Abstract
An unidentified quantum fluid designated the pseudogap (PG) phase is produced by electron-density depletion in the CuO2 antiferromagnetic insulator. Current theories suggest that the PG phase may be a pair density wave (PDW) state characterized by a spatially modulating density of electron pairs. Such a state should exhibit a periodically modulating energy gap \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\) in real-space, and a characteristic quasiparticle scattering interference (QPI) signature \({\Lambda }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{q}}}}}})\) in wavevector space. By studying strongly underdoped Bi2Sr2CaDyCu2O8 at hole-density ~0.08 in the superconductive phase, we detect the 8a0-periodic \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\) modulations signifying a PDW coexisting with superconductivity. Then, by visualizing the temperature dependence of this electronic structure from the superconducting into the pseudogap phase, we find the evolution of the scattering interference signature \(\Lambda ({{{{{\boldsymbol{q}}}}}})\) that is predicted specifically for the temperature dependence of an 8a0-periodic PDW. These observations are consistent with theory for the transition from a PDW state coexisting with d-wave superconductivity to a pure PDW state in the Bi2Sr2CaDyCu2O8 pseudogap phase.
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Introduction
Carrier-doped CuO2 sustains both high temperature superconductivity and the pseudogap quantum fluid, often simultaneously. Although the former is reasonably well understood, a decades-long effort by physicists to identify the latter1,2 has yet to bear fruit. The essential phenomenology of the pseudogap, while complex, is internally consistent. When p holes per unit-cell are introduced to CuO2, the antiferromagnetic insulator (AF) state disappears and the pseudogap (PG) emerges in the region p < p* and T < T*(p) (Fig. 1a). For \(T\;\lesssim \;{T}^{\ast }\left(p\right)\), an energy gap \({\Delta }^{\ast }\left(p\right)\) depletes the spectrum of electronic states, and thus the magnetic susceptibility3 \(\chi (T)\), the electronic specific heat4 \(C(T)\), the c-axis conductivity5,6 \(\rho (\omega ,T)\), and the average density of electronic states7 \(N\left(E\right).\) In k-space, there are four \({{{{{\boldsymbol{k}}}}}}{{{{{\boldsymbol{(}}}}}}E=0{{{{{\boldsymbol{)}}}}}}\) Fermi arcs8 neighboring \({{{{{\boldsymbol{k}}}}}}\approx (\pm \pi /2a_{0},\pm \pi /2a_{0})\), beyond which the ‘pseudogap’ \({\Delta }^{\ast }\left({{{{{\boldsymbol{k}}}}}}\right)\,\) opens3,9,10 near \({{{{{\boldsymbol{k}}}}}}\approx (\pm \pi /a_{0},0);(0,\pm \pi /a_{0})\). At extreme magnetic fields, tiny electron-like pockets with k-space area \({A}_{k}\approx 7 \%\) of the CuO2 Brillouin zone, are detected11 in the pseudogap state. Probes of electrical and thermal transport in the pseudogap phase evidence electron-pairs without phase rigidity12,13,14. Translational symmetry breaking is widely reported15,16,17 to occur within the pseudogap phase; it is associated with charge density modulations of wavevectors \({{{{{\boldsymbol{Q}}}}}}\approx 2\pi /a_{0}\left(\pm 1/4,0\right);(0,\pm 1/4)\). A 90°-rotational (C4) symmetry breaking at \({{{{{\boldsymbol{Q}}}}}}\) = 0 and sometimes time-reversal symmetry breaking are also reported depending on materials and technique18,19,20,21,22. All these phenomena disappear10,23,24 near a critical hole density \(p={p}^{\ast }\) which depends on material. The long-term challenge has been to identify a specific state of electronic matter that should exhibit all these properties simultaneously. A viable candidate has emerged recently25,26,27,28,29,30,31,32,33,34,35,36,37,38, the pair density wave state39.
A spatially homogeneous d-wave superconductor has an electron-pair potential or order parameter \({\Delta }_{d}({{{{{\boldsymbol{r}}}}}})={\Delta }_{0}{e}^{i\phi }\) with macroscopic quantum phase \(\phi\) and critical temperature Tc. By contrast, a PDW state has an order parameter \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\) that modulates spatially at wavevectors \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\)
with a macroscopic quantum phase \(\theta\). In theory, such a state exhibits a particle-hole symmetric energy gap \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{k}}}}}})\) near the Brillouin zone (\({{{{{\rm{BZ}}}}}}\)) edges, with the \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{k}}}}}})=0\) points connected by extended \({{{{{\boldsymbol{k}}}}}}\left(E=0\right)\) Fermi arcs8,9,10. Of necessity, such a partial gap suppresses \(N(E)\), \(C(T)\), \(\chi (T)\), and \(\rho (\omega ,T)\). Moreover, a pure PDW is defined by a pair potential modulation as in equation (1) and exhibits a primary electron-pair density modulation \({{{{{\rho }}}}}_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})={{{{{\rho }}}}}_{{{{{{\rm{P}}}}}}}^{0}\left[{e}^{i2{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\cdot {{{{{\boldsymbol{r}}}}}}}+{e}^{-i2{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\cdot {{{{{\boldsymbol{r}}}}}}}\right]\) along with a collateral charge density modulation \({{{{{\rho }}}}}_{{{{{{\rm{C}}}}}}}({{{{{\boldsymbol{r}}}}}})={{{{{\rho }}}}}_{{{{{{\rm{C}}}}}}}^{0}\left[{e}^{i{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}}\cdot {{{{{\boldsymbol{r}}}}}}}+{e}^{-i{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}}\cdot {{{{{\boldsymbol{r}}}}}}}\right]\) with wavevector \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}}=2{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) (ref. 39). If the PDW is unidirectional, it necessarily breaks the rotation symmetry of the material at Q=0, and if biaxial it can break time reversal symmetry40. PDW order very naturally produces Fermi arcs26,30,41,42. Finally, quasiparticles of the PDW should exhibit scattering interference signatures35 which are uniquely characteristic of that state.
While charge density modulations \({{{{{\rho }}}}}_{{{{{{\rm{C}}}}}}}({{{{{\boldsymbol{r}}}}}})\) are widely reported in the pseudogap phase15,16,17 it is unknown if electron-pair density \({{{{{\rho }}}}}_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\) or electron-pair potential \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\) modulations exist therein. Whether the QPI signature \({\Lambda }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{q}}}}}})\) of a PDW occurs in the pseudogap phase is also unknown. Indeed, exploration of the pseudogap phase in search of a PDW poses severe experimental challenges. The modulating electron-pair density ρP(r) which is iconic of the PDW state has been visualized directly by scanned Josephson tunneling microscopy36,43 but such experiments must be carried out at sub-kelvin temperatures where both sample and STM tip are superconducting. Another approach used in the superconductive phase has been to visualize signatures of the PDW electron-pair potential modulations35,37,38 \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\). But none of these experiments provide evidence on whether the pseudogap state in zero magnetic field is a PDW, because they were all carried out deep in the superconducting phase at temperatures \(T\lesssim 0.1{T}_{c}\). At low temperatures but in high magnetic fields, both scanning tunneling microscopy and quantum oscillation studies report evidence for a PDW state37,44, implying that the relict of suppressed superconductivity is a PDW. Therefore, our objective is to visualize the evolution with temperature of electronic structure, especially \({\Delta }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{r}}}}}})\) and \({\Lambda }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{q}}}}}})\) from the superconducting into the zero-field pseudogap phase of strongly underdoped Bi2Sr2CaDyCu2O8.
Results
Modeling the temperature dependence of the PDW state
For theoretical guidance, we use a quantitative, atomic-scale model for PDW state based upon CuO2 electronic structure and the t-J Hamiltonian,
Here, the electron hopping rates between nearest neighbor (NN) and next-nearest neighbor (NNN) Cu \({d}_{{x}^{2}-{y}^{2}}\) orbitals are t and t’, respectively, the onsite repulsive energy \(U\to \infty\), thus the antiferromagnetic exchange interactions J, and the operator PG eliminates all doubly-occupied orbitals. A renormalized mean-field theory (RMFT) approximation then replaces PG with site-specific and bond-specific renormalization factors \({g}_{i,j}^{t}\) and \({g}_{i,j}^{s}\) based on the average number of charge and spin configurations permissible34,35. The resulting Hamiltonian is decoupled into a diagonalizable mean-field approximation using on-site hole density \({\delta }_{i}\), bond field \({{{{{{\rm{\chi }}}}}}}_{{ij}\sigma }\), and electron-pair potential \({\Delta }_{{ij}\sigma }\,\). This mean field t-J Hamiltonian has a uniform d-wave superconducting (DSC) state as its ground state, but PDW and DSC states are extremely close in energy, as has also been shown elsewhere45,46,47. Our approach is to find metastable configurations of PDW states and study their signatures in STM. To this end, the RMFT equations are initialized with the electron pair potential fields modulating at wavevector \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}=(\pm 1/8,0)2\pi /{a}_{0}\), as suggested by recent observations of electron-pair density modulating at 2QP36 and energy-gap modulations at \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) at zero-magnetic field38 as well as in magnetic fields37. Moreover because there is little evidence of any long-range magnetic order coexisting with charge modulations in Bi2Sr2CaCu2O8 at any temperatures, we constrain the RMFT solutions to non-magnetic modulating states only, thus, excluding (\(\pi ,\pi\)) spin density wave order and stripe order. In the self-consistent solution wavefunction \({\Psi }_{0}({{{{{\boldsymbol{r}}}}}})\) of this broken-symmetry state then predicts the net charge on each Cu site \({\delta }_{i}=1- < {\Psi }_{0}\left|{\sum }_{\sigma }{n}_{i\sigma }\right|{\Psi }_{0} > \), the bond-field between adjacent sites i,j \({{{{{{\rm{\chi }}}}}}}_{{ij}\sigma }= < {\Psi }_{0}|{c}_{i\sigma }^{{{\dagger}} }{c}_{j\sigma }|{\Psi }_{0} > \), and the electron-pair field on the bond between adjacent sites i,j \({\Delta }_{{ij}\sigma }=\sigma\, < \, {\Psi }_{0}|{c}_{i\sigma }{c}_{j\bar{\sigma }}|{\Psi }_{0} > \). Finally, because experimental visualizations are carried out at the crystal termination BiO layer of Bi2Sr2CaCu2O8, Cu \({d}_{{x}^{2}-{y}^{2}}\) Wannier functions \({{{{{{\rm{W}}}}}}}_{i}\left({{{{{\boldsymbol{r}}}}}}\right)\) and lattice Green’s function \({{{{{{\rm{G}}}}}}}_{{ij}\sigma }({{{{{\rm{E}}}}}})\) are used to generate the r-space Green’s functions \({{{{{{\rm{G}}}}}}}_{\sigma }\left({{{{{\boldsymbol{r}}}}}},{{{{{\rm{E}}}}}}\right)={\sum }_{{ij}}{{{{{{{\rm{G}}}}}}}_{{ij}\sigma }({{{{{\rm{E}}}}}}){{{{{\rm{W}}}}}}}_{i}\left({{{{{\boldsymbol{r}}}}}}\right){{{{{{\rm{W}}}}}}}_{j}^{\ast }\left({{{{{\boldsymbol{r}}}}}}\right)\) everywhere at a height 0.4 nm above BiO terminal plane48. Thus, the atomically resolved density of electronic states \(N({{{{{\boldsymbol{r}}}}}},E) = {\sum }_{\sigma } -\frac{1}{\pi}{{{{{\rm{Im}}}}}}\; {{{{{\rm{G}}}}}}_{\sigma }({{{{{\boldsymbol{r}}}}}},{{{{{\rm{E}}}}}})\) at the BiO termination surface of Bi2Sr2CaCu2O8 is predicted for the case where the adjacent CuO2 crystal layer sustains a \({{{{{\rm{\lambda }}}}}}=8{a}_{0}\) PDW (Supplementary Note 1).
From this theory, Fig. 2a shows the average \(N\left({{{{{\boldsymbol{r}}}}}},E\right)\) at height ~4 Å above the BiO termination in Bi2Sr2CaCu2O8 for the PDW state coexisting with d-wave superconductivity (PDW+DSC state) at low-temperatures and pure PDW state at a higher temperature. The PDW+DSC state shows a V-shaped N(E) due to presence of nodes in DSC state. With increasing temperature, the uniform component of the pair potential decreases (Supplementary Note 1 and Fig. 2e) and gap scales corresponding to DSC (\({\Delta }_{0}\)) and PDW (\({\Delta }_{1}\)) components can be identified as a shoulder feature and a coherence peak, respectively (light-blue curve corresponding to T = 0.04t). Nodal points disappear in transition from PDW+DSC state to PDW state at higher temperatures leading to a large zero-energy N(E) in the latter (red curve corresponding to T = 0.09t) (Supplementary Note 1). Thus, a finite zero energy density-of-states is a natural property of a PDW state. These features agree with the experimental findings (Fig. 1d). However, the spectral gap defined by the position of the E>0 coherence peak reduces in the high-temperature PDW state due to the reduced \({\Delta }_{{ij}\sigma }\). We believe this discrepancy is a result of an inadequate treatment of self-energy effects in the current renormalized mean field theory, including the assumption of temperature independent Gutzwiller factors (Supplementary Note 1). Figure 2b shows the most prominent Fourier components of the mean-fields in PDW+DSC and PDW states namely \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}{{{{{\boldsymbol{=}}}}}}\left(\pm 2\pi /8{a}_{0},0\right)\) and \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}}=2{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\). All mean-fields, including the hole density and the d-wave gap order parameter34 shown in Figs. 2c and 2d, respectively, exhibit periodicity of \(8{a}_{0}\) in the PDW+DSC state at low temperatures. However, due to the absence of the uniform component (\({{{{{\boldsymbol{q}}}}}}={{{\bf{0}}}}\)) in pure PDW state, density-like quantities are \(4{a}_{0}\) periodic as predicted by Ginzburg-Landau theories39 (Fig. 2c). We note that the bond field χij is a density-like quantity too and exhibits a behavior very similar to the hole density (Supplementary Note 1). The temperature dependence of the uniform and PDW (\({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\)) components are shown in Fig. 2e. With increasing temperature, the uniform component of the gap, which corresponds to DSC in the PDW+DSC state, decreases rapidly and becomes negligibly small compared to the PDW component in the temperature range 0.05t<T<0.085t, but does not vanish. We have verified that a converged nonzero solution for Δ(\({{{{{\boldsymbol{q}}}}}}={{{{{\bf{0}}}}}}\)), ‘fragile PDW+DSC’ state’, exists in this region (white background in Fig. 2e-f). For T>0.085t, the PDW+DSC solution of the RMFT equations becomes unstable and the pure PDW state is the only stable solution for a modulated state (pink background in Fig. 2e–f) (Supplementary Note 1). The temperature dependence of \({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) and \({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}}\) components of the hole density is shown in Fig. 2f. We find that the \({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) component of the charge density is dominant at all temperatures and the \({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) component exhibits essentially the same temperature dependence as the uniform component of the gap order parameter. This is in agreement with Ginzburg–Landau theory39 and experimental observation37,38,43 that a PDW generated charge density wave (CDW) state will have \({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\,\)and \({{{{{\boldsymbol{q}}}}}}={{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}}=2{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) components that are related to the uniform (\(\varDelta ({{{\bf{0}}}})\)) and PDW (\(\Delta ({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}})\)) components of the gap order parameter as \(\delta ({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}})\propto (\Delta ({{{{{{\bf{0}}}}}}}){\Delta (-{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}})}^{\ast }+\Delta ({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}){\Delta ({{{{{\bf{0}}}}}})}^{\ast })\) and \(\delta ({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{C}}}}}}})\propto \Delta ({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}){\Delta (-{{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}})}^{\ast }.\) The self-consistent PDW solutions are found to exist in a hole doping range 0.06 < p < 0.14 for all temperatures considered.
We explore these predictions using strongly underdoped Bi2Sr2CaDyCu2O8 samples with resistive transition temperature \({T}_{{{{{{\rm{c}}}}}}}= 37\pm 3\,{{{{{\rm{K}}}}}}\) and \(p\cong 0.08\) as shown schematically by the white arrow in Fig. 1a. These samples are cleaved in cryogenic vacuum at \(T\approx 4.2\,{{{{{\rm{K}}}}}}\) and inserted to the instrument. Measurements are carried out at a sequence of temperatures from \({0.1T}_{{{{{{\rm{c}}}}}}}\le T\le 1.5{T}_{{{{{{\rm{c}}}}}}}\) spanning the range from the superconducting to well into the pseudogap phase. The topographic images \(T({{{{{\boldsymbol{r}}}}}})\) of the FOV studied versus temperature are taken using the experimental methods described in “Methods” section and presented in Supplementary Fig. 4. Both the tip-sample differential tunneling current \(I\left({{{{{\boldsymbol{r}}}}}},V\right)\) and conductance \({dI}/{dV}({{{{{\boldsymbol{r}}}}}},E={eV})\equiv g({{{{{\boldsymbol{r}}}}}},V)\) are measured at bias voltage V=E/e and with sub-angstrom spatial resolution. Because the density of electronic states \(N({{{{{\boldsymbol{r}}}}}},E)\) is related to the differential conductance as \(g({{{{{\boldsymbol{r}}}}}},E)\,{\propto }N({{{{{\boldsymbol{r}}}}}},E)[{I}_{s}/{\int }_{0}^{{{eV}}_{s}}N({{{{{\boldsymbol{r}}}}}},{E}^{{\prime} })d{E}^{{\prime} }]\), where Is and Vs are arbitrary set-point parameters and the denominator \({\int }_{0}^{{{eV}}_{s}}N({{{{{\boldsymbol{r}}}}}},E^{\prime} ){dE}^{\prime}\) is unknown, valid imaging of \(N({{{{{\boldsymbol{r}}}}}},E)\) is intractable. However, one can suppress these serious systematic “set-point” errors by using \(R\left({{{{{\boldsymbol{r}}}}}},E\right)=I({{{{{\boldsymbol{r}}}}}},E)/I\left({{{{{\boldsymbol{r}}}}}},-E\right)\) or \(Z\left({{{{{\boldsymbol{r}}}}}},E\right)=g({{{{{\boldsymbol{r}}}}}},E)/g\left({{{{{\boldsymbol{r}}}}}},-E\right)\) so that distances, modulation wavelengths and spatial-phases can be measured accurately. Furthermore, Bogoliubov quasiparticle scattering interference (BQPI) occurs when an impurity atom scatters quasiparticles, which interfere to produce characteristic modulations of \(\delta N({{{{{\boldsymbol{r}}}}}},{E})\) surrounding each scattering site. The Fourier transform of \(\delta N({{{{{\boldsymbol{r}}}}}},{E})\), \(\delta N\left({{{{{\boldsymbol{q}}}}}},{E}\right),\) then exhibits intensity maxima at a set of wavevectors \({{{{{{\boldsymbol{q}}}}}}}_{i}\,\)connecting regions of high joint-density-of-states. Local maxima in \(Z\left({{{{{\boldsymbol{q}}}}}},E\right)\) therefore reveal the sets of energy dispersive wavevectors \({{{{{{\boldsymbol{q}}}}}}}_{i}(E)\) generated by the scattering interference. An efficient synopsis of these complex phenomena can then be achieved10 by using \(\Lambda \left({{{{{\boldsymbol{q}}}}}},\Delta \right)={\sum }_{E\cong 0}^{\Delta }Z({{{{{\boldsymbol{q}}}}}},E)\), which provides a characteristic “fingerprint” of whatever ordered state, e.g. CDW or PDW, controls the \({{{{{{\boldsymbol{q}}}}}}}_{i}(E)\).
Evolution of energy gap modulations from superconductive to pseudogap phase
At T = 4.2 K we first measure \(g({{{{{\boldsymbol{r}}}}}},V)\) in a 20 nm-square FOV (see “Methods” section and Supplementary Fig. 5). The average differential conductance \(g(V)\) is shown as a blue curve in Fig. 1d, where the energy of the coherence peak is determined from a local maximum in \(g(V)\) for \(V > 0\) (identified by a black vertical arrow). Measuring this energy versus location yields the so-called gapmap \({\Delta }_{1}\left({{{{{\boldsymbol{r}}}}}}\right)\) as shown in Fig. 3a. Fourier analysis of \({\Delta }_{1}\left({{{{{\boldsymbol{r}}}}}}\right)\,\)yields \({\Delta }_{1}\left({{{{{\boldsymbol{q}}}}}}\right),\) which exhibits significant disorder as \({{{{{\boldsymbol{q}}}}}}\to {{{\bf{0}}}}\) (Supplementary Fig. 5b). But, by fitting the central peak to a cylindrical gaussian, and then subtracting it from \({\Delta }_{1}\left({{{{{\boldsymbol{q}}}}}}\right)\), we find four maxima at \({{{{{\boldsymbol{q}}}}}}\approx [(\pm 0.125\pm 0.040,0);(0,\pm 0.125\pm 0.015)]2{{\pi }}/{a}_{0}\) (inset in Fig. 3a). These are the energy-gap modulations with period approximately \(8{a}_{0}\), that have been previously reported35,37,38 for samples with \(p\approx 0.17\), and are the signature of a PDW state coexisting with d-symmetry superconductivity at low temperature. Fourier filtration of Fig. 3a retaining only modulations at \({{{{{\boldsymbol{q}}}}}}\approx \left[ \left(\pm 1/8,\,0\right); \left(0,\pm1/8\right)\right]2\pi /{a}_{0}\) yields an accurate image of the PDW gap modulations as seen in Fig. 3b. But when the same procedures are carried out at \(T=1.5{T}_{{{{{{\rm{c}}}}}}}=55\,{{{{{\rm{K}}}}}}\), the coherence peaks from which the gap is defined have so diminished that an equivalent gapmap is difficult to achieve. For example, Fig. 3c, d show the measured \(g({{{{{\boldsymbol{r}}}}}},60\,{mV})\) in an identical 10 nm-square FOV at \(T=0.14{T}_{{{{{{\rm{c}}}}}}}=5\,{{{{{\rm{K}}}}}}\) and \(T=1.5{T}_{{{{{{\rm{c}}}}}}}=55\,{{{{{\rm{K}}}}}}\). Cross correlation analysis of \(g({{{{{\boldsymbol{r}}}}}},V)\) at T = \(0.14{T}_{{{{{{\rm{c}}}}}}}\) and of \(g({{{{{\boldsymbol{r}}}}}},V)\) at T = \(1.5{T}_{{{{{{\rm{c}}}}}}}\) in this FOV versus bias voltage V, yield a normalized cross correlation coefficients around 0.9 for practically all energies (Supplementary Note 3), thus indicating that virtually no changes have occurred in spatial arrangements of electronic structure upon entering the PG phase. The major exception is in the energy range \(+100\,{{{{{\rm{meV}}}}}} \, < \, E \, < \, +160\,{{{{{\rm{meV}}}}}}\) wherein the feature denoted coherence peak (arrow Fig. 1d) diminishes strongly in amplitude. This, however, makes comparison of the \({\Delta }_{1}\left({{{{{\boldsymbol{r}}}}}}\right)\) in same FOV at T = 5 K and T = 55 K challenging. Figure 3e, f shows the measured \({\Delta }_{1}\left({{{{{\boldsymbol{r}}}}}}\right)\) and, where it is possible to determine the energy, no changes have occurred in spatial arrangements of energy gaps either. The cross-correlation coefficient between the Δ1(r, 0.14TC) and Δ1(r, 1.5TC) is 0.685 indicating that the PDW state found at \(T\ll {T}_{{{{{{\rm{c}}}}}}}\) remains robustly present at \(1.5{T}_{{{{{{\rm{c}}}}}}}\) deep into the pseudogap phase.
Temperature evolution in the QPI signature of a PDW state
Next, we measure \(g({{{{{\boldsymbol{r}}}}}},V,T)\) for \(-34\,{{{{{\rm{mV}}}}}} < V < 34\,{{{{{\rm{mV}}}}}}\) at a sequence of temperatures \({0.1T}_{{{{{{\rm{c}}}}}}}\le T\le 1.5{T}_{{{{{{\rm{c}}}}}}}\). Then \(Z\left({{{{{\boldsymbol{r}}}}}},V\right)=g({{{{{\boldsymbol{r}}}}}},+V)/g({{{{{\boldsymbol{r}}}}}},-V)\) is evaluated for each temperature, and the power-spectral-density Fourier transforms \(Z\left({{{{{\boldsymbol{q}}}}}},V\right)\) are derived. Hence, \(\Lambda ({{{{{\boldsymbol{q}}}}}},{\Delta }_{0})={\sum }_{E\cong 0}^{{\Delta }_{0}}Z({{{{{\boldsymbol{q}}}}}},E)\) is calculated at each temperature where \({\Delta }_{0}=20\,{{{{{\rm{meV}}}}}}\,\)is the observed energy above which dispersive scattering interference is no longer detectable10,35. The measured temperature dependence of \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) for \({0.1T}_{{{{{{\rm{c}}}}}}}\le T\le 1.5{T}_{{{{{{\rm{c}}}}}}}\) is shown in the left column in Fig. 4. The initial \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) features at T=4.2K are exactly as expected from theory and as observed by experiment at p = 0.17, for a PDW coexisting with a d-wave superconductor35. As temperature increases the characteristics remain strikingly unchanged except that the intensity become significantly weaker. That the passage through Tc exhibits almost no signature in \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\), is unexpected if the scattering interference in Λ\(\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) is only due to the d-wave superconductivity. If however, a PDW state exists both below and above Tc this is what might logically be expected. Moreover, quantitative theoretical predictions for Λ\(\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) for a \(\lambda =8{a}_{0}\) PDW using the RMFT model, predict \(Z\left({{{{{\boldsymbol{q}}}}}},E\right)\,\) surrounding a point-like scatterer and hence \({\Lambda }_{{{{{{\rm{P}}}}}}}\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)={\sum }_{E\cong 0}^{{\Delta }_{0}}Z({{{{{\boldsymbol{q}}}}}},E)\) (Supplementary Note 5). Comparing our Λ\(\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) data to the RMFT-derived predictions \({\Lambda }_{{{{{{\rm{P}}}}}}}\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) for a \(\lambda =8{a}_{0}\) PDW in the right column in Fig. 4 shows how the key features in the experiments are reproduced in the theory over the whole range of temperatures. Features at \({{{{{\boldsymbol{q}}}}}}\approx (\pm 1/4,\,\pm 1/4)2\pi /{a}_{0}\) extending in nodal directions disappear with the transition from superconducting state to pseudogap; this is reproduced in our theory as a consequence of vanishing DSC component (indicated by red arrow in Fig. 4 and Supplementary Fig. 12). Further, the measured length of the \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\,\)arc features about \((\pm 1,\,\pm 1)2\pi /{a}_{0}\) increase continuously from superconducting to pseudogap phase (Supplementary Note 6). This temperature evolution of the arc length in \({\Lambda }_{{{{{{\rm{P}}}}}}}({{{{{\boldsymbol{q}}}}}},20\,{{{{{\rm{meV}}}}}})\) from PDW+DSC state to pure PDW state in the RMFT model, has indistinguishable characteristics (Supplementary Fig. 14). Moreover, superimposing the experimental and theoretical maps shows nearly identical positioning of dominant QPI features in q-space (Supplementary Fig. 12). The implication is that the PDW state which definitely exists at lowest temperatures35,36,37,38, continues to exist into pseudogap phase. But in that case, since that pseudogap is often (but not always) reported to support no supercurrents, it would have to be in a strongly phase fluctuating PDW phase32,33,49,50,51,52,53.
Comparison of QPI Signature of a CDW and PDW State
Finally, we consider the widely promulgated hypothesis15,16,17, that the pseudogap phase is a primary CDW state, whose charge density modulation breaks the translational symmetry of the cuprate pseudogap phase. First, we note the very sharp distinction between these states: the mean-field order parameter of a PDW at wavevector \({{{{{{\boldsymbol{Q}}}}}}}_{{{{{{\rm{P}}}}}}}\) is \(\langle {c}_{{{\boldsymbol{k}}},\uparrow }^{{{\dagger}} }{c}_{-{{\boldsymbol{k}}}+{{{\boldsymbol{Q}}}}_{{{{{{\rm{P}}}}}}},\downarrow }^{{{\dagger}} }\rangle\), whereas for a CDW at wavevector \({{{{\boldsymbol{Q}}}}}_{{{{\rm{C}}}}}\) it is \({\sum }_{\sigma }\langle {c}_{{{\boldsymbol{k}}},\sigma }^{{{\dagger}} }{c}_{{{\boldsymbol{k}}}+{{{\boldsymbol{Q}}}}_{{{{{{\rm{C}}}}}} },\sigma}\rangle\). Second, while a periodically modulating energy gap is a key PDW signature (Fig. 3a), r-space energy gap modulation should be weak in a CDW state, where it is charge density which modulates. Third, the quasiparticles and their scattering interference are highly distinct for the two states. A primary CDW order by itself does not exist as a stable self-consistent solution of the RMFT t-J model at any temperatures or dopings that we have considered. However, we can study STM signatures of the CDW order non-self-consistently. Figure 5a shows the predicted ΛP\(\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)={\sum }_{E\cong 0}^{{\Delta }_{0}}Z({{{{{\boldsymbol{q}}}}}},E)\) for a \(\lambda =8{a}_{0}\) PDW in the CuO2 pseudogap phase, while Fig. 5b shows the equivalent predictions for a \(\lambda =4{a}_{0}\) CDW (Supplementary Note 5). In Fig. 5c, d we show the measured \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\,\)at \(T=1.25{T}_{c}\) and \(T=1.5{T}_{c}\) (\(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\,\)analysis details are discussed in Supplementary Note 6). Clearly, the measured \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) is in superior agreement with the \({\Lambda }_{{{{{{\rm{P}}}}}}}\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) signature of a \(\lambda =8{a}_{0}\) PDW rather than with that of a \(\lambda =4{a}_{0}\) CDW. The energy evolution of the wavevectors is visualized in the measured \(Z\left({{{\boldsymbol{q}}}},V,55\,{{{\rm{K}}}}\right)\) from 4 mV to 20 mV (movie S2 and Supplementary Note 7). The wavevectors evolve dispersively with energy only by a small amount. Finally, The \(\Lambda \left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) in the pseudogap phase forms an open contour near the lines (±1, 0)\(2{{\pi }}/{a}_{0}\) and (0, ±1)\(2{{\pi }}/{a}_{0}\); this is consistent with the open contours in the \({\Lambda }_{{{{{{\rm{P}}}}}}}\left({{{{{\boldsymbol{q}}}}}},{\Delta }_{0}\right)\) signature of a \(\lambda =8{a}_{0}\) PDW but distinct from the closed contours of a \(\lambda =4{a}_{0}\) CDW. Therefore, predictions of a pure PDW theory correspond well and in detail to the complex patterns of the quasiparticle scattering that are actually observed in the pseudogap phase of Bi2Sr2CaDyCu2O8.
To summarize: strongly underdoped Bi2Sr2CaDyCu2O8 at p~0.08 and T = 5 K exhibits the 8a0-periodic \({\Delta }_{1}({{{\boldsymbol{r}}}})\) modulations characteristics of a PDW coexisting with superconductivity35,37,38 (Figs. 2d and 3b). Increasing temperature from the superconducting into the pseudogap phase, seems to retain these real-space phenomena apparently thermally broadened but otherwise unchanged (Fig. 3c–f). More obviously, the measured scattering interference signature10 \(\Lambda ({{{\boldsymbol{q}}}})\) evolves from correspondence with \({\Lambda }_{{{{\rm{P}}}}}({{{\boldsymbol{q}}}})\) predicted for an 8a0-periodic PDW coexisting with superconductivity35 into that predicted for a pure 8a0-periodic PDW above the superconductive Tc in the pseudogap phase (Fig. 4). Furthermore, this signature is highly distinct from \(\Lambda_{{{{{{\rm{C}}}}}}} ({{{{{\boldsymbol{q}}}}}})\) predicted for a 4a0-periodic CDW (Fig. 5). The clear inference from all these observations is that the Bi2Sr2CaDyCu2O8 pseudogap phase contains a PDW state, whose quantum phase is fluctuation dominated.
Methods
Single crystals of Bi2Sr2CaDyCu2O8 with hole doping level of p ≈ 8% and Tc = 37 ± 3 K were synthesized using the floating zone method with doping controlled by oxygen depletion. The samples were cleaved in cryogenic ultrahigh vacuum at T = 4.2 K to reveal an atomically flat BiO surface, and then inserted into STM. All measurements are carried out using tungsten tips in a variable temperature (the range is T = 4.2–55 K) spectroscopic imaging STM system with thermal fluctuations less than 1 mK. The PG gap map \({{{{{{\boldsymbol{\Delta }}}}}}}_{1}\left({{{{{\boldsymbol{r}}}}}}\right)\) were measured with the resolution of 128 pixels × 128 pixels. The experimental parameters include setpoint voltage 800 mV, setpoint current 800 pA, bias voltage \({V}_{B}\) = −800 mV– 800 mV and 161 discrete energy layers. The QPI images were measured with the resolution of 256 pixels × 256 pixels. The experimental parameters of the QPI measurements include spectroscopic setpoint voltage 200 mV, setpoint current 200 pA, bias voltage \({V}_{B}\) = −34 mV – 34 mV and 35 discrete energy layers. The topography \(T({{{{{\boldsymbol{r}}}}}})\) of the six temperatures studied in this paper are shown in Supplementary Figure 4. The presented QPI patterns were symmetrized to reduce the noise. In the QPI pattern, a circle with a locus located at q = 0 and a radius of 25 pixels is fitted to 2D Gaussian function and then removed.
Data availability
All data are available in the main text, in the Supplementary Information and on Zenodo54. Additional information is available from the corresponding author upon reasonable request.
Code availability
The data analysis codes used in this study are available from the corresponding author upon reasonable request.
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Acknowledgements
We acknowledge and thank K. Fujita for very helpful discussions and advice. Y.X.C. and J.C.S.D acknowledge the Moore Foundation’s EPiQS Initiative through Grant GBMF9457. J.C.S.D. acknowledge support from Science Foundation of Ireland under Award SFI 17/RP/5445. W.C. and J.C.S.D. acknowledge support Royal Society under Award R64897. S.W., W.R., and J.C.S.D. acknowledge support from the European Research Council (ERC) under Award DLV-788932. S.W. acknowledges support from John Fell Fund at Oxford University. P.J.H. acknowledges support from research grant NSF-DMR-1849751.
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S.W., Y.X.C., W.C. and W.R. developed and implemented data analysis. P.C. and P.J.H carried out theoretical analysis. J.C.S.D. and P.J.H. conceived and supervised the project and wrote the paper, with key contributions from S.W. and P.C. H.E. and S.U. synthesized samples. The paper reflects contributions and ideas of all authors.
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Wang, S., Choubey, P., Chong, Y.X. et al. Scattering interference signature of a pair density wave state in the cuprate pseudogap phase. Nat Commun 12, 6087 (2021). https://doi.org/10.1038/s41467-021-26028-x
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DOI: https://doi.org/10.1038/s41467-021-26028-x