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The origin of the lattice thermal conductivity enhancement at the ferroelectric phase transition in GeTe

Abstract

The proximity to structural phase transitions in IV-VI thermoelectric materials is one of the main reasons for their large phonon anharmonicity and intrinsically low lattice thermal conductivity κ. However, the κ of GeTe increases at the ferroelectric phase transition near 700 K. Using first-principles calculations with the temperature dependent effective potential method, we show that this rise in κ is the consequence of negative thermal expansion in the rhombohedral phase and increase in the phonon lifetimes in the high-symmetry phase. Strong anharmonicity near the phase transition induces non-Lorentzian shapes of the phonon power spectra. To account for these effects, we implement a method of calculating κ based on the Green-Kubo approach and find that the Boltzmann transport equation underestimates κ near the phase transition. Our findings elucidate the influence of structural phase transitions on κ and provide guidance for design of better thermoelectric materials.

Introduction

Reducing the lattice thermal conductivity κ is one of the most successful ways of improving the efficiency of thermoelectric materials1,2,3,4,5,6,7. Many of the best thermoelectric materials have intrinsically low lattice thermal conductivity. This is usually related to the large anharmonicity of phonon modes, which can stem from weak bonding, as in van der Waals materials2,5,8,9,10,11, or rattling modes12,13,14,15,16,17. Another source of large anharmonicity in good thermoelectric materials can be the proximity to structural phase transitions, as in the case of IV–VI materials18,19,20,21,22,23,24. For example, germanium telluride (GeTe) undergoes the ferroelectric phase transition at ~700 K and has intrinsically low lattice thermal conductivity and high thermoelectric efficiency25,26,27.

Recent computational work has predicted that driving IV–VI materials closer to the ferroelectric phase transition via strain or alloying can lead to a drastically lower lattice thermal conductivity22,23. Under the assumption of the displacive phase transition, it was found that coupling between soft transverse optical (TO) modes and the heat-carrying acoustic modes is the main reason for the κ reduction. At the displacive transition, the frequency of the soft TO mode collapses, becoming effectively zero. Since scattering rates are inversely proportional to phonon frequencies, the lifetimes of the acoustic modes that couple to soft TO modes decrease dramatically, leading to a considerable κ reduction22,23.

Surprisingly, experimental studies have shown that the lattice thermal conductivity increases at the ferroelectric phase transition in GeTe25,26,27,28,29,30,31,32. This is at odds with measurements in some other materials going through ferroelectric phase transitions, where a significant decrease in κ is observed33. The reason for the anomalous behaviour of κ at the phase transition in GeTe remains unknown. Understanding the microscopic origin of the κ increase at the ferroelectric phase transition in GeTe may lead to the design of improved thermoelectric materials.

Here, we study how driving GeTe near the ferroelectric phase transition via temperature affects its lattice thermal conductivity, making no assumptions about the nature of the phase transition. Unlike the previous work22,23, we calculate interatomic force constants at different temperatures using the state-of-the-art, temperature-dependent effective potentials (TDEP) method34,35,36. We find that the increase of the lattice thermal conductivity of GeTe at the phase transition in the rhombohedral phase comes from the negative thermal expansion that enhances the phonon group velocities. In the cubic phase, the phonon lifetimes increase, leading to an even more substantial increase of κ. Large anharmonicity of phonon modes minimises the phonon lifetimes at the phase transition in the rhombohedral phase and leads to non-Lorentzian power spectra of phonon modes. We implement a method of calculating κ that includes these non-Lorentzian lineshapes of the phonon power spectra near the phase transition. This approach further increases κ at the phase transition, which can be attributed to further softening of the phonon frequencies due to phonon–phonon interaction.

Results and discussion

TO mode softening at the phase transition

GeTe is a ferroelectric material, exhibiting a spontaneous polarisation below 600–700 K37,38,39,40 (the critical temperature strongly depends on the free charge carrier concentration). This occurs due to a slight offset of the Te sublattice along with one of the body diagonals of the rocksalt structure. At temperatures higher than 600–700 K, GeTe transforms to the rocksalt structure, losing its ferroelectric nature41,42,43,44. Below 600–700 K, the GeTe structure can be described by the following set of lattice vectors

$$\begin{array}{lll}{{\bf{r}}}_{1}&=&a(b,0,c),\\ {{\bf{r}}}_{2}&=&a(-\frac{b}{2},\frac{b\sqrt{3}}{2},c),\\ {{\bf{r}}}_{3}&=&a(-\frac{b}{2},-\frac{b\sqrt{3}}{2},c),\end{array}$$
(1)

where a is the lattice constant, \(b=\sqrt{2(1-\cos \theta )/3}\), \(c=\sqrt{(1+2\cos \theta )/3}\), and θ is the angle between the primitive lattice vectors. The atomic positions in this structure are taken to be: Ge (0.0,0.0,0.0) and Te (0.5 + μ, 0.5 + μ, 0.5 + μ) in reduced coordinates. If the phase transition is displacive, as assumed in refs. 22,23, the angle θ becomes 60° at the phase transition, while the interatomic displacement parameter μ becomes zero41,42. In this type of phase transition, the TDEP frequency of the soft mode also collapses to zero45,46. Here, we define the TDEP frequency of the phonon mode as the square root of the eigenvalue of the dynamical matrix for that phonon mode at a certain temperature. In the order–disorder phase transition, both the TDEP frequency of the soft mode and the local interatomic displacement are non-zero43,44,47. It is still under debate which type of phase transition occurs in GeTe41,42,43,44,45.

We have calculated the phonon dispersion of GeTe at different temperatures using the TDEP method and neglecting longitudinal optical (LO)/TO splitting due to high hole concentration in experimental GeTe samples. The TDEP method allows us to calculate TDEP frequencies of phonon modes at different temperatures. In these calculations, we used the structural parameters calculated at appropriate temperatures (see the “Methods” section). Figure 1 shows the TDEP frequencies of the two TO modes at the Brillouin zone centre in GeTe as we approach Γ from the Γ − X direction (corresponding to the non-degenerate A1 mode and the E mode which is degenerate with the longitudinal optical (LO) mode). The phase transition temperature obtained in our calculations is TC ≈ 634 K (see “Methods”). The TDEP frequencies of both phonon modes are strongly renormalized by anharmonic interaction and lattice thermal expansion. The TDEP frequencies of these phonon modes soften drastically at the phase transition, but they do not become zero, indicating that the phase transition in GeTe might not be of the displacive type.

Fig. 1: Temperature dependence of the zone centre optical phonon frequencies.
figure1

a The lower transverse optical (TO) mode (E) and b the higher TO mode (A1) at the zone centre as we approach q = 0 along the X − Γ direction, perpendicular to the trigonal axis. Red circles and blue squares represent the calculated temperature-dependent effective potential (TDEP) and anharmonic phonon frequencies, while other symbols represent the experimental results from refs. 43,45,48. The TDEP frequency is the square root of the eigenvalue of the dynamical matrix at a particular temperature, while the anharmonic frequency is the peak of the phonon mode power spectrum. The black vertical line represents the phase boundary between the rhombohedral and rocksalt structures in our calculations (≈634 K).

The observed phonon frequency in experiments is not the TDEP frequency, but what we will call in the rest of the paper the anharmonic frequency i.e. the peak of the phonon mode power spectrum. Blue squares in Fig. 1 represent the computed anharmonic frequencies of optical modes at the zone centre, which do fall to zero at the phase transition, in contrast to the TDEP frequencies. Our results thus suggest that the observation of phonon mode softening is not conclusive proof of the displacive type of the phase transition, as previously argued in the case of GeTe45. The calculated phonon frequencies (both TDEP and anharmonic) are very similar in the two different phases for the temperatures closest to the phase transition (at 631 and 637 K).

Our computed anharmonic optical frequencies at the zone centre agree fairly well with those measured in experiments, see Fig. 1. This agreement highlights the accuracy of the TDEP method even for the challenging cases of materials undergoing structural phase transitions. We note that the critical temperature in ref. 45 is around 600 K, in ref. 43 approximately 700 K and in ref. 48 650 K. This difference in the calculated and measured critical temperature is expected since the critical temperature strongly depends on the number of free charges carriers49,50.

Phonon spectral function

Harmonic (and/or TDEP) frequencies are a valid description of lattice dynamics only in the absence of phonon–phonon interaction. In inelastic neutron scattering experiments that measure phonon spectral functions, harmonic phonons would produce zero linewidth signals, revealing infinitely long lived quasiparticles. However, in real materials phonons interact with each other, thus broadening phonon spectral functions, with linewidths inversely proportional to phonon lifetimes. This effect can be described using the concept of phonon self-energy that quantifies the strength of phonon–phonon interaction51,52,53.

The probability of an incoming neutron to interact with a phonon system acquiring/losing energy Ω and momentum q is proportional to the spectral function51,52,53,54

$$S({\bf{q}},{{\Omega }}) \sim \sum _{s}\left\langle {u}_{{\bf{q}},s}^{\dagger }{u}_{{\bf{q}},s}\right\rangle =\sum _{s}\frac{4{\omega }_{{\bf{q}},s}^{2}}{{\rm{\pi }}({{\rm{e}}}^{\beta \hslash {{\Omega }}}-1)}\frac{{{{\Gamma }}}_{{\bf{q}},s}({{\Omega }})}{{({{{\Omega }}}^{2}-{\omega }_{{\bf{q}},s}^{2}-2{\omega }_{{\bf{q}},s}{{{\Delta }}}_{{\bf{q}},s}({{\Omega }}))}^{2}+4{\omega }_{{\bf{q}},s}^{2}{{{\Gamma }}}_{{\bf{q}},s}^{2}({{\Omega }})},$$
(2)

where uq,s is the phonon displacement operator, ωq,s is the TDEP frequency of the phonon mode with wave vector q and phonon branch s, β is 1/kBT with kB being the Boltzmann constant and T the temperature, and is the reduced Planck constant. Δq,s and Γq,s are the real and imaginary part of the phonon-self energy, respectively. In a weakly anharmonic material, this expression can be reduced to a Lorentzian with a half-width of Γq,s and the position of the peak at ωq,s + Δq,s. In this case, the phonon lifetime can be calculated as \({\tau }_{{\bf{q}},s}=\frac{1}{2{{{\Gamma }}}_{{\bf{q}},s}}\). However, in materials with strong anharmonicity, phonon spectral functions can exhibit exotic behaviour with satellite peaks, shoulders, etc.18,20,55,56,57,58.

First we show the phonon spectral function of GeTe near the phase transition in the rhombohedral phase (631 K) along a high symmetry path, see Fig. 2. The black lines represent the TDEP frequencies ωq,s calculated at 631 K and the cyan dashed lines are the TDEP frequencies at 300 K. The TDEP frequencies of optical modes soften from 300 to 631 K. The acoustic mode frequencies soften as well in the F–Γ and the in-plane (Γ–X) directions. This is the consequence of the overall softening of the second-order force constants with temperature. On the other hand, the acoustic modes along the Γ–Z direction (the direction along the trigonal axis) stiffen because of the negative thermal expansion, as we will discuss in the next section. The spectral function shows further softening of the phonon frequencies due to anharmonic phonon–phonon interaction. As expected, the optical phonons at Γ can not be clearly resolved in the graph of the phonon spectral function. Supplementary Note 1 shows the phonon band structure in the cubic phase near the phase transition, at 637 K.

Fig. 2: Phonon spectral function along high symmetry lines in GeTe at the phase transition.
figure2

The spectral function is calculated using Eq. (2). Black lines represent the temperature-dependent effective potential (TDEP) frequencies calculated at 631 K (close to the critical temperature 634 K) and dashed cyan lines are the TDEP phonon band structure at 300 K. The yellow colour corresponds to the lower, while the purple colour corresponds to the higher value of the phonon spectral function.

Figure 3 shows the unusual features of the spectral function for the A1 mode of GeTe at the zone centre for several different temperatures. A non-Lorentzian behaviour of the phonon spectral function is evident even at 300 K, very far from the phase transition. The broadening of the power spectrum is large, revealing the short lifetime of this phonon mode. The distortion of the power spectrum is stronger at 625 K, with a very large shift of the peak of the spectral function compared to the TDEP frequency. For temperatures near the phase transition, the power spectrum peaks around 0 THz as expected at the phase transition (see Fig. 1). At temperatures higher than the phase transition temperature, the peak of the power spectrum is at nonzero frequencies but is still strongly renormalized compared to the TDEP frequency.

Fig. 3: Spectral function for the zone centre A1 mode in GeTe at different temperatures.
figure3

Vertical lines represent the values of the TDEP A1(Γ) frequencies at different temperatures. A drastic deviation from the Lorentzian shape is evident for the entire temperature range and most prominent in the vicinity of the phase transition (634 K).

Non-Lorentzian shapes of the phonon power spectra of the optical modes in GeTe at the phase transition are the consequence of the coupling of these phonon modes to the entire phonon bath, rather than coupling to specific phonons. We test this by calculating the power spectrum of the A1 phonon mode disregarding the coupling to specific phonon branches. We find that the change in the power spectrum does not substantially vary depending on which phonon branch we disregard. Similar behaviour can be seen in the spectral function of the E mode (see Supplementary Note 2).

Lattice thermal conductivity in the Boltzmann transport approach

Next, we calculate the lattice thermal conductivity of GeTe for a range of temperatures including both rhombohedral and rocksalt phases (see Fig. 4), combining the TDEP method with the Boltzmann transport approach. Overall, the lattice thermal conductivity is inversely proportional to temperature, as a result of the linear dependence of phonon populations with a temperature above the Debye temperature (200 K for GeTe). The calculated κ deviates from the 1/T law near the phase transition, where there is a large κ increase at the phase transition and in the cubic phase. At high temperatures, the κ in the cubic phase regains the 1/T dependence.

Fig. 4: Temperature dependence of the lattice thermal conductivity of GeTe.
figure4

Red and blue lines represent the calculated values using the Boltzmann transport approach in the directions perpendicular and parallel to the trigonal [111] axis, respectively. The purple line represents the average values of the computed lattice thermal conductivity. The grey region represents the experimental results collected from refs. 2532.

There is an anisotropy in the lattice thermal conductivity in the rhombohedral phase (Fig. 4), as a consequence of the van der Waals gaps formed due to the Te sublattice offset. The direction perpendicular to the van der Waals gaps (i.e., parallel to the trigonal [111] axis) has weaker bonding, leading to the lower phonon group velocities and κ in that direction. Anisotropy of the lattice thermal conductivity disappears close to the phase transition and is not present in the rocksalt phase.

The agreement between the computed and experimental κ values is very good in the whole temperature range of the rhombohedral phase, especially if we consider the average κ (purple line in Fig. 4). Almost all experiments show an increase in the lattice thermal conductivity in the vicinity of phase transition25,26,27,28,29,30,31,32, similarly to our results. The discrepancy between our results and experiments increases as we get closer to the phase transition and particularly in the cubic phase. Our results consistently overestimate κ compared to experiments. In the rhombohedral phase, we would expect scattering from lattice imperfections, such as ferroelectric domain walls59,60,61,62,63, to further reduce the computed lattice thermal conductivity, but this is not the case in the cubic phase.

The differences between our calculated κ values and experiments could also arise from the fact that GeTe has a large number of Ge vacancies. Several recent publications that report calculations of κ in GeTe stress the importance of including point defect scattering in the calculation24,64. Additionally, the experimental investigation of the phase transition in GeTe65 noted a huge increase of Ge vacancies in the cubic phase. These point defects scatter higher frequency phonons more effectively66. Considering this and the fact that the main contribution to the lattice thermal conductivity shifts to the phonons with higher frequencies at higher temperatures (see Supplementary Note 3), we conclude that the lack of point defect scattering in our calculations might be one of the possible reasons for the larger discrepancy in κ in the cubic phase between our calculated values and experiments.

The discrepancies between theory and experiment could also stem from omitting the higher-order terms in the Taylor expansion of the interatomic forces (we include the second and third-order terms only). However, to the lowest approximation, the fourth-order anharmonic terms would only affect the real part of the self-energy52 and not the imaginary part, which would mean that the phonon lifetimes should remain unchanged. In addition, since the force constants in TDEP are obtained through a fitting procedure, the fourth-order force constants should be smaller than the third-order ones. However, a more detailed study is needed to completely resolve this issue.

Experimental values of lattice thermal conductivity are usually extracted from the total thermal conductivity measurements using the Wiedemann–Franz law to eliminate the electronic contribution to the thermal conductivity, whose validity at structural phase transitions is not well understood. In addition, most references use the single parabolic band Kane model to extract the Lorenz factor from measurements of the Seebeck coefficient, which is not appropriate in GeTe due to the intrinsically complicated Fermi surface31. Such lattice thermal conductivity values can differ widely near structural phase transitions, and sometimes an increase in the total thermal conductivity is assigned to the electronic contribution. Here, we show that the increase in the thermal conductivity of GeTe at the phase transition, at least partially, comes from the lattice thermal conductivity. The difference between our theoretical and experimental results in the cubic phase might partially be due to an inaccurate estimation of the electronic contribution to the total thermal conductivity in experiments. Measuring the thermal conductivity of GeTe in an applied magnetic field (to exclude the electronic thermal conductivity) would test our predictions of the increased lattice thermal conductivity at the phase transition.

To understand the anomalous behaviour of κ near the phase transition, we calculate the average phonon lifetimes and group velocities at different temperatures, Fig. 5. For example, the average values of the phonon lifetimes in the vicinity of the phonon frequency ω0 are given as

$$\bar{\tau }({\omega }_{0})=\frac{{\sum }_{\lambda }\tau ({\omega }_{\lambda })\exp (-\frac{{({\omega }_{0}-{\omega }_{\lambda })}^{2}}{{\sigma }^{2}})}{{\sum }_{\lambda }\exp (-\frac{{({\omega }_{0}-{\omega }_{\lambda })}^{2}}{{\sigma }^{2}})},$$
(3)

where the sum goes over all phonon modes λ, and σ is the smearing parameter taken to be σ = ωD/(N + 1), where ωD is the Debye frequency and N is the number of ω0 frequencies.

Fig. 5: Frequency dependence of phonon transport properties.
figure5

a Average phonon group velocities and b average phonon lifetimes of GeTe vs. phonon frequency for different temperatures. Averaging is carried out by convolving the calculated values of these quantities with a Gaussian (see Eq. (3)).

The phonon group velocities of GeTe are mostly independent of temperature, except very close to the phase transition, see Fig. 5a. In this temperature region (600−675 K), there is an increase in the phonon group velocities across most of the frequency range and most noticeably for phonons between 1 and 3 THz. This is the frequency region that contributes most to the thermal conductivity (see Supplementary Note 3). We thus conclude that the anomalous increase of the thermal conductivity at the phase transition is partially due to this rise in the phonon group velocities. We find that the increase in group velocities originates from the lattice contraction near the critical temperature41,42,67. This can be understood from the observation that the increase of phonon group velocities happens most prominently along out of the plane direction, where negative thermal expansion occurs67.

Phonon lifetimes in weakly anharmonic materials usually follow the 1/T law, similar to thermal conductivity. This is the case in our calculations in the rhombohedral phase far from the phase transition. At the phase transition, however, the phonon lifetimes of acoustic modes decrease more than expected from the 1/T scaling. This is a signature of stronger anharmonicity of acoustic phonon modes closer to the phase transition in the rhombohedral phase. Optical modes have more complicated behaviour. While soft optical modes near the zone centre have much lower lifetimes at the phase transition, this is not the case for the two lowest optical modes in the rest of the Brillouin zone. Even more intriguing is the behaviour of the highest frequency optical modes. At low temperatures, they usually have frequency-independent lifetimes, but at the phase transition, they decrease exponentially with frequency. The calculated phonon linewidths of the zone centre phonon modes are the same order of magnitude as the measured ones45 (see Supplementary Note 4).

In the cubic phase, there is a substantial increase in the phonon lifetimes with respect to the rhombohedral phase (see Fig. 5b). The phonon lifetimes at 637 K are larger in most of the frequency range compared to the temperatures closest to the phase transition in the rhombohedral phase (625 and 631 K). Interestingly, the phonon lifetimes at 675 K are larger than the phonon lifetimes at 300 K rescaled by temperature (i.e. by 675 K/300 K), revealing stronger intrinsic anharmonicity of the rhombohedral phase. Third-order force constants are much stronger in the rhombohedral phase, even for very similar temperatures and structures (631 vs. 637 K), see Supplementary Note 5.

In conclusion, the increase of the lattice thermal conductivity near the phase transition can be attributed to two phenomena, depending on the structure of GeTe. In the rhombohedral phase, the increase in the thermal conductivity is due to the negative thermal expansion that causes phonon group velocities to increase, increasing phonon mean free paths. On the other hand, in the cubic phase, phonon lifetimes increase dramatically due to the lower intrinsic anharmonicity of this high-symmetry phase.

Lattice thermal conductivity using the Green–Kubo method

The non-Lorentzian behaviour of the phonon spectral function raises the question of whether the Boltzmann transport equation employed in the calculation of the κ values in Fig. 4 is valid close to the phase transition. It is assumed in the derivation of the Boltzmann equation that phonons are well-defined quasiparticles with unique frequencies and lifetimes. This implies that their spectral weights are the Lorentzian functions centred at the harmonic or TDEP frequencies and the widths equal to the phonon lifetimes. However, evidently, this does not hold close to the phase transition, see Fig. 3.

We include the effect of non-Lorentzian lineshapes on lattice thermal conductivity following the Green–Kubo approach derived in refs. 68,69. In this approach, the heat current in the Cartesian direction j is defined as68,70,71

$${J}^{j}(t)=\frac{1}{2NV}\sum _{{\bf{q}},s,s^{\prime} }\hslash {\omega }_{{\bf{q}},s}{p}_{{\bf{q}},s}(t){u}_{{\bf{q}}, s^{\prime}}^{\dagger }(t){v}_{{\bf{q}},s, s^{\prime}}^{j}$$
(4)

where \({v}_{{\bf{q}},s}^{j}\) is the group velocity of the phonon mode with wave vector q and branch s, V is the volume of the unit cell, N is the number of q points, and pq,s(t) and uq,s(t) are the Fourier transforms of the phonon momentum and position operators. The lattice thermal conductivity tensor is obtained by employing the Green–Kubo relation72

$${\kappa }^{i,j}=\frac{NV}{{k}_{B}{T}^{2}}\Re \int \left\langle {J}^{i}(0){J}^{j}(t)\right\rangle \,{\text{d}}t.$$
(5)

The spectral theorem is then used to relate the heat current autocorrelation function in the equation above to the one-particle retarded Green function51,69,73,74,75. The final expression for the thermal conductivity in this approach is68,69

$$\begin{array}{l}{\kappa }^{i,j}=4\frac{{\hslash }^{2}{k}_{B}{\beta }^{2}}{NV{\rm{\pi }}}\mathop{\sum}\limits _{{\bf{q}},s,s^{\prime} }{\omega }_{{\bf{q}},s}^{2}({\omega }_{{\bf{q}},s}^{2}+{\omega }_{{\bf{q}},s^{\prime} }^{2}){v}_{{\bf{q}},s,s^{\prime} }^{i}{v}_{{\bf{q}},s,s^{\prime} }^{j}\displaystyle\mathop{\int}\nolimits_{-\infty }^{\infty }\,{\text{d}}\,{{\Omega }}\frac{\exp (\beta \hslash {{\Omega }})}{{\left(\exp (\beta \hslash {{\Omega }})-1\right)}^{2}} \\ \times\,\frac{{{{\Omega }}}^{2}{{{\Gamma }}}_{{\bf{q}},s}({{\Omega }}){{{\Gamma }}}_{{\bf{q}},s^{\prime} }({{\Omega }})}{\left[{\epsilon }_{{\bf{q}},s}^{2}+4{\omega }_{{\bf{q}},s}^{2}{{{\Gamma }}}_{{\bf{q}},s}^{2}({{\Omega }})\right]\left[{\epsilon }_{{\bf{q}},s^{\prime} }^{2}+4{\omega }_{{\bf{q}},s^{\prime} }^{2}{{{\Gamma }}}_{{\bf{q}},s^{\prime} }^{2}({{\Omega }})\right]},\end{array}$$
(6)

where ϵq,s is

$${\epsilon }_{{\bf{q}},s}={{{\Omega }}}^{2}-{\omega }_{{\bf{q}},s}^{2}-2{\omega }_{{\bf{q}},s}{{{\Delta }}}_{{\bf{q}},s}({{\Omega }}).$$
(7)

\({{\bf{v}}}_{{\bf{q}},s,s^{\prime} }\) is the generalised phonon group velocity70

$${{\bf{v}}}_{{\bf{q}},s,s^{\prime} }=\frac{{\rm{i}}}{2\sqrt{{\omega }_{{\bf{q}},s}{\omega }_{{\bf{q}},s^{\prime} }}}\sum _{a,b}{{\bf{X}}}_{{\bf{q}},s}^{a}\sum _{{\bf{R}}}\left({\bf{R}}\frac{{{{\Phi }}}_{a,b}({\bf{R}})}{\sqrt{{m}_{a}{m}_{b}}}\right){{\bf{X}}}_{{\bf{q}},s^{\prime} }^{b},$$
(8)

where Xq,s is the eigenvector of the phonon with wave vector q and branch s, Φa,b(R) is the force constant between atoms with masses ma and mb and the vector distance R.

We can separate Eq. (6) into two parts. The first part is diagonal (\(s=s^{\prime}\)). In the limit of small anharmonicity (Δq,s = 0 and Γq,sωq,s), this part reduces to the standard solution of the Boltzmann equation in the relaxation time approximation. The second, non-diagonal part (\(s\,\ne \,s^{\prime}\)), can be reduced in the limit of small anharmonicity to the expressions similar to the ones given in refs. 76,77. The non-diagonal contribution to the lattice thermal conductivity will become prominent only if there is a substantial overlap in the spectral functions of two phonon modes with the same wave vector. This is only true in the case of strong anharmonicity or when spectral functions broaden due to disorder.

We have implemented the expression given by Eq. (6) with the TDEP method. Figure 6a shows the difference between our results obtained using Eq. (6) and BTE (Fig. 4). We can see that the BTE underestimates the thermal conductivity in the whole temperature range. In addition, we can see that the underestimation is not large, around 10% even at high temperatures. Overall, the difference scales linearly with temperature. We can also see that the difference is largest at the phase transition, which is expected considering large deviations from the Lorentzian shape of the phonon spectral functions in this region (see Fig. 2). The contribution of the non-diagonal part of the lattice thermal conductivity is comparable to the overall enhancement of the diagonal part due to non-Lorentzian shapes of the phonon spectral functions.

Fig. 6: Green–Kubo lattice thermal conductivity.
figure6

a Difference in the calculated lattice thermal conductivity using the Green–Kubo method (Eq. (6)) and the Boltzmann transport equation. b Phonon lifetimes of GeTe (see text for explanation) in the Green–Kubo and Boltzmann transport equation approach plotted vs. TDEP frequency of phonon modes. Inset shows the region of soft phonon modes where the change is most noticeable.

To understand the reason for the increased difference in κ at the phase transition obtained by the standard BTE method and using the Green-Kubo relation (Eq. (6)), we show the phonon lifetimes of GeTe calculated using the two methods in Fig. 6b. We define the phonon lifetimes in the Green–Kubo method as

$${\tau }_{{\bf{q}},s}^{GK}=8\frac{{\hslash }^{2}{k}_{B}{\beta }^{2}{\omega }_{{\bf{q}},s}^{4}}{{\rm{\pi }}{c}_{{\bf{q}},s}}\mathop{\int}\nolimits_{-\infty }^{\infty }\,\text{d}\,{{\Omega }}\frac{\exp (\beta \hslash {{\Omega }})}{{\left(\exp (\beta \hslash {{\Omega }})-1\right)}^{2}}\frac{{{{\Omega }}}^{2}{{{\Gamma }}}_{{\bf{q}},s}^{2}({{\Omega }})}{{\left[{\epsilon }_{{\bf{q}},s}^{2}+4{\omega }_{{\bf{q}},s}^{2}{{{\Gamma }}}_{{\bf{q}},s}^{2}({{\Omega }})\right]}^{2}},$$
(9)

where cq,s is the harmonic heat capacity of the phonon mode (q, s). The increase of the phonon lifetimes in the Green–Kubo method is visible in the whole Brillouin zone. It is, however, most prominent in the region of soft phonon modes, where the phonon lifetimes increase by a factor of 100. The increase in phonon lifetimes mostly comes from the shifts of the peaks of the spectral functions, which increases the heat capacity of the phonon modes compared to the harmonic heat capacity.

Discussion

Here, we highlight the advantages of the Green–Kubo method we implemented here over the standard approaches for computing κ in strongly anharmonic materials. Unlike the Boltzmann transport equation, the Green–Kubo method accounts for non-Lorentzian shapes of phonon spectral functions. It is possible to include these effects also by running long molecular dynamics (MD) simulations. Compared to MD, the Green–Kubo method presented here is faster and easier to converge, which is particularly important if these methods are combined with first-principles calculations. The results obtained using this approach are easier to interpret and analyse compared to traditional MD approaches. Unlike MD simulations, the Green–Kubo method uses the Bose–Einstein statistics for phonons. In addition, this method gives the non-diagonal part of lattice thermal conductivity, accounting explicitly for the whole phonon power spectra. The method of refs. 76,77 includes only the values of the phonon self-energy at the harmonic frequency in the evaluation of the non-diagonal contribution to κ and is not applicable to strongly anharmonic materials.

In conclusion, we have performed a detailed first-principles study of the lattice thermal conductivity κ of GeTe close to the ferroelectric phase transition. The TDEP frequencies of the soft modes, although dramatically softened, do not become zero at the phase transition. On the other hand, strong anharmonicity causes the spectral functions of the soft modes to collapse and effectively peak at zero frequency. Strong anharmonicity minimises the acoustic phonon modes lifetimes at the phase transition. However, we calculate an increase in the lattice thermal conductivity at the phase transition, in agreement with experiments. In the rhombohedral phase, this effect is due to the negative thermal expansion that increases phonon group velocities. In the cubic phase, the increase in κ is primarily driven by increased phonon lifetimes due to the smaller anharmonicity of phonon modes compared to the rhombohedral phase. We implement a method to compute lattice thermal conductivity that includes the observed non-Lorentzian power spectra of phonon modes. Using this approach, we find that the calculated κ increases even further at the phase transition, which is the consequence of larger phonon populations due to softening of the phonon modes caused by phonon–phonon interaction.

Methods

Boltzmann transport equation

We calculate the lattice thermal conductivity of GeTe from first principles using density functional theory (DFT) and the Boltzmann transport equation (BTE). In this approach, the lattice thermal conductivity tensor is given as68

$${\kappa }^{i,j}=\frac{1}{NV}\sum _{{\bf{q}},s}{c}_{{\bf{q}},s}{v}_{{\bf{q}},s}^{i}{v}_{{\bf{q}},s}^{j}{\tau }_{{\bf{q}},s},$$
(10)

where i and j are the Cartesian directions, N is the number of q points, V is the unit cell volume, cq,s is the phonon mode heat capacity and \({v}_{{\bf{q}},s}^{i}\) is the group velocity of the phonon mode (q, s) in the direction i. The relaxation time of the same mode is τq,s = 1/2Γq,s, where the imaginary part of the phonon self-energy due to three-photon scattering is given as51

$$\begin{array}{l}{{{\Gamma }}}_{\lambda }=\frac{{\rm{\pi }}\hslash }{16N}\mathop{\sum}\limits _{\lambda ^{\prime} ,\lambda ^{\prime\prime} }| {{{\Phi }}}_{\lambda \lambda ^{\prime} \lambda ^{\prime\prime} }{| }^{2}\left\{({n}_{\lambda ^{\prime} }+{n}_{\lambda ^{\prime\prime} }+1)\delta ({\omega }_{\lambda }-{\omega }_{\lambda ^{\prime} }-{\omega }_{\lambda ^{\prime\prime} })\right.\\ \left.+\,2({n}_{\lambda ^{\prime} }-{n}_{\lambda ^{\prime\prime} })\delta ({\omega }_{\lambda }-{\omega }_{\lambda ^{\prime} }+{\omega }_{\lambda ^{\prime\prime} })\right\}.\end{array}$$
(11)

Here, λ is a shorthand notation for (q, s) and phonon momentum is conserved in the three-phonon processes above. The three phonon matrix element \({{{\Phi }}}_{\lambda \lambda ^{\prime} \lambda ^{\prime\prime} }\) is calculated using

$${{{\Phi }}}_{\lambda \lambda ^{\prime} \lambda ^{\prime\prime} }=\sum _{ijk}\sum _{\alpha \beta \gamma }\frac{{X}_{\lambda }^{i\alpha }{X}_{\lambda ^{\prime} }^{j\beta }{X}_{\lambda ^{\prime\prime} }^{k\gamma }}{\sqrt{{m}_{i}{m}_{j}{m}_{k}}\sqrt{{\omega }_{\lambda }{\omega }_{\lambda ^{\prime} }{\omega }_{\lambda ^{\prime\prime} }}}{{{\Phi }}}_{ijk}^{\alpha \beta \gamma }{{\rm{e}}}^{{\rm{i}}{\bf{q}}\cdot {{\bf{r}}}_{i}+{\rm{i}}{\bf{q}}^{\prime} \cdot {{\bf{r}}}_{j}+{\rm{i}}{\bf{q}}^{\prime\prime} \cdot {{\bf{r}}}_{k}},$$
(12)

where mi is the mass of atom i, \({X}_{\lambda }^{i\alpha }\) is the component α of the eigenvector for mode λ and atom i, and ri is the vector associated with atom i. ωλ is the TDEP frequency of the phonon mode λ, and \({{{\Phi }}}_{ijk}^{\alpha \beta \gamma }\) is the third-order interatomic force constant. This expression for the imaginary part of the self-energy is the result of the first-order perturbation theory for the phonon self-energy due to third-order anharmonicity (so-called bubble term in the diagrammatic representation of the self-energy). The real part of self-energy is the Kramers–Kronig transformation of the imaginary part. A sampling of phonon states is carried out using a 30 × 30 × 30q-point grid.

Calculation of structural parameters

The temperature evolution of the crystal lattice of GeTe was calculated using MD. We ran MD calculations using the LAMMPS software78. To perform MD simulations, we developed a very accurate interatomic potential based on the Gaussian Approximation Potentials scheme79,80 (see Supplementary Note 6). To obtain structural parameters at the temperature T, we ran the NPT ensemble MD calculation of a 2000 atom cell (the 10 × 10 × 10 supercells) fixing pressure to 0 Pa (we checked the convergence with respect to simulation cell size and found the 2000 atom cell to be converged). Following a 10 and 20 ps equilibration in the NVT and NPT ensembles respectively, we ran the simulation for 100 ps sampling the lattice constant a, the rhombohedral angle θ and the volume every 100 fs. For the calculation of the interatomic displacement parameter μ, we sampled atomic positions every timestep (1 fs). Final structural parameters were obtained as a simple sample average and are given in Supplementary Note 7. We obtain negative thermal expansion at the phase transition41,65,67,81. In our MD simulations, the system is still ferroelectric at 631 K, while it is paraelectric at 637 K. Because of this, we define the critical temperature as the average of these two temperatures (TC = 634 K).

TDEP method

To get temperature-dependent interatomic force constants, we use the TDEP method34,35,36. This approach employs a fitting procedure of the second and third-order force constants to DFT forces on forces sampled along an MD trajectory. We ran MD simulations using the GAP potential in the NVT ensemble on the structures obtained from the MD study of thermal expansion to obtain atomic configurations. After 50 ps of equilibration, we sampled 24 configurations on the 300 ps long trajectory. We used a 512 atom supercell to converge phonon properties with respect to the second and third-order force constants cutoff (12 and 8 Å, respectively). We extracted selected configurations and carried out DFT calculations on them to obtain forces. Since the 0 K structures of GeTe obtained using GAP and DFT are slightly different (see Supplementary Note 6), we obtained the DFT structure of GeTe at a certain temperature using the thermal expansion coefficients calculated with MD combined with the 0 K DFT structure.

We note that we did not include LO/TO splitting due to long-range electrostatic forces in any of our calculations. GeTe has a large number of intrinsic vacancies which give large free charge carrier concentrations. Free charge carriers will perfectly screen the long-range interaction45, resulting in no LO/TO splitting in real samples.

Density functional theory

DFT calculations were performed using the ABINIT software package82,83. We use a generalised gradient approximation with the Perdew–Burke–Ernzerhof parametrization84 for the exchange-correlation functional and the Hartwigsen–Goedecker–Hutter pseudopotentials85. Wave functions are represented in a plane wave basis set with the cutoff of 16 Ha, and the Γ point is used for sampling of electronic states.

Data availability

The authors declare that the data supporting the present work is available from the corresponding authors upon reasonable request. The GAP interatomic potential for GeTe is available from Materials Cloud repository86.

Code availability

The code that implements the temperature effective potential (TDEP) method is available from Olle Hellman upon reasonable request. The additional data processing scripts and codes are available from the corresponding authors. GAP software is available for non-commercial use from www.libatoms.org.

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Acknowledgements

This work is supported by Science Foundation Ireland under grant numbers 15/IA/3160 and 13/RC/2077. The later grant is co-funded under the European Regional Development Fund. O.H. gratefully acknowledges support from the Knut and Alice Wallenberg Foundation (Wallenberg Scholar Grant No. KAW-2018.0194) and the Swedish Government Strategic Research Areas SeRC. We acknowledge the Irish Centre for High-End Computing (ICHEC) for the provision of computational facilities.

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I.S. and Đ.D. conceived the research plan. Đ.D. performed the calculations. I.S. supervised the work. Đ.D. and I.S. wrote the manuscript with contribution from all authors. O.H. provided the code for the TDEP method. All authors discussed and interpreted the results.

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Correspondence to Đorđe Dangić or Ivana Savić.

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Dangić, Đ., Hellman, O., Fahy, S. et al. The origin of the lattice thermal conductivity enhancement at the ferroelectric phase transition in GeTe. npj Comput Mater 7, 57 (2021). https://doi.org/10.1038/s41524-021-00523-7

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