Abstract
Established electrodecarboxylative etherification protocols are based on Hofer-Moest-type reaction pathways. An oxidative decarboxylation gives rise to radicals, which are further oxidised to carbocations. This is possible only for benzylic or otherwise stabilised substrates. Here, we report the electrodecarboxylative radical-radical coupling of lithium alkylcarboxylates with 1-hydroxybenzotriazole at platinum electrodes in methanol/pyridine to afford alkyl benzotriazole ethers. The substrate scope of this electrochemical radical coupling extends to primary and secondary alkylcarboxylates. The benzotriazole products easily undergo reductive cleavage to the alcohols. They can also serve as synthetic hubs to access a wide variety of functional groups. This reaction prototype demonstrates that electrodecarboxylative C–O bond formation can be taken beyond the intrinsic substrate limitations of Hofer-Moest mechanisms.
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Introduction
Oxygen-containing substituents are abundant in natural products1, pharmaceuticals2 and functional materials3, and efficient synthetic entries are highly sought-after. Decarboxylative C–O bond formation is a particularly attractive synthetic strategy since carboxylic acids are widely available in great structural diversity4. Thermal and photochemical strategies for decarboxylative C–O bond formation, including metal-mediated oxidative decarboxylations using MnIII5,6, InIII7, TlIII8, PbIV9,10 or CeIV11,12, as well as precious metal-catalysed procedures such as Ru13,14, Ir15,16, Ag17,18 or Au19, are relatively well developed. Photochemical reaction variants proceed under mild conditions but require expensive photocatalysts or pre-functionalised substrates (i.e. redox-active esters)20,21,22,23,24.
Electrosynthetic concepts have a long history25, with contributions, e.g. by Shono26, Lund27, Torii28, Osa29 or Grimshaw30, but only recently shifted back into the focus of method development31,32,33,34,35. In the context of C–O bond formation, electrodecarboxylative strategies may open up synthetic opportunities with a potentially lower environmental footprint36. The use of carboxylic acids in electrochemical transformations was pioneered by Faraday and Kolbe37,38. Anodic oxidation of carboxylic acids induces their decarboxylation with the formation of carbon-centred radicals, which swiftly undergo homocoupling with formation of alkanes39,40,41. A transfer of this sustainable concept to C–heteroatom bond formation was first described by Hofer and Moest who showed that for some carboxylates, the electrogenerated radicals are oxidised further to carbocations which can be trapped by O-nucleophiles (originally H2O and MeOH, Fig. 1a)42,43.
However, a century after their discovery, many challenges are still associated with Hofer–Moest reactions, some of which appear to be a direct consequence of the underlying reaction mechanism: the alkyl radicals generated at the anode are prone to Kolbe dimerisation and various other side reactions44,45,46. Further anodic oxidation of these intermediates results in highly reactive carbocations, which are prone to rearrangement, elimination or coupling with any nucleophile in their proximity47,48. High selectivity can only be achieved if the radical and the positive charge are stabilised by electron-donating substituents49,50, resonance51,52 or conjugation with α-O53,54, α-N55,56 or α-S substituents57. Still, the O-nucleophile is often added in large excess. Synthetic methods for electrodecarboxylative C–O bond formation are therefore limited to tertiary, benzylic/allylic and α-O/N substituted carboxylates, but simple alkylcarboxylates remain challenging substrates. Acetate has been converted to methanol, albeit in poor yields58. However, it has also been used as an inert electrolyte59 or oxygen nucleophile in electrodecarboxylative C–O bond formation (Fig. 1a, X = CH3C(O))60,61. In the leading reference work by Hammerich and Speiser25, the electrodecarboxylative synthesis of nitrate esters by Fichter is presented as a viable C–O bond formation strategy for non-stabilised carboxylates43. However, this method gives reasonable yields only in the conversion of succinate to ethylene glycol dinitrate (58%)62. For simple alkylcarboxylates, the yields were not reported or drop to below 5%63.
Baran et al. have recently disclosed a thoroughly optimised Hofer–Moest reaction variant64. Their elaborate protocol with stoichiometric silver salts as sacrificial oxidant has enabled the coupling of numerous alcohols in stoichiometric amounts. However, it stays within the intrinsic boundaries of the Hofer–Moest mechanism in that it extends only to tertiary, benzylic/allylic and α-O/N substituted carboxylates (Fig. 1a), but not to primary or secondary carboxylic acids.
A conceptually different approach is clearly required to extend electrochemical decarboxylative C–O bond formation to the full range of carboxylic acids (Fig. 1b). Our mechanistic blueprint involves the following steps: (1) Both the carboxylic acid and the oxygen nucleophile (X–OH) are deprotonated under the reaction conditions and attracted to the anode. (2) The oxygen nucleophiles are oxidised preferentially, yielding XO• radicals. (3) At high current densities, some carbon radicals will also form via Kolbe decarboxylation, surrounded by the XO• species. (4) C–O bond formation would then proceed via the combination of an alkyl and a XO• radical. This radical coupling strategy promises to lift inherent substrate limitations regarding the carboxylate, since no stabilisation of carbocationic intermediates would be required. However, it calls for a particular oxygen reagent that would have to fulfil several prerequisites. (1) It needs to be sufficiently acidic to allow smooth deprotonation. (2) Its oxidation potential must be lower than that of carboxylates. (3) The XO• radicals need to be long-lived and stable towards dimerisation. (4) Their reactivity must be sufficiently high towards alkyl radicals to intercept them before Kolbe-type recombination occurs. (5) Ideally, the reaction would lead to ether products of synthetic value and/or synthetic hubs for further derivatisation. Herein, we present the coupling of carboxylic acids with the oxygen source 1-hydroxybenzotriazole as a prototypical electrodecarboxylative C–O bond-forming reaction that implements the envisioned radical pathway. Its scope extents to non-activated primary and secondary carboxylic acids, and thus goes well beyond intrinsic limitations of Hofer–Moest-type reactions.
Results
Reaction optimisation
The unsolved challenges of electrodecarboxylative C–O bond formation were explored using phenylpropionic acid (1a, Supplementary Table 1). The distant phenyl group of 1a is useful for product analysis and isolation, but does not significantly stabilise intermediates, e.g via an anchimeric effect. This was confirmed by comparative reactions with 3-cyclohexanepropionic acid (1j, 31 vs 37% yield under optimised conditions, respectively).
Attempted Hofer–Moest etherifications gave styrene and 1,4-diphenylbutane as the major products. Even when employing the oxygen coupling partner as the solvent, the selectivity for C–O bond formation did not exceed 10% (MeOH or H2O, NaOH, 500 mA, 30 min). We next probed Fichter’s conditions, in which potassium nitrate serves as the oxygen source61, but did not detect any nitrate ester product. These experiments confirmed that aliphatic carboxylates like 1a are well outside the scope of known electrochemical C–O bond-forming strategies.
We next tested numerous potential sources of oxygen radicals in stoichiometric quantities, including pyridine N-oxide, TEMPO, N-hydroxyphthalimide and di-tert-butyl peroxide. None of these gave more than trace quantities of the C–O coupling product (Supplementary Table 1). To our delight, the desired reactivity was finally observed for 1-hydroxybenzotriazole (HOBt, 2a), a reagent commonly used in peptide chemistry. However, besides the targeted benzotriazole ether 3aa, several other products were formed. These arise, e.g. from esterification (4a), decarboxylative couplings with solvents, substrates, byproducts or added bases (5ai), Kolbe dimerisation (6a), disproportionation of radical intermediates (7a, 8a) or electroreduction of 3aa to aldehyde 9a and benzotriazole (Bt, 10, Fig. 2 and Supplementary Table 1).
For a systematic optimisation of all reaction parameters, 3,3,3-trifluoropropionic acid (1b) was chosen as the test substrate to enable rapid analysis of the complex product mixtures by 19F NMR. 1b is a particularly challenging substrate since its anodic decarboxylation yields primary radicals (or cations) destabilised by an electron-withdrawing CF3 group. Under classical Hofer–Moest conditions with hydroxide bases and methanol as nucleophile, the Kolbe dimer 6b was the major product (42%), and products from C–O bond formation (5b2 and 5b4) were formed in low yields (Table 1, entry 1). With water as the nucleophile, the yield of C–O bond formation was even lower (entry 2).
Fichter-type nitration did not give any alcohol derivatives (Supplementary methods). In the presence of HOBt·H2O, encouraging quantities of 3ba were formed along with small quantities of Hofer–Moest adducts (5b2 and 5b4), 6b and trifluoroacetaldehyde 9b (entry 3). Its formation is in line with reports on electroreductive N–O cleavage reactions yielding aldehydes65. Methanol was found to be the ideal solvent for the pursued C–O coupling, while solvents such as MeCN, DMF, DCM or H2O were ineffective (entry 4 and Supplementary Table 2). In combination with methanol, a pyridine co-solvent markedly improved the selectivity for 3ba (entries 5–6). This may be rationalised by its coordination to the anode, separating the radicals.
The choice and amount of base are critical to ensure deprotonation of both HOBt 2a (pKa = 4.6)66 and 1b (pKa = 3.0)67. Lithium bases gave the best results, in particular a 1.8-fold excess of Li2CO3 (entries 6–11). Pt was optimal as the anode material (entries 12–14). A slight excess of HOBt was beneficial, whereas a larger excess of HOBt decreased the reaction rate and led to an insoluble coating of the anode as well as to benzotriazole formation (entries 15–16). A reaction time of 30 min at room temperature and a constant current of 500 mA using Pt electrodes (2.0 × 1.0 cm) were found to be optimal (entries 17–20). Structural variations of HOBt had little effect on the reaction outcome (Supplementary Table 3).
The benzotriazole ester can be cleaved in situ by hydrogenating the reaction mixture over Pd/C, furnishing alcohol 5b4 in 70% yield along with minor quantities of 9b (entry 22).
Structural scope
The examples in Table 2 demonstrate that the electrodecarboxylative radical C–O coupling is broadly applicable. Many primary and secondary carboxylates, most of which are well outside of the scope of Hofer–Moest protocols, were successfully converted to the corresponding HOBt ethers. Slight adjustments of the conditions (LiOH vs Li2CO3 as the base, different stoichiometry) were sometimes necessary to obtain optimal yields (Supplementary Table 4). Common functionalities such as halides, olefins, amides, esters, ketones, alcohols, or ethers were tolerated, and even complex structures gave reasonable yields. The reaction was easily scaled up both in batch and flow-conditions with no loss of yield (Supplementary methods). As for many other electrochemical reactions, some yields are only moderate at this prototype stage of development, but the inexpensive starting materials and straightforward protocol make up for this. Both the carboxylic acid and HOBt are usually fully converted, and the products are obtained along with only traces of easy-to-separate byproducts. The yields can be improved by specifically adapting the conditions for a given substrate, e.g. for 3b’a, NaOH is more effective than LiOH. Starting from readily available difluoroacetic acid, the reaction gives convenient and sustainable access to Ngai difluoromethoxylating reagents (3f′b–3f′d)68, which effectively promote the direct C–H difluoromethoxylation of (hetero)arenes. Tertiary carboxylic acids or those with a strong stabilising effect for the corresponding CCR (e.g. α-amino acids) are generally not compatible.
Derivatisation
As demonstrated for the hydrocinnamate derivative 3aa, the benzotriazole moiety can be removed by reductive N–O cleavage to give the corresponding alcohol. By quaternisation with methyl triflate, the BtO-moiety can be turned into a leaving group for nucleophilic substitutions, giving access to esters, ethers, azides, thiocyanates and xanthates (Fig. 3).
Mechanistic studies
To shed some light on the mechanism of the electrochemical bond-forming step, a series of control experiments were performed (Supplementary methods). Addition of TEMPO slowed down the electrolysis of 1a considerably, and besides 3aa, the TEMPO-coupled product 3a-OTEMP was detected (Supplementary methods).
Electrolysis of cyclopropylacetic acid 1g′ led to the formation of the homoallyl ether 3na via ring opening (Fig. 4a). These findings both support a pathway via carbon-centred radical intermediates. Oxidation to carbocations is unlikely since this would inevitably have led to larger quantities of methyl ether products in MeOH as the solvent.
Cyclic voltammetry confirmed that the oxidation of HOBt takes place already at 0.71 V, whereas that of hydrocinnamic acid 1a requires 1.39 V (vs Fc/Fc+ with Ag/Ag+ as reference electrode, Fig. 4b). Electrochemically generated acyloxy radicals undergo swift decarboxylation, rendering this oxidation step irreversible69.
The voltammogram of HOBt features a small reduction peak at high scan rates (5000 instead of 100 mV/s), which indicates a certain persistence of the BtO• radical70,71. This radical has been characterised by UV/vis and EPR spectroscopy, and a half-life of 110 s in MeCN has been reported72,73. It is known to decay into a non-reducible compound, presumably benzotriazole69,74. Although BtO•-decomposition is strongly accelerated by the presence of H-donors69, its lifetime is still in the range of hundreds of milliseconds in a mixture of MeOH/pyridine (Supplementary methods). In addition, when using excess HOBt, benzotriazole becomes the main product, and benzotriazole-derived products coat the anode. These data seem to point to the intermediacy of surface-bound BtO• radicals.
Discussion
In conclusion, this work provides the proof of concept for an electrodecarboxylative radical combination approach to C–O bond formation. The prototype protocol allows the electrochemical conversion of carboxylic acids into alkyl benzotriazole ethers, which were shown to act as versatile synthons or useful fluoroalkoxylation reagents. The reaction scope extents to non-activated primary and secondary carboxylic acids, many of which are well outside the intrinsic boundaries of Hofer–Moest-type reactions. It paves the way for the development of high-yielding and generally applicable electrodecarboxylative C–O or C–N bond formations based on new generations of efficient heteroatom radical sources.
Methods
General procedure for the electrodecarboxylative C–O cross-coupling
A 20 ml vessel equipped with two Pt electrodes (2.0 × 1.0 cm) was charged with a solution of the corresponding acid (1), 1-hydroxybenzotriazole (2) and the base in 12 ml of a mixture of MeOH/Py. The reaction mixture was electrolysed at a current of 500 mA for 15–30 min at room temperature. Then, the volatiles were removed in vacuo and the residue purified by chromatography (n-hexane/EtOAc, 4:1), yielding the corresponding C–O coupling product 3. Note: due to its explosive nature, HOBt was used exclusively in the form of its stable hydrate.
Synthesis of 1-(2,2,2-trifluoroethoxy)-1H-benzo[d][1,2,3]triazole (3ba), exemplifies use of Method A
Compound 3ba was prepared following the general procedure using a solution of 3,3,3-trifluoropropionic acid (1b, 91 µl, 1.0 mmol), 1-hydroxybenzotriazole monohydrate (2a, 230 mg, 1.50 mmol) and Li2CO3 (134 mg, 1.80 mmol) in 12 ml of a 4:1-mixture of MeOH/Py. A current of 500 mA was applied for 30 min (9.33 F mol–1). 3ba was isolated as a colourless solid (135 mg, 62%, m.p. 59–61 °C).
Synthesis of 1-(2-chloroethoxy)-1H-benzo[d][1,2,3]triazole (3ka), exemplifies use of Method B
Compound 3ka was prepared following the general procedure using a solution of 3-chloropropionic acid (1k, 55 mg, 0.50 mmol), 1-hydroxybenzotriazole monohydrate (2a, 78 mg, 0.50 mmol) and LiOH (22 mg, 0.90 mmol) in 12 ml of a 4:1-mixture of MeOH/Py. A current of 500 mA was applied for 15 min at room temperature (9.33 F mol–1). 3ka was isolated as an orange oil (56 mg, 57%).
Synthesis of 1-ethoxy-1H-benzo[d][1,2,3]triazole (3da), exemplifies use of Method C
Compound 3da was prepared following the general procedure using a solution of propionic acid (1d 94 μl, 1.3 mmol), 1-hydroxybenzotriazole monohydrate (2a, 78 mg, 0.50 mmol) and LiOH (22 mg, 0.90 mmol) in 12 ml of a 4:1-mixture of MeOH/Py. A current of 500 mA was applied for 15 min at room temperature. 3da was isolated as a brown oil (47 mg, 58%).
Synthesis of 1-(pentan-3-yloxy)-1H-benzo[d][1,2,3]triazole (3ya), exemplifies use of Method D
Compound 3ya was prepared using a solution of 2-ethylbutyric acid (1y, 158 μl, 1.25 mmol), 1-hydroxybenzotriazole monohydrate (2a, 78 mg, 0.50 mmol) and LiOH (31 mg, 1.3 mmol) in a 2:1-mixture of MeOH/Py. A current of 500 mA was applied for 15 min at room temperature. 3ya was isolated as an orange oil (47 mg, 46%).
Procedure for the in situ hydrogenation of 3,3,3-trifluoropropionic acid (1b)
A 20 ml vessel equipped with two Pt electrodes (2.0 × 1.0 cm) was charged with a solution of 3,3,3-trifluoropropionic acid (1b, 91 µl, 1.0 mmol), 1-hydroxybenzotriazole monohydrate (2a, 230 mg, 1.50 mmol) and Li2CO3 (134 mg, 1.80 mmol) in a 4:1-mixture of MeOH/Py (12 ml). The reaction mixture was electrolysed at a current of 500 mA for 30 min at room temperature. The crude reaction mixture was diluted with MeOH to 20 ml, to give a 0.034 M solution of 3ba assuming a conversion similar to that of previous experiments (i.e. 68%). An aliquot of 4.0 ml (0.14 mmol of 3ba) was introduced into a 10 ml vial together with palladium on carbon (10% Pd) (7.0 mg, 5 mol%). The vial was placed in an autoclave, the mixture was pressurised with hydrogen (30 bar), and stirred at room temperature for 12 h. The crude mixture was analysed by 19F NMR using trifluoromethoxybenzene (20 µl, 0.15 mmol, 1.1 eq.) as internal standard, showing the formation of 5b4 and 11b in 70% and 12% yield, respectively.
Data availability
The authors declare that the data supporting the findings of this study are available within the paper and its Supplementary information files.
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Acknowledgements
Funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany’s Excellence Strategy—EXC 2033—390677874—RESOLV, FOR 2982/1—UNODE, and GO863/12-1, BMBF and the state of NRW (Center of Solvation Science “ZEMOS”). We thank Prof. N. Plumeré and Dr H. Li for advice and support.
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Á.M.M. and D.H. conceived and performed experiments, isolated and characterised products; T.v.L. performed optimisation and deprotection experiments; M.D. and T.v.L. conducted cyclic voltammetry; L.J.G. planned and supervised the research; Á.M.M, T.v.L, M.D. and L.J.G. co-wrote the manuscript.
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Martínez, Á.M., Hayrapetyan, D., van Lingen, T. et al. Taking electrodecarboxylative etherification beyond Hofer–Moest using a radical C–O coupling strategy. Nat Commun 11, 4407 (2020). https://doi.org/10.1038/s41467-020-18275-1
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DOI: https://doi.org/10.1038/s41467-020-18275-1
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