Abstract
Progressive multifocal leukoencephalopathy (PML) is a devastating CNS infection caused by JC virus (JCV), a polyomavirus that commonly establishes persistent, asymptomatic infection in the general population. Emerging evidence that PML can be ameliorated with novel immunotherapeutic approaches calls for reassessment of PML pathophysiology and clinical course. PML results from JCV reactivation in the setting of impaired cellular immunity, and no antiviral therapies are available, so survival depends on reversal of the underlying immunosuppression. Antiretroviral therapies greatly reduce the risk of HIV-related PML, but many modern treatments for cancers, organ transplantation and chronic inflammatory disease cause immunosuppression that can be difficult to reverse. These treatments — most notably natalizumab for multiple sclerosis — have led to a surge of iatrogenic PML. The spectrum of presentations of JCV-related disease has evolved over time and may challenge current diagnostic criteria. Immunotherapeutic interventions, such as use of checkpoint inhibitors and adoptive T cell transfer, have shown promise but caution is needed in the management of immune reconstitution inflammatory syndrome, an exuberant immune response that can contribute to morbidity and death. Many people who survive PML are left with neurological sequelae and some with persistent, low-level viral replication in the CNS. As the number of people who survive PML increases, this lack of viral clearance could create challenges in the subsequent management of some underlying diseases.
Key points
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Progressive multifocal leukoencephalopathy (PML) is a rare, debilitating and often fatal disease of the CNS caused by JC virus (JCV).
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JCV establishes asymptomatic, lifelong persistent or latent infection in immune competent hosts, but impairment of cellular immunity can lead to reactivation of JCV and PML.
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PML most commonly occurs in patients with HIV infection or lymphoproliferative disease and in patients who are receiving natalizumab for treatment of multiple sclerosis.
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The clinical phenotype of PML varies and is shaped primarily by the host immune response; changes in the treatment of underlying diseases associated with PML have changed phenotypes over time.
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Other clinical manifestations of JCV infection have been described, including granule cell neuronopathy.
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Survival of PML depends on reversal of the underlying immunosuppression; emerging immunotherapeutic strategies include use of checkpoint inhibitors and adoptive T cell transfer.
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Introduction
Progressive multifocal leukoencephalopathy (PML) is a rare, debilitating and often fatal disease of the CNS caused by JC virus (JCV). JCV commonly establishes asymptomatic, lifelong persistent or latent infection in the general population but, in patients with prolonged and profound compromise of cellular immunity, JCV can reactivate from sites of latency and undergo sequential genomic rearrangements. This intrahost viral evolution allows an otherwise benign virus to cause lytic infection of CNS glial cells and thus PML.
Before the AIDS pandemic, PML was a rare complication in patients with immune compromise related to lymphoproliferative disease. The AIDS pandemic led to the first surge in occurrence of PML. The introduction of highly effective antiretroviral therapies decreased the incidence of PML in AIDS, although HIV remains the single greatest contributor to the total number of PML cases. In the past decade, a second, smaller surge has been seen, associated with the development of modern treatments for cancers, organ transplantation and chronic inflammatory disease, most notably natalizumab for multiple sclerosis. Taken together, HIV, lymphoproliferative disease and multiple sclerosis account for the majority of PML cases.
No antiviral therapies are available for JCV infection or PML, and survival depends on reversal of the underlying immunosuppression. Emerging evidence indicates that when immunosuppression cannot be readily reversed, novel immunotherapeutic strategies that are designed to augment antiviral immune responses could be of benefit. In light of these exciting developments, we provide here an overview of the pathobiology of JCV infection and PML and discuss the evolving clinical presentation of PML and atypical JCV-related CNS manifestations. We then review the novel immunotherapeutic approaches to the treatment of this disease that offer some promise for increased survival.
JCV and disease mechanisms
An ancient and ubiquitous virus
JCV was the first of two human polyomaviruses to be isolated in 1971 (ref.1). The family Polyomaviridae has since expanded, and 11 additional human viruses of this family have been identified in the past decade2. The number and variety of human polyomaviruses reflect their ability to propagate at low levels without causing disease and to evade clearance by the immune system; most polyomaviruses establish asymptomatic infection in healthy hosts and are pathogenic only in the setting of severe immunosuppression3.
JCV is an ancient, ubiquitous virus that seems to have co-evolved with human populations2,4,5. JCV infection typically occurs in childhood via horizontal transmission through long-term cohabitation, most commonly from parent to child6. Seroconversion increases with age and reaches ~60–80% by the age of 70 years7,8,9,10,11. Transmission is thought to occur via person-to-person contact and contaminated surfaces, food and water12,13, and the virus enters through the oropharynx. Consistent with this notion, JCV can be isolated from tonsil and gut lymphatic tissue of infected individuals, which might be sites of primary infection14,15.
Haematogenous spread mediates infection of secondary sites, including kidney, bone marrow, lymphoid tissue and possibly brain. Within bone marrow and lymphoid tissue, precursor B cells, CD34+ haematopoietic progenitor cells and tonsillar stromal cells can all harbour JCV16. True viral latency — defined by detection of transcriptionally inactive virus — can be established at secondary sites in immunocompetent hosts, and JCV infection of uroepithelium commonly results in persistent infection, which involves asymptomatic replication and enables intermittent detection of the virus in the urine in ~30% of the general population17. Indeed, JCV is a common contaminant of urban sewage, which is thought to be the major source of environmental exposure18. Findings from longitudinal analysis of urine samples suggest that infection is persistent rather than repeated19. The ubiquity of JCV contrasts with the rarity of its pathological expression — even among susceptible, immunocompromised individuals. This discrepancy has at least in part been explained by advances in our understanding of the pathobiology of JCV infection20.
Structure and genome
Polyomaviruses are small, non-enveloped, double-stranded DNA viruses. Entry into host cells occurs primarily via attachment of viral particles to sialic acid moieties, followed by clathrin-mediated endocytosis21. In vitro studies have shown that viral entry into glial cells is facilitated by the 5-HT2A serotonin receptor. Viral replication, protein synthesis and assembly of viral particles rely on host cellular machinery21.
The circular genome of JCV contains two coding regions: the early viral gene region, which encodes regulatory proteins (large and small tumour antigens), and the late viral gene region, which principally encodes structural proteins (VP1, VP2 and VP3) and the accessory regulatory protein agnoprotein21. The early viral gene region and the late viral gene region are separated by a regulatory non-coding control region (NCCR)21, which contains the origin of replication and regulatory regions for early and late transcription. Importantly, this region includes host cell-specific DNA and transcription factor-binding sites. The NCCR is the region of greatest sequence diversity and determines the efficiency of viral replication and cellular tropism22,23,24. Thus, host cell permissiveness is determined at the transcriptional level by the expression of specific regulatory proteins, among them the nuclear factor 1 (NFI) family and NFIX (which is highly expressed in brain), rather than by the expression of cell-surface receptors that mediate viral entry25.
Sequencing of viral isolates from healthy and diseased individuals has demonstrated that JCV found in urine has a stable genetic architecture with conserved sequence blocks and only modest genomic variation of the NCCR. This stable viral variant has been referred to as the archetype virus and is the transmissible form found in the environment12,19,26. Archetype virus replicates poorly in glial cells27 and is rarely detected in the cerebrospinal fluid (CSF) of individuals with PML28. Instead, viral isolates from the brain, CSF and blood of patients with PML most commonly include a complex, patient-specific mixture of JCV quasispecies with highly variable genetic rearrangement of the NCCR; these variants are referred to as prototype viruses or rearranged variants. Notably, despite substantial differences in the NCCR, only one major VP1 serotype exists that is indistinguishable between archetype and prototype virus29; these variants can be identified only by sequencing.
Intrahost viral evolution
Rearranged NCCRs do not carry simple point mutations but rather carry complex deletions and tandem duplications derived from the pre-existing archetype sequences30,31. These rearrangements are thought to result from sequential, replication-driven homologous recombination events in the setting of viral reactivation, and might be favoured by the presence of palindromic sequences within the JCV genome. Such recombination events might not be uncommon in individuals with immunosuppression even if they do not go on to develop PML, and the vast majority of NCCR rearrangements are likely to generate non-viable sequences. However, in rare cases, rearrangement can give the virus new tissue tropism and pathogenic potential owing to the introduction of tissue-specific response elements and an increase in replicative ability in glial cells32. Indeed, sequence analysis of rearranged NCCRs demonstrates that negative transcription control signals are lost and positive transcription control signals are created or duplicated22,27, leading to increases in gene expression and the rate of replication in prototype viruses compared with the gene expression and rate of replication in the archetype strain31. Whereas early gene expression and late gene expression in archetype and rearranged viral variants were comparable in renal-derived cell lines (HEK293), late gene expression was suppressed in archetype strains in glioblastoma cell lines. Such differences could contribute to tissue-specific replicative advantages of rearranged variants in vivo33.
The CSF of patients with PML contains multiple NCCR rearrangements, but one sequence usually dominates. During active infection and as viral load increases, the dominant sequence can change over just a few days28,31,34. Moreover, the majority species can differ between anatomical compartments within the same individual31, and distinct JCV strains have been found in different areas of the brain of individuals with PML28,35,36. After successful resolution of PML and a decrease in the JCV load, residual detectable NCCR variants remain stable34.
Overall, therefore, PML involves a highly dynamic process driven by uncontrolled JCV replication. The rarity of the disease is at least partially explained by the fact that a rearranged NCCR confers replicative advantage and neurotropism and that these rearrangements are newly and randomly generated in each individual over the course of infection.
Getting to the brain
The specific site and mechanism of acquisition of neurotropism of JCV are not known. Kidney, bone marrow, circulating white blood cells (including B cell lineages and CD34+ haematopoietic progenitor cells) and the brain itself have all been proposed as sites where viral reactivation can occur, but definitive evidence is lacking and sites might not be mutually exclusive22.
When and how JCV reaches the CNS also continues to be a matter of debate20. JCV has been identified in brains from healthy individuals as well as the brains of people who have a suppressed immune system without PML37,38,39,40, but the relevance of this reservoir in the brain is uncertain. Therefore, whether PML results from entry of already-rearranged JCV to the CNS — via infected leukocytes, passive transportation on the surface of leukocytes or as unbound virus — or from reactivation and neuroadaptation of latent virus in the CNS has not been resolved20,41,42.
Pathogenesis of PML
PML occurs only exceptionally in immunocompetent hosts, so prolonged impairment of cellular immunity is clearly a permissive condition for viral reactivation. CD8+ T cell reactivity in particular is associated with prevention and resolution of disease43,44. JCV reactivation is most common in patients with deficiencies of CD4+ T cells, as in HIV infection, and CD4+ T cell counts correlate with prognosis in PML24,45. Viral reactivation and JCV viraemia can be seen if the cellular immune response to JCV is impaired, even in patients without PML who have been treated with immunosuppressive regimens46,47. This reactivation is associated with increased variability of NCCR rearrangements, indicating accumulation of replication-driven mutational events20,37,38,39,40,48,49,50.
PML does not occur uniformly among immunocompromised patient populations, suggesting that other risk-modifying factors are at play. In some cases, viral mutations could account for increased neurovirulence. For example, mutations in VP1 can affect pathogenesis of PML, and some variants seem to be associated with heightened susceptibility or aggressive disease51,52,53,54. Host genetic risk factors have also been identified; for example, individuals with the HLA-DRB1*0401 allele were found to have limited ability to mount robust antiviral responses55, and polymorphisms of the tumour suppressor protein p53 — a binding site of large tumour antigen that may modulate viral gene expression — can increase susceptibility56. More recently, use of whole-exome sequencing has identified 19 rare germ line PML risk variants that affect 17 genes related to immune function57. Determining how these host genetic factors influence susceptibility to PML will be of great interest and could offer opportunities for personalized pharmacovigilance strategies. The most striking risk factors for the development of PML, however, seem to be the particular underlying disease and the immunosuppressive drug used (Fig. 1).
HIV infection is strongly associated with PML, which developed in as many as 5% of people with HIV at the height of the AIDS pandemic. This association might in part be explained by a synergistic effect of HIV and JCV co-infection. In vitro studies have shown the HIV transactivator protein Tat promotes transcription and replication of JCV archetype58,59 and emergence of JCV from latency31.
The cytokine milieu that is specific to the underlying disease could also contribute to JCV reactivation. Several transcription factors that have been implicated in JCV replication, including nuclear factor κ-light-chain enhancer of activated B cells (NF-κB), T cell transcription factor NFAT4 and CCAAT/enhancer-binding protein-β, are downstream of proinflammatory cytokines, such as tumour necrosis factor (TNF)3. Several features of B cells could also support JCV replication and contribute to the relatively high risk of PML in chronic lymphocytic leukaemia and other B cell lymphoprolierative diseases. For example, the transcription factor Spi-B, which is involved in controlling the differentiation and maturation of B cells, can also regulate JCV gene expression and the expression of the recombinase enzymes RAG1 and RAG2, which mediate immunoglobulin gene rearrangements have been proposed as facilitatorse of NCCR rearrangement60,61. The peripheral mobilization of CD34+ haematopoietic precursor cells and CD19+ precursor B cells from the bone marrow in patients who are undergoing treatment with natalizumab — which is associated with a high risk of PML — has been proposed to facilitate JCV reactivation and dissemination62. However, even if such conditions do facilitate JCV reactivation, once replication can proceed unhindered by T cells, the emergence of neurotropic quasispecies is probably independent of any disease-specific cofactor31.
The knowledge outlined above favours a three-stage model of PML pathogenesis (Fig. 2). In stage 1, non-pathogenic archetype virus establishes persistent infection in kidney and possibly latent infection at other secondary sites in immunocompetent individuals; for most people, infection remains in this stage of subclinical infection. Stage 2 occurs most commonly with prolonged and profound impairment of cellular immunity, which permits viral reactivation and the accumulation of genetic rearrangements of the NCCR that leads to emergence of neuropathogenic JCV prototypes. The virus could gain access to the brain during stage 1 or stage 2. Stage 3 is the clinical manifestation of PML63. The current diagnostic criteria for definite PML are stringently based on the demonstration of JCV in brain tissue or, in the context of a typical MRI and clinical presentation, the demonstration of JCV DNA in the CSF64 (Table 1).
Given that survival has increased with successful immune reconstitution, a fourth stage can be proposed, in which the host–virus equilibrium is re-established and, in some patients, persistent infection with a rearranged pathogenic virus ensues. Indeed, viral persistence with low copy detection in the CSF for years after clinical stabilization has been observed in some people who have survived PML65,66. The risk that PML will recur in these patients is unknown but is not negligible67 (Fig. 2).
The evolving phenotype of PML
PML arises in various populations of immunologically vulnerable patients as a late and rare manifestation of JCV infection. As new vulnerable populations have emerged (Fig. 3), the clinical expression has evolved. The clinical presentations form a continuum, primarily shaped by the host immune response. At one end of the spectrum is the absence of meaningful antiviral immune activity, which was typical of the earliest descriptions of PML and which we refer to as ‘classic PML.’ In the middle is a gradient of presentations with a combination of clinical, imaging and histopathological features that indicate various degrees of preserved immune function or that result from immune reconstitution. We refer to these presentations as ‘inflammatory PML.’ At the extreme of this gradient is extensive inflammation that can in itself lead to immune-mediated injury — this presentation is called ‘progressive multifocal leukoencephalopathy immune reconstitution inflammatory syndrome’ (PML IRIS). Although no consensus definition exists for IRIS across PML patient populations, this term is most often used to indicate clinical worsening attributed to inflammation.
The features of PML that were reported in the decades after its initial clinical description came from observations in severely immunocompromised individuals with no possibility of immune reconstitution. The AIDS pandemic heralded a new era in the epidemiology of PML because a surge in cases was seen between the first report of PML in AIDS in 1982 and the introduction of combination antiretroviral therapy (cART) in 1996, but the clinical features seen in those years were similar to what had been previously described. Classic PML remains the most severe and most common expression of the disease today.
Classic PML
The first clinical descriptions of PML date back to 1958, when it was described in eight patients with haematological malignancy68. Just 230 cases were reported in the literature between 1958 and 1982, more than 60% of which were associated with underlying lymphoproliferative disease69. Haematological malignancy remains an important risk factor — chronic lymphocytic leukaemia and other B cell lineage malignancies are the most common. PML associated with these conditions usually develops in the setting of cytotoxic chemotherapy, stem cell transplantation, total body irradiation or targeted monoclonal antibody therapies, but even untreated haematological malignancy itself causes immune dysfunction, which is associated with a risk of PML. Mortality remains high in this patient population, at 90% within 2 months70,71,72.
The first report of PML associated with AIDS was published in 1982 (ref.73). The clinical phenotype seen in HIV-related PML was consistent with that previously reported, but a striking increase in incidence was observed. Between the periods 1980–1984 and 1990–1994, the incidence of PML increased 20-fold, and rates of death from PML peaked in the mid-1990s at 2.76 per million persons74. Before the introduction of cART, the reported prevalence of PML among individuals with HIV was as high as 5–8%. Median survival was 6 months, and just 9% of patients survived for more than 1 year75.
Classic PML can involve supratentorial or infratentorial structures and presents as progressive worsening of multifocal neurological symptoms. Despite rare post-mortem reports of PML affecting the spinal cord76,77, the spinal cord and optic nerves are not affected clinically. Lytic infection of oligodendrocytes leads to expanding areas of demyelination that coalesce over time. The symptoms depend on the locations involved, but the most common include cognitive and behavioural abnormalities, sensory and motor deficits, ataxia, aphasia and cortical visual changes. Seizures occur in 20–44% of patients over the course of the disease78,79.
Histopathologically, classic PML is defined by the triad of multifocal demyelination, oligodendroglia with enlarged hyperchromatic nuclei, and enlarged, bizarre astrocytes with irregularly lobulated nuclei64. Viral particles are most commonly present in infected oligodendrocytes but in rare cases can be present in astrocytes or even neurons. The viral genome copy number per cell in the brain is 100–1,000-fold greater than in the kidney69.
The typical active PML lesion can be divided into zones. At the leading edge of the lesions are swollen oligodendrocytes that contain viral particles; these oligodendrocytes exhibit loss of some, but not all, myelin-associated proteins but their axons are spared. Few cells are present at the centre of the lesion, and loss of myelin-associated proteins and axons in this region is profound. Phagocytes are present in this area, many of which are engaged in removal of cellular and myelin debris; lymphocytes and plasma cells are rare. The extracellular space is enlarged, and gliotic replacement of normal parenchymal architecture occurs69. Importantly, PML involves not only the subcortical white matter and the grey matter–white matter junction but also the cortex and deep grey matter80,81, which probably underlies the combination of cortical and subcortical symptoms that are typical of the disease.
MRI — especially T2-weighted sequences, including T2-weighted fluid-attenuated inversion recovery (FLAIR) sequences — is sensitive to PML lesions. At the time of presentation, MRI most commonly reveals multifocal lesions, but repeated MRI can be used to observe asynchronous enlargement and coalescence of lesions and the appearance of new lesions. The typical lesion is hyperintense on T2-weighted FLAIR sequences, involves subcortical and juxtacortical white matter, and usually (but not always) appears sharply delineated at the cortical border. Lesions are isointense or hypointense on T1-weighted images, but the appearance depends heavily on the type of T1-weighted sequence performed. With increasing focal destruction and tissue necrosis, T1-weighted signal intensity decreases, so the overall appearance is highly heterogenous. If the patient survives, neurodegenerative changes with focal atrophy (including ex vacuo dilatation of CSF spaces) can develop over weeks to months. Imaging features commonly associated with inflammation, such as mass effect, are typically absent in classic PML; however, faint peripheral contrast enhancement was observed in 9% of patients with HIV-related PML in the pre-cART era, even in the absence of pathologically proven focal inflammatory response82. At the leading edges of acutely expanding lesions, restricted diffusion is commonly seen, which is thought to result from swelling of dying oligodendrocytes and astrocytes83. A band-like paramagnetic shift and T2* signal change at the grey matter–white matter junction has been observed, possibly corresponding to iron deposition, although the reason for this finding is uncertain84,85 (Fig. 4). Cortical and deep grey matter lesions are poorly visualized with MRI.
Inflammatory PML
In addition to reducing the overall incidence of PML among people with HIV, the introduction of cART in the mid-1990s, which enabled functional reversal of immunodeficiency, changed the spectrum of clinical presentations of PML as pathological and radiological inflammatory features began to be described. Importantly, this change was associated with marked increases in survival at 1 year, which reached ~60%86.
With successful immune reconstitution, JCV-specific CD8+ and CD4+ T cells can be found in the peripheral blood of survivors. Detailed epitope mapping suggests that the JCV capsid protein VP1 induces the strongest immune response. Cellular antiviral immune responses correlate with viral clearance, and the generation of these responses has greater prognostic value for survival than CD4+ T cell counts alone40. The role of humoral immune responses in PML is less clear65. Paradoxically, a rising level of antibodies to JCV is a validated biomarker of viral reactivation among natalizumab-treated patients with multiple sclerosis, and this measure is used to identify patients in this group who are at the greatest risk of developing PML87.
cART-driven partial or full immune reconstitution can lead to atypical presentations of classic opportunistic infections by triggering a rebound inflammatory response to previously unrecognized or asymptomatic infections. Initially, this phenomenon was called ‘immune reconstitution syndrome’88 but it was later renamed ‘immune reconstitution inflammatory syndrome’ (IRIS)89. In the context of PML related to HIV infection, IRIS has been defined as immune reconstitution with an increase in CD4+ T cell count or a decrease in plasma levels of HIV RNA, combined with sudden worsening of neurological signs and symptoms. Two presentations of IRIS have been described, on the basis of the timing of the clinical manifestations: paradoxical IRIS, in which symptoms of a previously recognized infection worsen, and unmasked IRIS, in which the inflammatory response against subclinical infection renders it clinically manifest. Estimates suggest that 4–42% of patients with HIV-related PML develop IRIS84,86,90,91,92,93. Clinical manifestations are usually mild, but if the associated inflammatory response is extensive — which most commonly occurs in patients with the sharpest rise in CD4+ T cell counts — IRIS can be life-threatening; mortality is 5–28%86,94,95,96. In general, the development of inflammatory features in PML is thought to be associated with higher survival rates96,97, although some reports suggest that this is not always the case92.
Clinical immune reconstitution is commonly associated with distinct MRI findings that reflect inflammatory changes, including contrast enhancement within the PML lesion (56–87%), oedema (30%) and mass effect (24%)86,98,99; these features are rare in classic PML (seen in <3% of patients)96. These MRI features probably have limited sensitivity for detection of inflammation, and contrast enhancement is not always seen on MRI, even in pathologically confirmed inflammatory PML86,100. Magnetic resonance spectroscopy101, MRI arterial spin labelling102 and 18F-fluorodeoxyglucose PET103 have been proposed as more sensitive tools for imaging of active inflammation.
Pathologically, inflammatory features in PML are most prominent in PML IRIS, in which a robust perivascular lymphocytic inflammatory infiltrate with a predominant CD8+ T cell population94 is observed. CD20+ B cells and CD138+ plasma cells are also abundant, whereas the levels of macrophages and microglia are similar to those in classic PML104. Notably, PML IRIS is associated with lower numbers of JCV-infected cells than is classic PML, indicating successful reduction of infection104,105.
Iatrogenic PML
Iatrogenic PML can present as classic or inflammatory PML, depending on the severity of pharmacological immunosuppression and how readily it can be reversed. The first two descriptions of PML associated with rituximab, a CD20 monoclonal antibody that targets B cells that was approved by the FDA in 1997 (ref.106), were reported in 2002, both in the context of non-Hodgkin lymphoma. With these early cases, however, the relative contribution of any single drug could not be assessed owing to confounding factors, such as previous and ongoing treatments and co-morbidities, that independently increase the risk of PML. However, in 2005, the first alarming reports of PML developing in otherwise immunocompetent patients marked the beginning of a new era of iatrogenic PML. In that year, three patients who had been treated with the α4 integrin monoclonal antibody natalizumab, which had been approved just the year before for treatment of multiple sclerosis and Crohn disease, developed PML. Cases of PML in patients receiving rituximab for treatment of systemic lupus erythematosus followed, and PML in rheumatoid arthritis was first reported in 2008 (ref.107).
Now, at least 18 FDA-approved medications carry label warnings for PML63. Generally, the risk of PML with these medications is very low, with the exceptions of natalizumab (overall risk of 1 in 1,000)108 and the CD11a monoclonal antibody efalizumab (estimated overall risk of 1 in 400); the latter has since been withdrawn from the market109. Both of these drugs affect lymphocyte trafficking but are not otherwise immunosuppressive, and the risk of PML with both of these drugs is associated with prolonged exposure of more than 2 years. Taken together, these characteristics make these monoclonal antibody therapies substantially different from historically recognized risk factors for PML. Efalizumab was withdrawn from the market in 2009 after four reported cases of PML. Natalizumab was briefly withdrawn in 2005 following the first reports of PML but was reintroduced in 2006 for treatment of multiple sclerosis under a rigorous pharmacovigilance programme (the TOUCH programme, Biogen Idec). Nevertheless, the number of multiple sclerosis–natalizumab-associated cases of PML continues to rise and had reached 836 by August 2020 (information available on request from Biogen Medical Information). Importantly, these numbers include only cases of definite PML. In the post-cART era and among patients with underlying autoimmune disease, the levels of JCV in the CSF are commonly below the limits of assay detection, so unless tissue diagnosis is pursued, these cases do not meet current diagnostic criteria. Therefore, the reported numbers of PML cases are probably underestimations64,110.
In the initial imaging studies of natalizumab-associated PML, contrast enhancement of lesions was present at first diagnosis in ~40% of patients111,112. This proportion was distinctly different from that in other settings, an observation that might reflect the unique nature of immune dysregulation induced by natalizumab. The enhancement patterns in these patients have been described as linear, punctate or rim-like113. A new MRI feature has also been described in natalizumab-associated PML that is present in 72% of patients with this condition: small, perilesional T2 hyperintensities that are often enhanced on administration of contrast material, referred to as a ‘Milky Way appearance’. This appearance has been proposed as an indication of an early immune response in perivascular spaces, perhaps related to foci of active JCV replication114,115. Similar MRI findings have since been seen in PML associated with other causes of immune dysregulation, including HIV-related PML95.
In almost all cases of natalizumab-associated PML, PML IRIS occurs to some degree on discontinuation of natalizumab therapy, within days to a few weeks after plasma exchange or immunoabsorption that are often used to accelerate clearance of active drug. Similarly to PML IRIS in HIV, this condition is characterized by contrast enhancement, oedema and mass effect99. Survival among patients with natalizumab-associated PML (~77%) is higher than that among patients with other forms of PML, reflecting underlying antiviral immunocompetence once immune cell trafficking is restored after treatment discontinuation111.
The estimated overall risk of PML in patients who are treated with natalizumab is 1 in 1,000. However, several factors in combination can identify the patients who are at the greatest risk of PML. These factors include the presence of JCV antibodies, a duration of natalizumab treatment beyond 2 years and prior treatment with immunosuppressive agents. For patients in the highest risk group based on these factors, the estimated incidence is 11.1 cases per 1,000 per year; among patients who are antibody negative and therefore at the lowest risk, the estimated incidence is at most 0.09 cases per 1,000 per year116. Empirical evidence that the measurement of JCV antibodies is useful as a screening tool comes from the observation that the incidence of PML among patients who were treated with natalizumab decreased by ~50% within 18 months after introduction of the JCV antibody assay117. The JCV antibody index, based on measurement of antibodies to JCV, is now used in clinical practice as a biomarker for further stratification of patients who are treated with natalizumab and who have not previously received immunosuppressive treatment118. In addition, emerging evidence suggests that extended interval dosing of natalizumab (more than 4 weeks) may decrease the risk of PML among patients who are positive for JCV antibodies and/or who have received prior immunosuppression119.
Across patient populations with PML, the success of immune reconstitution as a treatment for PML is limited by the fact that PML is typically diagnosed only when neurological deficits are manifest, by which time even effectively mounting an antiviral immune response might be too late to modify the outcome. The pharmacovigilance programmes used in monitoring natalizumab treatment for multiple sclerosis, including monitoring of the JCV antibody index and frequent brain MRI, have led to an increase in early identification of PML, and even of preclinical, asymptomatic PML120. This early detection contributes to the overall better prognosis of natalizumab-related PML compared with other PML categories.
Asymptomatic PML
In HIV infection, the duration of subclinical PML before its unmasking by antiretroviral therapy is unknown. In natalizumab-treated patients, asymptomatic PML lesions have been retrospectively identified as long as 9 months before the clinical diagnosis121,122,123,124. In rare cases, PML has been diagnosed at autopsy in patients with no history of neurological disease125. Taken together, this evidence supports the concept that PML initially develops more slowly than its rapid end-stage clinical course suggests, potentially offering the opportunity for early diagnosis and intervention.
MRI manifestations of subclinical PML tend to be more localized, involving only a single lobe in 68% of people; among these, the frontal lobe is most commonly affected (78%). Inflammation is evident in 40% of people with subclinical PML, either as contrast-enhanced lesions or the punctate perilesional ‘Milky Way’ appearance. Up to 40% of asymptomatic patients seem not to have diffusion restriction at the lesion edge, perhaps indicating limited injury126.
Survival after discontinuation of natalizumab treatment is much higher among asymptomatic patients (96%) than among symptomatic patients (75%)127. In asymptomatic PML, JCV is often undetected in the CSF, in line with the observation that lower lesion volumes may correlate with low levels of JCV DNA128. The inability to detect JCV initially can delay definitive diagnosis and appropriate management, and creates a diagnostic dilemma in the context of current diagnostic criteria, which require detection of the virus129,130. Indeed, as many as 20% of patients monitored in pharmacovigilance programmes who developed confirmed PML had undetected JCV in the CSF at the first diagnostic examination110. In this light, the importance of assay sensitivity for improving early diagnosis is evident64.
Other JCV-related CNS manifestations
Historically, the clinical manifestations of JCV were thought to be wholly attributed to productive infection of oligodendrocytes and, to a lesser extent, astrocytes, which underlies PML. However, we now know that JCV can infect other CNS cell populations and that infection of these cells can be associated with atypical clinical presentations, such as cerebellar infection, encephalopathy and meningitis.
Lytic infection of cerebellar granule cells causes granule cell neuronopathy (GCN), which leads to focal cell loss in the internal granule cell layer, consequent progressive cerebellar atrophy and the associated clinical syndrome. This condition was first clinically described in HIV-related PML131 but has since been identified in a wider range of contexts132,133,134. The hallmark feature of GCN — focal internal granule cell loss — had already been noted in 5% of the earliest histopathological descriptions of PML135. Both archetype and prototype JCV have been detected in the CSF of patients with GCN. Mutations that affect the carboxy terminus of VP1 have commonly, though not universally, been identified in viral strains associated with GCN, and these mutations have been proposed as a reason for the atypical cellular tropism136,137. Radiologically, GCN is characterized by progressive cerebellar atrophy. A mixed clinical picture of GCN associated with classic infratentorial or supratentorial demyelinating PML lesions is not uncommon131,133,136,138.
Fulminant encephalopathy secondary to lytic JCV infection of cortical pyramidal neurons has been reported, both with139 and without140 focal brain parenchymal lesions. These cases were associated with archetype JCV; a large deletion of the regulatory agnoprotein gene141 and a 12-bp insertion in a non-coding region140 might have contributed to the atypical presentations in the reported cases.
Meningitic presentations have been associated with JCV in the CSF in patients with no evidence of classic PML. Whether these cases were related to primary infection or viral reactivation is unclear142,143,144. In one patient who presented with subacute meningitis that led to hydrocephalus with cognitive, gait and urinary dysfunction, post-mortem examination revealed productive infection of the leptomeninges and choroid plexus with archetype JCV145. All cases occurred in the absence of parenchymal white matter lesions seen in classic PML, raising the possibility that JCV could be an under-recognized cause of aseptic meningitis.
Although these less common clinical presentations have been described as distinct entities, their specific histopathological features have also been observed in classic PML. In a post-mortem study, JCV-infected cortical neurons were found in ~50% of brains from people with PML; in some cases, the infected neurons were distant from the classic demyelinating lesions80. Similarly, JCV-infected cerebellar granule cell neurons have been found in up to 79% of brains from people with PML132, and infected leptomeningeal cells have been found in 29% of brains from people with PML146. In these studies, infected neurons most commonly expressed T antigen but not VP1 capsid protein, suggesting abortive or restricted infection that may evade immune detection147.
Treatment strategies
Development of antiviral strategies against JCV has been impeded by the lack of an animal model of PML and difficulties with propagating the virus in culture. Furthermore, the rarity and severity of the disease have posed methodological and ethical obstacles to clinical investigations. For these reasons, investigation of treatments for PML have, for the most part, been limited to small case series, with just five prospective interventional studies published in the past 20 years148,149,150,151. Broadly, two therapeutic strategies have been investigated: direct antiviral therapies and indirect strategies designed to restore antiviral immune responses.
Several strategies for direct antiviral targeting have been attempted. JCV DNA replication has been targeted with the nucleoside analogues cytarabine148 and cidofovir152 and with the topoisomerase inhibitor topotecan149. Viral entry into glial cells via the 5-HT2A receptor has been targeted with the receptor antagonist mirtazapine153. The antimalarial agent mefloquine, which blocks viral infection and replication in vitro, has also been investigated151. None of these strategies has convincingly prolonged survival or reduced neurological disability in a clinical trial; indeed, most studies of these approaches were terminated early owing to either a lack of benefit or excessive toxicity148,149,151.
Consequently, immune reconstitution remains the most effective strategy for treatment of PML. Success of this strategy depends on early diagnosis, limited disease progression and rapid and effective immune repletion. In its simplest form, immune reconstitution can be accomplished by initiation of cART in HIV-related PML and by discontinuation of immunosuppressive therapy in non-HIV-related disease. In natalizumab-related PML, use of plasma exchange or immunoadsorption is commonly used to accelerate drug clearance, although some evidence suggests that this does not improve outcomes and can be associated with more severe IRIS154,155.
For many patient populations, immune reconstitution cannot readily be achieved. An increasing number of strategies have been or are being developed for use in this scenario to promote antiviral immune responses, either definitively or as a bridge until full spontaneous recovery is achieved. Approaches that have been reported anecdotally include recombinant IL-2 (refs156,157,158,159), filgrastim160, IL-7 as monotherapy161,162,163,164,165 and active vaccination against JCV VP1 boosted with IL-7 (ref.166). IL-7, which is critical for the maintenance of T cell homeostasis, is of particular interest for patients with underlying lymphopenia and a restricted repertoire of T cell receptors because it preferentially expands recent thymic emigrant populations, naive T cells and central memory T cells, thereby increasing T cell numbers and antiviral activity, the effects of which last long after the treatment is administered167.
Some immune reconstitution strategies have been tested in larger numbers of patients and could hold promise. The first of these is the use of checkpoint inhibitors. Persistent viral infections are associated with progressive development of immune exhaustion, which is characterized by a programmed loss of lymphocyte effector functions. Physiologically, this mechanism limits immune-mediated injury in the context of chronic inflammation, but it can impair viral clearance. Checkpoint inhibitors target pathways that are involved in immune exhaustion and can reinvigorate antiviral immunity. Evidence from a total of 18 patients with refractory immunosuppression suggests that targeting programmed cell death protein 1 (PD1) can lead to restoration of anti-JCV activity of CD4+ and CD8+ T cells and associated clinical and radiological benefit in some patients168. This approach seems to be most promising for individuals in whom some anti-JCV cellular immune response is detectable before treatment: in these patients, reinvigoration of antiviral responses was seen after one or two monthly drug administrations. Conversely, advanced PML and profound immune compromise are associated with poor responses to this therapy169. Immune-related adverse events have been well documented in oncological applications of checkpoint inhibitors170, and such events are likely to emerge among patients who receive this treatment for PML — some of whom have underlying autoimmunity — if checkpoint inhibition is applied more broadly in this disease.
Another promising therapeutic strategy for PML is adoptive immunotherapy with virus-specific T cells that are generated from related and unrelated donors. This approach has been reported in a total of four patients171,172, and a pilot study in 12 patients was completed in 2020 (ref.173). Experience with this strategy to date suggests that JCV-specific T cell products, either as off-the-shelf products or generated ad hoc, could be a viable interventional strategy, as seen in other viral infections174,175.
All immune reconstitution strategies carry the risk of triggering IRIS. IRIS creates a management dilemma that requires balancing the need to temper inflammatory responses with the risk of PML progression if they are fully suppressed. Although no formal trials have been conducted, case reports suggest that steroids can control overexuberant inflammation in some patients98. However, steroids affect antiviral responses176 and are, therefore, not recommended for preventive use but should be reserved for instances in which the inflammation itself might compromise the patient’s outcome177,178,179. Alternatively, CCR5+ T cells, which have a prominent role in IRIS, could be directly targeted. On this basis, the CCR5 antagonist maraviroc has been used to selectively limit trafficking of these cells into the CNS, but results have been mixed, so whether this approach will be of benefit is unclear180,181,182,183,184.
After PML
Little has been published about long-term survivors of PML. Among survivors of HIV-related PML, 44–83% achieve clinical stabilization or some improvement if cART is initiated early in the disease course185. Similarly, a shorter time to diagnosis and more localized disease are associated with better functional outcomes in natalizumab-related PML186. However, many long-term survivors are left with substantial morbidity — almost 70% experience some residual neurological disability that is moderate to severe in 25–50%185,187. Up to 44% of survivors experience seizures79.
In follow-up studies of people who survived PML, persistence of JCV in the CSF has been detected for as long as 3 years65,188,189. Similarly, post-mortem studies have revealed persistence of JCV DNA in the brains of long-term survivors of HIV-related PML and natalizumab-related PML66,190,191. This evidence suggests that, despite immune reconstitution and clinical stabilization, JCV is not always cleared from the CNS but can instead return to a state of latency or persistent infection.
The risk of recurrence of PML is unknown, but rare cases of recurrence have been reported in HIV-related PML years after the initial presentation and despite continued cART and HIV suppression67. In natalizumab-related PML and other drug-related PML, this risk creates a dilemma in the subsequent management of the underlying predisposing disease — most often cancer, multiple sclerosis or another chronic inflammatory illness — because reinitiation of immunosuppression could conceivably lead to viral reactivation and possibly recurrence of PML. In one longitudinal study of 23 people who survived natalizumab-related PML, no recurrence of PML was seen on reinstitution of disease-modifying therapies, including dimethyl fumarate and fingolimod, each of which has been independently associated with isolated cases of PML192,193,194.
Conclusions and future perspectives
Much has been learned about PML over the past decades, and this knowledge has led to the development of promising treatment strategies. However, the disease remains a serious threat, particularly as use of immunosuppressive therapies increases for a variety of diseases, and many unanswered questions about its pathobiology remain. Resolution of these questions could lead to the discovery of new therapeutic targets. Further validation of imaging and laboratory biomarkers for monitoring of patients who are at risk of developing PML could also help to prevent PML or enable earlier detection of the disease in susceptible patient populations to improve outcomes, as has been seen in natalizumab-related PML.
Developing more effective strategies for boosting antiviral immune responses and optimizing the application of these strategies will be of great importance. Indeed, indiscriminate boosting of immune responses might not be effective in some populations, such as those with severe bone marrow depression or genetic T cell dysfunction, and could be too risky in others, such as those with systemic inflammatory diseases that affect vital organs. In such patient populations, adoptive transfer of virus-specific T cells could be a better option. These cells could be generated ex vivo by use of viral peptide libraries or could be genetically engineered to express T cell receptors that specifically target immunodominant viral antigens.
Nevertheless, the ultimate goal remains the identification of effective antiviral agents. In this context, advances in gene therapy that enable direct targeting of the viral genome could provide powerful tools. In addition, clinical research is needed with a focus on the increasing number of people who survive PML; issues that need to be addressed include optimization of functional outcomes, persistent infection and the risk of PML recurrence.
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This work was supported by the Intramural Research Program of the NIH, NINDS.
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Glossary
- Seroconversion
-
Development of detectable antibodies in the blood directed at an infectious agent in response to primary infection.
- Viral reactivation
-
Emergence of a virus from latency, leading to productive viral replication.
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Cortese, I., Reich, D.S. & Nath, A. Progressive multifocal leukoencephalopathy and the spectrum of JC virus-related disease. Nat Rev Neurol 17, 37–51 (2021). https://doi.org/10.1038/s41582-020-00427-y
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DOI: https://doi.org/10.1038/s41582-020-00427-y