The initiation of transcription is a focal point for the regulation of gene activity during mammalian cell differentiation and development. To initiate transcription, RNA polymerase II (Pol II) assembles with general transcription factors into a pre-initiation complex (PIC) that opens promoter DNA. Previous work provided the molecular architecture of the yeast1,2,3,4,5,6,7,8,9 and human10,11 PIC and a topological model for DNA opening by the general transcription factor TFIIH12,13,14. Here we report the high-resolution cryo-electron microscopy structure of PIC comprising human general factors and Sus scrofa domesticus Pol II, which is 99.9% identical to human Pol II. We determine the structures of PIC with closed and opened promoter DNA at 2.5–2.8 Å resolution, and resolve the structure of TFIIH at 2.9–4.0 Å resolution. We capture the TFIIH translocase XPB in the pre- and post-translocation states, and show that XPB induces and propagates a DNA twist to initiate the opening of DNA approximately 30 base pairs downstream of the TATA box. We also provide evidence that DNA opening occurs in two steps and leads to the detachment of TFIIH from the core PIC, which may stop DNA twisting and enable RNA chain initiation.
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The cryo-EM density reconstructions and final models have been deposited with the Electron Microscopy Data Bank (EMDB) (accession codes EMD-12611–EMD-12630) and with the Protein Data Bank (PDB) (proximal cPIC: 7NVS, distal cPIC: 7NVT, TFIIH (CC): 7NVW, cPIC (OC): 7NVU, TFIIH (OC): 7NVX, XPB (intermediary complex): 7NVV, proximal CC: 7NVY, distal CC: 7NVZ, OC: 7NW0). All data are available in the Article or its Supplementary Information files. Publicly available PDB entries used in this study are: 5FLM, 5IY7, 5GPY, 6NMI and 6RO4.
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We thank members of the Cramer laboratory, in particular C. Dienemann and U. Steuerwald for maintenance of the cryo-EM facility, U. Neef and P. Rus for maintenance of the insect cell facility, and F. Jochheim and M. Klein for maintenance of the computing infrastructure. S.A. was supported by an H2020 Marie Curie Individual Fellowship (894862). P.C. was supported by the Deutsche Forschungsgemeinschaft (EXC 2067/1 39072994, SFB860, SPP2191) and the ERC Advanced Investigator Grant CHROMATRANS (grant agreement no. 882357).
The authors declare no competing interests.
Peer review information Nature thanks Steve Hahn and the other, anonymous, reviewer(s) for their contribution to the peer review of this work. Peer reviewer reports are available.
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Extended data figures and tables
a, SDS–PAGE analysis of S. scrofa domesticus Pol II, H. sapiens general transcription factors and a peak fraction of mammalian PIC assembled on a sucrose gradient (replicated three times). b, Representative cryo-EM micrograph. Left, without ADP·BeF3 (replicated 30,110 times). Right, with ADP·BeF3 (replicated 67,108 times). Scale bar, 300 Å. c, d, Cryo-EM reconstructions used for model building of the CC-states (without ADP·BeF3) (c) and OC-state (with ADP·BeF3) (d). The resolution for the respective focused refined maps is provided in parentheses, and an outline of the lower-resolution map used to dock in the focused maps is shown. e, Promoter-dependent transcription assay demonstrates that our PIC preparation is initiation competent. Asterisk indicates expected RNA product length. For the negative control, TFIIE and TFIIH were lacking from the reaction (replicated three times).
Processing tree indicating how the particles were assigned their classes and angles for this study. Reconstructions with an orange backing indicate high-resolution maps used for initial building, which were then fitted into reconstructions with blue background that encompassed either the entire cPIC or TFIIH, and these maps were fitting into the reconstructions with a green background that indicate the reconstructions of the entire PIC. Where classes were discarded due to poor quality during classification, the number of particles and the number of classes they encompassed are given as a red bin (number on the bin indicates the number of classes discarded in a given classification run).
Extended Data Fig. 3 Local resolution distribution, FSCs and representative cryo-EM density for the dataset without ADP·BeF3.
a, Reconstructions obtained from the dataset without ADP·BeF3 coloured by their local resolution as estimated using RELION. Total particle count, the global resolution estimate using the Fourier shell correlation (FSC) = 0.143 criterion are given together with an angular distribution plot. b, Solvent-corrected ‘gold-standard’ FSCs grouped according to the reconstructions shown in a. c, Exemplary cryo-EM density (shown as blue mesh) with the fitted atomic models shown with their canonical chain colours. The particular reconstruction and model displayed are specified in the heading of each image. d, Model-to-map FSCs. FSCs (cut-off = 0.5) are grouped according to their resolution-tier going from most focused maps on the top to the overall maps on the bottom.
a, Structural overlay of the two CC states observed within the PIC dataset without ADP·BeF3 on RPB1. All cPIC components align well except for the upstream complex. Analysis of the difference between these two observed states shows that the upstream complex rotates about the RPB2 protrusion element, and the DNA translates about 7 Å laterally across the cleft. No notable rotation in the DNA was observed, which indicates that this motion is independent of translocation activity. b, Cryo-EM density showing the placement of DNA in the distinct upstream complex classes when the separate classes are aligned on the Pol II core. Red arrows indicate positions of the phosphate backbone in the respective classes. It is notable that in OC-like classes, the motion is of a lesser degree than in the CC classes. The position of TBP is denoted for orientation.
Processing tree indicating how the particles were assigned their classes and angles for this study. Reconstructions with an orange backing indicate high-resolution maps used for initial building, which were then fitted into reconstructions with a blue background that encompassed either the entire cPIC or TFIIH, and these maps were fitted into the reconstructions with a green background that indicate the reconstructions of the entire PIC. Where classes were discarded due to poor quality during classification, the number of particles and the number of classes they encompassed are given as a red bin (number on the bin indicates the number of classes discarded in a given classification run).
Extended Data Fig. 6 Local resolution distribution, FSCs and representative cryo-EM density for the dataset with ADP·BeF3.
a, Reconstructions obtained from the dataset with ADP·BeF3 coloured by their local resolution as estimated using RELION. Total particle count, the global resolution estimate using the FSC = 0.143 criterion are given together with an angular distribution plot. b, Solvent-corrected ‘gold-standard’ FSCs grouped according to the reconstructions shown in a. c, Exemplary cryo-EM density (shown as blue mesh) with the fitted atomic models shown with their canonical chain colours. The particular reconstruction and model displayed are specified in the heading of each image. d, Model-to-map FSCs. FSCs (cut-off = 0.5) are grouped according to their resolution-tier going from most focused maps on the top to the overall maps on the bottom.
a, Elements of the cPIC and TFIIH involved in maintaining the PIC, and structural comparison of the MAT1 RING finger domain interaction with TFIIE and the Pol II stalk between yeast and human PIC. Although yeast has additional stable contacts such as the PH domain of Tfb1 and E-wing and E-dock, these were not observed for the mammalian PIC. b, Model and cryo-EM density of elements observed for XPB. We observe an N-terminal peptide corresponding to p44 as well as density for a conserved interaction between the TFIIE E-bridge C-terminal anchor.
a, Detailed view into the ATP-binding pocket of XPB. Our cryo-EM maps allowed for the unambiguous distinction between the unoccupied pocked (left, without ADP·BeF3) and the ADP·BeF3-bound state with a coordinating magnesium ion. b, Side-by-side comparison of the interactions between XPB and DNA in pre- and post-translocated XPB. Essentially all interactions between XPB and the major or minor grooves are unchanged with the exception of M450 which appears to flip out of the minor groove in the post-translocated state. c, Superposition of the pre- and post-translocated TFIIH on all chains except for XPB, p8 and p52 show the conformational changes in the context of the PIC. Modevectors (right) show that both ATPase lobes of XPB close onto the DNA after ADP·BeF3 binding with lobe 1 moving more than lobe 2. After translocation, the DNA twist stored within XPB is propagated towards cPIC and at the same time a change in trajectory is observed.
a, The closed cPIC viewed from a rotated top view across the closed promoter DNA. The initiator (INR) is found flanked by the Pol II clamp head and the TFIIF charged helix. We observe a partial unwinding of this region after a power-stroke by XPB introduced torsional strain in this area. For clarity, both maps were filtered to a resolution of 5 Å. IC, intermediary complex. b, Conformational change that occurs during the transition between CC and OC. The clamp of Pol II closes upon the DNA, rotating approximately 11° about the Pol II core. Together with the clamp, the stalk of Pol II together with TFIIE buckle inwards. Although a closed clamp is not compatible with closed DNA owing to steric clashes, an open clamp does not clash with open DNA, but is not observed in our data. The CC-to-OC transition in the human PIC also involves restructuring of fork loop 2 from a compact helical conformation to an extended conformation that is not found in the yeast OC (not shown). c, Overview of TFIIB that underwent substantial remodelling. Our model is coloured green, and yeast TFIIB is shown as an outline, and missing secondary structural elements compared with yeast are indicated. Density-to-model fits in four areas of TFIIB (B-ribbon, B-reader, B-linker and B-core), demonstrate excellent agreement of the model to the experimental data. d, Detailed view of the proteinaceous interface between TFIIH and Pol II. The MAT1 RING finger domain nestles between the RPB7 portion of the stalk and on top of the TFIIE ‘E-linker’ helices. Clear cryo-EM density can be observed for the MAT1 RING finger domain in all classes except for the OC class. This indicates that this Pol II–TFIIH interface is disrupted during OC formation but not a direct consequence of XPB translocation, as the intermediary complex class that is in a post-translocated state still shows density for the MAT1 RING finger domain.
This file contains Supplementary Table 1 and Supplementary Figures 1-4.
Structure of the mammalian PIC. View of the entire PIC (CC on the left, OC on the right), contact points between cPIC and TFIIH are indicated. For details compare text.
Animation of power stroke by XPB translocase. Animation showing morphs between pre- and post-translocated XPB that explains the mechanism of DNA translocation by TFIIH. For details compare text.
Animation of promoter opening accompanied by clamp closure. Morph between CC and OC states shows the clamp closure leading to DNA opening as well as MAT1 dissociation. For details compare text.
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Aibara, S., Schilbach, S. & Cramer, P. Structures of mammalian RNA polymerase II pre-initiation complexes. Nature 594, 124–128 (2021). https://doi.org/10.1038/s41586-021-03554-8