Unconventional valley-dependent optical selection rules and landau level mixing in bilayer graphene

Selection rules are of vital importance in determining the basic optical properties of atoms, molecules and semiconductors. They provide general insights into the symmetry of the system and the nature of relevant electronic states. A two-dimensional electron gas in a magnetic field is a model system where optical transitions between Landau levels (LLs) are described by simple selection rules associated with the LL index N. Here we examine the inter-LL optical transitions of high-quality bilayer graphene by photocurrent spectroscopy measurement. We observed valley-dependent optical transitions that violate the conventional selection rules Δ|N| = ± 1. Moreover, we can tune the relative oscillator strength by tuning the bilayer graphene bandgap. Our findings provide insights into the interplay between magnetic field, band structure and many-body interactions in tunable semiconductor systems, and the experimental technique can be generalized to study symmetry-broken states and low energy magneto-optical properties of other nano and quantum materials. Optical transitions between Landau levels (LL) in solids are described by selection rules associated with the LL index. Here, the authors perform photocurrent spectroscopy measurements on high-quality bilayer graphene to investigate the interband LL transitions, and observe valley-dependent optical transitions obeying unusual selection rules.

B ilayer graphene (BLG) has emerged as a two-dimensional semiconductor where the bandgap is tunable by an external electric field. At zero magnetic field, the bandgap hosts strong exciton resonances 1 that obey unusual optical selection rules determined by the electron pseudospin texture. At large magnetic fields, two-dimensional electron gas is expected to form quantized energy levels that were named after Landau 2 . Properties of individual Landau levels (LLs) have been studied extensively ever since the birth of graphene using electron transport [3][4][5][6][7] , scanning tunneling spectroscopy 8 , and electronic compressibility measurements 9 . Inter-LL optical transitions in graphene could provide direct information of the critical energy scales of SU(4) isospin 6 degeneracy lifting through spectroscopy and the wave functions of LLs through selection rules. For semiconductor physics, BLG provides a model system where the interplay between band dispersion, cyclotron energy, and Coulomb energy of electron-hole pairs can be systematically studied through gating and tuning magnetic field. However, inter-LL transitions in BLG and the crossover from exciton-dominated to LL-dominated optical response was largely unexplored, let alone the optical selection rules of them.
Previous infrared absorption spectroscopy studies of MLG (both on SiO 2 /Si 10,11 and on hBN 12,13 ), BLG on SiO 2 /Si substrates 14 , and thin graphene layers on SiC 15,16 suffered from broad peak width or the lack of gating. And they revealed only optical transitions obeying the conventional Δ|N | = ± 1 selection rule. Further investigations on higher quality graphene samples, however, have been challenging owing to limited sizes of hBNencapsulated graphene samples compared with the relevant infrared wavelength. Here we overcome this difficulty by using Fourier Transformed Infrared photocurrent spectroscopy 1 to study high-quality hBN-encapsulated BLG devices. In addition to greatly enhanced signal-to-noise ratio, such spectroscopy method avoids the background signal owing to absorption in the gatesproviding clean data from the layer of interest. Although photocurrent signal is more complicated than optical absorption, it would not affect the main conclusion of this article as the conversion efficiency should be similar for optical transitions with similar energies. As a result, we observed spectral features with a linewidth of~1 meV and many optical transitions that violate the conventional selection rule 10,12,14,[17][18][19]

Results
Overview of (magneto-)photocurrent spectra of BLG. Figure 1a shows the band structure of BLG near the K point. Around the electric field-induced bandgap Δ both conduction and valence bands develop three pockets 20,21 owing to the trigonal warping effect 22 . Figure 1b presents LL spectra in BLG calculated based on a continuum model with a bandgap of 80 meV (optimized for the spectrum at D = 0.874 V/nm, see Supplementary Discussion), where each LL is labeled by its orbital index N. Owing to the interlayer potential, LL with N = 0 and 1 have a valley-dependent distribution. Together with electron-hole asymmetry inherent in the band structure, inter-LL transitions in K and K′ valleys (especially those close to the bandgap) are expected to have strong differences. Electric-dipole-allowed optical selection rules dictates that initial and final states are different by ± ħ in angular momentum, corresponding to that of circularly polarized photons. In ordinary semiconductors, this angular momentum Landau level spectroscopy of band-gapped bilayer graphene (BLG). a Illustration of the trigonal-warped BLG band structure with a bandgap Δ in the K valley. b Evolution of Landau level energies calculated by a continuum model with Δ = 80 meV. We use red and green colors to label K and K′ valleys, respectively, throughout the paper. Solid and dashed arrows illustrate inter-LL transitions obeying the usual selection rule of Δ|N| = ± 1. c Photocurrent spectra with a displacement field of D = 0.874 V/nm at B = 0, 2, and 4 T. The 0 T spectrum features two exciton peaks near the bandgap and a flat spectrum above the bandgap. Oscillations corresponding to inter-LL transitions emerge at 2 T with an alternated high-low pattern. The contrast between high and low peaks increases at 4 T, where splittings of peaks also appear. d A 2D color plot of photocurrent spectra as the magnetic field is continuously tuned. Dashed curves trace high peaks in c, which grow stronger towards higher magnetic fields and we label them by branch A-H (only branch A-D are shown in c). These strong transitions obey the usual optical selection rule of Δ |N| = ± 1. The low peaks in c evolve into weak transitions between dashed lines, whose optical selection rules will be discussed later.
conservation is satisfied by interband transitions at zero magnetic field. Therefore, interband LL transitions are allowed only when Δ|N| = 0 as no additional angular momentum change is induced by LL wave functions. In graphene systems 10,12,14 , transition metal dichalcogenides 17 and other Dirac electron systems 18,19 , however, an extra pseudospin degree of freedom introduces an effective angular momentum for electrons. As a result, the conventional optical transition selection rules were shown to be Δ|N| = ± 1 both theoretically and experimentally 10,12,14,23 as illustrated by solid and dashed arrows in Fig. 1b. Our hBN-BLG-hBN sample is similar to that used in ref. 1 . Figure 1c presents photocurrent spectra at a displacement field D = 0.874 V/nm with the Fermi level tuned into the bandgap (see ref. 1 for the measurement technique). At B = 0 T, the spectrum features two sharp peaks, which were previously identified as excitons 1 . Above excitons, the spectrum starts as a flat line and gradually develops oscillations with an increasing B field. At 2 T, the oscillations show a pattern of alternating higher and lower peaks. The contrast between these two groups of peaks is enhanced at B = 4 T. At the same time, both higher and lower peaks split into finer structures (the latter will be shown more clearly in following figures). These spectra present the continuous evolution of the system behavior from exciton-dominated picture to inter-LL-dominated picture.
To better visualize the evolution of all transition peaks, we plot spectra as a 2D color map in Fig. 1d as B is continuously tuned. High peaks in Fig. 1c evolve into branches in the diagonal direction as traced by the dashed curves. We label these branches by A-H. The lower peaks in Fig. 1b evolve into branches between the dashed curves. The contrast in intensity of these two groups of branches increases as B rises. We will call them strong and weak transitions hereafter.
Properties of strong inter-LL transitions. Discrete peaks in photocurrent spectrum correspond to optical transitions between LLs and Fig. 1d reveals a rich collection of spectral information. To better understand the origins of various transitions, we first focus on branch C as shown in Fig. 2a. We shifted spectra horizontally to align the center of transition peaks to zero energy. This plot clearly shows a pair of peaks as traced by dashed lines, which split more as B increases.  Fig. 2b shows the relative electron-hole asymmetry ΔE c / E c , where E c is the averaged cyclotron energy of electron and hole. The extracted ratio of 18% is close to previously reported asymmetry in the effective masses of electrons and holes 24 . Most strong transition branches behave similarly to branch C (see Supplementary Figure 4).
The only exception is branch B, where three peaks are involved as shown in Fig. 2c. A comparison with our calculation (see Supplementary Figure 3) shows that the extra peak corresponds to (0 → 4, K′), which is forbidden by the simple selection rules Δ|N| = ± 1. This is a manifestation of the trigonal warping effect in BLG lattice 22 , which distorts the rotational symmetric Mexican hat band structure to a three-fold rotational symmetric structure as shown in Fig. 1a. Therefore LLs differed by 3 m (m is an integer) are coupled by this lattice potential, resulting in an extra ±3 ingredient to the selection rule [25][26][27][28][29] . This effect results in inter-LL transitions with Δ|N| = ± 4, ±2. Branch B is the only one that has three peaks with similar energies and oscillator strength involved, owing to the close energies of LL 0 and −3 in the K′ valley as shown in Fig. 1b. Ultimately this is owing to the relatively flat band at the top of the conduction band in K′ valley. As the LL index increases, energies of LLs are well separated so Δ|N| = ± 4 transitions are far from Δ|N| = ± 1 transitions.
Having understood the origin of branch B, we conclude that branch A corresponds to transitions (−3 → 2, K) and (−2 → 3, K′). LL transitions (−1 → 2, K) and (−2 → 1, K′) are also allowed by selection rules and should appear at energy below that of branch A, as shown by our calculation in Fig. 2d. However, the 2p exciton peak is in the same energy range and it persists down to zero magnetic field. As the magnetic field increases, singleparticle cyclotron energy gradually surpasses the exciton binging energy. One would expect the nature of this resonance to gradually change from exciton to inter-LL transition 17,30 as the magnetic increases. At high enough magnetic field, the dispersion of this resonance can be almost described by that of the inter-LL transition, as has been shown in ref. 30 .
Properties of weak inter-LL transitions. Next we examine the weak transitions. Figure 3a shows one branch of such transitions between strong transition branch F and G in the range of 2.4-3.0 T with a step size of 0.1 T. The spectra are shifted to align the center of weak transition peaks to zero energy. Interestingly, three peaks emerge from the single peak at low B and their splitting widens with increased B. Figure 3b shows a fitting of the spectrum at 2.8 T, where the sum of seven Lorentzian lineshaped peaks with an offset describes the experimental spectrum nicely. The linewidths of all peaks are~1 meV, indicating a very low disorder-induced inhomogeneous broadening in our samples. Figure 3c plots the energy splitting of three pairs of peaks extracted from the fitting in Fig. 3b: E 78 and E 89 are the splittings within branches F and G; E 79 represents the splitting between the two side peaks in the branch of weak transitions. We found that E 79 is within 13% of E 78 + E 89. This observation, together with the fact that weak transition peaks sit at halfway between branches F and G, indicate that the three weak transitions correspond to (−9 → 7, K & K′), (−8 → 8, K & K′), and (−7 → 9, K & K′) as labeled in Fig. 3b. Other branches of weak transitions behave similarly and more fittings can be found in Supplementary  Figure 6. We therefore observed inter-LL transitions obeying selection rules of Δ|N| = ± 2 and Δ|N| = 0. The former can be understood with the same trigonal warping effect as a combination of Δ|N| = ± 1 and ±3. But the Δ|N| = 0 transitions goes beyond the single-particle picture in intrinsic BLG.
The weak transitions acquire oscillator strengths through LL mixing by either the trigonal warping Hamiltonian or the exciton binding energy (as we will discuss later). As the magnetic field increases, such mixing effect is weakened owing to larger LL separation-cyclotron energy. As a result, these weak transitions diminish relative to the strong transitions towards higher magnetic fields, agreeing with our observations in Fig. 1c, d. Relative oscillator strength of inter-LL transitions. We further explore quantitatively the oscillator strength of weak transitions and the Δ|N| = 0 transitions relative to the integrated oscillator strength of all transitions. Owing to the complex nature of photocurrent and photoconductivity process and their unknown quantum efficiencies, we limit our discussion to relative oscillator strengths of adjacent transition peaks and avoid extracting the absolute optical conductivity. Figure 4a plots spectra in the vicinity of the (−5 → 5, K & K′) transition at 1.5-4.8 T. For clarity, we shifted spectra horizontally to align the center of transition peaks to zero energy. At 1.5 T, the "weak" and "strong" transitions are of similar peak height and oscillator strength. And the only way to differentiate them is to trace transitions from spectra at higher magnetic fields. As we increase B, the central weak transitions gradually weaken compared to strong transitions on both sides. At 4.8 T, weak transitions drop to the noise level of the spectrum. We further explore this contrast in oscillator strength at different bandgaps. Figure 4b shows spectra in the vicinity of (−5 where H is the electron-photon coupling Hamiltonian. Here the conventional selection rule of Δ|N| = ± 1 is included as < −N, N|H|0> = 0. With finite a and b, transition (−N→N) could appear in our spectrum as the system is excited from |0> to |−N, N > ′.
In the first order perturbation theory, the wave function mixing coefficient between two adjacent excited states |−N, N>, and |−N − 1, N> is a, b~E m /E c , where E m = |<−N, N|H m |−N−1, N>| is the typical energy scale of the coupling Hamiltonian H m , whereas E c is the cyclotron energy. Therefore, the oscillator strength of Δ|N| = 0 transitions relative to the integrated oscillator strength is |a + b| 2 = 4(E m /E c ) 2 . Qualitatively, (E m /E c ) 2 decreases as B increases as long as E m follows a sublinear relation with B, agreeing with the trend we observed in Fig. 4. Quantitatively, the green curve in Fig. 4c indicates a wave function mixing coefficient of a~b~(1.8 meV/E c ) and E m~1 .8 meV.
With this energy scale of the mixing Hamiltonian, we discuss possible microscopic mechanisms. Beyond the single-particle picture in ideal BLG, two possible scenarios could lead to our observation of Δ|N| = 0 transitions. In the first scenario, we include disorders but neglect the electron-hole interaction. Such disorder potential could enable the forbidden optical transitions 31 . Experimentally, disordered induced unconventional inter-LL optical transition were indeed observed in GaAs quantum wells 32 and Raman spectrum of graphene-like domains on graphite 33 . Quantitatively 31 , the forbidden transition has a relative oscillator strength of~Γ=E c À Á 2 with respect to the Δ|N| = ± 1 transition, where Γ is the scattering induced broadening of a single LL and it plays the role of E m . Quantitatively, by setting 4(E m /E c ) 2 = Γ=E c À Á 2 to explain our data, we can obtain Γ = 2E m~3 .6 meV. Fitting of the single transition peak in our spectra indicates a Lorentzian linewidth of~1 meV, which corresponds to 4Γ (two for initial and final states, whereas another two for the full width at half-maximum). Therefore, the realistic level broadening Γ 0:25 meV is more than one order of magnitude smaller than that is needed to explain the observed oscillator strength-indicating possible mechanisms beyond the single-particle picture.
In the second scenario, we include electron-hole interaction. In a general context, interband optical excitations of a 2DEG in magnetic field is described by magneto-excitons 34 . Owing to angular momentum conservation, optically active modes of magneto-excitons at k = 0 do not mix 34 . However, modes at finite k are results of mixing between |−N, N> and |−N−1, N> and the mixing coefficient a (b) could be significant at kl B~1 . Here l B is the magnetic length defined as l B = ffiffiffiffiffiffiffiffiffiffi h=eB p~2 6 nm/ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi BðTeslaÞ p . These modes can be optically excited when the translational symmetry is broken by disorder or the Moire superlattice. The latter provides a momentum k ≥ 2π=14 nm, where 14 nm is the largest period in graphene/hBN Moire superlattice. At 1 Tesla, kl B is~10, easily satisfying the required condition for mixing |−N, N> and |−N − 1, N>. From the energy point-of-view, the Coulomb energy between electron and hole is expected to play an important role, as the exciton binding energy (~10 meV at D = 0.874 V/nm) is big enough compared with 1.8 meV to explain the data. The binding energy is expected to increase with enhanced displacement field and giving forbidden transitions more oscillator strength. This picture is supported by our data in Fig. 4b, where the relative oscillator strength of Δ|N| = 0 transitions at D = 1.32 V/nm is much larger than that at D = 0.874 V/nm. Further theoretical calculation of this specific semiconductor system is needed to corroborate this second scenario.
Our results present the first measurement of inter-LL transitions in high-quality BLG with a tunable bandgap. The many observations provide a plethora of information about interplay between the band structure, magnetic field, and many-body interactions. There is no theoretical prediction of the behavior of Δ|N| = 0 transitions in BLG, or its dependence on the bandgap. The selection rule of inter-LL transitions could also be used to study exotic interaction-driven ground states of materials such as the nematic phase 35 , where the optical selection rules can be changed by the broken rotational symmetry. On the other hand, the (magneto-) photocurrent spectroscopy presented here could be extended to study the integer and fractional quantum Hall states in high-quality graphene devices, shining light on the mechanism of valley and spin degeneracy lifting and excitations such as the magneto-rotons 36 . Beyond the quantum Hall systems, our method is particularly suitable for studying strongly correlated electron physics in engineered van der Waals heterostructures of 2D materials 37-41 , e.g., the Moire gap and correlated insulating gaps in twisted graphene/TMD systems as well as ABC-stacked trilayer graphene/hBN superlattices.

Methods
Measurement scheme. The basic sample configuration and measurement scheme are similar to that in ref. 1 . The data at magnetic fields higher than 5 Tesla was collected at the SCM3 in the National High Magnetic Field Laboratory (NHMFL). Sample temperature in the Cornell setup is~10 K, whereas that in the NHMFL setup is~5 K owing to the helium exchange gas environment. A Bruker IFS 66 v spectrometer was used at NHMFL. The illumination is focused by a ZnSe lens located outside (inside) the cryostat at Cornell (NHMFL). The thickness of hBN flakes is~20 nm for both top and bottom gates. All the measurement is done at a total charge density of zero to minimize the dark current noise. The displacement field is calculated by using a dielectric constant of boron nitride of 3.9. The data in this manuscript are mostly based on two separate high-quality graphene samples.

Data availability
The data that support the findings of this study are available from the corresponding author upon request.