Abstract
Background
Indigenous peoples experience worse eye health compared to non-Indigenous peoples. Service providers and researchers must avoid perpetuating this inequity. To help achieve this, researchers can use the CONSolIDated critERia for strengthening the reporting of health research involving Indigenous peoples (CONSIDER) statement. This study aimed to identify the degree to which the CONSIDER statement has been used by eye health researchers when conducting and reporting research with an Indigenous component, and how they perceive its relevance in their future research.
Methods
We used purposive sampling to recruit eye health researchers from any country who have undertaken research with an Indigenous component. The online survey collected quantitative and qualitative data and was analysed using descriptive statistics and reflexive thematic analysis. Responses were gathered on a four-point Likert scale (1 to 4), with four being the most positive statement.
Results
Thirty-nine eye health researchers from nine countries completed the survey (Aotearoa New Zealand, Argentina, Australia, Brazil, Canada, Colombia, Guatemala, Panama, Peru); almost two-thirds (n = 24) undertake epidemiological research. On average, participants disclosed only ‘sometimes’ previously reporting CONSIDER items (2.26 ± 1.14), but they thought the items were relevant to eye health research and were motivated to use these guidelines in their future research. Some participants requested clarity about how CONSIDER aligned with existing guidelines, and when and how to apply the statement. Others shared rich experiences of the benefits to their research of Indigenous leadership and collaboration.
Conclusions
The CONSIDER statement is perceived as a valuable tool by these eye health researchers, and there are opportunities to maximise uptake and use, including increasing awareness of the statement, clarity about when it applies, and availability of institutional-level support.
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Introduction
The last few decades have seen significant gains in health outcomes globally, but not equitably for all [1]. Numerous national and international governing bodies have highlighted the health inequity experienced by Indigenous peoples. As a result of colonisation and corresponding loss of land, culture and language, as well as persistent structural discrimination, there are differences in access to, and quality of care at, health services [2,3,4]. Unfortunately, these inequities are also present—but generally under-researched—within eye health, and exacerbated by a lack of cultural safety within the system [5,6,7]. Inequity in eye health has been most extensively explored for Indigenous peoples in Australia (Aboriginal and Torres Strait Islander Peoples), and to a lesser extent for Māori peoples in Aotearoa New Zealand and Indigenous communities within North and South America and elsewhere [8,9,10,11,12]. Indeed, the 2021 Lancet Global Health Commission on Global Eye Health considered Indigenous populations as one of the groups most underserved by eye health services [12].
In some settings, health research has unfortunately played a role in perpetuating inequities [13]. In response, several guidelines have been developed to protect Indigenous communities and promote culturally safe [5], collaborative research practice [14,15,16,17,18]. Most of these are country specific [14, 15, 17, 18], however attempts have been made to pool research guidelines across countries [16]. In an attempt to synthesise existing guidelines for consistent global reporting, in 2019 collaborators from Australia and Aotearoa developed the CONSolIDated critERia for strengthening the reporting of health research involving Indigenous peoples (CONSIDER) statement [19]. The CONSIDER statement is a tool for researchers to enhance the design and reporting of their research, such as honouring Indigenous principles and engaging Indigenous communities, governing bodies and researchers. The statement includes eight domains (governance, prioritisation, relationships, methodologies, participation, capacity, analysis and interpretation and dissemination) covering 17 checklist items (listed in supplementary table 1) relating to health research with an Indigenous component (defined in Box 1) [19].
International calls for reconciliation and Indigenous self-determination in health research, and the growing acknowledgement of inequity in eye health strengthen the rationale to investigate the role of the CONSIDER statement within eye health research [20]. Since CONSIDER is a relatively new tool, we wished to draw eye health researcher’s attention to it, and to establish a baseline of the current practice of active researchers. This study aimed to identify the degree to which the CONSIDER statement has been used previously by eye health researchers, and to understand its perceived relevance going forward.
Methods
The online survey was conducted online between 28 July and 1 November 2022 using Qualtrics software (Qualtrics, 2022; Utah, USA). Ethical approval was obtained from the University of Auckland Human Participants Ethics Committee (Ref: UAHPEC24369) and all participants provided informed consent. The study is reported according to the relevant items of the CHERRIES and CONSIDER guidelines (supplementary tables 2 and 3) [19, 21]. Participants who completed the survey were invited to join the manuscript authorship group; those who agreed were sent to a separate form on completion of their survey. Thus, names of participants and their responses were recorded separately and responses were anonymous. Only two authors (LH, JR) had access to the data. The IP address of each computer submitting a response was checked for duplicate submissions. No reimbursement was offered to participants.
Participants
Purposive sampling was used whereby members of the research team disseminated an invitation via email on two separate occasions to individuals and organisations within their networks (e.g. Departments of Optometry or Ophthalmology, Schools of Public Health, the Indigenous Peoples Special Interest Group of the International Agency for the Prevention of Blindness) thought to have experience in eye health research with an Indigenous component. When contacting an organization, we requested that our invitation be shared with all relevant researchers in the Department. We also invited authors of studies involving Indigenous populations identified from an ongoing methodological review of eye health surveys that members of the research team are conducting [22]. People from any country were eligible to participate if they self-reported having conducted eye health research with an Indigenous component (Box 1) that resulted in a written report in the peer-reviewed literature or provided to decision-makers. We did not establish a target sample size, but rather attempted to disseminate the invitation as broadly as possible in regions across the globe.
Research Team
The research team included senior (MH) and emerging (IS, RW, JA) Indigenous researchers who were involved in all phases of the project. Other team members have extensive experience implementing research projects with an Indigenous component.
Data collection
The questionnaire was developed by one author (LH) and refined after other authors tested its usability and technical functionality. After providing informed consent, participants answered a set of introductory questions. These included whether the participant had heard of the CONSIDER statement prior to the survey, the country in which they conducted most of their eye health research, their field of research, as well as whether they identify as Indigenous. We then asked participants to reflect on whether their eye health research had an Indigenous component (Box 1). If the participant did not think their research met any of the criteria they were diverted to the end of the survey.
Participants reporting an Indigenous component to their research were presented with each of the 17 CONSIDER items in turn, with the order of presentation randomised at the domain level i.e. participants randomly began with the ‘Governance’ items, others with the ‘Relationships’ items and so on. Each item was presented individually, with the definition and examples of the item available by hovering over a prompt. Each item was explored with three compulsory questions (and corresponding 4-point Likert scale, each scored from 1 to 4 in the following order):
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1.
How often have you included this in your previous reports of eye health research with an Indigenous component? (never/sometimes/most of the time/always);
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2.
To what extent do you agree or disagree that reports of good eye health research with an Indigenous component should include this item? (strongly disagree/somewhat disagree/somewhat agree/strongly disagree); and
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3.
How likely are you to include this in your future reports of eye health research with an Indigenous component? (extremely unlikely/somewhat unlikely/somewhat likely/extremely likely).
If a participant reported being extremely or somewhat unlikely to report the item in the future (question 3), two additional questions were posed which were optional: ‘What is the main concern that would prevent you from describing this in your future reports of health research involving Indigenous peoples?’ and ‘Is there anything that would help you to report this item in future?’. If a participant indicated something could enable future reporting, they were prompted to describe this in a free text box. After each item there was an option to leave a free text comment about the item or response. Each item was presented on a new page/screen of the survey. A back button allowed participants to review their responses prior to submission.
Analysis
We used descriptive statistics (mean and standard error of the mean) to summarise outcomes. Qualitative responses for each item were collated and analysed by two researchers independently (LH, IS). Inductive coding was initiated after familiarisation [23, 24]. Themes were developed iteratively by discussing the meaning of participant responses with similar codes, updating codes and potential themes in light of the thoughtful discussion, and converging on resonant ideas. Experiential orientation was used to ensure themes reflected the overall essence of participant responses.
Results
Fifty-seven individuals responded to the invitation to participate. Of these, 48 thought their eye health research included an Indigenous component (Box 1) and proceeded to the item-specific questions, with 39 of these completing all questions (39/48 = 81%; Fig. 1). No duplicate responses were identified. Data are presented from the 39 participants completing all questions.
Participants were from nine countries, with the largest group primarily conducting their research in Aotearoa New Zealand where the study was initiated (n = 11/39, 28%; Table 1); two participants (5%) identified as Indigenous. Almost two-thirds of participants (n = 24, 62%) selected more than one type of eye health research (mean of 1.8, SE+/−0.9), with epidemiology (n = 24, 62%) and health systems research (n = 20, 51%) most commonly selected (Table 1). Just over one-third of participants had heard of the CONSIDER statement before participating in this survey (n = 15/39, 38%).
Participants tended to identify that their research had more than one Indigenous component (mean 2.9, S.E+/−1.5). The components most selected by participants were ‘research which impacts the health of Indigenous peoples’ (n = 36, 92%) and ‘research that takes place on Indigenous land’ (n = 26, 67%, Table 1).
Across participants and items, mean reporting of CONSIDER items in previous work (from 1 = never to 4 = always) was 2.26 (+/−1.14), indicating that on average, reporting occurred ‘sometimes’ (Fig. 2, blue dotted line). Previous reporting varied by item, while the perceived relevance and intent to report in the future were high for all items (Fig. 2).
Only three items (5, 6 and 8) were previously reported ‘most of the time’ (mean score >2.5). Items 5 and 6 are within the ‘Relationship’ domain. Item 5 is articulated as ‘Specify measures that adhere and honour Indigenous ethical guidelines, processes, and approvals for all relevant Indigenous stakeholders, recognizing that multiple Indigenous partners may be involved’ (score = 2.87) and item 6 is ‘Report how Indigenous stakeholders were involved in the research processes’ (score = 2.54). Item 8 is within the ‘Methodology’ domain, articulated as ‘Describe the methodological approach of the research including a rationale of methods used and implication for Indigenous stakeholders’ (score = 2.85). By domain, ‘Relationship’ and ‘Methodology’ were most often reported previously (Relationship: 2.51 ‘most of the time’ and Methodology: 2.61, ‘most of the time’).
Only one item (3) was previously reported ‘never’ (mean score <1.5). Item 3 was ‘specify how the research partnership agreement includes protection of Indigenous intellectual property and knowledge arising from the research, including financial and intellectual benefits generated’ (score = 1.49). With items pooled by domain, ‘Capacity’ was least reported by participants in past research (average score = 1.93 ‘sometimes’). This included Item 13 ‘Explain how the research supported the development and maintenance of Indigenous research capacity’ and Item 14 ‘Discuss how the research team undertook professional development opportunities to develop the capacity to partner with Indigenous stakeholders’.
The few responses given by the nine participants with unfinished surveys suggested a less optimistic perspective than that captured within completed surveys. Incomplete surveys tended to report less awareness of the CONSIDER statement, higher previous reporting of items, less perceived relevance, and less intent to report in the future, compared to responses given by those who completed the survey.
Qualitative data
From the qualitative data we generated three themes: (1) Overlap with other guidelines, (2) Challenges with implementation (3) Integration of domains leads to cohesive, genuine and effective research (Table 2).
Overlap with other guidelines
Participants highlighted perceived overlap between the CONSIDER statement and existing guidelines for conduct and/or reporting of research. This included institutional (e.g. university or political) and local Indigenous ethical approval pathways (e.g. OCAP [Ownership, control, access and possession] [17], ACCHO [Aboriginal Community Controlled Health Organisations]), and some discipline specific methodological guidelines (e.g. some qualitative approaches). Participants questioned whether CONSIDER needed to be reported overtly when adherence to other guidelines overlapped with the content of an item of the CONSIDER statement, highlighting some confusion between research conduct and research reporting. For example, although participants had tended to report some CONSIDER items quite often (including items 5, 6 and 8), they commonly explained that this was done for reasons other than use of the CONSIDER statement.
Challenges with implementation
Despite seeing the value of the CONSIDER items, many participants acknowledged the difficulty of implementing them. Participants appeared to have difficulty if connections with Indigenous communities, organisations or governance bodies were not perceived as present and approachable in their setting, particularly in the ‘Governance’ domain. Participants highlighted they wanted some additional guidance on when each item should be applied, and how to practically implement and report them. Beyond researcher training, the need for wider institutional support was also raised. This included the need for more time and funding from the employing institutions (in particular for small groups or emerging researchers), as well as increased understanding of the CONSIDER statement by journals, including reviewers and editors. Insufficient networks, knowledge and institutional support were highlighted as barriers for eye health researchers to engage in future reporting, despite good intentions.
Perspective shift towards genuine and effective research
Several participants appeared to be well-informed on the topic and work within institutions that support genuinely collaborative research. Participants described examples where perspective shifts had occurred for eye health researchers away from assumed Western superiority, toward a genuine appreciation and incorporation of Indigenous perspectives. This included a growing acknowledgement of Indigenous communities as holders of invaluable knowledge relevant for effective research; and view that genuine collaboration (including self-reflection and integration of items) is the only way eye health research will contribute to improved wellbeing and equitable outcomes for Indigenous peoples. However, there was concern in the group that formalising this process could diminish its impact by reducing interactions to a tokenistic approach. One example is within the ‘Capacity’ domain, where being explicit about ongoing mentorship with an Indigenous researcher may trivialise the relationship.
Discussion
We assembled a group of 39 researchers from nine countries who have conducted and reported eye health research with an Indigenous component. Just over one-third of participants had heard of the statement prior to the survey, and there was some confusion about potential overlap between CONSIDER and other guidelines for ethical research with an Indigenous component. On average, participants disclosed only ‘sometimes’ reporting items outlined in the CONSIDER statement in the past, and the items most often reported were those that seemed to overlap with other guidelines. On the whole, participants indicated the items are relevant, and that they intend to report them in the future.
The responses regarding perceived relevance and intended future use of the CONSIDER statement are encouraging, given its potential to contribute to health equity for Indigenous populations [13, 25]. Examples of its potential have been described by Australian researchers, and included encouragement to research teams to conduct culturally respectful research with clear partnership and shared goals between Indigenous and non-Indigenous parties [26], and to benefit both researchers and the Indigenous communities in which the research was conducted [27].
Participants suggested enabling processes to enhance the uptake and impact of CONSIDER, including suggestions to foster genuine (not tokenistic) engagement, to facilitate regular updates by a broad team of people to reflect values of Indigenous groups globally, and to promote uptake by relevant institutions (including funding, employment and publishing bodies). In terms of researcher level engagement, participants felt that further training and support is needed about when and how to report CONSIDER items, especially for emerging researchers or groups.
We identified a possible knowledge gap among participants on Indigenous data sovereignty, given that CONSIDER item 3 ‘protection of Indigenous intellectual property and knowledge’ was least often reported by participants. Indigenous data sovereignty acknowledges that data ownership and usage is subject to the nation or community from where data are gathered, rather than subject to laws of the nation or community in which data are stored [28]. Data sovereignty is important for Indigenous communities because historical engagement between Indigenous peoples and the collectors of data have often been discriminatory, with data being used as an instrument of colonisation [17, 29]. Researchers who recently applied the CONSIDER statement in participatory research in Australia recommended that it should include greater provisions to protect intellectual property and data through a prospective and explicit formal research agreement [27, 30]. Our results support this by highlighting that eye health researchers want more information about the wider ‘Governance’ domain so that it can be more easily applied in future research. This could be achieved by strengthening local networks and providing more clarity in global guidelines, and may include training, mentorship, workshops, coaching or internships.
Our survey revealed that items within CONSIDER’s ‘Capacity’ domain were infrequently reported. Although there are several contributing factors, the participants reported a reluctance to inadvertently tokenise valued relationships with their Indigenous collaborators. A fear of tokenism has also been observed in other research fields, including by those involved in Indigenous health policy development where historically, explicit Indigenous policies have been used to enforce cultural assimilation [31]. Our participants thoughtfully signalled the need to ensure the implementation of the CONSIDER statement does not devolve into a ‘box ticking’ exercise, a consideration for future research and debate. The intent of Indigenous knowledge exchange is specifically to combat these fears through promoting Indigenous leadership.
Participant responses highlight the importance of publishing and reporting standards to encourage equitable eye health research. In their comments, some participants described how research conduct aligned with CONSIDER items, but they questioned whether reporting it was necessary. There are a range of local guidelines researchers can draw on to inform research conduct, including OCAP, NACCHO [National Aboriginal Community Controlled Health Organisation] [17, 32], the Aboriginal and Torres Strait Islander quality appraisal tool [33] and institutional ethics. Reporting serves a specific function in promoting transparency, and increasing the reliability and value of published research (as outlined by the EQUATOR network, equator.org) [34]. Currently, CONSIDER is the only reporting guideline for research with an Indigenous component included in the EQUATOR network, an affiliation which can influence journal policy. Although journals endorsing a reporting guideline does not necessarily improve reporting, requiring adherence to a guideline appears to [35]. Therefore, eye health journals have an important role to play in improving the reporting of eye health research with an Indigenous component by requiring authors to use CONSIDER [36].
Our findings must be considered in the context of several limitations. Primarily, our sample is likely biased towards people who are motivated to incorporate the CONSIDER statement into their future work, as we purposely sought participants who were active in research with an Indigenous component. All researchers active in colonised countries in which Indigenous people did not cede sovereignty could be considered to meet the criteria for doing research with an Indigenous component because they conduct research on what is arguably unceded Indigenous land (Criterion 5 in Box 1) [37,38,39,40]. Furthermore, eye health research findings in colonised countries will have implications for the health of Indigenous peoples (Box 1). However, ~1 in 6 people who commenced the survey could not identify an Indigenous component to their work so were considered ineligible to progress. Further, almost 1 in 5 eligible participants who commenced the survey did not complete it and the responses collected from these individuals painted a more pessimistic picture than the responses that we have reported here. Together, our results likely overestimate the support for the CONSIDER statement within eye health researchers more broadly. However, we believe the participant group—most of whom are listed in the study author group—represent a core group of people who can work together to create change in the field. A further limitation of our study was that we were unable to achieve broader engagement—more than half of our participants were from either Australia or Aotearoa New Zealand and we recruited very few people from North America and none from Asia. It is unclear whether participants from under-represented regions may have responded differently to the results presented here. The lower participation from some global regions may reflect weaker networks of our research team in those regions, as well as less interest in and/or comfort with the project among eye health researchers in these under-represented regions. We hope that through the Indigenous Peoples Special Interest Group of the International Agency for the Prevention of Blindness that the profile of Indigenous eye health can grow, and future activities will engage researchers active in more countries.
Applying the CONSIDER statement within this current paper provided an opportunity for self-reflection within our own research. We debated which items applied to this study and how to report them (supplementary table 3). In comparison to the procedural process of reporting items for the CHERRIES checklist (supplementary table 2), we found reporting against the CONSIDER guidelines to be more challenging. Our three main reflections were the need for non-Indigenous researchers to demonstrate humility, for Indigenous researchers to show courage and boundary-setting, and all fostering safe spaces for honest and nuanced discussion about sensitive issues [13]. However, as a team of Indigenous and non-Indigenous eye health researchers, we were determined to find a way forward and realise our aspirations for improving the eye health landscape and realising equity [5, 13, 41, 42]. We encourage other eye health researchers to do the same.
CONSIDER and similar tools can help researchers embark on a new wave of Indigenous eye health research. We hope that this report will increase awareness and use of the CONSIDER statement within the eye health research community. Critical research and continued debate are needed to ensure the CONSIDER statement remains up to date to cover issues relevant for the varied Indigenous communities across a wide range of countries and legislative arrangements [12]. We are encouraged by Indigenous research methods and guidelines already in use, including Kaupapa Māori research in Aotearoa New Zealand [43]. Further, we endorse the view that rather than the majority of research being focused on quantifying the extent of health inequality experienced by Indigenous peoples, there is a need to shift towards solution-focussed research [44]. We call for other eye health researchers to join us in our commitment to use and advocate for the CONSIDER statement to facilitate good quality research that promotes equity in eye health for Indigenous peoples globally.
Summary
What was known before:
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Indigenous Peoples have worse access to and outcomes from eye health services and subsequently have poorer eye health compared to non-Indigenous populations.
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The CONSIDER statement (CONSolIDated critERia for strengthening the reporting of health research involving Indigenous peoples) was developed by Indigenous researchers for use by all researchers to enhance the design and reporting of their research with an Indigenous component, such as by honouring Indigenous principles and engaging Indigenous communities, governing bodies and researchers.
What this study adds:
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We established an Indigenous Eye Health Research Consortium of 39 eye health researchers from nine countries who have reported research with an Indigenous component; these researchers had generally only ‘sometimes’ reported CONSIDER items previously, but saw value in their use in future reporting.
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We discuss the challenges and opportunities for increasing use of CONSIDER, and call for other eye health researchers to join us in our commitment to use and advocate for the CONSIDER statement to facilitate good quality research that promotes equity in eye health for Indigenous peoples globally.
Data availability
Collected responses are available as supplementary information.
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Funding
This research received no specific funding. JR’s role at the University of Auckland is funded by the Buchanan Charitable Foundation. LMH is funded by The Royal Society Te Aparangi through a Rutherford Postdoctoral Fellowship. Open Access funding enabled and organized by CAUL and its Member Institutions.
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JR and MH conceived the study. JR, MH, IS, LH, JCS, JF, BT, LG, JA, and RW contributed to the design of the survey. JCS, JF, JA, BT, LH, IS, RW, LG and JR contributed to data collection, including panel recruitment. LH and IS analysed the findings. LH prepared the figures. IS, LH and JR drafted the manuscript. MH and JR provided supervision. All other co-authors contributed to the panel exercise, interpreted the results and reviewed and provided feedback on the manuscript.
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Samuels, I., Hamm, L.M., Silva, J.C. et al. Use of the CONSIDER statement by eye health researchers when conducting and reporting research involving Indigenous peoples: an online survey. Eye 38, 2187–2194 (2024). https://doi.org/10.1038/s41433-023-02881-6
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DOI: https://doi.org/10.1038/s41433-023-02881-6