rs to just above the solar surface. The projection of the 600-nT field down to the solar surface is around 4.5 G, which is in reasonable agreement with the strength of the solar surface magnetic field shown in Fig. 2.
Particle-in-cell simulations
Our estimate of the rate of interchange reconnection based on projections of the PSP observations back to the low corona suggest that reconnection there is deeply in the collisionless regime. To explore the structure of the interchange reconnection exhaust and the resulting energetic proton and alpha spectra measured at the PSP, we use the PIC model p3d (ref. 53). The MHD model is not adequate to explore the particle energization documented in the PSP data. We limit the calculations to a two-dimensional system with an initial magnetic geometry that leads to reconnection between open and closed flux low in the corona3,54. Because of constraints on the domain size possible with the PIC model, there is no gravity in the simulations, so the model does not describe the complete dynamics of the solar wind drive mechanism. In addition, line-tied boundary conditions are not imposed at the nominal coronal surface. Thus, the model is not a complete description of interchange reconnection in the low corona, but will provide information on the dynamics of collisionless reconnection, the structure of the outflow exhaust, the bulk heating and the spectra of accelerated particles. We include alpha particles (5% by number) so that the spectra of protons and alphas can be compared.
The initial state for the simulation consists of a band of vertical flux (field strength B0 in the negative radial direction) with a low plasma density (0.1 n0) and an adjacent region with higher density that is a cylindrical equilibrium. The detailed initial state has been described previously23, so the governing equations are not repeated here. The peak magnetic field of the cylindrical equilibrium is 0.76 B0 with a peak density of n0. The temperatures are uniform with Te = Tp = Ta = 0.06 mp\({V}_{{\rm{A}}0}^{2}\) with VA0 the Alfvén speed based on B0, n0 and the proton mass mp. Thus, in the initial state, the plasma pressure is small compared with the magnetic pressure, as expected in the corona. The guide field Bz is non-zero everywhere with a profile that balances the pressure and tension forces. The strength of the guide field can be varied by choosing its value in the region of vertical flux. Its value does not substantially affect the overall structure and dynamics of reconnection shown in Fig. 3. However, because a strong guide field weakens the Fermi drive mechanism for particle energy gain, the guide field controls the power-law index of energetic protons and alphas. The energy fluxes shown in Fig. 4 were from a simulation with a guide field of 0.55 B0. Simulations with a weaker (stronger) guide field produced harder (softer) spectra.
The results of the simulation are presented in normalized units: times to the Alfvén transit time across the domain of scale length L, L/VA0, plasma fluxes to n0VA0 and energies to mp\({V}_{{\rm{A}}0}^{2}\). The domain dimensions in the x and y directions are equal. The mass ratio mp/me = 25 is artificial as is the velocity of light (20 VA0) and the proton inertial scale dp = L/163.84. As has been established in earlier papers, the results are not sensitive to these values33,34. The radius of the cylindrical magnetic field is 60 dp and the grid scales are 0.02 dp in both space directions, with around 400 particles per cell.
Because the velocities and energies in the simulation are normalized to the Alfvén speeds VA0 and mp\({V}_{{\rm{A}}0}^{2}\), respectively, direct comparison with the observations requires that these parameters, and specifically the Alfvén speed VA0 where reconnection is taking place, be established. As described in the main text, we use two distinct approaches for estimating VA0. The first comes from the amplitude of the flow bursts measured by the PSP at 13.4 Rs, which have values of around 300 km s−1. The second comes from comparing the proton spectra from the simulation and that measured with SPAN-Ion. Specifically, we equate the low energy limit of the proton power-law spectrum from the simulation and the observations. This yields mp\({V}_{{\rm{A}}0}^{2}\) = 1.4 keV, which corresponds to VA0 = 370 km s−1. Thus, the two approaches yield comparable values, which enables us to directly compare the simulation results with the observations. The spectral indices of around −8 for the proton and alpha energy fluxes from the simulation are independent of this normalization. That they are in approximate agreement with the observational data is strong support for the interchange reconnection model for these energetic particles. We further note that a simulation with half of the domain size (L = 81.92 dp) produced power-law spectra with similar spectral indices.
Many of the global models that have been used to explore the acceleration of the solar wind have been based on the assumption that Alfvén waves1,2 or other forms of magnetic structures5 are injected into the low corona and the heating associated with this turbulence produces the pressure required to drive the wind. As interchange reconnection is often invoked as the source of this turbulence, it is important to explore whether a substantial fraction of released magnetic energy appears as magnetic turbulence versus direct particle energization or bulk flow. Shown in Extended Data Fig. 2 is a two-dimensional plot of the proton temperature from the same simulation and at the same time as the plot of the vertical proton flux in Fig. 3b. The entire outflow exhaust is filled with high temperature protons with temperatures that are a large fraction of mp\({V}_{{\rm{A}}0}^{2}\), which, as discussed in the main text, is in the range of 0.9 keV to 1.4 keV. The warped field lines in the reconnection exhaust that are evident in Fig. 3b and Extended Data Fig. 2 suggest that reconnection also drives waves and magnetic turbulence. A detailed exploration of the relative energy that appears as magnetic turbulence versus direct heating has not been carried out but is an important extension of the present results, especially in three dimensions, where the process of reconnection is much more dynamic.
Data availability
The PSP mission data used in this study are openly available at the NASA Space Physics Data Facility (https://nssdc.gsfc.nasa.gov) and were analysed using the IDL/SPEDAS software package (https://spedas.org/blog/). The computer simulations used resources of the National Energy Research Scientific Computing Center, a DOE Office of Science User Facility supported by the Office of Science of the US Department of Energy under contract no. DE-AC02- 05CH11231. Simulation data is available at https://doi.org/10.5281/zenodo.7562035.
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Acknowledgements
The FIELDS, SWEAP and ISOIS suites were designed, developed and are operated under NASA contract NNN06AA01C. We acknowledge the extraordinary contributions of the PSP mission operations and spacecraft engineering team at the Johns Hopkins University Applied Physics Laboratory. M.V. was supported in part by the International Space Science Institute, Bern, through the J. Geiss fellowship. J.F.D. and M.S. were supported by the NASA Drive Science Center on Solar Flare Energy Release (SolFER) under Grant 80NSSC20K0627, NASA Grant 80NSSC22K0433 and NSF Grant PHY2109083. T.S.H. is supported by STFC grant ST/W001071/1. O.P. was supported by the NASA Grant 80NSSC20K1829. Elements of this work benefited from discussions at the meeting of Team 463 at the International Space Science Institute (ISSI).
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S.D.B. and J.F.D. wrote the manuscript with major contributions from S.T.B. S.D.B. analysed the PSP measurements, with contributions from M.D.M., M.I.D., T.S.H. and D.E.L. S.T.B. performed the PFSS analysis. J.F.D. and M.S. performed the computer simulations. S.D.B., J.C.K. and D.J.M. lead the PSP/FIELDS, SWEAP and ISOIS teams, respectively. All authors participated in the data interpretation and read and commented on the manuscript.
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Nature thanks Vadim Uritsky, G. P. Zank and the other, anonymous, reviewer(s) for their contribution to the peer review of this work.
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Extended data figures and tables
Extended Data Fig. 1 Magnitude of the radial magnetic field from PFSS.
The magnitude of the radial component of the magnetic field is modelled by the PFSS implementation, constrained by magnetograms at the photospheric footpoints and the open boundary condition at 2.5 RS. This field magnitude is consistent with the field measured at Parker Solar Probe and is used to estimate the Alfvén speed at the reconnection site.
Extended Data Fig. 2 Proton temperature in the plane of reconnection with overlying magnetic field lines.
The proton temperature is shown from the same simulation and the same time as the vertical flux shown in Fig. 3b. The temperature is normalized to mp\({V}_{{\rm{A}}{\rm{0}}}^{{\rm{2}}}\), which, as discussed in the main text is in the range of 0.9 keV to 1.6 keV. Thus, since the magnetic energy released per particle during reconnection is around mp\({V}_{{\rm{A}}{\rm{0}}}^{{\rm{2}}}\), a large fraction of the released magnetic energy is goes into the heating and energization of the ambient plasma very close to the magnetic energy release site. The energy going into turbulent magnetic fields that is injected upward into the corona and is available to further heat the ambient plasma remains to be explored.
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Bale, S.D., Drake, J.F., McManus, M.D. et al. Interchange reconnection as the source of the fast solar wind within coronal holes. Nature 618, 252–256 (2023). https://doi.org/10.1038/s41586-023-05955-3
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DOI: https://doi.org/10.1038/s41586-023-05955-3
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