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# Experimental verification of the ab initio phase transition sequence in SrZrO3 and comparisons with SrHfO3 and SrSnO 3

## Abstract

We present detailed Raman studies of SrZrO3 (SZO) that show three anomalies in Raman modes: One has a small jump in frequency ω, one has its intensity vanish, and a third has a sharp change in temperature derivative dω(T)/dT from flat below T = 600 K to a Curie–Weiss dependence above 600 K with extrapolation to zero frequency at the known transition temperature T = 970 K, thereby proving the latter to be displacive. In addition, the P4mm ferroelectric phase predicted at high stresses has preliminary support from polarization-voltage experiments. The inference of a new transition in the temperature region 600–650 K is in disagreement with neutron studies. Comparisons are given for family member SrSnO3 and SrHfO3, and we discuss the different conclusions of Kennedy and Knight. We show that a known transition in SrHfO3 is also displacive with a well-behaved soft mode.

## Introduction

Pervoskites such as SrZrO3 (SZO), SrSnO3, SrHfO3, and SrTiO3 are important high-k dielectrics that possess a highly tilted B-site octrahedron in this ABO3-crystal structure. Due to the tilting of BO6 octahedra, these systems follow a series of phase transitions from high-crystal to low-crystal symmetry with decrease in temperature. These systems display rich fundamental physics and immense potential as next-generation high-k dielectric for complementary metal–oxide–semiconductor technology due to their very high optical bandgap and dielectric constant. Among them SZO has been considered as a potential candidate for applications as an optical wave guide, hydrogen and oxygen gas sensor, and medium-range solid oxide fuel cell.1,2,3,4,5,6,7,8,9 SZO is well known for its several structural phase transitions: orthorhombic (Pnma) → orthorhombic (Cmcm) → tetragonal (I4/mcm) → cubic (Pm $$\bar{3}$$ m) at 970, 1100, and 1440 K, respectively. However, its phase sequence is still a matter of debate and subject to controversy.10,11,12,13,14 According to group theory, the direct structural phase transition from orthorhombic (Pnma) → orthorhombic (Cmcm) is unlikely, since it lacks subgroup relationship and is hence “reconstructive”. Carlsson proposed another sequence of phase transitions: orthorhombic (Pnma) → 970 K → pseudo-tetragonal (Imma, c/a < 1) → 1100 K → tetragonal phase (I4/mcm, c/a > 1) → 1440 K → cubic (Pm $$\bar{3}$$ m).10 Recently the local density approximations in first principle calculations predicted antiferroic distortion (AFD) instability in the cubic phase of SZO.2,15 Amisi et al.2 extended the theoretical modeling and proposed possible ferroelectricity with high polarization, comparable to BaTiO3, in strained cubic structure or tetragonal P4mm due to suppressed AFDs, as observed in earlier work on the orthorhombic phases of CaMnO3 and CaTiO3.16,17 Amisi et al.2 calculated the energy differences for possible crystal structures, such asPnma (a = 5.810, b = 8.161, c = 5.764) (E = −259 meV f.u.−1) → Imma (a = 5.791, b = 8.134, c = 5.791) (E = −236 meV f.u.−1) → Cmcm (a = 8.129, b = 8.233, c = 8.187) (E = −223 meV f.u.−1) → I4/mcm (a = 5.736, b = 5.736, c = 8.319) (E = −213 meV f.u.−1) → P4/mbm (a = 5.740, b = 5.740, c = 8.332) (E = −172 meV f.u.−1) → Pm $$\bar{3}$$ m (a = 4.126, b = 4.126, c = 4.126) (E = 0 meV/f.u.). These energy (in meV per formula unit (f.u.)) differences for various crystal structures suggest that some of the phase transitions are very unlikely, and some may overlap due to closeness of their energies; note that one cannot predict the phase transition temperatures based on these calculated energy differences.

The observation of a series of phase transitions in SZO is mainly due to change in the tilting angle of ZrO6 octahedra with change in ambient conditions (temperature and pressure). The tilt angle significantly decreases with increase in temperature, which causes several structural phase transitions or precursor effects. Glazer has developed a simple way to classify and understand the octahera tilting in ABO3-type perovskite structure based on the doubling of pseudo-cubic subcell parameters.11 They proposed two type of possible octahedral tilts, (i) C-facing: aac+, and (ii) all-face-centering: aaco; out of these two tilts, C-facing was favorite due to high probe frequency. Athee et al.11 precisely calculated the octahedral tilts of SrZrO3 using neutron powder scattering data with respect to pseudo-cubic subcell and found approximately 7.6° about c+ tilt and 8.0° about a tilts; however, with respect to orthorhombic cell tilts were 7.6° co (orthorhombic unit cell) and 11.2° (in direction of Sr displacement). They were surprised to get the large octahedra tilting in SZO compared to CaZO3 (4° and 6°, respectively). In general it should be opposite, since the ionic radii of Ca cation is much smaller than Sr, which in turn produces large stress among various Sr–O bonding in O-octradedra. The tilts angles become negligible near the high temperature tetragonal-to-cubic phase transition, which is quite common near the structural phase transitions in perovskites.12

Several techniques, such as thermogravimetric analysis, Raman spectroscopy, neutron scattering, X-ray diffraction (XRD), and Brillouin scattering as function of temperature have been utilized to understand the sequence of phase transitions; however, it is still not resolved. Temperature-dependent thermal expansion and heat capacity show a series of anomalies near the proposed phase transition temperatures; however, these inflexion points vary depending upon scanning speed and methodology.14,15,18 Fujimori et al.19 explained the various high temperature (>800 K) phase transitions of SZO observed by Raman spectroscopy. To the best of our knowledge, work has rarely been carried out in the intermediate temperature range (500–750 K) and its possible electronic and structural phase transitions. Recently we have reported polaron-assisted giant dielectric dispersion in SZO, which may suggests a strong tilt in ZrO6 octahedra in the intermediate temperature range.20

It is known in several examples in the literature that strong phase transitions, evidenced from conductivity, thermal properties, and spectroscopy, are present in some crystals where no change in lattice constant <a(T)> is observed via X-ray or neutron crystallography. This includes simple oxide ABO3 perovskites, especially WO3 (a perovskite with empty A-site), as shown by Salje et al.21,22 Therefore in addition to reconciling two different density functional theory (DFT) calculations for SrZrO3, the present work indicates a case in which crystallographic measurement of a(T) is probably not the definitive test.

Here we report a significant change in low-frequency Raman modes and decrease in frequency of various high-frequency Raman modes between 600–750 K that may relate the proposed large differences in energy for various crystal structures reported by Amisi et al.2 due to change in the ZrO6 octahedra. Dielectric spectroscopy has been employed to confirm the anomaly for various probe frequencies to verify the possible phase transitions. Measurements of leakage current and ferroelectric polarization have been carried out to understand the suppression of antiferroelectric distortions under high electric E-field.

## Results

### Raman studies on SrZrO3

In these studies we measured two separate temperature regions of interest: first, we examine the regime from 300 to 750 K to understand in-phase tilt in orthorhombic crystal [100] (a+bb) from ideal perovskite structure (a0a0a0). Second, we examined softening of low-frequency Raman modes in SZO up until 700 K, and from 700 to 970 K we find evidence of a soft-mode-driven displacive transition at 970 K. Fujimori has suggested that this is a first-order phase transition, since they found a small discontinuity near Tc ~970 K; their theory is based on an endothermic peak near 970 K, i.e., a nonzero value of the enthalpy of transition, and a significant width of the phase transition temperature.23 We also present preliminary evidence for a possible ferroelectric phase under large applied voltage, predicted by Ghosez’s group.

We emphasize the Raman modes of orthorhombic SZO in the temperature range of 300–900 K. Figure 1a shows the Raman modes near room temperature; these modes are assigned as per group theory for orthorhombic crystal structure with four molecules in a unit cell and space group Pnma. These modes matched very well with single crystal data reported by Kamishima et al. 24 The Raman bands are given in the Fig. 1b at various temperatures as depicted and assigned in Fig. 1a. Surprisingly, we found nearly complete merger of two Ag modes and one B1g (B3g) modes between 240–315 cm−1 below 800 K, above which a single temperature-independent 280 cm−1 Ag Raman mode persists until the next higher structural phase transition temperature. Clearer and expanded views at various temperatures are given in the supplementary Fig. SP1. The merger of these modes can be easily seen in the Figs. 2a–d, where three highly intense peaks merge in to a single Ag peak around 278 cm−1 (Fig. 2d). Above 600 K it became impractical to distinguish among these peaks and fit with separate Raman modes. These data suggest that the local vibrational environment of various O–Zr–O bonds and its tilt angles significantly change above 600 K. The lowest Raman mode at 97 cm−1 softens negligibly until 650 K, above which it follows the mean field theory ω 0 2 = ω Tc 2 + A × (T c − T) with a damping constant 70 cm−1 (+/−2 cm−1).

### Dielectric and polarization studies on SrZrO3

The temperature-dependent dielectric spectra and tangent loss of SZO from 300 to 800 K at various probe frequencies, 5, 10, and 50 KHz, are shown in Figs. 3a–f. The magnitude and nature of dielectric constant data suggest frequency-independent dielectric constant with magnitude nearly 22-450 K, above which it increases exponentially with large dielectric anomaly peaks in the range of 650–750 K, which increase in temperature with increase in probe frequency (thermally activated charge carriers). A signature of strong electron-phonon (small polaron) coupling above 650 K was observed.20,25 The dielectric dispersion and anomaly data suggest that there may be faint pseudo structural phase transition due to the significant tilting of ZrO6 octahedra and screening among the electrons and the polaronic charge species. Due to the weakness of the dielectric anomaly, we checked the dielectric constant and tangent loss behavior for both heating and cooling; we first heated the sample in similar condition (+/−5°/min) and left the sample for 30 min for temperature-microstructure stabilization and later measured the dielectric properties on cooling. We found almost identical behavior in dielectric loss data with significant dielectric hysteresis and broader and more diffuse dielectric behavior between 600 and 800 K. The dielectric data on heating and cooling provide strong evidence of electron-phonon coupling-mediated tilt in ZrO6 octahedra and screening among the electrons in the intermediate temperature range. We performed the dielectric and tangent loss measurements on the same series of samples that were used a year ago.20

Ferroelectric hysteresis is observed under very high voltage, which may be due to suppression of AFD instability and development of ferroelectricity at the zone center. The room temperature current-voltage (I-V) and polarization-voltage data are shown in Figs. 4a,b, respectively. A symmetric I-V curve was obtained for both positive and negative polarity; the magnitude of current was found in the range of ~nA under application of large voltage (~5000 V). However, such a modest loop can be due to charge injection and requires further study.

### SrSnO3 and SrHfO3 results

Other family members of SrZrO3 share its controversies with regard to structures. We mention them briefly to alert readers that this is therefore a generic problem. The phases of SrSnO3 are known in some measure from the studies of Singh et al.8,9 These studies used a wide variety of experimental techniques, including Raman, specific heat, thermal expansion, etc. Of particular interest are two transitions at moderate temperature, a broad order–disorder transition reported at 265–270 K and a probably displacive transition (no vibrational linewidth broadening) at 160 K. Very recently Kennedy and Knight reported26 from powder neutron diffractions that these transitions are not present in their data. However, data in the Ph.D. thesis of Dr. Elizabeth Mountstevens (Cambridge University, 1998) measured T = 260+/−5 K, in very good agreement with that of Singh et al.8,9 It is also important that Mountstevens’ samples were powder from UK ingredients, whereas those of Singh were both ceramics and powders from Korea, from India, and from the USA. Therefore, the sample standing out as completely out-of-line from the others is the powder specimen from Kennedy and Knight. We note that the samples used by Kennedy and Knight were reported to be as received “directly from Sigma-Aldrich”. In our experience, this material from that and other suppliers are not perfectly stoichiometric. We prepared our samples with a 1400 °C anneal, which is known to be required for stoichiometry. Thus, the mostly likely source of the experimental differences is that the Kennedy–Knight sample was sufficiently off-stoichiometry that some subtle transition has disappeared.

There are several possibilities for these different conclusions. First, our work is on pressed ceramics, and it is always possible that a small strain exists in such specimens, compared with powders, producing a phase transition. A second plausible hypothesis is that the neutron studies involve relatively long integration times and/or large areas, whereas the Raman data are sensitive on a 10−13 s time scale and few-micron spot size. There is a history of this kind of discrepancy in the case of beta-cristobalite,27 where the neutron studies of Swainson et al.28 disagree with the theory of Coh;29 Raman and infrared data prove the lower-symmetry model of Coh, but Swainson’s data give a temporal time-averaged structure.

We regard the temperature(s) of these two lower-T phase transitions in SrSnO3 as moot and encourage DFT calculations on this material. Our view is that the sequence of transitions in both SrZrO3 and SrSnO3 follows Glazer’s Rule,30 which empirically relates tilt transitions in perovskites and order–disorder dynamics [in-plane tilts in perovskites must be displacive, not order–disorder]. The original assignments of Mountstevens and Redfern violate Glazer’s Rule that tilt transitions in perovskites must be displacive (since adjacent octahedra are completely linked, disorder is impossible),31 whereas those of Singh et al.8,9 reconcile that problem. Supplementary Figure SP2 in Supplementary information diagrams the short-range ferroelectric ordering in SrSnO3; we regard this ordering as a phase transition.32

### SrHfO3 findings

For completeness, we refer readers to the very recent work by Singh et al.8 on strontium hafnate. They demonstrated an underdamped soft mode at temperatures below a high-T phase transition thereby shown unambiguously to be displacive. The equivalent phase transition in SrSnO3 is now also known to be displacive, with 1.0–1.5 nm diameter ferroelectric nano-regions, although earlier 2005 work claimed it to be order–disorder.32

## Discussion

We find evidence for a new transition near T = 650 K that is probably related to the onset of polaron conduction. From 650–970 K, there is a soft mode extrapolating to zero frequency slightly above the known transition to Cmcm at T = 970 K, implying that the latter is displacive and nearly second order. We report merger of several Raman modes between 650 and 750 K, a large dielectric anomaly nearly in the same temperature region, and a preliminary signature of nonlinear polarization under large E-stress.

Further, DFT modeling of the SrZrO3, SrSnO3, SrHfO3 sequence is warranted. What this hafnate work shares with the zirconate and stannate studies is that Raman studies complement DFT ab initio studies by unambiguously discriminating between displacive and order–disorder transitions and clarifying how close to second-order each transition is. The overall conclusion of the present work is that DFT work on SrZrO3 and its newly predicted phase(s) should be extended to SrSnO3 and SrHfO3 with special attention to examining Glazer’s Rule in this sequence of transitions.

The idea that different specimens of SrZrO3, SrHfO3, or SrSnO3 might exhibit different phases has arisen several times: some authors suggest that soft chemistry processing gives different structures than conventional solid state processing; others report, in contrast with Glerup et al.,33 that the Pmcm-Incn transition is absent. Yali34 predicts that the Cmcm and P4mm phases reported by Cherrad et al.35 are probably unstable or nonexistent [Cherrad et al.35 give I4/mcmImmaCmcmP4/mbmP4mm for SrHfO3]. There are such a large number of possible phases with very close energies that defect density might play a large role. However, it is our view that the best specimens will reveal the largest number of phase transitions, since defects and especially vacancies will generally spread the temperature widths of spatially averaged phases, such as the ferroelectric nano-phases.32

## Methods

The bulk ceramic pellets of SrZrO3 (SZO) were synthesized by high temperature solid state reaction route using the initial ingredients SrCO3 and ZrO2 from Sigma Aldrich (purity 99.9 %). An equimolar ratio of initial precursors was thoroughly mixed and calcined at 800 °C for 10 h; later this calcined powder was pelletized into circular shapes with diameter 13 mm and thickness 1–1.5 mm under uniaxial pressure of 5–6 tons per square inch. These pellets were sintered in air at 1400 °C for 6 h to achieve 95–98 % of theoretical density. The crystal quality, phase purity, grain distribution, elemental compositions, and surface morphology were determined by XRD (Bruker AXS D8 Advance X-ray diffractometer) using the Cu-kα (kα = 1.54059 A°) monochromatic radiation, in 2θ range between 20° and 80°, and a scanning electron microscope (Zeiss EVO MA-10).20 Dielectric properties and leakage current were measured in capacitor structures using silver as electrodes. Temperature-dependent dielectric measurement was carried out over wide range of frequencies (100 Hz–1 MHz) and temperatures (300–800 K) using an LCR meter (HIOKI-3532–50) at an amplitude of 0.5 V. Micro-Raman spectra were recorded using a T64000 spectrometer (JobinYvon) equipped with a triple-grating monochromator with additive dispersion in the backscattering geometry, using 514.5 nm monochromatic radiation over a wide range of temperatures (low and high temperature cryostage from Linkam). The Raman signal was analyzed by employing normal back-scattering geometry with typical spectral resolution less than 1 cm−1.

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## Acknowledgements

AK acknowledges the CSIR-National Physical Laboratoryinternal net work project, INDIA. Hitesh Borkar would like to acknowledge the CSIR (SRF) to provide fellowship to carry out PhD program.

### Author contributions

AK, SK and HB conducted temperature-dependent, Raman and dielectric experiment, and fitted the experimental Raman data using DHO model. AK, JFS and RSK analyzed the data, correlate with their earlier published work on SrSnO3 and SrHfO3 and designed the paper. All authors discussed the results and participated in writing the paper.

### Competing interests

The authors declare that they have no competing interests.

## Author information

### Affiliations

1. #### CSIR-National Physical Laboratory, Dr. K.S. Krishnan Marg, New Delhi 110012, India

• Ashok Kumar
•  & Hitesh Borkar
2. #### Academy of Scientific and Innovative Research (AcSIR), CSIR-National Physical Laboratory (CSIR-NPL) Campus, Dr. K.S. Krishnan Marg, New Delhi 110012, India

• Ashok Kumar
•  & Hitesh Borkar
3. #### Department of Physics and Institute for Functional Nanomaterials, University of Puerto Rico, San Juan, PR 00931-3334, USA

• Shalini Kumari
•  & Ram S Katiyar
4. #### Department of Chemistry and Department of Physics, University of St Andrews, St Andrews, Scotland KY16 ST, UK

• James Floyd Scott

### Corresponding authors

Correspondence to Ashok Kumar or James Floyd Scott.