Abstract
Study design
Comparative study of survey self-report data.
Objectives
To compare individuals living with spinal cord injury (SCI) in Switzerland to the general population in terms of mental health, quality of life, self-efficacy, and social support.
Setting
Community, Switzerland.
Methods
Data from the 2017 community survey of the Swiss Spinal Cord Injury Cohort Study were compared to data from two matched (1:3 nearest neighbor propensity score) general population surveys collected in the same year. Measures of mental health (mental health index, psychological distress item, vitality scale, and energy item), quality of life (WHOQOL-BREF item), self-efficacy (General Self-Efficacy Scale item), and social support (items of relationship satisfaction, living alone, and marital status) were compared across datasets using regression adjusted for non-response correction weights. The analyses were then replicated in subgroups defined by sociodemographic, lesion-related, and secondary health issues factors.
Results
Individuals with SCI had significantly higher psychological distress and poorer mental health, vitality, energy, and quality of life than the general population, with medium to large effect sizes (Cohen’s d: 0.35–1.08). They also had lower self-efficacy and relationship satisfaction, lived more frequently alone, and were more frequently single. Individuals with less severe secondary health issues reported mental health and quality of life more similar to the general population than those reporting more severe issues.
Conclusions
This study highlights a significant long-term impact of SCI on well-being and psychosocial resources, underlining the need for ongoing biopsychosocial care beyond inpatient rehabilitation.
Introduction
Even if individuals with spinal cord injury (SCI) present different trajectories of mental health and QoL [1], they have been shown to have, on average, lower mental health and quality of life (QoL) than the general population in various European, American, and Asian countries [2, 3]. Theoretical models (e.g., the Spinal Cord Injury Adjustment Model [4]) suggest that psychosocial resources such as self-efficacy, dispositional optimism, and social support explain differences in mental health and QoL. In line with this, empirical research has confirmed that higher self-efficacy and self-esteem are associated with better mental health and QoL of individuals with SCI [5]. Similarly, a systematic review showed that social support, both its quantity (network size, presence and/or availability of social support sources) and its quality (appraisal of social support resources) is associated with better mental health and QoL [6]. However, fewer studies have investigated the impact of SCI onset on these psychosocial resources. There is evidence that purpose in life, self-esteem, and self-efficacy can decrease in the first months following SCI [7, 8]. As for social resources, individuals with SCI have been shown to be more frequently single [9], to have higher divorce rates [10], to report higher loneliness [9], and to have lower evaluation of the social support received [11].
The existence of inter-individual differences in psychological adaptation to SCI does not negate the importance of investigating general trends to guide decision making in and provision of health care services. In that regard, many studies comparing individuals with SCI to the general population are limited by the use of unmatched samples which does not account for demographic differences such as more males and elderly in the SCI population [12]. Given that older individuals or males generally have a better mental health than younger individuals or females [13], demographic differences must be controlled for by using matched samples when comparing individuals with SCI to the general population. Moreover, more studies comparing individuals with SCI to the general population in countries with different healthcare system are needed to evaluate the potential impact of different health policies. In contrast to other countries, individuals living in Switzerland are obliged to pay for an insurance that grants a pension to individuals who cannot work due to disability. Thus, analyses of the relative mental health, QoL, and psychosocial resources of individuals with SCI are needed in the Swiss context.
The main objective of this study was to investigate differences in mental health, QoL, self-efficacy, and social support between people living with SCI in Switzerland and matched samples from the national general population. Based on the research conducted in other countries, we hypothesized that on average people with SCI would present with lower mental health, QoL, self-efficacy, and social support than the general population.
Sociodemographic factors such as sex, age, and occupation [13, 14], lesion-related characteristics such as lesion level, completeness, etiology, and time since injury, and the severity of secondary health issues [15] can influence mental health and QoL of individuals with SCI. Consequently, a secondary aim of this study was to explore whether differences observed between individuals with SCI and the general population would hold for different subgroups defined by sociodemographic, lesion-related, and secondary health issues factors.
Methods
Design
This was a cross-sectional study comparing survey data of individuals with SCI to that of matched samples selected from two Swiss general population surveys.
Sample
This study used the second Swiss Spinal Cord Injury Cohort Study (SwiSCI) community survey (survey 2017 [16]) as well as the general population Swiss Household Panel (SHP) and the Swiss Health Survey (SHS) datasets. As some SwiSCI variables were assessed in the SHP, but not in the SHS or vice versa, two general population datasets were used to increase the number of outcomes that could be compared.
The SwiSCI is a population-based longitudinal cohort study performed by Swiss Paraplegic Research. The second SwiSCI community survey was conducted between March 2017 and March 2018 and included two questionnaires with the second questionnaire sent after four to six weeks to the individuals who filled in the first one (response rate = 38.6% and 32.7% respectively) [16]. Each questionnaire could be completed online, paper-and-pencil, or by face-to-face or telephone interview. Eligible participants were individuals 16 years or older living in the community with a permanent residence in Switzerland and a diagnosed SCI. Individuals presenting “congenital conditions leading to SCI (e.g., spina bifida), those with neurodegenerative disorders (e.g., multiple sclerosis or amyotrophic lateral sclerosis) and Guillain-Barré syndrome” [16] were not eligible. Data were collected in collaboration with the four specialized SCI rehabilitation centers in Switzerland, the national organization for persons living with SCI (Swiss Paraplegic Association), and an SCI-specialized home care organization (ParaHelp). As shown in Fig. 1, the sample for this study included all participants who completed the two questionnaires of the second SwiSCI community survey (N = 1294).
The SHP is a yearly national survey conducted by the Swiss Center of Expertise in the Social Sciences (FORS) using telephone interviews. It uses a nationally representative panel of all individuals living in private households with random sampling stratified by major geographic regions. Exclusion criteria are: younger than 14 years or not permanently living in a private household in Switzerland. This study used the 2017 individual questionnaire data collected between September 2017 and February 2018 (N = 4232).
The SHS is a nationally representative survey conducted every five years by the Swiss Federal Statistical Office using a telephone interview followed by a paper-and-pencil questionnaire. Participants are selected through a random draw stratified by cantons’ size of households based on the cantonal population registries. Exclusion criteria are being younger than 15 years and not permanently living in a private household in Switzerland. This study used the 2017 data collected between January and December (N = 22,134).
Sample harmonization
To lower bias resulting from differences in sampling procedures, participants younger than age 16 were excluded from the SHP and SHS, and participants living in an institution (i.e., elderly housing or nursing homes) or not indicating their living situation were excluded from the SwiSCI (see Fig. 1). Consequently, the final sample of this study includes 1235 SwiSCI participants.
Measures
The outcomes were selected from the SwiSCI questionnaire [17] based on conceptual relevance and being assessed in the SHP, the SHS, or both. Mental health was assessed with a psychological distress single item [18], an energy single item [18], and the mental health index and vitality scale of the SF-36 [13, 19]. Some authors suggest that mental health index scores lower than 72 indicate mental health problems and severe mental health problems when below 60 [20]. QoL was assessed with a single item of the WHOQOL-BREF [21]. Regarding psychosocial resources, self-efficacy was measured with one item from the General Self-Efficacy Scale [22]. Moreover, the relationship satisfaction item of the WHOQOL-BREF [21] assessed quality of social support, and quantity of social support was assessed with a living alone or not item and marital status. The item wordings, missing data rates, and internal consistency of these measures are described in Table 1.
To explore which factors influence the differences between individuals with SCI and the general population, sociodemographic factors (sex, age, having a paid job or not, and having a productive activity or not), lesion-related factors (level, completeness, etiology, and years since injury; retrieved from medical records or self-reported if the record was not available), and the severity of three separate secondary health conditions (pain, bladder, and bowel issues) were assessed as described in Table 1.
Variable harmonization
The five outcome variables relating to QoL, self-efficacy, and social support had different scaling in the SwiSCI survey than in the general population surveys. Moreover, self-efficacy was assessed with one item in the SwiSCI survey (“When I am confronted with a problem, I can usually find several solutions.”) and another item deemed equivalent in the SHS survey (“There is no way I can solve some of the problems I have.” [23]). Thus, a variable harmonization process based on existing guidelines [24], logical thinking, and inter-researcher consensus was performed; the results are available in Supplementary Table 1. Examples of harmonization are reversing a scale (e.g., QoL), recoding a 0–10 scale into a 1–5 scale (e.g., relationship satisfaction), or merging categories (e.g., marital status).
Analysis
Data matching
Given that the three surveys might present unequal representations of certain groups of individuals due to different sampling techniques, we used a matching technique to balance the distribution of some covariates between the SCI and general population samples. As described in Supplementary Information 1 and 2, The STATA psmatch2 command was used in three rounds to enable a 1:3 nearest neighbor matching without replacement based on propensity scores (i.e., probability to present an SCI based on individual covariates). For each individual in the SwiSCI dataset, three individuals from both the SHP and SHS datasets were matched according to similarity in terms of sex, age, language of questionnaire (German/French/Italian), and country of birth (Switzerland/other).
Multiple imputation
SHP and SHS participants with missing information on any of the outcomes (mental health, QoL, and psychosocial resources listed in Table 1) or matching variables (sex, age, language of questionnaire, and country of birth) were excluded before the matching procedure. For the SwiSCI dataset, multiple imputation with chained equations was used to impute missing information on the outcomes at the item-level (20 imputed datasets). The matching variables, the lesion characteristics (level, completeness, etiology, and years since injury), and the non-response correction weights (described elsewhere [16]) were entered as auxiliary variables.
Main analyses
To compare the SCI sample to the matched general population samples, regression analyses adjusted for non-response correction weights were run using the imputed datasets. Ordinary least squares regression was used for the continuous outcomes (mental health, psychological distress, vitality, energy, QoL, self-efficacy, and relationship satisfaction) and logistic regression for the binary outcomes (living alone or not and dummy variables for marital status categories). Each outcome variable was tested in a separate regression model with a single binary independent variable (SCI vs general population) and no other covariate. Regression models had to be used, because multiple imputation and weight adjustment are not implemented for t or chi2 tests in the statistical program used for the analyses (Stata 16 [25]). However, ordinary least squares regressions with a single binary independent variable run independent sample t-tests. Also, the test for coefficient significance in logistic regressions with multiply imputed data are based on Student’s t distribution due to non-normality of the reference distribution. Thus, ts are consistently reported for significance tests, whereas for effect sizes, Cohen’s ds (small = 0.20, medium = 0.50, large = 0.80 [26]) and odds ratios are reported for the continuous and binary outcomes respectively. A conservative significance level of .01 was applied to avoid an increased chance of type I error due to multiple analyses applied to the same samples.
Subgroup analyses
The main analyses were replicated in different subgroups defined by: sex, age categories, having a paid job or not, having a productive activity (work, study, homemaker) or not, lesion level, completeness, and etiology (traumatic or non-traumatic), years since injury, and severity of pain, bladder, and bowel issues (described in Table 1). Individuals from the SwiSCI sample were classified into the different subgroups according to these sociodemographic, lesion-related, and secondary health issues factors. However, the individuals from the general population had no lesion-related or secondary health issues information and could not be classified into corresponding subgroups. Given that the matching procedure paired each individual from the general population sample to one SwiSCI individual based on their similarity on the matching variables (see also Supplementary Information 1), individuals from the general population samples were classified in the same lesion-related or secondary health issues subgroup as their paired SwiSCI individual. Due to smaller sample size, some reduction in statistical significance are to be expected when repeating the analyses in subgroups. For this reason and the sake of conciseness, we highlighted only the most salient results showing consistent trends across several outcomes and substantial effect size changes (>0.20) compared to the main analyses’ results.
Results
Data matching and descriptive statistics
After the previously described sample harmonization and matching procedure, the final SCI sample included 1235 participants matched to 3705 individuals from the SHP and 3705 individuals from the SHS (see Fig. 1). Post-tests estimating the effectiveness of the matching procedure showed a satisfactory reduction of the difference between the SCI and the general population samples as well as no significant difference between the SwiSCI and the matched general samples in terms of sex, age, language of questionnaire, and country of birth (see Supplementary Table 2).
The descriptive statistics of the three samples after matching are displayed in Table 2. One-way ANOVAs with post-hoc tests showed that individuals answering the SwiSCI questionnaires online reported significantly higher vitality, energy, QoL, and self-efficacy than individuals choosing the paper-and-pencil questionnaires (see Supplementary Table 3). All other comparisons of data collection methods within SwiSCI were non-significant (p > 0.05).
Comparisons between the final SCI sample and the excluded individuals (see Fig. 1 and Supplementary Table 4) showed that the 236 participants who did not return the second questionnaire had lower QoL, had more frequently a tetraplegic injury level and non-traumatic lesion, were less frequently born in Switzerland, and were more frequently living alone compared to the final SCI sample. Moreover, the 59 participants excluded for data harmonization reasons showed less self-efficacy and were more frequently female, older, not married, or widowed than the final SCI sample.
Main analyses
Results of the analyses comparing the final SCI sample to the matched general population samples are displayed in Fig. 2 and show significant differences on almost all outcomes studied. Individuals with SCI had significantly lower mental health, higher psychological distress, less vitality, less energy, and lower QoL compared to the matched samples. Cohen’s ds showed that the difference was large for mental health, vitality, and QoL (Cohen’s ds between 0.71 and 1.08) and medium for psychological distress and energy (Cohen’s ds = 0.37 and 0.35, respectively). According to the proposed cutoffs of the SF-36 mental health index, 33.9% of our SCI sample present mental health problems including 19.11% with severe problems, whereas the corresponding percentages in the general population were 11.0% and 4.7%.
Significance tests are reported as ts, because ordinary least square regressions (used for the continuous outcomes) with a unique binary independent variable run independent sample t-tests and the test for significance of multiple imputation logistic regressions (used for the binary outcomes) are based on Student’s t distribution. For effect sizes, Cohen’s ds (small = 0.20, medium = 0.50, large = 0.80 [26]) were calculated for the continuous outcomes and odds ratios are reported for the binary outcomes. Each outcome was tested in separated regression without covariates. Similarly, comparisons to SHS and SHP samples were run separately. Thus, 17 models were run in total. Note that the x-axes were truncated to increase readability (see Table 1 for the outcome variables’ range).
Regarding psychological resources, individuals with SCI reported significantly less self-efficacy, with a small effect size (Cohen’s d = 0.23). For social support, results showed that individuals with SCI report significantly lower relationship satisfaction, live more frequently alone, are more frequently single and less frequently married, with medium effect size for relationship satisfaction (Cohen’s d = 0.43) and small effect sizes for the other social support measures (odds ratios between 0.43 and 1.81). No difference was observed for the proportion of separated and widowed individuals.
Subgroups analysis
The analyses conducted in subgroups defined by sociodemographic factors (sex, age categories, having a job or not, and having a productive activity or not) as well as by lesion-related factors (years since injury, level, completeness, and etiology) yielded no marked and consistent differences as compared to the results from our main analyses (Supplementary Tables 5–12); this means that individuals with SCI reported lower mental health, QoL, self-efficacy, relationship satisfaction, and quantity of social support than the general population across all of the subgroups. However, the results in the subgroups defined by the severity of secondary health issues (pain, bladder, or bowel issues) differed substantially from those in the main analyses (Supplementary Tables 13–15). As displayed in Fig. 3, the individuals with SCI reporting none or insignificant secondary health issues presented mental health, QoL, and psychosocial resources more similar to the matched general population samples (i.e., lower effect sizes) than individuals reporting more severe secondary health issues. In particular for higher levels of pain, discrepancies become more and more prominent with increasing severity of the secondary health issue, as indicated by substantially increased effect sizes pointing to lower mental health, QoL, and psychosocial resources in individuals with SCI as compared to the general population.
ds are Cohen’s d with negative sign indicating lower means for the SCI sample than for to the general population sample. Small effect size (<0.20) are highlighted in light gray, medium effect sizes (between 0.20 and 0.50) in medium gray, and large effect sizes (>0.70) in dark gray. None Not experienced or insignificant issues, Mild Mild or infrequent issues, Moderate Moderate or occasional issues, Chronic Significant or chronic issues, NSCI sample size for SCI, NSHS/SHP sample size for SHS or SHP.
Discussion
Individuals living for many years with an SCI in Switzerland have, on average, poorer mental health, lower QoL and lower psychosocial resources than the general population. Thus, the results from this study are in line with previous European and American studies [2, 3]. The moderate to large effect sizes regarding mental health, vitality, and QoL indicate substantial differences between individuals with SCI and the general population. If we follow the advocated cut-offs for the SF-36 [27], our results indicate that 33.9% of the SCI sample presents mental health problems. These proportions are in line with literature showing that the majority of individuals display resilience after an SCI [1], but they are still alarming, because the proportion of the general population likely to have mental health problems is much lower (11.0%).
Individuals living with SCI reported lower self-efficacy compared to the Swiss general population, but the difference was small despite the important functioning limitations caused by an SCI. The observed lower self-efficacy might be due to individuals with SCI revising an exaggerated perception of mastery, which has been found for (non-disabled) people [28], because they experienced a very challenging life event. Confirming preliminary evidence from other countries [9,10,11], our results show that individuals with SCI are more isolated (living more frequently alone and more frequently single) and report lower relationship satisfaction than the general population. This underlines the need for more community interventions to increase social skills, network, and support of individuals living with SCI [29].
The subgroup analysis showed that the differences observed between individuals with SCI and the general population are not influenced by sociodemographic or lesion-related characteristics. However, individuals with SCI reporting less severe secondary health issues (and especially lesser or less frequent pain) present mental health, QoL, and psychosocial resources more similar to those of the general population than those reporting more severe secondary health issues. This suggests that the primary physical consequence of an SCI such as the loss of motor and sensory functions has a lower impact on mental health, QoL, and psychosocial resources than secondary health issues. These results imply that individuals living with SCI who report severe pain, bladder, and bowel issues should receive not only secondary health issues management, but also psychological support to overcome the psychosocial load of these conditions.
Strengths and limitations
This study is the first comparing mental health and QoL of individuals with SCI to the general population in Switzerland. To the best of our knowledge, it is also the first study comparing psychosocial resources in the SCI and the general population. Moreover, the use of matched samples enhances comparability between the different datasets and reduces confounding biases.
Nevertheless, different datasets can never be perfectly comparable, because it is virtually impossible to control for every potential confounder. Whereas some outcomes could be directly compared across the three datasets, others differed in their response options (i.e., relationship satisfaction and marital status) or item wording (i.e., self-efficacy). This underlines the need for more cross-survey standardization of future data collection. In our study, two different self-efficacy items were deemed equivalent, but this can be contested. Thus, the comparison on some harmonized outcome variables (especially self-efficacy) should be interpreted with caution. Moreover, single item measures are commonly used in large surveys, because they alleviate the participant burden. However, single item measures might present low reliability [30], which could have biased our results.
Our results pertaining to social support are fragmented. Our measure of social support quality covers the overall relationship, but not the specific satisfaction with certain sources, while our social support quantity measures (living alone, marital status) cover only a limited spectrum of potential social support networks. Moreover, availability of social support sources does not necessarily imply that support is actually provided or helpful. For instance, being married can be detrimental, because marital dissatisfaction has been shown to be related to higher depression [31]. Future studies using better measures of social support are needed to confirm that individuals with SCI differ from the general population in terms of social resources. Similarly, future research should test how other psychological resources such as purpose in life or optimism differ between individuals with SCI and the general population.
The SwiSCI community survey presents rather low response rates that are in line with other SCI community surveys worldwide [16]. Thus, non-response correction weights were used in the analysis to reduce non-response bias [16]. Nevertheless, the SwiSCI participants excluded from this study because of questionnaire completion or data harmonization were significantly more vulnerable (i.e., older or lower QoL) compared to the sample analyzed. Consequently, our study might overestimate the mental health and QoL of the SCI sample meaning that the differences to the general population are even bigger than the ones reported. Finally, the possibility of answering the questionnaires online was only available in the SwiSCI survey. This option might attract a specific type of population and create different self-reporting biases, which limits the comparability between surveys.
Conclusion
Whether the average mental health and QoL of individuals living with SCI is indicative of clinical disorders or not, the significant differences with the general population with medium to large effect sizes argues for provision of ongoing care after inpatient rehabilitation. Such care should have a particular focus on secondary health issues management that includes psychological support.
Data availability
Owing to our commitment to SwiSCI study participants and their privacy, datasets generated during the current study are not made publicly available but can be provided by the SwiSCI Study Center based on reasonable request (contact@swisci.ch)
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Acknowledgements
We thank the SwiSCI Steering Committee with its members Xavier Jordan, Fabienne Reynard (Clinique Romande de Réadaptation, Sion); Michael Baumberger, Hans Peter Gmünder (Swiss Paraplegic Center, Nottwil); Armin Curt, Martin Schubert (University Clinic Balgrist, Zürich); Margret Hund-Georgiadis, Kerstin Hug (REHAB Basel, Basel); Laurent Prince (Swiss Paraplegic Association, Nottwil); Heidi Hanselmann (Swiss Paraplegic Foundation, Nottwil); Daniel Joggi (Representative of persons with SCI); Nadja Münzel (Parahelp, Nottwil); Mirjam Brach, Gerold Stucki (Swiss Paraplegic Research, Nottwil); Armin Gemperli (SwiSCI Coordination Group at Swiss Paraplegic Research, Nottwil).
Funding
SwiSCI is hosted and funded by Swiss Paraplegic Research.
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VC contributed to the study protocol design, the preparation, harmonization, and analysis of the data, the interpretation of the results, and the drafting of the manuscript. SK contributed to the study protocol design, the harmonization discussion, the analysis of the data, the interpretation of the results, and gave feedback on the manuscript. CP contributed to the study protocol design, the harmonization discussion, the interpretation of the results, and gave feedback on the manuscript.
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Ethical approval was granted by the Ethikkommision Nordwest-und Zentralschweiz (EKNZ, Project-ID: 11042 PB_2016-02608, approved Dec 2016). We certify that all applicable institutional and governmental regulations concerning the ethical use of human volunteers were followed during the course of this research.
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Carrard, V., Kunz, S. & Peter, C. Mental health, quality of life, self-efficacy, and social support of individuals living with spinal cord injury in Switzerland compared to that of the general population. Spinal Cord 59, 398–409 (2021). https://doi.org/10.1038/s41393-020-00582-5
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DOI: https://doi.org/10.1038/s41393-020-00582-5
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