Abstract
Smart control of photon upconversion is a key strategy for lanthanide-based materials used in biological and photonic applications. However, this has remained a challenge for the upconversion luminescence of lanthanides under excitation in the second near-infrared (NIR II) biowindow instead of at the conventional 980 and 808 nm wavelengths. Here, we report a conceptual design for an energy-migratory ytterbium sublattice in an erbium-sensitized multilayer core–shell nanostructure that is able to achieve photon upconversion from a broad range of lanthanide ions (Yb3+, Tm3+, Ho3+, Gd3+, Eu3+ and Tb3+) under 1,530 nm irradiation. The quasi-single-band upconversion in the first near-infrared (NIR I) biowindow is also realized through fine manipulation of the introduced cross-relaxations. By establishing an interfacial energy-transfer-mediated nanostructure, we also gain a deep insight into the mechanistic features of the energy migration. These results open new opportunities in a variety of frontier applications, such as information security.
Main
Photon upconversion is a nonlinear anti-Stokes process featuring high-energy (short-wavelength) photon emission under low-energy (long-wavelength) photon irradiation1. This phenomenon has been observed in a broad range of materials, from bulk to films, phosphors and nanomaterials. Lanthanide ions have been shown to be ideal candidates for photon upconversion due to their unique electronic configurations with abundant discrete energy levels1,2,3,4. The emergence of lanthanide-doped nanoparticles has provided more opportunities related to their many biological applications5,6,7,8,9,10,11,12,13,14, as well as other frontier fields such as three-dimensional (3D) volumetric displays15, super-resolution nanoscopy16, information storage and security17,18 and upconversion lasers19,20. Many mechanistic efforts have been made to manipulate photon upconversion, including a core–shell structure design for upconversion of lanthanides without intermediate states21, Nd3+-sensitized upconversion6,22,23, colour-switchable upconversion15,24,25 and a photon-avalanche-like process for amplified stimulated emission16. Recently, it has been shown that interfacial energy transfer (IET) is also an efficient way to tune upconversion and examine the interactions between lanthanides on a nanometre length scale26,27.
Despite the great progress made in research on upconversion, previous works have been heavily dependent on excitation wavelengths in the short near-infrared region (for example, 980 and 808 nm). The longer infrared second near-infrared (NIR II) spectral region, particularly at around 1,530 nm, has attracted increasing interest because of its great promise in deep-tissue and high-resolution imaging28,29. It is also associated with optical communications, where versatile lasers and optical components are commercially available30,31. Research on NIR II-responsive photon upconversion would contribute markedly to fundamental research into luminescent materials as well as their biological and photonic applications. However, most lanthanide ions are non-responsive to the 1,530 nm wavelength due to the mismatch of metastable energy levels and a lack of feasible pump configurations1. Although Er3+ has a good spectral response around 1,490–1,550 nm (refs. 32,33,34), it cannot function well as the NIR II sensitizer in the commonly used sensitizer–activator co-doping scheme because of deleterious quenching interactions35. It has thus remained a challenge to achieve smart control of photon upconversion from a series of lanthanide ions upon NIR II excitation.
Recently, Yb3+ has demonstrated good energy-migratory performance to accompany its usual role as a sensitizer in conventional upconversion materials (for example, in an Yb–Er coupled system)6,22. The use of such energy migration can effectively enhance Nd3+-sensitized upconversion and mediate upconversion and downshifting luminescence dynamics with tuning of the rise and decay times7,36,37. Therefore, a combination of sensitizing Er3+ and a migratory Yb sublattice in a well-designed nanostructure could offer new opportunities for the development of efficient and versatile upconversion materials.
Here, we describe a novel mechanistic strategy to realize NIR II-responsive upconversion from a series of lanthanide ions. As illustrated in Fig. 1a, the upconversion scheme was established by constructing an energy-migratory Yb sublattice in an erbium-sensitized nanostructure in which the sensitizer and emitter are spatially separated. We show that the excitation energy can be efficiently transported from sensitizer to emitter through the Yb3+-mediated energy-migration channel. In this design, Er3+ can work well as a sensitizer to harvest the 1,530 nm irradiation energy via its 4I13/2 ← 4I15/2 absorption transition. Notably, the good spectral overlap between upconverted Er3+ emission (4I11/2 → 4I15/2 transition) and Yb3+ absorption (2F5/2 ← 2F7/2 transition) at around 977 nm greatly boosts resonant energy transfer from Er3+ to Yb3+ (Fig. 1b,c). Another key feature of the migratory Yb sublattice is that it can effectively isolate any unwanted deleterious interactions between sensitizer and emitter that could quench the upconversion luminescence. As a result, this design makes it possible to achieve photon upconversion from a broad range of lanthanide ions under 1,530 nm excitation (Fig. 1d). Moreover, it inspires us to revisit and break stereotypes about the conventional role of each lanthanide ion in upconversion systems towards versatile control of luminescence dynamics. Because of the NIR II excitation wavelength, this conceptual design is also able to reach a much larger anti-Stokes shift compared to upconversion systems at short near-infrared excitations.
a, Schematic of the conceptual upconversion model, achieved by constructing a migratory Yb sublattice in an erbium-sensitized nanostructure, and the energy transport process involved. ET, energy transfer; EM, energy migration; Ex., excitation; Em., emission. b, Spectral overlap between Er3+ emission and Yb3+ absorption allows an efficient energy transfer from Er3+ at its 4I11/2 level to Yb3+ at its 2F5/2 level. c, A comparison of near-infrared upconversion emission profiles from NaErF4:Yb(10 mol%)@NaYF4 and NaErF4@NaYF4 core–shell nanoparticles under 1,530 nm excitation. d, A summary of the upconversion transitions of lanthanide ions that are available under 1,530 nm excitation.
As a proof of concept, we designed a set of multilayer core–shell nanostructures, separately incorporating each lanthanide dopant (Fig. 2a). The possibility of upconversion from Tm3+ at 1,530 nm excitation was first examined by preparing NaErF4:Yb/Y@NaYbF4@NaYF4:Yb/Tm@NaYF4 multilayer core–shell nanoparticles (Type-I design in Fig. 2a) using a modified co-precipitation method (Supplementary Methods)26. These nanoparticles exhibit a monodisperse characteristic with an average size of 57.3 nm (top panel of Fig. 2b, Supplementary Fig. 1 and Supplementary Table 1) and are in the hexagonal phase according to their Fourier-transform diffraction pattern (right bottom panel of Fig. 2b) and X-ray diffraction results (Fig. 2c and Supplementary Fig. 2a). The observation of clear lattice fringes with a d-spacing of 0.52 nm in Fig. 2b (left bottom panel) reveals its good crystalline property. Besides an increment in size (Supplementary Fig. 2b), the multilayer core–shell nanostructure is also evidenced by the distributions of each lanthanide element (Fig. 2d).
a, Schematic of three structural designs of the samples (Types I–III) and the energy transport processes involved. b, Transmission electron microscopy (TEM) image (top), high-resolution TEM image (bottom left) and Fourier-transform diffraction pattern (bottom right) of the as-synthesized NaErF4:Yb/Y(10/40 mol%)@NaYbF4@NaYF4:Yb/Tm(50/1 mol%)@NaYF4 multilayer core–shell nanoparticles. c, X-ray diffraction pattern of the sample from b. Data from hexagonal NaYF4 is also plotted (PDF#16-0334). d, Element mappings of Er, Yb, Tm, Y and some overlaps of them for the sample in b. e, Upconversion emission spectra obtained from the NaErF4:Yb/Y(10/40 mol%)@NaYbF4@NaYF4:Yb/Tm(50/2 mol%)@NaYF4, NaErF4:Yb/Y(10/40 mol%)@NaYbF4@NaGdF4:Yb/Tm(50/1 mol%)@NaYF4 and NaErF4:Yb/Y(10/40 mol%)@NaYbF4@NaGdF4:Yb/Tm(50/1 mol%)@NaYF4:A (A = Eu, Tb; 5 mol%) multilayer core–shell nanoparticles together with a control sample of NaErF4:Yb/Y(10/40 mol%)@NaYF4 core–shell nanoparticles under 1,530 nm excitation.
Under 1,530 nm excitation, typical upconverted emissions of Tm3+ ranging from the near-infrared (for example, 802 nm from the 3H4 → 3H6 transition) to the visible (for example, 476 nm from the 1G4 → 3H6 transition) and ultraviolet (for example, 360 nm from the 1D2 → 3H6 transition) were observed, separate from the green and red emissions of the Er3+ sensitizer (Fig. 2e and Supplementary Figs. 3 and 4). The outermost NaYF4 layer in these samples was used to eliminate possible surface quenching effects (Supplementary Fig. 5). Acting as a control, the absence of a migratory NaYbF4 interlayer in the sample only resulted in much weaker Tm3+ emission, in particular in the short-wavelength range (Supplementary Fig. 6), and no Tm3+ emission was recorded for the sample without doping of Yb3+ in the interlayer (Supplementary Fig. 7). This implies the existence of strong interactions between Er3+ and Tm3+, which seriously quench the emission of Tm3+. This observation is in agreement with structural designs for multicolour switchable upconversion, in which an inert interlayer is essential for Tm3+ emissions24,25,38. Further control experiments indicated that a 2.9-nm-thick interlayer can effectively isolate interfacial interactions (Supplementary Fig. 8), a thinner migratory layer with high Yb3+ concentration is much better than a thicker migratory layer with low Yb3+ concentration, and the NaYbF4 layer has an optimal thickness (Supplementary Figs. 9 and 10). The presence of an appropriate amount of Yb3+ in the sensitizing core and luminescent layer can further improve the total energy-transport process, whereas it is almost useless for the simple co-doping of all lanthanides in the core region, as shown for NaErF4:Yb/Tm@NaYF4 nanoparticles (Supplementary Fig. 11). It should be noted that direct activation of Tm3+ by Er3+ is only available for a very low Er3+ concentration39, such as NaYF4:Er/Tm(2/0.5 mol%)@NaYF4, resulting in very weak upconversion (Supplementary Fig. 12). These results clearly confirm the critical role of the energy-migratory Yb sublattice in achieving upconversion emission of Tm3+ upon excitation at 1,530 nm. Details of the energy-transport process are illustrated schematically in Supplementary Fig. 13.
Strikingly, the observation of ultraviolet Tm3+ emissions under 1,530 nm irradiation would further enable photon upconversion of more lanthanide ions towards emissions at specific wavelengths. Indeed, the presence of Gd3+ in the luminescent layer (Type-II design in Fig. 2a) led to its 311 nm emission (6P7/2 → 8S7/2 transition; Fig. 2e and Supplementary Fig. 14). It is worth noting that the anti-Stokes shift of this emission is as large as 1,219 nm, a value that is not achievable for conventional 980 or 808 nm upconversion systems. By further introducing the lanthanides of Eu3+ and Tb3+ into the outermost shell layer (Type-III design in Fig. 2a), their typical upconversion emissions, such as the red emission of Eu3+ at 615 nm (5D0 → 7F2 transition), were also easily accessible (Fig. 2e and Supplementary Fig. 15). In the above two sample designs, Tm3+ was involved in the upconversion process, as its ladder-like energy levels can further upconvert the energy that Yb3+ transfers to the shell (Supplementary Fig. 16). The Yb-mediated energy migration also applies to the upconversion of Ho3+ under 1,530 nm excitation (Supplementary Figs. 13b and 17). Notably, energy migration among Er3+ ions in the core region cannot be taken into consideration (Supplementary Fig. 18), although it is a primary origin of the energy loss for an erbium-based host such as NaErF4 (ref. 40). These observations have extensively demonstrated that the migratory Yb sublattice-mediated nanostructure is a general approach to the 1,530-nm-responsive upconversion of lanthanide ions.
Although highly effective for upconversion, the sample designs in Fig. 2a cannot be used to examine the mechanism of energy migration because of the presence of different Yb3+ compositions in the migratory interlayer and other regions (Supplementary Fig. 19). To gain a deeper insight into this issue, we designed a NaYF4:Nd(40 mol%)@NaYF4:Yb(0–100 mol%)@NaYF4:Ho(2 mol%) core–shell–shell nanostructure to confine Yb3+ in the interlayer, enabling the detection of Yb-mediated energy migration (Fig. 3a,b and Supplementary Fig. 20a). In detail, Nd3+ was used in the core to sensitize Yb3+ in the migratory interlayer through an IET process, from Nd3+ (at its 4F3/2 state) to Yb3+ (at its 2F5/2 state), at 808 nm excitation (Fig. 3c). Ho3+ was adopted in the outermost shell to detect energy migration in the interlayer because it can be activated by the Yb-to-Ho IET process, with the resultant observation of Ho3+ emission (Fig. 3d). It should also be noted that both Yb3+ and Ho3+ are non-responsive to the incident 808 nm excitation. Therefore, this design allows an in-depth study of energy migration over the Yb sublattice by monitoring changes in the Ho3+ emission profile.
a, Schematic of the proposed NaYF4:Nd@NaYF4:Yb(0–100 mol%)@NaYF4:Ho core–shell–shell nanostructure for investigating energy migration in the Yb sublattice by recording the change in Ho3+ emission from the outermost detecting shell layer with irradiation at 808 nm. b, The energy transport process involved in the design of a. c, Near-infrared emission spectra of NaYF4:Nd(40 mol%)@NaYF4:Yb(10 mol%) and NaYF4:Nd(40 mol%)@NaYF4 core–shell nanoparticles under 808 nm excitation. d, Upconversion emission spectra of NaYF4:Nd(40 mol%)@NaYF4:Yb(50 mol%)@NaYF4:Ho(2 mol%) and NaYF4:Nd(40 mol%)@NaYF4@NaYF4:Ho(2 mol%) nanoparticles under 808 nm excitation. Inset: Ho3+ emission photograph of the former sample. e, Dependence of Ho3+ emission intensity and lifetime of Yb3+ at its 2F5/2 state on the concentration of Yb3+ in the NaYF4:Nd(40 mol%)@NaYF4:Yb(0–100 mol%)@NaYF4:Ho(2 mol%) core–shell–shell nanoparticles with excitation at 808 nm. f, Emission and absorption spectral overlap for the 2F5/2 ↔ 2F7/2 transitions of Yb3+.
As shown in Fig. 3e and Supplementary Fig. 20b, under 808 nm excitation, the emission intensity of Ho3+ depends closely on the Yb3+ concentration in the migratory interlayer. The initial increase in Ho3+ emission with increasing Yb3+ concentration in the interlayer can be understood by a reduction of interionic Yb3+ separation that can, in principle, facilitate more efficient energy migration, according to Dexter’s theory1,41. The decline in emission observed at much higher Yb3+ content might result from the concentration effect, which may cause additional energy loss. This is in accordance with the decrease in the lifetime of Yb3+ in the 2F5/2 state during this process (Fig. 3e and Supplementary Fig. 21a). Intriguingly, the interlayer with low Yb3+ concentration (for example, 10 mol%) begins to show migratory performance, possibly due to its simple electronic energy levels with a broad spectral overlap between the associated emission and absorption transitions (Fig. 3f). An Yb3+ content of 50 mol% produced an optimum energy-migration property with an Yb3+–Yb3+ separation of 5.25 Å (Supplementary Fig. 22)42. These observations suggest that Yb3+ is a good candidate to enable upconversion of lanthanides via its energy-migration property. On the other hand, intense Yb3+ intrinsic emission at around 977 nm was also recorded (Supplementary Fig. 21b), implying that there is competition between energy migration and spontaneous radiation at the migratory 2F5/2 level. However, this might leave room to further improve the migration performance over the Yb sublattice by suppressing its spontaneous radiative transition (Supplementary Fig. 23).
We next investigated how to realize NIR I single-band upconversion of Tm3+ at around 802 nm, a commonly used wavelength region for bioapplications6,23. To minimize unwanted visible emission from the Er3+ sensitizer, Ce3+ was introduced into the core matrix to depopulate its visible-emitting levels through cross-relaxation. Figure 4a shows four typical cross-relaxation processes (CR1–4) that can occur at the 4S3/2, 4F9/2, 4I9/2 and 4I11/2 levels of Er3+, respectively. Note that CR1–3 can help populate Er3+ at 4I11/2, while CR4 is a depopulating process for this energy level because it reduces the energy transfer from Er3+ (4I11/2) to Yb3+ (2F5/2). Consequently, optimization of the Ce3+ concentration is needed. As shown in Fig. 4b and Supplementary Fig. 24, the visible upconversion of Er3+ is effectively depressed in the presence of increased Ce3+ in the core region. When Ce3+ reaches 0.4 mol%, the 802 nm emission intensity accounts for over 90% of the total upconversion emission spectrum (Fig. 4c). This percentage is well maintained over a broad range of pump power densities (up to 1.86 × 102 W cm−2; Fig. 4c and Supplementary Fig. 25). In these samples, the presence of a small amount of Ce3+ did not lead to its emission, and had almost no impact on the size and morphology of the nanoparticles (Supplementary Figs. 26 and 27). Thus, we can experimentally consider it to be an NIR II-to-NIR I quasi-single-band upconversion for samples with Ce3+ content higher than 0.4 mol%. This is particularly attractive for biological applications. A detailed investigation showed that emission at 802 nm has much deeper penetration depth in pork tissue slides than that at 662 nm under 1,530 nm excitation (Supplementary Fig. 28). As a control, visible upconversion light from a typical 808 nm excitation scheme (for example, NaYF4:Yb/Er@NaYF4:Nd core–shell nanoparticles) was barely observed, even with a 0.9-mm-thin pork tissue slide (Supplementary Fig. 29).
a, Schematic of Ce3+-mediated cross-relaxations (CR1–4) towards quasi-single-band upconversion of Tm3+ in the NIR I biowindow. CR1: [Er3+ (4S3/2), Ce3+ (2F5/2)] → [Er3+ (4F9/2), Ce3+ (2F7/2)]; CR2: [Er3+ (4F9/2), Ce3+ (2F5/2)] → [Er3+ (4I9/2), Ce3+ (2F7/2)]; CR3: [Er3+ (4I9/2), Ce3+ (2F5/2)] → [Er3+ (4I11/2), Ce3+ (2F7/2)]; CR4: [Er3+ (4I11/2), Ce3+ (2F5/2)] → [Er3+ (4I13/2), Ce3+ (2F7/2)]. b, Upconversion emission spectra of NaErF4:Yb/Y/Ce(10/40/x; x = 0–1.0 mol%)@NaYbF4@NaYF4:Yb/Tm(49/1 mol%)@NaYF4 multilayer core–shell nanoparticles under 1,530 nm excitation. c, The integrated intensity percentage (γ) of 802 nm emission as a function of Ce3+ concentration for the samples in b. Inset: the percentage of the sample doping with 0.4 mol% Ce3+ under different pump power densities. d, Dependence of the upconversion emissions of Er3+ on Ce3+ concentration for NaErF4:Y/Ce(50/x; x = 0–1.0 mol%)@NaYF4 core–shell nanoparticles. e, Upconversion emission spectra of NaErF4:Yb/Y/Ce(10/40/x; x = 0, 0.4 mol%)@NaYbF4@NaGdF4:Yb/Tm(50/1 mol%)@NaYF4:Eu(5 mol%) nanoparticles under 1,530 nm excitation.
To shed more light on the cross-relaxation, the impact of Ce3+ on the 4I9/2 and 4I11/2 energy levels of Er3+ was investigated further. The emissions from these two levels were almost completely covered by those of Tm3+ (at 802 nm) or Yb3+ (at 977 nm) for the aforementioned sample (Fig. 4a and Supplementary Fig. 30), making it difficult to distinguish them precisely from the measured spectrum. Here, the control sample of NaErF4:Y/Ce@NaYF4 was prepared by substituting inert Y3+ for Yb3+ in the core region as well as removing the other layers to get rid of the interfering emission bands. As displayed in Fig. 4d and Supplementary Fig. 31, the near-infrared and visible emissions of Er3+ were recorded and show a rapid decline at a higher Ce3+ dopant concentration, suggesting the occurrence of cross-relaxation at these energy levels. Strikingly, an initial increase in 977 nm emission was observed for the sample doped with a small amount of 0.2 mol% Ce3+. This implies that, at lower Ce3+ concentration, cross-relaxation at the 4I11/2 level might be less efficient than that at higher energy levels, resulting in a positive population of Er3+ at such an energy level. This is in agreement with estimates of cross-relaxation rates that are smaller for CR4 than the other three processes (Supplementary Figs. 32 and 33, Supplementary Scheme 1 and Supplementary Table 2)1,43,44,45. Introducing Ce3+ into the Type-II and Type-III samples can also improve the upconversion emissions of emitters, although they are still relatively weak (Fig. 4e and Supplementary Fig. 34). On the other hand, there was almost no quenching effect observed for Er3+ at its 4I13/2 state due to the presence of Ce3+ (Supplementary Fig. 35), which helps in maintaining an efficient excitation scheme at a wavelength of 1,530 nm.
As an added benefit, the use of an energy-migratory Yb sublattice provides an approach to manipulating the upconversion dynamics to achieve switchable control of emission colours. The NaErF4@NaYbF4 core–shell nanostructure design resulted in a red-to-green colour change on switching the excitation from 980 to 1,530 nm (Fig. 5a, Supplementary Fig. 36a and Supplementary Table 3). This might be attributable to the NaYbF4 shell, which provides an energy-transport channel to suppress red upconversion emission by depopulating the intermediate state (4I11/2) upon 1,530 nm excitation (Supplementary Fig. 36b)35,46. Control samples without the NaYbF4 shell or with only Yb3+ in the core did not give rise to the colour-switchable performance (Supplementary Figs. 37 and 38). Such smart control of output emission colours offers an opportunity for information security. A green ‘dragonfly-on-lotus’ pattern made of NaErF4@NaYbF4 nanoparticles was clearly distinguished from dazzle light (at 980 nm irradiation) by the use of 1,530 nm excitation (Fig. 5b, Supplementary Fig. 39 and Supplementary Table 4). Further preparing a quick-response (QR) code using these nanoparticles demonstrated their potential to be applied in anti-counterfeiting (Fig. 5c).
a, Upconversion emission spectra of NaErF4@NaYbF4 under 980 nm (top) and 1,530 nm (bottom) excitations. Insets: corresponding emission photographs. b, The use of 1,530 nm irradiation to decode a ‘dragonfly-on-lotus’ pattern (right), which presents as dazzle light under 980 nm irradiation (left). c, Schematic of decoding the information patterned in a quick-response (QR) code by scanning with a mobile phone. The patterns in b and c were prepared using the sample in a and control nanoparticles of NaYF4:Yb/Ho/Ce(20/2/10 mol%)@NaYF4, NaYF4:Yb/Er(20/2 mol%)@NaYF4 and NaYF4:Yb/Tm(30/1 mol%)@NaYF4.
In conclusion, we have mechanistically demonstrated that the energy-migration-mediated nanostructure is an efficient and general approach to realizing NIR II-responsive upconversion from a broad range of lanthanide ions. Our results provide a thorough understanding of energy migration in an Yb sublattice and its intrinsic role during the dynamic control of upconversion. Moreover, they should help stimulate new concepts for photon upconversion and the development of a new class of luminescent materials. On a separate note, the Yb sublattice still yields radiation from its migratory energy level, which will result in competition with energy migration and limit its performance. We anticipate that future investigations will search for new strategies to minimize the intrinsic spontaneous radiation of the migratory sublattice, develop facile synthetic methods for multilayer core–shell nanostructures and even simplify the sample structural designs. Given its versatility and general tunability, the striking conceptual model described here shows great potential for frontier applications such as biophotonics, information security and anti-counterfeiting.
Methods
All experimental details including samples synthesis, characterization and optical measurements are provided in the Supplementary Information.
Data availability
The data that support the plots within this paper and other findings of this study are available from the corresponding authors upon reasonable request.
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Acknowledgements
This work is supported by the National Natural Science Foundation of China (grants 51972119, 51702101 and 51472088), the Local Innovative and Research Teams Project of Guangdong Pearl River Talents Program (2017BT01X137), the Young Top-notch Talents of Guangdong Pearl River Talents Program (2017GC010278) and the One-Hundred Young Talents Program of Guangdong University of Technology (220413145).
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B.Z. and Q.Z. conceived and supervised the project. B.Z. designed the experiment. L.Y. synthesized the samples with the help of J.H. and X.L. L.Y., J.H., X.L., L.T. and B.Z. performed the characterization and optical measurements. B.Z. and Q.Z. wrote the manuscript, with input from all authors.
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Supplementary Figs. 1–39, Tables 1–4 and Methods.
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Zhou, B., Yan, L., Huang, J. et al. NIR II-responsive photon upconversion through energy migration in an ytterbium sublattice. Nat. Photonics 14, 760–766 (2020). https://doi.org/10.1038/s41566-020-00714-6
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