Letter | Published:

# Evidence of a gate-tunable Mott insulator in a trilayer graphene moiré superlattice

## Abstract

The Mott insulator is a central concept in strongly correlated physics and manifests when the repulsive Coulomb interaction between electrons dominates over their kinetic energy1,2. Doping additional carriers into a Mott insulator can give rise to other correlated phenomena such as unusual magnetism and even high-temperature superconductivity2,3. A tunable Mott insulator, where the competition between the Coulomb interaction and the kinetic energy can be varied in situ, can provide an invaluable model system for the study of Mott physics. Here we report the possible realization of such a tunable Mott insulator in a trilayer graphene heterostructure with a moiré superlattice. The combination of the cubic energy dispersion in ABC-stacked trilayer graphene4,5,6,7,8 and the narrow electronic minibands induced by the moiré potential9,10,11,12,13,14,15 leads to the observation of insulating states at the predicted band fillings for the Mott insulator. Moreover, the insulating states in the heterostructure can be tuned: the bandgap can be modulated by a vertical electrical field, and at the same time the electron doping can be modified by a gate to fill the band from one insulating state to another. This opens up exciting opportunities to explore strongly correlated phenomena in two-dimensional moiré superlattice heterostructures.

## Main

Atomically thin two-dimensional (2D) materials with wide-ranging properties can be grown separately and then stacked together to form a new class of materials—van der Waals-bonded heterostructures—in which each layer can be engineered separately16. In addition, convenient control of individual layered materials may be achieved through electrostatic gating and interlayer coupling. Such van der Waals heterostructures offer the possibility to design new material systems that were not possible in the past. Fascinating physics has already been observed in different van der Waals heterostructures, such as mini-Dirac cones and the Hofstadter’s butterfly pattern in graphene/hBN heterostructures9,10,11,12,17,18, direct to indirect bandgap transitions in bilayer MoS2 (refs. 19,20) and interlayer exciton states in MoSe2/WSe2 heterostructures21,22. So far, these new phenomena in van der Waals heterostructures are limited to weakly interacting electrons. Strongly correlated physics can also emerge in suitably designed van der Waals heterostructures where the Coulomb potential dominates over the kinetic energy of band electrons. A quintessential example of correlated physics is the Mott insulator, which features an insulating state in a partially filled electronic band, usually at the density of one electron per lattice site. Previously, a 1D Mott insulator was observed in suspended single-walled carbon nanotubes due to the enhanced Coulomb interactions in lower dimensions. Here, we design an ABC-stacked trilayer graphene (ABC-TLG) and hexagonal boron nitride (hBN) heterostructure with a large moiré superlattice, and find strong evidence for a tunable 2D Mott insulator, where the Mott gap can be modulated in situ by a vertical electrical field. In addition, the electron doping can be continuously tuned via gating to fill the electronic band from one Mott insulating state to another, which is impossible to achieve for Mott insulators based on bulk natural crystals.

Graphene/hBN heterostructures offer a powerful platform to explore novel quantum phenomena due to the excellent sample quality and tunable physical properties23 of graphene, as well as the existence of a periodic moiré superlattice10,11,12. In monolayer graphene, the massless electrons24,25 feature a large kinetic energy, resulting in moiré minibands with rather wide energy bandwidths. Consequently, the electron–electron interaction effect is negligible for a monolayer graphene/hBN superlattice. In contrast, ABC-TLG exhibits a very flat cubic band at the K point in the first Brillouin zone4,5,6,7,8. Such a flat band gives rise to strong electron correlations and a spontaneously broken symmetry state in suspended ABC-TLG6,26. The addition of a moiré superlattice with a period of LM = 15 nm in a zero-twist ABC-TLG/hBN heterostructure creates narrow minibands that are well separated from each other. The lowest minibands have a bandwidth of ~10 meV, which is significantly smaller than the on-site Coulomb repulsion energy of $$\frac{{e^2}}{{4\pi \varepsilon _0\varepsilon L_{\mathrm{M}}}} \approx$$ 25 meV if we use the hBN dielectric constant of ε =4. In this Letter, we argue that the dominating Coulomb potential leads to prominent Mott insulating states with one hole per moiré superlattice site in the ABC-TLG/hBN heterostructure (Fig. 1a), which corresponds to 1/4 filling of the miniband due to the spin and valley degeneracy of electrons in graphene. Mott insulating states are also observed at 1/2 filling with two holes per superlattice site and at several other fractional fillings of the minibands. In addition, the band structure of the ABC-TLG can be controlled through electrostatic gating, leading to a field-tunable Mott insulator in the heterostructure.

Few-layer graphene samples were mechanically exfoliated onto a Si wafer covered with 285-nm-thick SiO2, and the layer thickness was determined through optical contrast measurements. We used near-field infrared nanoscopy to identify ABC-TLG because it allows direct imaging of ABC and ABA regions with nanometre spatial resolution27. Figure 1b presents a topography image of exfoliated graphene with monolayer, bilayer and trilayer segments on a SiO2/Si substrate using atomic force microscopy, and Fig. 1c shows the corresponding near-field nanoscopy image. The ABA and ABC regions of the TLG segment exhibit very different contrasts in the near-field nanoscopy image due to their different electronic bandstructures and infrared responses27. We isolated the large ABC-TLG region by cutting the sample in situ with the tip of the atomic force microscope, and created the hBN/ABC-TLG/hBN heterostructure by stacking different layers using a dry transfer method23. We identified the crystal orientation of the ABC-TLG and hBN using the crystalline edges of the flakes and manually aligned the ABC-TLG lattice with the hBN flake during the transfer process. The device was then etched into a Hall bar structure using standard electron-beam lithography. The ABC-TLG was contacted through 1D edge contacts with Cr/Pd/Au electrodes. A metal top electrode was deposited to form a dual-gate device where the ABC-TLG/hBN heterostructures could be gated by both the top metal electrode and the bottom silicon substrate. This dual-gate configuration allowed us to independently control the carrier concentration and bandgap of the ABC-TLG28. Figure 1d presents an optical image of a fabricated device, and Fig. 1e shows a schematic cross-sectional view of the device. We found that the ABC trilayers often converted into ABA trilayers after the fabrication process, and only a small fraction retained the original stacking order. We confirmed the ABC stacking order of the TLG after the fabrication process by characterizing its gate-dependent resistivity and Landau level fan diagram in magnetic fields (see Supplementary Section I for details).

The ABC-TLG/hBN heterostructures can form moiré superlattices with different lattice periods. The moiré superlattice effect is strongest for zero-twist graphene and hBN layers, which have the longest moiré period of LM = 15 nm. A key signature of the moiré superlattice is provided by the new resistance peaks that emerge when the moiré minibands are completely filled. Such resistance peaks can arise from secondary Dirac points with monolayer graphene or fully gapped insulating states with bilayer or ABC-TLG10,11,12,13,26. Figure 2a presents a plot of the gate-dependent four-probe resistivity (ρxx) at 1.4 K in a near-zero-twist ABC-TLG/hBN heterostructure, where the top and bottom hBN thicknesses are 38 nm and 40 nm, respectively. For these measurements we fixed the bottom gate voltage (Vb) at 0 V, and swept the top gate voltage (Vt) from −4.5 to 4.5 V. In addition to a large resistance peak at the charge-neutral point at $$V_{\mathrm{t}}^0 = - 0.2\,{\mathrm{V}}$$, two extra prominent resistance peaks appear symmetrically around the charge-neutral point at gate voltages $$V_{\mathrm{t}} - V_{\mathrm{t}}^0 = \pm 3.8\,{\mathrm{V}}$$. These correspond to an electron and hole density of nFFP = 2.1 × 1012 cm−2 based on the capacitance model using a top hBN thickness of 38 nm and an hBN vertical dielectric constant of 4. The secondary resistance peaks are similar to those observed in monolayer and bilayer graphene/hBN moiré superlattices. They arise from fully filled moiré superlattice minibands, and we denote them as fully filled points (FFP). The moiré superlattice period can be obtained by the relation $$L_{\mathrm{M}} = \sqrt {\frac{8}{{\sqrt 3 n_{\mathrm{FFP}}}}} = 15\,{\mathrm{nm}}$$. An independent and more accurate determination of nFFP and the moiré wavelength through the Landau level fan diagram confirmed these results (see Supplementary Section II for details.) The emerging feature that distinguishes the ABC-TLG/hBN heterostructure is the extra prominent resistance maxima in the partially filled hole miniband, including a resistance peak close to 1/2 filling. This is in striking contrast to a typical band insulator (including the monolayer or bilayer graphene/hBN superlattice), where the resistance is close to a minimum value at 1/2 filling. Such a resistance peak close to 1/2 filling implies strongly correlated electronic states in the ABC-TLG/hBN heterostructure.

Further enhancement of the quantum correlation in electronic states can be achieved by suppressing the energy bandwidth of electronic bands. This can be realized in the ABC-TLG/hBN heterostructure through a vertical electrical field, which is known to induce a finite bandgap in ABC-TLG. Experimentally, we controlled the vertical electrical field strength and the carrier doping in the ABC-TLG/hBN heterostructure independently by varying both the top and bottom gate voltages28: the vertical displacement field across the ABC-TLG is set by $$D = \frac{1}{2}(D_{\mathrm{b}} + D_{\mathrm{t}})$$ and the charge concentration is determined by $$n = (D_{\mathrm{b}} - D_{\mathrm{t}})/e$$. Here, $$D_{\mathrm{b}} = + \varepsilon _{\mathrm{b}}(V_{\mathrm{b}} - V_{\mathrm{b}}^0)/d_{\mathrm{b}}$$ and $$D_{\mathrm{t}} = - \varepsilon _{\mathrm{t}}(V_{\mathrm{t}} - V_{\mathrm{t}}^0)/d_{\mathrm{t}}$$, where ε and d are the dielectric constant and thickness of the dielectric layers, respectively, and $$V_{\mathrm{b}}^0$$ and $$V_{\mathrm{t}}^0$$ are effective offset voltages caused by environment-induced carrier doping. Figure 2c shows a 2D plot of the ρxx value as a function of Vt and Vb. The resistivity peaks at the charge-neutral point, and fully filled points persist at all displacement fields. In particular, the resistivity at the charge-neutral point increases monotonically with the vertical displacement field strength, as shown in Fig. 2d, indicating an increased bandgap energy at the charge-neutral point. More strikingly, the resistivity peaks at partial filling become much sharper and more prominent at higher vertical displacement fields. Resistivity peaks can be clearly identified at 1/4 and 1/2 filling of the first hole miniband, and at 1/2 filling of the first electron miniband (dashed lines in Fig. 2c). The difference between the electron and hole minibands presumably arises from the electron–hole asymmetry present in ABC-TLG4. Figure 2b shows a horizontal line cut of Fig. 2c at Vb = 20 V. The prominent resistance peaks at 1/4 and 1/2 fillings of the hole miniband are very sharp, and they are comparable, or even more insulating than the charge-neutral point and fully filled points. The 1/4 and 1/2 filling states correspond to one electron and two electrons per superlattice unit cell, respectively, and this observation is the defining signature of a Mott insulator. Magnetotransport data show that the resistance peaks at 1/4 and 1/2 filling states also feature zero Hall carrier density, further indicating the existence of a gapped insulator (see Supplementary Section III for details). This Mott insulator in the ABC-TLG/hBN superlattice offers unprecedented control of the Mott states: the insulating states can be strongly modified in situ by changing the vertical electrical field, and the carrier doping can be gate-tuned through the whole Mott band so that we can change from one Mott insulating state to another.

To estimate the Mott gap of the insulating states, we measured the temperature dependence of the transport behaviour in the ABC-TLG/hBN heterostructure. Figure 3 shows a representative data set of resistivity versus temperature at Vb = 20 V. The resistivity peaks at 1/4 and 1/2 fillings exhibit typical insulating behaviour where the resistance increases with reduced temperature. The inset shows a plot of ln ρxx versus 1/T for the 1/2 filling point, from which we can estimate an ‘effective transport gap’ Δt of ~2 meV.

Next we examine theoretically the competition between the moiré miniband bandwidth (W) and the Coulomb repulsion energy (U) in the ABC-TLG/hBN heterostructure with an LM = 15 nm moiré superlattice. The single-particle bandstructure of the heterostructure is described by the Hamiltonian $$H = H_{\mathrm{ABC}} + V_{\mathrm{M}}$$, where $$H_{\mathrm{ABC}}$$ is the ABC-TLG Hamiltonian under a weak vertical electrical field, and $$V_{\mathrm{M}}$$ describes the effective potential acting on ABC-TLG from the moiré superlattice. The low-energy electronic structure of the ABC-TLG can be captured by an effective two-component Hamiltonian in the K valley that describes hopping between the A atom in the top graphene layer and the C atom in the bottom graphene layer4,5:

$$\begin{array}{lllll} H_{\mathrm{ABC}} &= \frac{{v_0^3}}{{t_1^2}}\left( {\begin{array}{*{20}{c}} 0 & {\left( {\pi ^ + } \right)^3} \\ {\pi ^3} & 0 \end{array}} \right) + \left( {\frac{{2v_0v_3p^2}}{{t_1}} + t_2} \right)\left( {\begin{array}{*{20}{c}} 0 & 1 \\ 1 & 0 \end{array}} \right) \\&+ \left( {\frac{{2v_0v_4p^2}}{{t_1}} - {\it{\Delta}}^{\prime} } \right)\left( {\begin{array}{*{20}{c}} 1 & 0 \\ 0 & 1 \end{array}} \right) \\& + \left( {\frac{{3v_0^2p^2}}{{t_1^2}} - 1} \right){\it{\Delta}}^{\prime\prime }\left( {\begin{array}{*{20}{c}} 1 & 0 \\ 0 & 1 \end{array}} \right) - {\it{\Delta}} \left( {\begin{array}{*{20}{c}} 1 & 0 \\ 0 & { - 1} \end{array}} \right)\\ \end{array}$$

where π = px + ipy, p is the electron momentum, 2Δ is the electron energy difference between the top and bottom layer due to the vertical electrical field $$v_i \equiv \left( {\frac{{\sqrt 3 }}{2}} \right)at_i/\hbar$$, a = 2.46 Å is the carbon–carbon lattice constant, $${\it{\Delta}} ^\prime \approx 0.0122\;{\mathrm{eV}},{\it{\Delta}} ^{\prime\! \prime } \approx - 0.0095\;{\mathrm{eV}}$$ and t0, t1, t2, t3 and t4 are tight binding parameters in ABC-TLG obtained from local density approximation (LDA) ab initio calculations with values of 2.62, 0.358, −0.0083, 0.293 and 0.144 eV, respectively. We consider that the encapsulated ABC-TLG forms a near-zero-twist moiré superlattice with the hBN on one side, for example, as a bottom hBN film. The ABC-TLG/hBN interaction in the K valley can be approximated by a potential of the form $$V_{\mathrm{M}}^{{\mathrm{A}}/{\mathrm{B}}}({\mathbf{r}}) = 2C_{{\mathrm{A}}/{\mathrm{B}}}{\mathrm{Re}}\left[ {{\mathrm{e}}^{{\mathrm{i}}{\varphi }_{{\mathrm{A}}/{\mathrm{B}}}}f({\mathbf{r}})} \right] \left( {\begin{array}{*{20}{c}} 1 & 0 \\ 0 & 0 \end{array}} \right)$$ acting at the low energy site of the effective ABC-TLG in contact with the substrate17, where $$f\left( {\mathbf{r}} \right) = \mathop {\sum }\limits_{j = 1}^6 {\mathrm{e}}^{{\mathrm{i}}{\mathbf{q}}_j{\mathbf{r}}}(1 + \left( { - 1} \right)^j)/2$$ and $${\mathbf{q}}_j$$ are the six reciprocal lattice vectors of the triangular moiré superlattice with$$\left| {{\mathbf{q}}_j} \right| = {\mathbf{q}}_{\mathrm{M}} \equiv \frac{{4{\mathrm{\pi }}}}{{\sqrt 3 L_{\mathrm{M}}}}$$. The hBN layer periodically modulates the potential in the bottom-layer carbon atom whose magnitude and phase parameters are $$C_{\mathrm{A}} = - 14.88\,{\mathrm{meV}}$$ and $$\varphi _A = 50.19^{\mathrm{o}}$$ (refs. 14,15). We solve the Hamiltonian numerically by direct diagonalization with a momentum cutoff at 5qM. Figure 4a displays the energy dispersion of the two lowest electron and hole minibands in the ABC-TLG/hBN heterostructure without an electrical field. The first hole miniband has a bandwidth of W ≈ 20 meV. On applying an external vertical displacement field of 0.4 V nm−1, we generate a potential difference between the top and bottom layer of ABC-TLG of ~20 meV (ref. 5). The calculated miniband dispersion for 2Δ = 20 meV is displayed in Fig. 4b. We observe that the first hole miniband is strongly suppressed by the vertical field and has W ≈ 13 meV. In particular, the hole miniband is well separated from other bands by over 10 meV. The on-site Coulomb repulsion energy can be estimated by $$U \approx \frac{{e^2}}{{4\pi \varepsilon _0\varepsilon L_{\mathrm{M}}}}$$. For LM = 15 nm and an hBN dielectric constant ε = 4, U is ~25 meV, which is larger than the value of W. This dominating on-site Coulomb repulsion naturally leads to Mott insulator states in the isolated hole miniband when there are one or two holes per site, that is, at 1/4 and 1/2 filling of the band. The expected Mott gap (ΔMott ≈ U − W) should be ~10 meV, which agrees qualitatively with our experimental observation. More information about the minibands' electronic bandstructure and their evolution with the vertical electrical field are provided in Supplementary Section V.

The concept of engineering a moiré superlattice that exhibits correlated behaviour by controlling the competition between the kinetic and potential energy is generally applicable to many atomically thin 2D heterostructures, including twisted semiconducting transition metal dichalcogenide heterostructures, which feature a reasonably large electron mass. Such tunable Mott insulating states in designed 2D heterostructures open up completely new ways to explore fascinating Mott physics. The doped Mott insulator in 2D heterostructures can provide a unique tunable quantum simulator of the Hubbard model29. The 2D heterostructures can also give rise to new correlated phenomena that are not present in conventional crystals, such as the correlations between the charge, spin and valley degrees of freedom, and the interplay between the Mott insulator and quantum Hall states under high magnetic field.

## Data availability

The data that support the findings of this study are available from the corresponding authors upon reasonable request.

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## Acknowledgements

The authors thank C. Jin, E. Regan, X. Lu, Y. Shan, S. Wu and G. Zhang for discussions and help with sample preparation. The trilayer graphene sample fabrication and experimental study was supported by the Office of Naval Research (award no. N00014-15-1-2651). The initial idea and proof-of-principle calculation of 2D flatband engineering was supported by an ARO MURI award (W911NF-15-1-0447). Part of the sample fabrication was conducted at the Nano-fabrication Laboratory at Fudan University. B.L.C. was supported by the Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education (2018R1A6A1A06024977) and by grants NRF-2016R1A2B4010105 and NRF-2017R1D1A1B03035932. J.J. was supported by the Samsung Science and Technology Foundation under project no. SSTF-BA1802-06. Y.Z. acknowledges financial support from the National Key Research Program of China (grant nos. 2016YFA0300703 and 2018YFA0305600), the NSF of China (grant nos. U1732274, 11527805, 11425415 and 11421404), Shanghai Municipal Science and Technology Commission (grant no. 18JC1410300) and the Strategic Priority Research Program of the Chinese Academy of Sciences (grant no. XDB30000000). Z.S. is supported by the Program for Professor of Special Appointment (Eastern Scholar) at Shanghai Institutions of Higher Learning and the National Natural Science Foundation of China under grant no. 11574204. B.L., H.L. and Z.S. are supported by the National Key Research and Development Program of China (grant 2016YFA0302001) and National Natural Science Foundation of China (grants 11574204, 11774224). Growth of hBN crystals was supported by the Elemental Strategy Initiative conducted by the MEXT, Japan and JSPS KAKENHI grant no. JP15K21722. Part of the sample fabrication was conducted at Fudan Nano-fabrication Lab.

## Author information

### Affiliations

1. #### Department of Physics, University of California at Berkeley, Berkeley, CA, USA

• Guorui Chen
• , Lili Jiang
•  & Feng Wang
2. #### State Key Laboratory of Surface Physics and Department of Physics, Fudan University, Shanghai, China

• Guorui Chen
•  & Yuanbo Zhang
3. #### Collaborative Innovation Center of Advanced Microstructures, Nanjing, China

• Guorui Chen
• , Bosai Lyu
• , Hongyuan Li
• , Zhiwen Shi
•  & Yuanbo Zhang

• Shuang Wu
5. #### Key Laboratory of Artificial Structures and Quantum Control (Ministry of Education), School of Physics and Astronomy, Shanghai Jiao Tong University, Shanghai, China

• Bosai Lyu
• , Hongyuan Li
•  & Zhiwen Shi
6. #### Department of Physics, University of Seoul, Seoul, Korea

• Bheema Lingam Chittari
•  & Jeil Jung
7. #### National Institute for Materials Science, Tsukuba, Japan

• Kenji Watanabe
•  & Takashi Taniguchi
8. #### Institute for Nanoelectronic Devices and Quantum Computing, Fudan University, Shanghai, China

• Yuanbo Zhang

• Feng Wang

• Feng Wang

### Contributions

F.W. and Y.Z. supervised the project. G.C. fabricated samples and performed transport measurements. G.C., L.J., S.W., B.L., H.L. and Z.S. prepared trilayer graphene and performed near-field infrared and atomic force microscopy measurements. B.L.C. and J.J. calculated the band structures. K.W. and T.T. grew hBN single crystals. G.C., Y.Z. and F.W. analysed the data.

### Competing interests

The authors declare no competing interests.

### Corresponding authors

Correspondence to Yuanbo Zhang or Feng Wang.

## Supplementary information

1. ### Extended Data

Extended data figures 1–7; references 30–35