Abstract
The increase in global-mean precipitation with global-mean temperature (hydrological sensitivity; \(\eta\)) is constrained by the atmospheric energy budget, but its magnitude remains uncertain. Here we apply warming patch experiments to a climate model to demonstrate that the spatial pattern of sea surface warming can explain a wide range of \(\eta\). Warming in tropical strongly ascending regions produces \(\eta\) values even larger than suggested by the Clausius–Clapeyron relationship (7% K−1), as the warming and moisture increases can propagate vertically and be transported globally through atmospheric dynamics. Differences in warming patterns are as important as different treatments of atmospheric physics in determining the spread of \(\eta\) in climate models. By accounting for the pattern effect, the global-mean precipitation over the past decades can be well reconstructed in terms of both magnitude and variability, indicating the vital role of the pattern effect in estimating future intensification of the hydrological cycle.
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Main
It is an essential but challenging goal to improve the projection of precipitation change under global warming1,2,3. The Clausius–Clapeyron relationship provides a strong constraint on increasing water vapour content per unit temperature warming (at around 7% K−1), but it does not apply to the global-mean precipitation change, which is constrained by the atmospheric energy budget4,5. The latent heat released from precipitation has to be balanced by the atmospheric radiative cooling (ARC) and the surface sensible heat flux in equilibrium. Increasing greenhouse emissions will initially reduce global-mean rainfall4,6, corresponding to the decreased ARC when the surface temperature remains unchanged (that is, a rapid adjustment). For longer timescales, after the surface subsequently gets warmer, the ARC is enhanced, allowing for an intensification of the hydrological cycle7,8.
The change in temperature-mediated global-mean precipitation (P) is suggested to be proportional to surface temperature (T) increase4,9,10, and the ratio is referred to as hydrological sensitivity (\(\eta\)), defined as follows:
\(\eta\) is a widely used metric for evaluating intensification of the hydrological cycle. Compared to apparent hydrological sensitivity, which also takes into account rapid adjustments, the spread of \(\eta\) has been largely reduced and has been estimated to be around 2% K−1 (ref. 2,4,9), predominately determined by the increased rate of radiative cooling from a deepening troposphere11. However, there remains a large inter-model spread in current global climate models (GCMs)2, even with identical configuration for numerical experiments10,12.
Under a relatively uniform global warming, the slower rate of increase in global-mean precipitation than the rate of increase in water vapour can lead to a slow-down of global circulation7,13,14 and prolonged water vapour lifetime15, which directly affects regional and seasonal rainfall intensity and frequency16,17 with important social impacts. Robust responses in regional atmospheric dynamic systems (and the associated rainfall) are more relevant to the evolving patterns of warming14,18,19,20,21,22, despite their large model dependence23,24,25. However, the sea surface temperature (SST) warming pattern effects on global-mean precipitation and further on \(\eta\) are less noticed, because changes in global-mean precipitation are suggested to be dominated by the thermodynamics and energetic budget4,26,27.
Previous studies on \(\eta\) have typically focused on global-mean temperature changes without considering surface warming patterns. However, the pattern effect resulting from non-uniform SST warming has recently been shown to be important for clouds feedbacks28,29,30, as well as radiative feedback parameters more generally31,32. Given that these terms can also affect the atmospheric energy budget5,33, it is reasonable to expect that SST warming patterns also play a role in hydrological cycle intensification. Considering that the SST pattern was and will be changing due to the internal variability of the climate system34,35 and that spatially inhomogeneous warming is to be expected under the global warming scenario13,31,36, it is therefore of interest to investigate the dependence of \(\eta\) on SST warming patterns.
To examine this, we start with analysing \(\,\eta\) estimated from an ensemble of simulations with Community Atmospheric Model 5 (CAM5)37,38 forced with 80 SST warming and cooling patches individually placed across the globe (Fig. 1a). Only experiments with statistically different changes in surface temperature are analysed (Methods).
Dependence of hydrological sensitivity on regional warming
Previously, \(\eta\) has been treated as a time-independent parameter in each model, reflecting its distinct atmospheric physics parameterizations2,10,39. However, Fig. 1 indicates that the spatial pattern of SST warming has a remarkable impact on the magnitude of \(\eta\). Different warming patch locations superposed on the climatological SST pattern in CAM5 generate a wide range of \(\eta\) (Fig. 1b). Interestingly, the peak (2.2% K−1) of the estimated probability density function of \(\eta\) falls within the likely range of \(\eta\) (approximately 1% K−1 to 3.5% K−1) estimated by tens of GCMs2,12,40. This means that by changing only the spatial warming pattern, one model can reproduce an even wider spread of \(\eta\) than estimated by tens of GCMs. Furthermore, the value of \(\eta\) estimated from abrupt4xCO2 experiment (a quadrupling of CO2 concentration simulation; a commonly used experiment to estimate \(\eta\) under global warming12) using the same atmospheric model is also shown as reference (\(\eta\) = 2.7% K−1, blue dashed line in Fig. 1b). Notably, larger \(\eta\) values are associated with warming patches located in lower latitudes, especially in regions with strong climatological ascent (solid red dots in Fig. 1a).
Investigations into different patch experiments confirm the general latitude dependence of \(\eta\) and its variability (Supplementary Fig. 1), which can be traced back to the dependence of global-mean precipitation and temperature on localized SST warming (Extended Data Fig. 1). By using the Green’s function approach (Methods), we find that both global-mean precipitation (Fig. 1c) and temperature responses (Fig. 1d) are more sensitive to warming in the tropical west Pacific and Atlantic Oceans, where the localized increase in SST can remotely warm the tropical free troposphere due to the intense convection and strong circulation30,38. After dividing the global precipitation response (Fig. 1c) by the near-surface temperature anomaly (Fig. 1d), we obtain the dependence of \(\eta\) on localized SST changes (Fig. 1e). The model tends to predict large \(\eta\) in response to warming in regions of strong large-scale ascent (Supplementary Fig. 3), such as the Indo-west-Pacific tropical ocean and tropical Atlantic (Fig. 1e). More interestingly, some experiments even predict \(\eta\) larger than the water vapour increase rate at 7% K−1 (Fig. 1b,e), that is a super-Clausius–Clapeyron rate. These high values are robust and cannot be simply explained by the small global-mean temperature changes (Fig. 1d and Supplementary Fig. 4).
Why is the magnitude of \(\eta\) more sensitive (sometimes even at super-Clausius–Clapeyron rate) to warming in strong tropical ascent regions? One explanation can be traced to the robust response of atmospheric circulation to inhomogeneous warming. The water cycle can be approximated as a process carrying water vapour from the boundary layer to the free troposphere through ascending motion and associated condensation, with precipitation of a large fraction of the water7. In global mean, this process can be written as \(P={M}_{\rm{c}}q\) (ref. 7), where \({M}_{\rm{c}}\) is the convective mass flux, and q refers to the typical boundary layer mixing ratio. The relative changes in precipitation can be written as \(\delta P/P={\delta M}_{\rm{c}}/{M}_{\rm{c}}+\delta q/q\) and be understood theoretically from changes in its thermodynamical (that is, \(\delta q/q\); due to changes in atmospheric moisture content) and dynamical (that is, \({\delta M}_{\rm{c}}/{M}_{\rm{c}}\); due to changes in circulations) components. Changes in q closely follow the Clausius–Clapeyron scaling at around 7% K−1 (ref. 25,41) (Supplementary Fig. 5), with slight deviations due to the responses over lands42. Therefore, \(\delta P/P={\delta M}_{\rm{c}}/{M}_{\rm{c}}+0.07\delta {T}\) can be used to diagnose the relationship between the response of global convective mass flux (and circulation) and precipitation7,13,43. That is, a weakened (\(\Delta {M}_{\rm{c}}/{M}_{\rm{c}}<0\)) or strengthened (\(\Delta {M}_{\rm{c}}/{M}_{\rm{c}}>0\)) circulation can lead to \(\eta\) being smaller or greater than 7% K−1, respectively.
Although \({M}_{\rm{c}}\) is not directly available in CAM5 output, changes in large-scale upward vertical pressure velocity at 500 hPa (\({\Delta \omega }_{500}^{+}\)) serves as a good metric of global circulation changes and are well correlated with changes in \({M}_{\rm{c}}\) (ref. 13). Figure 1f shows that localized warming in strong ascending regions can lead to stronger upward motions and an acceleration of the circulation (\(\Delta {M}_{\rm{c}}/{M}_{\rm{c}}>0\)), resulting in a super-Clausius–Clapeyron \(\eta\) (red dots in Fig. 1f). In contrast, warming patches in experiments with \(\eta\) lower than the average (\(\eta\) < 2% K−1; blue dots in Fig. 1f) are mostly located in regions of strong descent (that is, the descending branch of the Walker and Hadley circulations), indicating a substantially slowed-down circulation. Figure 1e,f have a spatial correlation of −0.33, which is statistically significant (\({P}\) values below 0.01), evidencing the underlying link between \(\eta\) and circulation changes.
Figure 2 illustrates the large-scale circulation response to SST warming patch locations. The strong ascent at the warm pool serves as a water vapour ‘pump’ to transport boundary layer water vapour to the free troposphere (Fig. 2a). Warming in warm pool strengthens the circulation and increases convective mass flux (Fig. 2b), while warming in subsidence branches weakens the circulation and decreases convective mass flux (Fig. 2c) (details in Supplementary Text 1). Being the ascending centre of both Walker and Hadley circulations, combined with the positive feedback between convection and circulation23,44, makes the tropical west Pacific Ocean critical in driving global circulation and transporting water vapour to the free troposphere. It is also noteworthy that the perturbation is not limited to SST; strong absorbing aerosols have recently been shown to have the ability to alter the circulation and then the effective radiative forcing as well45.
Alternatively, the variability of \(\eta\) in the patch experiments can also be understood using the framework in ref. 23. Combining equation (3) in ref. 23 and equation (1) in this work, \(\eta\) can be approximated as
where \({T}^{* }\) is the deviation of local temperature from global mean, \({P}_{\rm{local}}\) is the local precipitation, the overbar notation indicates a spatially weighted averaging over the globe, and \(\alpha\) and \(\beta\) are two positive constants measuring the local precipitation response to \({T}^{* }\) and global-mean temperature increase, respectively. The second term on the right-hand side refers to the hydrological responses under uniform warming, and the first term measures the hydrological responses to the deviation from uniform warming. When there is a warming in tropical ascent regions, \({P}_{\rm{local}} > P\) for regions with \(\delta {T}^{* } > 0\), so the first term on the right-hand side of equation (2) is positive, and \(\eta > \beta\); if the warming locates in tropical subsidence regions, \(\,{P}_{\rm{local}} < P\) for regions with \(\delta {T}^{* } > 0\), and \({P}_{\rm{local}} > P\) for regions with \(\delta {T}^{* } < 0\), so \(\eta < \beta\). Therefore, \(\eta\) tends to be large for patch experiments with warming in the tropical ascent regions.
The dependence of global-mean precipitation on SST warming patterns is also consistent with the atmospheric energy budget framework, which involves a balance between global-mean latent heat released from precipitation, ARC and surface sensible heat flux5,46. The responses from ARC account for most of the \(\eta\) spread (Supplementary Fig. 6) and resemble the global precipitation response distribution (Supplementary Fig. 7). Both clear-sky and cloudy-sky responses contribute to the ARC changes33,47 (Fig. 3a,b). For clear sky, warming in tropical ascent regions is amplified at free tropospheric levels (that is the lapse rate feedback) and actively propagated to remote regions, increasing temperature globally (the Planck effect) and the associated column-integrated water vapour amount (Fig. 3c), leading to increased clear-sky ARC and eventually enhanced precipitation. In contrast, warming in the subtropics and tropical descent regions remains localized, resulting in smaller changes globally (Fig. 3a). For cloudy sky, warming in extratropical and tropical descent regions is confined to local scales, reducing local low cloud amounts and cloudy-sky ARC due to a decrease in local tropospheric stability. However, warming in tropical ascent regions can be communicated to remote regions via moist adiabatic processes, resulting in globally increased tropospheric stability, non-local low cloud amounts (Supplementary Figs. 8 and 9) and cloudy-sky ARC (Fig. 3b) (more details in Supplementary Fig. 10 and Supplementary Text 2).
Both the qualitative large-scale circulation perspective and the quantitative energy budget perspective suggest that warming in the tropical ascent region leads to an ‘invigorated’ response of circulation and ARC (Fig. 2b), whereas warming in the descent region leads to a ‘dampened’ response (Fig. 2c), which results in a bimodal distribution of \(\eta\) (Fig. 1b and Extended Data Fig. 2).
Estimates of the pattern effect across GCMs
Given that SST patterns can evolve differently in fully coupled models even for identical forcing48,49, the spread of \(\eta\) among GCMs can therefore arise from: (1) different global-mean precipitation responses to a given warming pattern and (2) different SST warming patterns per degree global-mean warming (under the same external forcing). The calculation of \(\eta\) based on equation (1) can then be expanded as follows:
In this framework, the right hand-side consists of two terms. The first term reflects the atmospheric model differences, such as different parameterizations in water vapour shortwave absorption efficiency2 and low cloud schemes50, in estimating precipitation responses to a certain warming pattern, hereafter denoted the atmospheric model term. The second term accounts for the variability of different SST warming patterns, hereafter denoted the pattern effect term.
In this Article, we investigate the spread of both terms across 24 fully coupled CMIP5 (Coupled Model Intercomparison Project Phase 5) models for the abrupt4xCO2 experiments (Methods). Previous work studying the spread of \(\eta\) have primarily focused on the atmospheric model term2,10,50. However, Fig. 4 shows that the contribution from different SST warming patterns is equally important. The variation of the warming pattern effect is as large as the atmospheric model difference and the spread of \(\eta\) (Fig. 4a). Even after removing the two outliner models (the IPSL-CM5A-MR and IPSL-CM5A-LR models) for warming pattern uncertainty (although their warming patterns are not unrealistic or too dramatic; Supplementary Fig. 12), the normalized warming pattern uncertainty has been narrowed down to about two thirds of the atmospheric model uncertainty, which is still not neglectable.
Figure 4b further shows the values of \(\eta\) from 24 CMIP5 coupled models in reconstructed \(\eta\) space (blue colours), which is determined by both the pattern effect and atmospheric model difference based on equation (3). This decomposition helps to distinguish the contributions to the large difference in η among models resulting from differences in atmospheric models or warming patterns. For instance, IPSL-CM5A-MR, the model with the largest pattern effect, has much more warming concentrated in the tropics (Supplementary Fig. 12) compared with the ACCESS1-0 model, which has the smallest pattern effect, leading to a larger η from IPSL-CM5A-MR, which supports our proposed mechanisms and strengthens our conclusions.
Some studies also use non-coupled atmosphere-only models with perturbed SST to study the precipitation responses12,39,51. Values of η estimated from amipFuture experiment (prescribed SST with global-mean 4 K but patterned SST increase) are systematically larger than those from amip4K experiment (prescribed SST with uniformly 4 K increase compared with present-day SST), which are then larger than those from the fully coupled abrupt4xCO2 experiments (Extended Data Fig. 3). Differences in warming patterns may explain this discrepancy. A comparison of warming patterns from each experiment (vertical lines in Fig. 4b) shows that SST warming in amipFuture is more pronounced at low latitudes than in amip4K, while warming in amip4K is more pronounced at low latitudes than in abrupt4xCO2 (Extended Data Fig. 4). More discussions can be found in Supplementary Text 3. This suggests that future work needs to consider variations in SST warming patterns when using different experiment set-ups to investigate the intensification of the hydrological cycle.
Observational evidence
Properly accounting for the warming pattern effect is important not only for predicting future hydrological cycle state but also for understanding past changes. Figure 5a shows that the reconstructed precipitation (Methods), which considers the pattern effect based on Hadley Centre/Climatic Research Unit Temperature (HadCRUT) observed SST data, well reproduces the observed precipitation, whereas a reconstruction without the pattern effect does not. This is reflected in the improved correlation coefficient between observed and reconstructed precipitation, particularly after 1995 when the Global Precipitation Climatology Project (GPCP) dataset is deemed more reliable52. The slow component (mediated by surface temperature changes) accounting for the pattern effect can explain much of the interannual variability (Supplementary Fig. 15). Our conclusions remain robust when replacing the HadCRUT observed SST datasets with the US National Oceanic and Atmospheric Administration (NOAA) observed SST (Fig. 5b) and the fifth generation European Center for Medium-range Weather Forecasts (ECMWF) global reanalysis (ERA5) SST datesets (Fig. 5c), although some discrepancies may persist due to the different spatial and temporal sampling and calibrations used in the datasets53,54. The reconstructed precipitation based on ERA5 patterned SST dataset performs even better than ERA5 precipitation dataset (Fig. 5c), even though this approach is relatively simple. Moreover, during strong El Niño events, the observed and reconstructed (with the pattern effect) global-mean precipitation show larger magnitude of changes than the reconstructed one without the pattern effect (Fig. 5). This is consistent with previous studies suggesting that El Niño strongly enhances the Hadley circulation55,56 as a result of tropical-mean warming and increased meridional SST gradient.
The implication of pattern effects on CMIP models can be seen by comparing CMIP6 and Atmospheric Model Intercomparison Project Phase 6 (AMIP6) historical simulations (Fig. 5d). Both sets of simulations use the same external forcing fields. The key difference is that SST is free to evolve in CMIP6 historical simulations, whereas it is prescribed from observations in AMIP6-hist simulations (Method). AMIP6-hist simulated precipitation captures observed inter-annual variability more accurately than CMIP6 historical simulations (Fig. 5d), despite the fact that global-mean SST in CMIP6 historical simulations reasonably resembles the observed SST (Supplementary Fig. 16). This indicates that the observed SST patterns are not reproduced in CMIP6 historical simulations, affecting their ability to simulate the global-mean precipitation variability. Thus, it is essential to accurately simulate not only the global mean but also the patterns of SST to better simulate global-mean precipitation. Observed and AMIP6 simulated global-mean precipitation show almost no trend over time, largely due to the suppressed global warming during 1998–2013 which resulted from a La-Nina-like Pacific cooling35. This cooling pattern weakened the water vapour57 and precipitation response. However, CMIP6 historical simulations did not capture this La-Nina-like Pacific cooling pattern35,57, resulting in a stronger precipitation trend (Fig. 5d).
Discussion
Our work shows that the warming pattern plays a crucial role in determining the magnitude of hydrological sensitivity (\(\eta\)), which can therefore be time dependent, climate forcer dependent, model dependent and experiment dependent (prescribed SST or fully coupled set-up) via the warming pattern effect, rather than being constant for each model2,39. Moreover, previous work estimates the temperature-mediated precipitation responses using only global-mean temperature responses and neglects the important role of spatial SST patterns. Accounting for the pattern effect remarkably improves the reconstructed global-mean precipitation variations compared with observations, suggesting the temperature-mediated component of precipitation change can be caused by the variation of SST patterns, sometimes even in the absence of changes in global-mean temperature. Accounting for the pattern effect will help to reduce uncertainties in estimates of hydrological cycle intensification under global warming10,58,59.
If the warming occurs in regions with strong ascent, it could accelerate the circulation, enhance the transport of water vapour from the boundary layer to the free troposphere, increase ARC and potentially lead to a super-Clausius-Clapeyron \(\eta\). It is, however, noteworthy that the distribution of \(\eta\) shown in Fig. 1 may depend on the experiment design (such as patch size and magnitude of temperature increase) and the model used. Furthermore, this idealized patch-like warming is not likely to be sustained in the real world or a coupled model due to interactive responses between the wind, evaporation, ocean dynamics and thermocline21. Under real-world global warming scenarios, most warming is happening at higher latitudes, and the tropical SST remains nearly unchanged13. Besides, the SST pattern change can also lead to circulation shifts instead of altering their magnitude, which can be model dependent60.
Caution is recommended when relying on short-term historical observations of SST patterns to estimate the plausible range of the pattern effect. The warming pattern is evolving over time61 as a result of coupled ocean–atmosphere processes21,62, meaning that a past trend cannot imply a future trend. In addition, different types and concentration of climate agents can lead to distinct SST warming (or cooling) patterns63,64, which adds extra uncertainties that rely on future emission scenarios. Moreover, short-term SST patterns are largely dependent on interannual variability, such as ENSO-related changes65. For example, estimates of η based on short-term observation (from 3.2% K−1 (ref. 25) to 9% K−1 (ref. 66)) far exceed the current range of \(\eta\).
The pattern effects on η also have implications for regional and extreme rainfall variabilities, which are of particular interest to social development and policy making. Changes in η can be used to diagnose the changes in general circulation and water vapour lifetime, which are directly relevant to regional rainfall and extreme events24. η over land is generally lower than the global mean due to limited availability of water vapour67, thus making it strongly reliant on moisture transport and susceptible to SST warming patterns14,20. In addition, the evolving patterns of warming can drive different land–sea contrast responses14,68 which can strongly influence regional η and extreme rainfall events69. Therefore, we hope our work could motivate further efforts on studying the changes in extreme rainfall events driven by the pattern effect.
Methods
SST warming patch experiments
The SST warming patch experiments are based on the Community Atmospheric Model 5.3 (ref. 37) in the Community Earth System Model 1.2.1, with a resolution of 1.9° latitude x 2.5° longitude and 30 vertical levels. A baseline run is conducted with monthly SST, sea ice and external forcing fixed at the level of the year 2000. Next, 80 simulations are conducted with a warming patch individually applied on the prescribed SST in the baseline run. Each SST anomaly patch p (p = 1, …, 80) takes the form of a cosine hump18,38:
with a maximum of 4 K (A = 4 K) warming at the patch centre (\({\rm{lat}}_{p}\), \({\rm{lon}}_{p}\)) and a radius of 10° latitude (\({\rm{lat}}_{w}\) = 10°) and 40° longitude (\({\rm{lon}}_{w}\) = 40°), where \(\left|{\rm{lat}}-{\rm{lat}}_{p}\right|\le {\rm{lat}}_{w}\) and \(\left|{\rm{lon}}-{\rm{lon}}_{p}\right|\le {\rm{lon}}_{w}\). Figure 1a shows the geographical location of the centre of all SST warming patches. Another set of 80 simulations are conducted similarly to the warming patch experiments but replacing the warming patches with cooling patches of the same magnitude (A = −4 K). More details of the experimental set-up can be found in ref. 38. All the simulations are run for 40 years, and the average of the past 30 years is used to avoid spin-up effects in the first months or years.
It should be noted that the land surface temperature is still allowed to adjust in the model, despite fixing SSTs. Thus, there are some land surface temperature responses to the SST anomaly patch that could lead to a spread of changes in global-mean surface temperature among the experiments.
Hydrological sensitivity
The hydrological sensitivity (η) parameter quantifies the sensitivity of temperature-mediated global-mean precipitation responses to an increase in global-mean surface temperature4,7,12,70,71,72. For SST patch experiments in this work, as the only changes in our patch experiments are from SST (‘SST warming patch experiments’), fast adjustments are therefore not considered, and the changes in precipitation are only SST-mediated responses (that is, slow responses). We therefore directly derive η for SST patch experiments as follows:
where \({P}_{0}\) denotes the baseline precipitation rate and \(\Delta P\) refers to the changes in global-mean precipitation, so that the numerator indicates the relative change in precipitation. \(\Delta T\) is the global-mean near-surface temperature change. To avoid division by small responses of global-mean near-surface temperature, which could lead to unrealistically large η, we calculate the changes in global-mean temperature between the warming patch experiment and corresponding cooling patch experiment following ref. 38. Only cases that showed significantly different (P values below 0.01 according to a t-test using 30 years annual-mean output) global-mean surface temperature are used (77 out of 80 experiments).
Another way to derive η is to calculate the slope of a Gregory-style regression73 between global-mean precipitation and surface temperature changes2,26,72. It is also helpful to separate the adjustment and temperature-mediated responses to climate forcers such as greenhouse gases and anthropogenic aerosols12. We use the Gregory-style approach to derive η from fully coupled CMIP5 models74. Following the method from ref. 2, we use 150 years (except for IPSL-CM5A-MR which has only 140 years data available) annual averages of precipitation and near-surface air temperature from the pre-industrial control (piControl) and abrupt4xCO2 experiments. For each year in the abrupt4xCO2 run, the response of precipitation and temperature is calculated as the difference relative to the same year in the 21 year smoothed piControl run, which allows to reduce the possible impacts from climate model drift. The hydrological sensitivity is then calculated as the slope between global-mean precipitation and near-surface temperature, whereas the y-intercept denotes the rapid adjustment. The good regressions show the reliability of η derived from this method (Supplementary Fig. 17).
Energetic decompositions
The latent heat released from global-mean precipitation is balanced by ARC and downward surface sensible flux (−SH), which is widely used as an energetic constraint to study global precipitation responses5,33.
where L denotes the latent heat of condensation and ARC refers to the ARC, which is the difference of longwave (LW) and shortwave (SW) fluxes between the top of the atmosphere (TOA) and the surface (SUR):
where all the radiative fluxes are defined as positive downward.
We can therefore decompose the hydrological sensitivity into constraints from ARC
and contributions from sensible heat flux by replacing ARC with SH:
Using a radiative call to calculate the radiative fluxes at TOA and surface, we are able to further derive the contributions from clouds (\({{\rm{ARC}}}_{{\rm{cloud}}}\)) and clear sky (\({{\rm{ARC}}}_{{\rm{clear}}\,{\rm{sky}}}\)):
This decomposition enables us to distinguish energetic constraints arising from clouds or clear sky, by replacing ARC with \({{\rm{ARC}}}_{{\rm{cloud}}}\) or \({{\rm{ARC}}}_{{\rm{clear}}\,{\rm{sky}}}\).
Green’s function approach
We make use of the Green’s function approach to examine the local contributions to global precipitation changes. The change of a global-mean variable can be interpreted as the sum of a linear contribution from each grid box i and an error term, in a discrete form of Green’s function following ref. 38:
where y denotes any global-mean variables of interest, \({\rm{SST}}_{i}\) refers to the SST in a grid box i, and \(\varepsilon\) denotes an error term that contains all the nonlinear components18,30. The grid-wise sensitivity of y to \({\rm{SST}}_{i}\) (that is, \(\partial y/\partial {\rm{SST}}_{i}\)) is the weighted sum of the patch-wise sensitivity of y to \({\rm{SST}}_{p}\) of the patches which cover the grid i:
where the subscript w in \({\rm{SST}}_{p,{\rm{w}}}\) denotes a warming SST patch, the subscript c in \({\rm{SST}}_{p,{\rm{c}}}\) denotes the conjugating cooling patch, and \({S}_{i}\) and \({S}_{p}\) refer to the area of the specific grid box i and patch p, respectively.
The spread of the pattern effect in CMIP5 models
Here we illustrate how the normalized distribution of the two terms in equation (3) are derived. We take advantage of Green’s function derived from CAM5 SST patch experiments to reproduce the global-mean precipitation changes for the CMIP5 models by inputting their spatial SST warming patterns only. For example, for model k, which is a GCM with a patterned SST warming, the reconstructed precipitation change is
where \({\left(\frac{\partial P}{\partial {\scriptstyle\rm{SST}}_{i}}\right)}_{{\rm{CAM}}5}\) is the Green’s function derived from CAM5 for each grid box (equation (12)). The differences in the Green’s function approach reconstructed precipitation changes therefore account for the different warming pattern effect, given the spatial SST warming pattern within each model is the only input (and only difference). It is noteworthy that we do not expect this CAM5 Green’s function approach reconstructed precipitation to perfectly reproduce another model’s estimated precipitation, due to model differences, other physical processes that impact on precipitation yet are not associated with SST changes, and nonlinear contributions (equation 11). However, the reconstructed precipitation changes are found to predict the model-estimated precipitation responses in the 24 CMIP5 models reasonably well, with robust correlations (Supplementary Fig. 18), although the relationships do not follow the 1:1 ratio and vary from model to model (Supplementary Fig. 19), as follows:
The variation of the ratios (\(\alpha\)) between the model-estimated and Green’s function reconstructed precipitation changes among models is caused by model differences excluding the warming pattern and can be used to derive the spread of the atmospheric model term. On the other side, the differences in Green’s function approach reconstructed precipitation changes account for the different warming pattern effect, as the patterned SST warming is the only input. Therefore, we can use the regression slope between the model-estimated and reconstructed precipitation changes as a factor representing model differences (\(\alpha\)), which accounts for models differences other than the warming pattern, and the spread of Green’s function approach reconstructed precipitation in the 24 CMIP5 models to account for the pattern effect.
The weak relationship between the atmospheric model term and pattern effect term (Supplementary Fig. 18) indicates that both independently contribute to the estimated \(\eta\). It is noteworthy that, unlike radiative forcing, for which the uncertainties can be linearly added from each independent climate agents75, the reconstructed η is obtained by multiplying the two terms as they are chain processes76. Therefore, the spread of η is nonlinearly contributed by the averages and deviations of the two terms simultaneously.
As the atmospheric difference term and the pattern difference term are uncorrelated (Supplementary Fig. 18), the variance of reconstructed η among GCMs is as follows:
where X refers to the atmospheric model difference term, and Y refers to the warming pattern difference term in this work. \(\sigma\) denotes the standard deviation, and \(\bar{\mu }\) denotes the average. The variance of \(\eta\) in CMIP models should be
where the subscript C denotes average and standard deviation estimated from CMIP models. For AMIP models, \({\sigma }_{Y}\) = 0 as the SST pattern is the same. Then the variance of \(\eta\) in AMIP models should be
where the subscript A denotes variables estimated from AMIP models. \(\,{\bar{\mu }}_{Y,A}\) is larger in amip4K and amipFuture experiments than \({\bar{\mu }}_{Y,C}\) from the fully coupled CMIP5 aboupt4xCO2 experiment, based on the SST pattern quantified by the Green’s function approach (vertical lines in Fig. 4b). Therefore, \({{\rm{Var}}({XY})}_{\rm{C}}\) does not necessarily need to be larger than \({{\rm{Var}}({XY})}_{\rm{A}}\). Taking the values of the average and standard deviation into equations (17) and (18), we obtain almost the same spread of \(\eta\) in CMIP and AMIP models.
Reconstruct historical global-mean precipitation
The changes in global-mean precipitation are modulated by the sum of a fast component (the changes in atmospheric absorption (\(\Delta {\rm{AA}}\)) directly induced by aerosols and greenhouse gases through atmospheric-only processes, independent of surface temperature changes)9,43,77, a slow component (\(\eta \Delta T\), scaled with global-mean temperature changes)4,9,10,39,77 and contribution from the surface sensible heat (\(\Delta {\rm{SH}}\))78, as in equation (19),
where L denotes the latent heat of condensation so all terms are in units of mm d−1. Conventionally, the slow component is derived from the hydrological sensitivity parameter \(\eta\) multiplied by global-mean temperature changes39,77. Here we set \(\eta\) to 2.3% K−1, which is the ensemble mean from 24 CMIP5 models. However, this framework does not consider the pattern effect, which modulates the precipitation changes through the slow component as well. Therefore, we put forward a framework to account for the pattern effect,
where \(\left(\frac{\partial P}{\partial {\scriptstyle\rm{SST}}_{i}}\right)\) is the Green’s function derived from CAM5 for each grid box and \({\rm{SST}}_{i}\) refers to the SST in a grid box i. \(\Delta {\rm{AA}}\) and \(\Delta {\rm{SH}}\) are derived from the ensemble-mean CMIP6 historical and SSP1-2.6 simulations. Specifically, \(\Delta {\rm{AA}}\) is calculated as the sum of instantaneous TOA radiative forcing from each climate agent multiplied by its corresponding scaling factor, following the methods from ref. 79 and ref. 77. The fast components (\(\Delta {\rm{AA}}\) and \(\Delta {\rm{SH}}\)) are kept the same for both approaches, so the differences are only caused by the pattern effect.
Although the Green’s function approach used here is derived from only one model (CAM5) and neglects nonlinear contributions as well as impacts from changes in land temperature, our framework can still reasonably reproduce the observed precipitation. Nevertheless, future studies are suggested to compare the Green’s function derived from different GCMs to understand its model dependency.
CMIP models
The 24 CMIP5 models used in this study to investigate the inter-model spread of \(\eta\) are documented in Supplementary Table 1. Sea ice, ocean, land and atmosphere are fully coupled for the piControl and abrupt4xCO2 experiments. We use monthly output from one ensemble member (r1i1p1) in the CMIP5 models. In addition to the fully coupled simulations, we also use the atmosphere-only experiments from the Atmospheric Models Intercomparison Project (AMIP)74,80. SST is prescribed to present-day values in the standard amip experiment. The SST is uniformly increased by 4 K in the amip4K experiment compared with the amip. The increased warming is patterned in the amipFuture experiment while keeping the global-mean SST increased still to 4 K.
For historical precipitation analysis shown in Fig. 5, this work uses 11 CMIP6 models (Supplementary Table 2), including the fully coupled CMIP6 historical simulations and the amip-hist simulations. Both sets of simulations use the same external forcing fields. Sea ice, ocean, land and atmosphere are coupled in CMIP6 historical simulations (from 1850 to 2020), while sea ice and ocean are prescribed from observations in AMIP6 simulations (from 1980 to 2014)48.
Observational and reanalysis datasets
We incorporate several observational and reanalysis data sets to conduct our analysis. Specifically, observed SST data from 1980 to 2020 are obtained from two sources: the HadCRUT observed gridded SST data54 from Met office Hadley Centre and the NOAA monthly reconstructed SST data81. In addition, we use the precipitation and SST data sets over the same period (1980 to 2020) from ERA5 atmospheric reanalysis data82. We also utilize observational precipitation data from 1979 to 2020 from the GPCP observational dataset83, which is derived from rain gauge stations, ground sounding and satellite observations.
Data availability
CMIP5 and CMIP6 model data sets used in this study are publicly available at CMIP5 (https://esgf-node.llnl.gov/search/cmip5/) and CMIP6 (https://esgf-node.llnl.gov/search/cmip6/). The HadCRUT observed gridded sea surface temperature data at a resolution of 5°, covering from January 1850 to present day, can be found at https://www.metoffice.gov.uk/hadobs/hadcrut5/data/current/download.html. The NOAA SST data sets cover the period from 1854 to present day at a resolution of 2° and are available at https://psl.noaa.gov/data/gridded/data.noaa.ersst.v5.html. The ERA5 reanalysis data sets cover the period from 1950 to present with a resolution of approximately 30 km, which can be accessed at https://www.ecmwf.int/en/forecasts/dataset/ecmwf-reanalysis-v5. The Global Precipitation Climatology Project precipitation data sets, covering the period from 1979 to present day at a resolution of 2.5°, are available at https://psl.noaa.gov/data/gridded/data.gpcp.html. The data necessary to reproduce the results are available at https://zenodo.org/record/7787504 (ref. 84).
Code availability
The model codes of CESM1.2-CAM5.3 are publicly available at http://www.cesm.ucar.edu/models/cesm1.2. The codes for generating the figures in this work are available at https://zenodo.org/record/7787504 (ref. 84).
Change history
09 June 2023
A Correction to this paper has been published: https://doi.org/10.1038/s41558-023-01724-2
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Acknowledgements
S.Z., G.D. and P.S. are supported by the European Research Council (ERC) project constRaining the EffeCts of Aerosols on Precipitation (RECAP) under the European Union’s Horizon 2020 research and innovation programme with grant agreement number 724602. S.Z. is supported by the Clarendon Scholarship from University of Oxford and the NERC-Oxford Doctorial Training Partnership in Environmental Research. P.S. acknowledges funding from the FORCeS project under the European Union’s Horizon 2020 research program with grant agreement 821205. G.D. was also supported by the Israeli Science Foundation (grant number 1419/21). M.W. is supported by the Natural Science Foundation of China (41925023 and 91744208). C.Z.’s work was supported by the National Natural Science Foundation of China (NSFC 41875095 and 42075127), Research Funds for the Frontiers Science Center for Critical Earth Material Cycling, Nanjing University, and the Fundamental Research Funds for the Central Universities (0207/14380189). We acknowledge the WCRP’s Working Group on Coupled Modeling, which is responsible for CMIP, and we thank the climate modelling groups (listed in Supplementary Tables 1 and 2) for producing and making available their model output. GPCP Precipitation data were provided by the NOAA/OAR/ESRL PSL, Boulder, CO, USA, from their website at https://psl.noaa.gov/data/gridded/data.gpcp.html. We thank L. Wilcox and M. Allen for useful discussions.
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S.Z. initiated the study and performed the analysis. C.Z. contributed the CAM5 SST patch experiments. All authors discussed and interpreted the results. S.Z. prepared the paper with contributions from all co-authors.
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Extended data
Extended Data Fig. 1 Geographical distribution of surface temperature and precipitation changes in CAM5 representative warming patch experiments.
The geographical distribution of surface temperature (first and third columns) and precipitation (second and fourth columns) changes between the representative warming patch experiments and baseline climatology from the CAM5 model. The two columns on the left show the changes in surface temperature and precipitation as the centre of SST warming patch varies along the longitude 180 degree. The two columns on the right show the changes in surface temperature and precipitation as the centre of SST warming patch varies along the equator. Also shown are the patch center location and the hydrological sensitivity estimated from the corresponding experiment.
Extended Data Fig. 2 Probability distribution of hydrological sensitivity and its contributions from all-sky, clear-sky, and cloudy-sky atmospheric radiative cooling.
Estimated probability distribution of the (a) hydrological sensitivity (η) (black line), (b) η caused by atmospheric radiative cooling (ARC), (c) η caused by atmospheric radiative cooling from clear sky, and (d) η caused by atmospheric radiative cooling from cloudy sky, derived from CAM5 patch experiments (Methods). Red dashed line in (c) indicates the Clausius-Clapeyron relationship governed water vapour increase rate. Blue and red lines indicate the probability distribution (weighted by their ratio to total cases) derived from patch experiments with η smaller and larger than 5% K−1 respectively. Each plus sign indicates the value of η estimated from the corresponding patch experiment.
Extended Data Fig. 3 Estimated distribution of hydrological sensitivity from abrupt4xCO2, amip4k, and amipFuture experiments.
The estimated distribution of hydrological sensitivity (η) estimated from abrupt4xCO2 (black line), amip4k (red line), and amipFuture (blue line) experiments (models in Supplementary Table 1). The spread is shown as Gaussian curves given by the ensemble mean and standard deviation derived from the participating models.
Extended Data Fig. 4 Warming pattern for abrupt4xCO2, amip4K, and amipFuture experiments.
(left column) The ensemble-mean warming pattern from 24 models for abrupt4xCO2 experiment, and the SST pattern in amip4K and amipFuture experiments. (right column) Also shown are the differences between them.
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Supplementary Figs. 1–19, Supplementary Tables 1 and 2 and Supplementary Text 1–3.
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Zhang, S., Stier, P., Dagan, G. et al. Sea surface warming patterns drive hydrological sensitivity uncertainties. Nat. Clim. Chang. 13, 545–553 (2023). https://doi.org/10.1038/s41558-023-01678-5
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DOI: https://doi.org/10.1038/s41558-023-01678-5
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