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# Transport in helical Luttinger liquids in the fractional quantum Hall regime

## Abstract

Domain walls in fractional quantum Hall ferromagnets are gapless helical one-dimensional channels formed at the boundaries of topologically distinct quantum Hall (QH) liquids. Naïvely, these helical domain walls (hDWs) constitute two counter-propagating chiral states with opposite spins. Coupled to an s-wave superconductor, helical channels are expected to lead to topological superconductivity with high order non-Abelian excitations1,2,3. Here we investigate transport properties of hDWs in the ν = 2/3 fractional QH regime. Experimentally we found that current carried by hDWs is substantially smaller than the prediction of the naïve model. Luttinger liquid theory of the system reveals redistribution of currents between quasiparticle charge, spin and neutral modes, and predicts the reduction of the hDW current. Inclusion of spin-non-conserving tunneling processes reconciles theory with experiment. The theory confirms emergence of spin modes required for the formation of fractional topological superconductivity.

## Introduction

Gapless chiral edge states, a hallmark of the quantum Hall effect (QHE), are formed at the boundaries of the two-dimensional (2D) electron liquid. These states are protected due to their topological properties; their spatial separation suppresses backscattering and insures precise quantization of the Hall conductance over macroscopic distances4. Symmetry-protected topological systems can support spatially coexisting counter-propagating states. For example, in 2D topological insulators, time reversal symmetry insures orthogonality of Kramers doublets5,6,7; in graphene, the conservation of angular momentum prevents backscattering in the quantum spin Hall effect regime8. Local symmetry protection is not as robust as spatial separation in the QHE and, as a result, helical domain walls (hDWs) have finite scattering and localization lengths. Helical states can be also engineered by arranging proximity of two counter-propagating chiral states with opposite polarization, e.g., in electron-hole bilayers9 or double quantum well structures10, where local charge redistribution between two quantum wells creates two counter-propagating chiral states at the boundary of quantum Hall liquids with different filling factors. In the latter system, spatial separation into two quantum wells suppresses the interchannel scattering, and transport in each chiral channel is found to be ballistic over macroscopic distances.

An intriguing possibility to form helical channels in the interior of a 2D electron gas is to induce a local quantum Hall ferromagnetic transition. In the integer QHE regime, scattering between overlapping chiral edges from different Landau levels is suppressed due to the orthogonality of the wavefunctions, but spin–orbit interaction mixes states with opposite spins and opens a small gap in the helical spectrum11,12,13. In the fractional quantum Hall effect (FQHE) regime, an electrostatically-controlled transition between unpolarized (u) and polarized (p) ν = 2/3 states results in the formation of a conducting channel at the boundary between u and p regions (filling factor ν−1 = B/nϕ0, where B is an external magnetic field, ϕ0 = h/e is a flux quanta and n is electron density). Superficially, a transition between u and p states in the bulk can be understood as a crossing of two composite fermion energy states with opposite spins polarization10,14,15. Within this model, the hDW at the u-p boundary consists of two counter-propagating chiral states with opposite spin and fractionalized charge excitations, and presents an ideal platform to build fractional topological superconductors with parafermionic and Fibonacci excitations1,2,16,17,18,19. Highly correlated ν = 2/3 state exhibits rich physics beyond an oversimplified model of ν* = 2 integer QHE for weakly interacting composite fermions and includes observation of upstream neutral modes20,21,22,23, short-range upstream charge modes24, and a crossover from e* = 1/3 to e* = 2/3 charge excitations in shot noise measurements25. In the bulk, the spin transition at ν = 2/3 is accompanied by nuclear polarization26,27,28 indicating spin-flip processes in the 2D gas, a phenomena not seen in bilayer systems10,29. Thus, we expect a hDW formed at a boundary between u and p ν = 2/3 states to be more complex than a simple overlap of two noninteracting chiral modes.

Here we study the electron transport in samples where hDWs of different length L are formed by electrostatic gating. Experimentally, in the limit L → 0 only 11% of the edge current is diverted into the hDW, a number drastically different from the 50% prediction for two noninteracting counter-propagating chiral channels. To address this discrepancy theoretically, we consider tunneling between Luttinger liquid modes30 through a hDW in the strong coupling limit31,32,33 and confirm that results remain the same if hDW is modeled as an extended object. We found that in the presence of a strong inter-edge tunneling edge channels in u and p regions populate unequally, both at the boundary of the 2D gas and within the hDW, forming a number of down- and up-stream charge, spin, and neutral modes. For spin-conserving tunneling 1/4 of the incoming charge current is diverted into the hDW, while allowing spin-flip processes further reduces hDW current. Indeed, at high bias currents, we observe an increase in the current carried by the hDW. This indicates the formation of a bottleneck for spin flips due to the Overhauser pumping of nuclei and a crossover from spin-non-conserving to spin-conserving transport.

## Experimental Results

Several devices in a Hall bar geometry with multiple gates have been fabricated in order to study transport through hDWs, Fig. 1 (for heterostructure and fabrication details see Methods). Devices are separated into two regions G1 and G2; electron density n in these regions can be controlled independently by electrostatic gates. In the IQHE regime when filling factors ν under gates G1 and G2 differ by one, a single chiral channel is formed along the gates boundary and resistance R34 measured across the boundary is either quantized or zero depending on the sign of the filling factor gradient and direction of B (see Supplementary Note 2). Likewise, a chiral channel is formed when the gates boundary separates two different FQHE states.

Fractional QHE states can be understood as integer QHE states for composite fermions in a reduced field, ν = ν*/(2ν* ± 1), where ν* is the filling factor for composite fermions34. The energy separation between composite fermions levels depends on the competition between charging energy $${E}_{c}\propto \sqrt{B}$$ and Zeeman energy EZB, and the two lowest energy levels with opposite spins 0-down and 1-up cross at finite B* > 0 due to different field dependencies. When the level crossing occurs within the ν = 2/3 plateau (ν* = 2 for composite fermions), the energy gap for quasiparticle excitations vanishes providing a mechanism for charge backscattering and, hence, at B = B* resistance of the 2D gas is no longer zero. In our devices, it is possible to control B* by electrostatic gating, and a small peak within the 2/3 plateau in Fig. 1b is a quantum Hall ferromagnetic transition between polarized (p) and unpolarized (u) regions.

Independent control of filling factors ν1 and ν2 under G1 and G2 divides the 2/3 region into four quadrants uu, pp, up, and pu, where the first letter corresponds to a polarization of the state under G1 and the second corresponds to polarization under G2. Within the Landauer–Büttiker formalism35,36 resistance R34 = (1/ν1 − 1/ν2)Rq should be zero for all combinations of polarizations under the gates since quantum numbers ν1 = ν2 = 2/3 for both u and p states (here Rq = h/e2, h is the Plank’s constant and e is an electron charge). Experimentally R34 is found to be vanishingly small in uu and pp quadrants, consistent with a single topological state being extended over the whole device. R34 > 0 in up and pu quadrants indicates backscattering between edge channels and, combined with zero longitudinal resistance under G1 and G2, reflects the formation of a conducting channel along the gates boundary. Unlike resistance measured across chiral channels formed, e.g., between ν = 2/3 and ν = 3/5 FQHE states (see Supplementary Note 2), the resistance measured across the boundary of u and p quantum liquids at ν = 2/3 shows almost no dependence on the direction of the external magnetic field and density gradient, consistent with the formation of a hDW37.

Protection of helical states from backscattering and localization is weaker for spatially separated chiral edge states, and conduction of hDWs is length-dependent. In Fig. 2a fraction of the external current I that flows through the hDW, iDW = IDW/I, is plotted as a function of hDW length L. iDW is found to decrease exponentially with L, $${i}_{{{{{{\mathrm{DW}}}}}}}={i}_{{{{{{\mathrm{DW}}}}}}}^{0}\exp [-L/{L}_{0}]$$, with a characteristic length L0 = 47 μm. The value of $${i}_{{{{{{\mathrm{DW}}}}}}}^{0}$$ corresponds to the transport through a ballistic hDW in the absence of localization. Within a simplified model of ν = 2/3 edge states consisting of equally populated 1/3 + 1/3 chiral modes and no interaction between chiral channels with opposite spin polarization (Fig. 2a), one expects $${i}_{{{{{{\mathrm{DW}}}}}}}^{0}=1$$ (marked by a blue arrow in Fig. 2c), an order of magnitude larger than the experimentally observed value (marked by a green arrow). Note that transport through helical modes formed in double quantum well structures are well described by this simple model of weakly interacting chiral states10.

## Theory

An isolated hDW at a boundary of p and u phases was studied in refs. 19,37, where disk and torus geometries were employed to avoid physical edges of the sample and coupling of domain wall modes to these edges. Analytical model and numerical results indicate the existence of modes with opposite velocities and spins within the hDW region, a prerequisite for generating topological superconductivity. No neutral or spin modes appear within the K-matrix Luttinger liquid approach30 in these isolated hDW models.

To calculate the scattering of edge modes at a sample boundary by a hDW we need to move beyond an isolated hDW model. A conventional starting point for chiral edge states description are two filled Λ-levels of composite fermions with equal or opposite spin in the p and u phases, with edge modes described by densities Φp1, Φp2 and Φu1, Φu2 correspondingly. As shown in Supplementary Note 3, applying unitary transformations, we arrive to the description in terms of the separated charged and neutral modes $${\varphi }_{pc}=({{{\Phi }}}_{p1\uparrow }+{{{\Phi }}}_{p2\uparrow })/3\sqrt{2}$$ and $${\varphi }_{pn}=({{{\Phi }}}_{p1\uparrow }-{{{\Phi }}}_{p2\uparrow })/\sqrt{2}$$ for the p phase, and separated charged and spin modes $${\varphi }_{uc}=({{{\Phi }}}_{u1\uparrow }+{{{\Phi }}}_{u2\downarrow })/3\sqrt{2}$$ and $${\varphi }_{us}=({{{\Phi }}}_{u1\uparrow }-{{{\Phi }}}_{u2\downarrow })/\sqrt{2}$$ for the u phase, equivalent to the composite fermion description. The Luttinger liquid action for ν = 2/3 edge states, e.g., for the u phase in terms of separated charge and spin modes, reads

$$S=\frac{1}{4\pi }\int dt\int dx\left[-3{\partial }_{x}{\varphi }_{uc}\left({\partial }_{t}+{v}_{c}{\partial }_{x}\right){\varphi }_{uc}+{\partial }_{x}{\varphi }_{us}\left({\partial }_{t}-{v}_{s}{\partial }_{x}\right){\varphi }_{us}\right],$$
(1)

where vc and vs are velocities of charge and spin modes, correspondingly. The spin mode determines the spin current in u phase. The p phase is described by a similar action, in which the neutral φpn mode that determines a difference in the occupation of the first two composite fermion Λ-levels enters instead of φus, the velocity of neutral mode vn enters instead of vs, and φpc appears instead of φuc. These actions coincide with the Kane, Fisher, and Polchinsky38 Luttinger liquid action expressed in terms of the charge and neutral fields, see also refs. 30,39, in the absence of tunneling between composite fermion modes due to impurity scattering. Indeed, at the edges of the u phase such tunneling is forbidden in the absence of spin-flip processes, and u phase exhibits spin-charge separation with pure spin and charge modes moving in opposite directions40 as in Eq. (1). To treat both phases, which exhibit quantization of Hall resistance 3/2h/e2 and similar longitudinal resistance characteristics, on equal footing, we assume that no scattering between different modes occurs along edges in the p phase also. At the same time, we show in Supplementary Note 3 that scattering between quasiparticle modes inside the domain wall does not alter measurable currents. In both phases quantization of the Hall resistance and charge and neutral (spin) mode separation is a consequence of the long-range Coulomb interaction30.

We generalize the known solution for tunneling41 of the fractional QHE modes through the point contact to consideration of tunneling through finite length domain wall between p and u phases. Point contact tunneling carried by electrons with the same spin can be described by the tunnel Hamiltonian

$${{{{{{{{\mathcal{H}}}}}}}}}_{T}=-\tilde{t}\cos \left({{{\Phi }}}_{p1\uparrow }-{{{\Phi }}}_{u1\uparrow }\right)=-\tilde{t}\cos \left(\frac{1}{\sqrt{2}}\left[3{\varphi }_{pc}-{\varphi }_{pn}-3{\varphi }_{uc}+{\varphi }_{us}\right]\right).$$
(2)

Mapping of an edge-hDW-edge structure onto one-dimensional bosonic modes φ(x) is shown schematically in Fig. 3a. In general, hDW and each region outside of the hDW may contain up to eight bosonic modes $${\varphi }_{\alpha \beta }^{\rightleftarrows }(x)$$, where α = {p, u}, β = {c, n/s} and the superscript $$\{{\leftarrow},{\rightarrow}\}$$ indicates the projection of the velocity vβ on the x-axis. However, the chirality of edge channels reduces the number of bosonic modes to four. It is convenient to consider two outgoing charge modes $${\varphi }_{pc}^{\to }({x}_{2})$$ and $${\varphi }_{uc}^{\leftarrow }({x}_{1})$$ and two outgoing spin/neutral modes $${\varphi }_{pn}^{\leftarrow }({x}_{1})$$ and $${\varphi }_{us}^{\to }({x}_{2})$$.

In the strong coupling limit $$\tilde{t}\to \infty$$, charge, neutral, and spin currents can be found by imposing the following boundary conditions on bosonic fields right outside of the hDW [x1, x2]:

$$\left(\begin{array}{l}{\varphi }_{pc}^{\to }({x}_{2}+0)\\ {\varphi }_{us}^{\to }({x}_{2}+0)\\ {\varphi }_{uc}^{\leftarrow }({x}_{1}-0)\\ {\varphi }_{pn}^{\leftarrow }({x}_{1}-0)\end{array}\right)=\frac{1}{4}\left(\begin{array}{llll}1&-1&3&1\\ -3&3&3&1\\ 3&1&1&-1\\ 3&1&-3&3\end{array}\right)\left(\begin{array}{l}{\varphi }_{pc}^{\to }({x}_{1}-0)\\ {\varphi }_{us}^{\to }({x}_{1}-0)\\ {\varphi }_{uc}^{\leftarrow }({x}_{2}+0)\\ {\varphi }_{pn}^{\leftarrow }({x}_{2}+0)\end{array}\right),$$
(3)

which connect all incoming modes at the right side and outgoing modes at the left side of the equation. Our principal result is that imposing strong coupling boundary conditions in a general case of a domain wall of finite length results in the same currents flowing outside the domain wall as for the models of single-junction connecting edges on opposite sample boundaries, two junctions on opposite edges, and two junctions with scattering between same spin modes in between. Inside the domain wall, the chiral evolution of modes is controlled by the average voltage shifts at their corresponding boundaries. In the presence of voltage V, the only incoming mode changing due to charge injection in the p phase is φpc(x1), characterized by an average induced current $$\bar{j}=\frac{{e}^{2}V}{3\pi \hslash }$$.

When spin-flip processes are absent, it is convenient to discuss the results in terms of currents carried by Φp1u1) and quasiparticle $${\chi }_{p2}=({\varphi }_{pc}-{\varphi }_{pn})/\sqrt{2}$$ ($${\,}{\chi }_{u2}=({\varphi }_{pc}-{\varphi }_{ps})/\sqrt{2}$$) modes. We show that Φp1↑u1↑) modes propagate along the edges of the 2D gas and do not enter the domain wall, while χp2 and χu2 modes flow along the boundaries of p and u phases correspondingly, including inside the domain wall, as shown schematically in Fig. 3b. Notable features of our solution are unequal distribution of carried currents between the modes caused by strong coupling to the domain wall and the presence of spin current along the edge of the u phase for x > x2. The total current flowing along the hDW IDW = 1/4(I + IDW) or iDW = 1/3. This value is three times larger than the experimentally measured iDW and is indicated by a red arrow in Fig. 2c.

In 2D gases formed in GaAs heterostructures spin transition at ν = 2/3 is accompanied by a dynamic nuclear spin polarization42. Its main mechanism is the hyperfine coupling of electron and nuclear spins, which for QHE plateaus is usually suppressed due to a large difference between electron and nuclear Zeeman splitting. Near the u-p phase transition, however, electronic states with spin-up and spin-down are almost degenerate, enabling the hyperfine coupling. This spin-flip mechanism can lead to the scattering between χp2 and χu2 modes propagating inside the domain wall, see Supplementary Note 3. Notably, Φ1 modes still propagate along the 2D gas boundary and do not enter the domain wall. However, conservation of total current carried by Φ1 and χ2 modes results in the current redistribution between the modes. The ratio characterizing the domain wall current iDW(r) becomes a function of the spin-flip probability r and changes continuously between 1/3 for r = 0 and zero for r = 1. Experimentally measured values correspond to r ≈ 3/4, corresponding currents are shown schematically in Fig. 3c.

To test the role of spin flips it is possible to pass a large dc current and polarize nuclei in the vicinity of the tri-junction. Saturation of nuclear spin polarization is expected to create a bottleneck for electron spin flips and disable charge transfer between two χ2 bosonic modes with opposite polarization. Indeed, application of Idc > 0.5 nA results in approximately a threefold increase of iDW, as shown in the inset in Fig. 2. A corresponding shift of iDW for the 7 μm hDW is shown with a vertical arrow on the main plot. This shift is consistent with the triple current increase expected for the crossover from a spin-flip-dominated to a no-spin-flip transport.

## Methods

Devices are fabricated from GaAs/AlGaAs inverted single heterojunction heterostructures with electron gas density 0.9  1011 cm−2 and mobility 5  106 cm2/Vs. Details of heterostructure design can be found in ref. 43, these heterostructures demonstrate efficient electrostatic control of the spin transition at ν = 2/3, see ref. 37. Devices are patterned in a Hall bar geometry using e-beam lithography and wet etching, the photograph of a typical sample is shown in Fig. 1. Devices are divided into two regions by semitransparent gates (10 nm of Ti), the gates are separated from the surface of the wafer and from each other by 50 nm of Al2O3 grown by the atomic layer deposition (ALD). Gates boundary is aligned with a 2–50-μm-wide mesa constriction. Ohmic contacts are formed by annealing Ni/Ge/Au 30/50/100 nm at 450 C for 450 s in H2/N2 atmosphere. Measurements are performed in a dilution refrigerator at a base temperature of 20 mK using conventional low-frequency lock-in technique with excitation current Iac = 100 pA. A 2D electron gas is formed by shining a red LED at 4 K. More details on the 2D gas preparation and sample characterization can be found in Supplementary Note 1.

## Data availability

The data that support the findings of this study are available from the corresponding author upon reasonable request.

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## Acknowledgements

The experimental part of the work is supported by NSF award DMR-1836758 (Y.W. and L.P.R.). Theoretical work is supported by the US Department of Energy, Office of Basic Energy Sciences, Division of Materials Sciences and Engineering under Award DE-SC0010544 (Y.L.-G.). Heterostructures development and growth is funded in part by the Gordon and Betty Moore Foundation’s EPiQS Initiative, Grant GBMF9615 to L.N.P., and by the NSF MRSEC grant DMR-1420541.

## Author information

Authors

### Contributions

L.P.R. conceived, Y.W. and Z.W. performed experiments, V.P. and Y.L.-G. developed theory, K.W.W., K.W.B., and L.N.P. developed and grew heterostructure materials. Y.W., V.P., Y.L.-G., and L.P.R. have written the manuscript.

### Corresponding authors

Correspondence to Yuli Lyanda-Geller or Leonid P. Rokhinson.

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### Competing interests

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Wang, Y., Ponomarenko, V., Wan, Z. et al. Transport in helical Luttinger liquids in the fractional quantum Hall regime. Nat Commun 12, 5312 (2021). https://doi.org/10.1038/s41467-021-25631-2

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