Abstract
Estrogen receptor-positive (ER+) breast cancer generally confers a more favorable prognosis than ER-negative cancer, however, a different picture is emerging for BRCA2 mutation carriers and young patients. We used nationwide data from population-based registries to study prognostic effects in those two groups. Of all 2817 eligible women diagnosed with breast cancer in Iceland during 1980–2004, 85% had been tested for the Icelandic 999del5 BRCA2 (c.771_775delTCAAA) founder pathogenic variant. We compared breast cancer-specific survival, effects of ER status, other clinical parameters, and treatment, between three mutually exclusive groups: BRCA2-carriers, non-carriers diagnosed 40 years or younger, and older non-carriers. Prevalence of the BRCA2 mutation among tested patients <=40 years of age was 21.0%, but it was 5.4% among women diagnosed >40 years of age. For ER+ cancer, breast cancer-specific 15-year survival was 49.7%, 55.2%, and 74.7%, among BRCA2-carriers, young and older non-carriers, respectively, whereas for ER-negative cancer, survival was similar (64.0–69.3%) for all three groups. Neither BRCA2 carriers nor young non-carriers did tumor grade 3 predict worse survival than did tumor grade 1. The adverse outcome for the young cases cannot be explained by BRCA2 mutations, as carriers were excluded from the group. Those two clinically important patient groups need special attention with respect to treatment choices, in particular, if diagnosed with ER+ tumors. It is thus advisable to have knowledge of BRCA2 status when treatment decisions are made. Finally, it is important to understand the biological basis for the specific nature of ER+ tumors in young women and BRCA2 carriers.
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Introduction
Breast cancer is a heterogeneous disease and prognosis varies greatly between patient groups. In addition to traditional prognostic factors, biological subtypes defined by gene expression or immunohistochemistry are widely used for treatment decisions1,2. Luminal-like breast cancer includes luminal A- and B-like subtypes, characterized by expression of estrogen- (ER) and/or progesterone-receptor (PR). These subtypes confer a more favorable prognosis than triple negative cancer, the best prognosis being observed for the Luminal A-like subtype, which has less proliferative activity than other subtypes. Furthermore, in recent years, multi-gene molecular assays have been increasingly used for making distinctions among patients with luminal disease3.
Pathogenic mutations in the BRCA1 and BRCA2 genes confer increased lifetime risk of developing breast- and ovarian cancer. The majority of tumors in BRCA1 mutation carriers are of the triple-negative subtype while over 70% of tumors among BRCA2 carriers are luminal-like, a similar proportion as in the general population of breast cancer patients4.
In the Icelandic population, there is one predominant pathogenic BRCA2 mutation, 999del5 (rs80359671, NM_000059.3:c.767_771delCAAAT, NP_000050.2:p.Asn257LysfsTer17)5,6. It is carried by 0.8% of the general population7 and by an estimated 7–8% of breast cancer patients7,8. Other pathogenic BRCA1 and BRCA2 variants are very rare9, which confers an advantage when screening for and studying the nature of BRCA2-associated cancer in the Icelandic population.
In 2013, we reported an adverse outcome associated with a positive ER status for breast cancer patients carrying this mutation, whereas the traditional superior outcome was observed for non-carriers10. This was confirmed in a larger group of Icelandic carriers11. Similar findings have since been reported from other populations including a wide range of pathogenic BRCA2 variants12,13,14,15,16,17,18. The notion that ER+ cancer is of a different nature in BRCA2 mutation carriers than in sporadic cases is further supported by findings of higher Oncotype DX Breast Recurrence Scores for BRCA-associated versus sporadic ER+ cancer19,20,21 and by the observation that mortality among ER+ BRCA2 carriers is higher than expected by the PREDICT model22.
Young women with breast cancer constitute another specific group of breast cancer patients for whom a positive ER status is not associated with superior survival23,24,25,26 and the survival disadvantage appears to be mainly restricted to the Luminal A type23,24. To what extent this observation of inferior prognosis in young breast cancer patients can be explained by the relatively high prevalence of BRCA1/2 mutations among young patients6,8,27,28 is currently not known.
The specific nature and clinical presentation of ER+ tumors in BRCA2 carriers and in patients diagnosed 40 years or younger has biological and clinical implications and needs to be better understood. We used nationwide data over a 24-year period from Icelandic population-based registries and studied nodal involvement, tumor size, tumor grade, and survival, according to ER status in those two groups compared with patients who were older than 40 years at diagnosis. The setting is unique as 85% of all breast cancer patients diagnosed during the study period had been tested for the virtually single pathogenic BRCA1/2 mutation in the population. We could thus study and compare survival, clinical parameters, and treatment according to ER status in BRCA2-carriers, young (≤40 years) non-carriers, and older (>40 years) non-carriers.
Results
A total of 2956 women were diagnosed with breast cancer in the period 1980–2004. After excluding patients who were registered on the basis of death certificate only (DCO) or autopsy (19 patients) and patients with distant metastases (120 patients), 2817 patients remained. Of them, 2394 (85.0%) had been tested for the BRCA2 mutation in earlier studies. A total of 160 women (6.7% of genotyped) carried the 999del5 BRCA2 mutation (Fig. 1). Prevalence of the BRCA2 mutation among tested patients ≤40 years of age was 21.0%, but it was 5.4% among women diagnosed older than 40 years of age.
After identifying the 160 BRCA2-carriers, the remaining 2234 non-carriers were divided into 158 young and 2076 older patients. Table 1 presents tumor characteristics for the three mutually exclusive groups. BRCA2 carriers and young patients had larger average tumor sizes and a higher proportion of positive lymph nodes, tumor grade 3, and high Ki-67 than the older patients. Young cases had the lowest proportion of ER+ tumors (60.7%) but the highest proportion of HER2-positive tumors (27.9%). BRCA2 carriers had a low proportion of HER2-positive tumors (3.4%).
Tumor characteristics and treatment according to ER status
For ER+ cancer, lymph node metastases were present in 60.9%, 54.8%, and 42.5% of BRCA2-carriers, young and older patients, respectively, whereas for ER-negative cancer the proportion with lymph node involvement was lowest in BRCA2-carriers and highest in young patients (Table 2b). Similarly for ER+ cancer, tumors were largest in BRCA2-carriers, and smallest in older patients, whereas for ER-negative cancer the largest tumors were seen in young patients (Table 2a). In the ER-negative stratum, the proportion with grade 3 was much higher than in the ER+ stratum for all three patient groups (Table 2c). However, in the ER+ stratum, BRCA2-carriers had a higher proportion of tumor grade 3 than the other two groups. Around and over 60% of the patients had mastectomies. The highest proportion was among BRCA2 carriers, both for ER+ (77.9%) and ER-negative (71.1%) patients. Among cases with ER+ tumors, only around 30% received chemotherapy in the older group, but around 60% in the two other groups (Tables 1 and 2).
Survival according to ER status and treatment
The median follow-up time was 15.5 years. Figure 2a shows that for ER+ cancer 15-year survival differed significantly between the older group on one hand (76.0%; 95% CI: 73.4–78.4), and BRCA2-carriers (49.7%; 95% CI: 39.7–59.0) and the young group (55.8%; 95% CI: 44.6–65.7) on the other hand. The picture was different for ER-negative cancer (Fig. 2b), where 15-year survival did not differ significantly between any of the three groups and ranged between 64% and 69.3%. Adjusting for year and age at diagnosis the hazard ratio comparing ER+ and ER-negative tumors was for BRCA2 carriers 2.06 (95% CI: 1.11–3.83); for young patients, it was 1.66 (95% CI: 0.94–2.94), whereas for older patients it was 0.64 (95% CI: 0.52–0.78) (Table 3a). When adjusted for other clinical variables HRs were not statistically significantly different from 1.00 (Table 3b).
Tumor grade 3 predicted superior survival compared with grade 1 in BRCA2 carriers and young non-carriers, in contrast with the over threefold risk of death associated with grade 3 that was seen in the older group.
For patients with information allowing definition of intrinsic-like subtypes (Table 3c), Luminal A-like cancer was associated with an increased risk of death among BRCA2 carriers and young non-carriers, contrasting with the lower risk among the older group.
Interaction tests (Table 3) indicated that ER status, Luminal A-like subtype, and grade predicted prognosis similarly for BRCA2 carriers and young cases, but differently than for older cases. For the Luminal B-like subtype, the association with prognosis differed only between BRCA2 carriers and older cases, here the young cases were not distinct from the older group. Mastectomy conferred significantly stronger protection for BRCA2 carriers than for either young or older cases, and for chemotherapy, a significant distinction was present between carriers and young cases.
Patients not tested for the BRCA2 999del5 founder mutation
The 15% of all female breast cancer patients diagnosed in 1980–2004 who were not tested (423 cases), were older at diagnosis (median age 72 years versus 58 years) and they more often lacked histological confirmation for diagnosis (13.2%) than the genotyped group (0.2%).
Discussion
Opposite prognostic effects associated with ER status and proliferation in BRCA2 carriers, as compared with non-carriers, were first reported in Icelandic studies10,11 and have since been confirmed in several other populations12,13,14,15,16,17,18. Young breast cancer patients have also been found to have an opposite prognostic association with ER status as compared with older patients23,24,25,26.
Based on unique population-based data from Iceland where 85% of patients had been tested for the Icelandic BRCA2 founder mutation we show here that young women with breast cancer shared the abovementioned unconventional prognostic associations with BRCA2 carriers even though virtually no BRCA mutation carriers were included in the young group, rendering it unlikely that the worse outcomes associated with an ER+ status could be explained by the high prevalence of germline BRCA mutations in young breast cancer patients. Alternative explanations might be related to epigenetic changes in BRCA genes, or other disturbances in biological processes rather than a lack of BRCA2 protein, perhaps due to other inherited mutations in those young women.
BRCA2-carriers and young non-carriers with ER+ cancer had considerably lower 15-year survival than older non-carriers, contrasting with ER-negative cancer where survival did not differ significantly between the three groups. Similarly, survival was significantly worse if tumors were ER+ than ER-negative for BRCA2 carriers and non-significantly worse for young patients, whereas ER+ cancer was associated with good prognosis among older patients as expected.
Interaction tests supported the reverse associations between survival and ER status, Luminal A-like subtype, and grade for both BRCA2-carriers and young patients as compared with older cases. They also indicated that mastectomy conferred stronger protection for BRCA2 carriers than for either young or older cases and that chemotherapy had a stronger effect in carriers than in young cases.
In addition to the abovementioned similarities in outcomes, both BRCA2 carriers and young patients had more advanced disease at diagnosis than the group of older patients. However, the two groups differed in that only for BRCA2 carriers was a positive ER status associated with positive lymph nodes and larger tumors. Furthermore, the young cases had a relatively low proportion of ER+ tumors and a high proportion of HER2-positive tumors compared with only 3.4% among BRCA2 carriers. The high prevalence of HER2-positive tumors in the young patient group, or 28%, must have affected their survival in a negative fashion, as all patients in the study were diagnosed before the general uptake of HER2-targeted drugs. However, this cannot explain the reverse prognostic effect of an ER+ status in the young group, because the proportion of HER2-positive tumors in this group was the same without respect to whether tumors were ER+ or ER-negative.
The 21-gene expression assay Oncotype DX Breast Recurrence Scores® is one example of scores that quantify the likelihood of breast cancer recurrence and the potential benefit of chemotherapy in ER+ patients. The notion that ER+ breast cancer in BRCA2 carriers has special prognostic properties is supported by findings of increased rate of high recurrence scores (RS) in BRCA1/2 carriers19,20,21. For example, Halpern et al. found an approximately 3-fold increased rate of high RS among BRCA1/2 carriers with ER+ breast cancer in comparison with a large group of patients from the general population and concluded that this “might indicate that hormone-positive breast cancers in BRCA carriers are molecularly unique”20. Along the same line, it was recently reported that the observed mortality among BRCA2 carriers was higher than expected according to the PREDICT model22. Thus, there are indications that BRCA2 carriers with ER+ cancer would benefit more from chemotherapy than non-carriers with ER+ cancer. Results from a Nordic study are also interesting in this context, where the majority of BRCA2-mutated tumors belonged to an unusual genomic subgroup of Luminal A-classified tumors, a so-called luminal-complex group defined by global DNA copy number and gene-expression profiling. This subgroup had relatively poor survival29. Finally, BRCA2 mutated tumors have a particularly high degree of methylation compared to BRCA1 mutated tumors30, emphasizing the distinction of BRCA2 mutated tumors.
Interestingly, high tumor grade did neither correlate with a worse prognosis in young breast cancer patients nor in BRCA2 mutation carriers. A similar lack of predictive potential for grade among BRCA2 carriers has been reported before13,15,22 and it could be related to the reverse association with proliferation10 because evaluation criteria for histological grade are highly influenced by proliferation. However, in all three groups, the conventional association between ER+ status and lower grades was present. It is noteworthy that the inferior prognosis associated with ER+ breast cancer among BRCA2 mutation carriers cannot be explained by lack of response to antihormone therapy because the prognostic disadvantage was found to be similar for BRCA2 carriers diagnosed during the period of 1935–1979 before antihormonal therapy was available, as it was for patients diagnosed during 1980–201211. Therefore, it is likely to be due to some specific nature of breast tumors in BRCA2 mutation carriers.
This population-based study is unique as 85% of all breast cancer cases diagnosed in the period of 1980–2004 in Iceland were tested for the 999del5 BRCA2 founder mutation. Therefore, it provides the unprecedented opportunity to study young breast cancer cases who do not carry this founder mutation, and in effect, virtually no BRCA1/2 mutations, because of the very low prevalence of other BRCA1/2 mutations in the population. The 15% of the patients who were not screened for the mutation were considerably older than the 85% tested, which renders it likely that most mutation carriers diagnosed in 1980–2004 were included in this study. Survival bias is not likely to be a problem because for 51% of the cases, paraffin-embedded tissue removed at surgery was used for BRCA2-mutation testing, and for most of the remaining women diagnostic blood samples were used, or samples collected shortly after diagnosis in context with research on familial breast cancer during the nineties. Only around 10% of the patients had BRCA2 testing done >2 years from diagnosis, and the Left-truncated survival analysis should minimize the resulting potential bias. Finally, usage of the unique civil personal registration number rendered the record linkage accurate and the follow-up complete. Although only one pathogenic BRCA2 variant was studied here, the results are in accordance with other studies reporting on similar survival patterns for other pathogenic BRCA2 variants12,13,14,15,16,17,18.
Conclusion
This study confirms previously published results of unfavorable breast cancer prognosis associated with ER+ tumors, especially Luminal A-like tumors, in young women as well as BRCA2-carriers. The results further indicate that those characteristics among young patients cannot be explained by the high prevalence of BRCA1/2 mutation carriers in this patient group. Those two clinically important patient groups need special attention with respect to treatment choices, in particular, if diagnosed with ER+ tumors. Clinical Gene Expression-based Assays may be of special value to them. BRCA2 carriers appear to benefit more from mastectomy and chemotherapy than do non-carriers. It is thus advisable to have knowledge of BRCA2 status when treatment decisions are made. Finally, it is important to understand the biological basis for the specific nature of ER+ tumors in young women and BRCA2-carriers.
Methods
Setting
We conducted this study in Iceland, where a unique civil personal registration number is assigned to all citizens at birth or immigration, enabling individual-level data linkage across all registries including the nationwide Icelandic Cancer Registry, the Cause of Death Registry, and clinical databases at Icelandic Hospitals. All citizens have access to mainly tax-funded health care at public hospitals and all cancer patients are treated at either of the two public hospitals. The presence of a single BRCA2 founder mutation and a very low prevalence of other BRCA1- and 2 mutations in the population9 facilitate screening for BRCA mutations when studying the clinical presentation and prognosis in BRCA2 mutation carriers.
Ethics
The study was approved by the Icelandic Science Ethical Committee (SEC) (VSN-13-133) and was conducted in accordance with the General Data Protection Regulation (GDPR), whereupon all women who were alive at the time of study gave their written informed consent, and SEC allowed usage of paraffin blocks and other relevant information for those who were deceased. Authors complied with all relevant ethical regulations including the Declaration of Helsinki.
Study population
The study cohort included all (2956) Icelandic women diagnosed with invasive breast cancer in Iceland from the year 1980 through the year 2004 (Fig. 1), based on the nationwide, high-quality Icelandic Cancer Registry (ICR)31. Therefore 19 were excluded from this study because the diagnosis was based on autopsy and death certificate-only (DCO) and 120 cases were excluded as they had distant metastases at diagnosis, leaving 2817 patients for analysis. Thereof 2394 patients (85%) had been tested for the BRCA2 999del5 founder pathogenic variant in the period 1995–2012 in the context of research projects. The majority had been selected for BRCA2 testing according to defined periods of diagnosis and year of birth, see further description in Jonasson et al.11. We compared the basis of diagnosis, age at diagnosis, tumor size, nodal status, grade and 15-year survival among tested patients, divided into three groups: Carriers of the 999del5 BRCA2 pathogenic variant, young (≤40 years at diagnosis) non-carriers, and older (older than 40 years at diagnosis) non-carriers.
Prognostic factors and treatment
Routine assessment of pathological parameters for breast cancer in Iceland is centrally performed at the Pathology Departments of Landspitali University Hospital and Akureyri Hospital. For ER and PR status, routine assessment was initiated in 1981 using Dextran-coated charcoal assay until 1995, succeeded by immunohistochemical (IHC) staining. Tumors are considered positive for the estrogen- and progesterone receptors when >1% of cell nuclei stain positive for the receptors with immunohistochemistry. Routine assessment of Ki-67 protein status started in 2007, with the cut-off point for high staining being at 14%. HER2 expression status has been assessed since 2004 using IHC and applying fluorescence in situ hybridization if results are borderline.
For BRCA2 mutation carriers with missing pathological information plus two non-carrier controls individually matched on year of birth and diagnosis, Tissue Micro Arrays were constructed from paraffin blocks when available, and missing values for pathological variables were assessed using IHC11.
We used the following definitions for intrinsic-like subtypes: ‘Luminal A-like’: (ER+/PR+/HER2− and low Ki-67 (grade 1 and 2 for missing Ki-67)), ‘Luminal B-like (HER2 negative)’: (ER+/HER2−, PR− and/or high Ki-67 (or grade 3 for missing Ki-67)), ‘Luminal B-like (HER2 positive)’: (ER+/HER2+ with any PR and Ki-67 status), ‘HER2 positive (non-luminal)’: (ER−/PR−/HER2+), ‘Triple-negative (basal-like)’: (ER−/PR−/HER2−). We had to combine Luminal B-like HER2 negative and HER2 positive for the survival analysis because there were only 4 BRCA2 carriers who were HER2 positive.
Information on treatment was abstracted from patient charts, the date of death was ascertained by record linkage with Statistics Iceland, and the cause of death by record linkage with Statistics Iceland and the Directorate of Health. Data were obtained blinded with respect to mutation status.
Statistical analysis
Mean values for continuous variables were compared between BRCA2 mutation carrier cases and the remainder of patients from the general population stratified into two groups according to age at diagnosis (40 years or less (young) and older patients), using the t-test statistic. The χ2-test was used for comparing proportions.
Univariable survival curves were generated using Kaplan–Meier methods and the log-rank test was used for estimating P-values. Hazard ratios (HRs) were estimated using the Cox proportional hazard model. Multivariable analyses were conducted by first including only ER status or intrinsic-like subtypes, year of birth, and year of diagnosis, and thereafter the covariates tumor size, nodal involvement, tumor grade, and treatment (mastectomy, chemotherapy, hormone treatment). Follow-up for breast cancer-specific survival was from the date of diagnosis of the first invasive breast cancer until death or the last date of follow-up (December 31st, 2020). Patients who died of other causes than breast cancer were censored at the date of death. Of the women included in this study, 51% had been tested for the BRCA2 founder mutation by using a paraffin-embedded tumor specimen and 49% by using blood samples, and for the majority of those, blood had been drawn either before diagnosis, at diagnosis or within 2 years from diagnosis. Left-truncated survival analysis32 was used to avoid survivorship bias with follow-up time starting on the date of sampling for patients tested after diagnosis. Using the Cox model we tested for interaction between ER status, grade, and intrinsic-like subgroup on one hand and group (BRCA2-carriers, young non-carriers, or older non-carriers) on the other hand, in separate models by including a multiplication factor between each set of variables.
Statistical tests were two-sided and a P-value of <0.05 was considered statistically significant. All analyses were performed using the STATA Statistical Software Stata/IC 14.0 for Windows.
Data availability
The study participant phenotype data are not publicly available due to the protection of participant privacy and confidentiality. Data sharing is not possible under the Icelandic Science Ethical Committee (SEC) constraints. However, data can be made available in an anonymized form upon a reasonable request and after approval from the SEC.
Code availability
Analysis codes are available from the corresponding author upon reasonable request.
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Acknowledgements
We thank the women who participated in the study, and we thank Gudridur H. Olafsdottir for her invaluable care and work with the data through all our research on familial cancer especially on cancer in BRCA2 mutation carriers. This work was supported by the Icelandic Cancer Society and by a postdoctoral grant from the University of Iceland (Linda Vidarsdottir).
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Conceptualization and design of the study: L.T. Interpretation of results: L.T., L.V., and S.S. Data management and data analyses: E.J.O. Provision of results from mutation testing: L.V., S.S., and R.B.B. Drafting of the paper: L.T. The paper was written primarily by L.T. and L.V., but all authors participated in the interpretation of the data, revised the paper critically for important intellectual content, approved the final completed paper, and took accountability for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
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Vidarsdottir, L., Olafsdottir, E.J., Barkardottir, R.B. et al. Estrogen receptor-positive breast cancer and adverse outcome in BRCA2 mutation carriers and young non-carrier patients. npj Breast Cancer 9, 95 (2023). https://doi.org/10.1038/s41523-023-00600-8
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DOI: https://doi.org/10.1038/s41523-023-00600-8