Introduction

The impairment of arm and hand function is one of the most disabling consequences of a spinal cord injury at the cervical level (C-SCI) because it greatly impacts a person’s level of independence and quality of life [1, 2]. Restoring arm and hand function is an important goal in rehabilitation and a specific priority for individuals with tetraplegia [3,4,5]. In rehabilitation, there are many evaluation scales for activities, from basic functions such as grasping and moving objects [6,7,8,9,10,11] to those that are more complex, such as getting dressed and using the toilet [12,13,14,15]. Compared with other tests, the advantage of the Van Lieshout Test (VLT) [15] is that it provides detailed information about how the tasks of the test are to be carried out, which makes it more useful in establishing treatment goals.

In 1994, the Hoensbroek Rehabilitation Center in the Netherlands began to write protocols to examine function of the hand in people with tetraplegia qualitatively. The protocol has undergone many changes and led to the VLT: the Van Lieshout hand function test for tetraplegia. The measurement concept of the VLT [15] takes into consideration and refers to the International Classification of Functioning, Disability, and Health (ICF) [16] and Nagi’s Disability Model [17]. The goal of the Dutch group was to create an objective evaluation to measure the quality of movement of the upper limb in those with tetraplegia. The VLT consists of 19 items to assess the function of the arm and hand associated with activities of daily living, which best represents the level of activity in accordance with the ICF classification [16]. Performance levels were developed for each of the 19 tasks and a score of five corresponds to the best possible performance of an activity. The VLT Short Version (VLT-SV) [18] was developed in 2006 by Post et al. [18] to reduce the time of administration for clinical use. Before this work, the psychometric properties from only the long form were analyzed by researchers of the institute where the test was developed [19,20,21].

Since 2014, the Italian National Coordination of Professional Operators in Spinal Units has listed the VLT and the VLT-SV as important reference tools in their protocol for functional hand rehabilitation (http://www.cnopus.it/il-protocollo-della-mano-funzionale/) and in the Italian medicine, physics, and rehabilitation guidelines (http://www.formazionesostenibile.it/2017/RomeRehabilitation/ libro_per_sito.pdf).

The cross-cultural adaptation of a measurement tool for use in multiple countries is essential. It is now recognized that if measurements are to be used across cultures, the items must be not only well-translated, but also culturally adapted so that the content validity of the instrument is maintained at a conceptual level from culture to culture. At the same time, a psychometric study is required for an outcome measure that contains subjective questions, as well as for a test that is conducted through observation. Language can affect the rater’s interpretation of the information about how the tasks are to be carried out, which would be important to help standardize the results and make them reliable.

Recently, the long version of the VLT was validated in the Italian C-SCI population [22] to be used as a performance measure mainly for research purposes, while the short version, analyzed in the current study, could be more useful in clinical practice. To date the VLT-SV was used in many rehabilitation programs for individuals with C-SCI and we found many advantages with this test due to the detailed information it provides about how the tasks of the test are to be carried out. This makes it useful in creating a treatment regimen and in establishing treatment goals; moreover, the results are more standardized. However, the VLT-SV has never been evaluated in the Italian context. Consequently, we decided to conduct this study to evaluate the psychometric properties of the VLT-SV in an Italian sample of people with C-SCI. This is also the first independent validation of the VLT-SV since the previous articles were written by researchers of the institute where the test was developed [18,19,20,21].

Methods

This study was conducted by a research group composed of medical doctors and rehabilitation professionals from the “Sapienza” University of Rome and from the “Rehabilitation & Outcome Measure Assessment” (R.O.M.A.) association. In the last few years, the R.O.M.A. association has addressed validation of many outcome measures in Italy [22,23,24,25,26,27,28,29,30,31,32].

Cultural adaptation procedures

The version of the VLT adapted to Italian culture (IT-VLT) [22], developed in 2016, was used to create the Italian version of the short VLT (VLT-SV-IT) by removing the same items that were removed from the original VLT to create the VLT-SV [18, 22].

Participants

Consistent with the IT-VLT validation study [22], a different sample with the same characteristics was recruited for this study from three Italian spinal units. The sample inclusion criteria were:

  • A–D level on the American Spinal Cord Injury Association Impairment Scale (AIS) [33].

  • C-SCI (C3–T1 level).

  • 18–65 years of age.

  • The ability to sit in a wheelchair for at least three consecutive hours.

Exclusion criteria were C-SCI with severe additional diseases that interfered with the activities of daily living.

Consistent with the validation study of the long form [22], the sample needed to have at least 55 participants. Eligible participants were informed about the purpose, duration, and procedures of the study and those interested in taking part in the study gave their consent before inclusion in the scheduled testing session [34, 35]. In each participating rehabilitation center, according to a standardized protocol, one trained occupational therapist conducted the measurements. To measure the stability of the individual measurements carried out at different times (test–retest), the VLT-SV-IT was administered to the same sample after 7 days. The Italian version of the Jebsen–Taylor Hand Function Test (JTHFT) [32] and the Italian version of the Spinal Cord Independence Measures (SCIM III) [36] were administered to a randomized subgroup of the sample.

Instruments

The VLT-SV [18] consists of 10 of the 19 items of the complete version and specifically evaluates the recovery of function and the functional state at the time of evaluation, with a total score ranging from 0 to 50. The administration time of this tool is approximately 25 min. The inability to perform a task may be due to the presence of limiting factors, either or both pathological (spasticity and joint limitations) or physiological (hand shape and arm length). The items of the VLT that are not present in the reduced version are the ability to propel a manual wheelchair; the ability to perform transfers; the ability to lift (e.g., to reduce the weight on the buttocks while seated); the ability to stabilize both arms against gravity; the ability to pick up an object from the ground; the ability to lift an object over the shoulders; hand sensitivity; thumb closure ability with wrist in extension; and the ability to close fingers with wrists in extension.

The JTHFT [5] is a seven-part, timed diagnostic test that assesses a person’s level of hand function. Each subtest is designed to test each subject in precisely the same manner. The seven subtests include writing, simulated page turning, lifting small objects, simulated feeding, stacking, and lifting large, lightweight, and heavy objects. The JTHFT is administrated with a dynamometer to statistically record the force. The instrument used in the study was the Jamar J00105 [37], a dynamometer model that calculates the strength of the flexor muscles of the hand. The Italian version of the JTHFT [32] showed an intraclass correlation coefficient (ICC) for intra-rater and inter-rater reliability ranging from 0.282 to 0.695 for the dominant hand and 0.516–0.814 for the nondominant hand. Pearson’s test revealed a strong correlation between all items and between the items and the gold standard (Jamar dynamometer), represented by the gripping force (p < 0.01 and p < 0.05).

The SCIM was developed to address three specific areas of function in patients with SCI: self-care (feeding, grooming, bathing, and dressing); respiration and sphincter management; and an individual’s mobility abilities (bed, transfers, and indoors/outdoors). The SCIM III was developed in 2002 as an international version of the prior version [9]. Catz et al. [10] designed this version to encompass individuals with SCI in every walk of life, regardless of their culture. The validity of the Italian version of the SCIM III [36] was confirmed by the close correlation with the functional independence measure results, both at admission and discharge (r = 0.91, p < 0.01). Internal consistency, inter-rater reliability, and test–retest reliability were satisfactory overall, showing values higher than 0.90.

Statistical analyses/data analyses

Consistent with the “COnsensus-based Standards for the selection of health Measurement INstruments” checklist recommendations (COSMIN) [38], we assessed the reliability and validity of the VLT-SV-IT as follows: Cronbach’s alpha for internal consistency needed to be >0.7 to establish the degree of agreement between the various items; the ICC test–retest reliability needed to be >0.7 to establish the stability of the individual measurements carried out at different times; and Pearson’s correlation coefficient between VLT-SV-IT and the Italian versions of the SCIM III and the JTHFT needed to be >0.5 or <−0.5, where positive values indicate positive linear correlation and negative values indicate negative linear correlation. The Pearson coefficient also has been analyzed to investigate the correlation between the VLT-SV-IT, the level of injury and the AIS [33]. The significance level was set for p-value less than or equal to 0.05. All statistical analyses were performed using IBM-SPSS version 23.00.

We certify that all applicable institutional and governmental regulations concerning the ethical use of human volunteers/animals were followed during the course of this research.

Results

Participants

From January to March 2018, 61 eligible people with acute and chronic SCI were recruited for this study. All of them agreed to participate and completed the study. Data on age, gender, years of injury, neurological classification of AIS [33], and dominant hand were collected from each participant. As reported in Table 1, 80.3% of the sample was male and the average age was 47.23 years.

Table 1 Demographic characteristics for the 61 participants in the reliability study of the VLT-IT-SV

Reliability and validity

The total Cronbach’s alpha was 0.95 for both the right and the left hand. Correlation of items showed statistically significant results with p < 0.01 with a correlation from 0.94 to 0.95 for the right hand and 0.93 to 0.94 for the left hand; Cronbach’s alpha values for each item are reported in Table 2. Seven days after the first administration, the VLT-SV-IT was administered again to all participants and the ICC data showed statistically significant results with 0.90 for both the total VLT-SV-IT and the right and the left hand. The VLT-SV-IT demonstrated a good degree of concurrent validity, showing several positive correlations with the Italian version of the JTHFT [10] and the dynamometer, as reported in Table 3. At the same time, correlation with the Italian version of the SCIM III [14] was poor, as reported in Table 4. Pearson’s correlation coefficient with the level of injury and the AIS scale is also described in Table 4 [33].

Table 2 Item-total analysis: Cronbach’s alpha for left and right hand on 61 participants
Table 3 Concurrent validity analysis: Pearson’s correlation between VLT-SV-IT and the Italian version of the Jebsen Taylor Hand function test (JTHFT)
Table 4 Construct validity analysis: Pearson’s correlation between VLT-SV-IT and level of injury, American Spinal Injury Association Impairment Scale (AIS) scale, and the Italian version of the Spinal Cord Independence Measure (SCIM III)

Discussion

The functionality and treatment of hands in individuals with C-SCI have been the focus of much interest in the recent scientific literature [39,40,41,42,43,44]. This study analyzed the psychometric properties of VLT-SV and found it to be an optimal assessment tool for use in clinical practice. Based on the results, the VLT-SV-IT is a reliable, valid, and rapidly administrable outcome measure for assessing hand function in individuals with C-SCI. The Italian version of the manual will be available in accordance with the copyright owner’s royalties (www.adelante-zorggroep.nl). Participants in the present study showed homogeneous characteristics and findings demonstrated that the assessment tool has good psychometric properties. Consistent with previous studies, the VLT-SV-IT has a high degree of internal consistency (Cronbach’s alpha = 0.95) and test–retest reliability (ICC = 0.90). The original VLT-SV has excellent internal consistency (Cronbach’s alpha = 0.91) and inter-rater reliability (ICC = 0.98) as well [18].

The Pearson coefficient showed good results with the level of injury with a value of 0.51. More precisely, it is an inversely proportional correlation: the higher the level of cervical lesion, the lower the VLT-SV-IT score. In contrast, the Pearson coefficient was poorly correlated with the AIS [33], showing that the completeness (sensory and motor level) of injury is not necessarily correlated with hand functionality. Regarding concurrent validity, in comparing the VLT with the JTHFT, it is possible to see that the correlations between the items of the right hand are stronger than those of the left hand. It is interesting to note how, for example, the VLT-SV item “Thumb socket,” which evaluates fine motor skills, is strongly correlated with the JTHFT items “Writing,” “Simulating turning a page,” “Lifting small and light objects,” “Simulating feeding,” and “Stacking,” which are all tasks that need suitable fine motor movements to be carried out. In the same way, the VLT-SV item “Strength of the thumb” is correlated with the JTHFT items “Writing,” “Simulating feeding,” “Stacking,” and “Lifting large and light objects and large and heavy objects”. The data also show how the VLT-SV item “Thumb opening” is strongly correlated with the JTHFT items “Lifting small and light objects,” “Simulating feeding,” “Lifting large objects and light objects,” and “Lifting large and heavy objects” with a value of −0.9, 0.8, −0.8, and −0.8, respectively. The ability to open the fingers, as evaluated in the VLT-SV, is correlated with the ability to lift large, light, and heavy objects, as evaluated in the JTHFT. Finally, the strength of the fingers, as evaluated in the VLT-SV, correlates with the ability to simulate feeding and to lift large, light, and heavy objects evaluated in the JTHFT.

Consistent with the Italian validation study of the VLT long version [22], where there was excellent correlation with the SCIM III [36], we administered the VLT-SV-IT and the Italian version of the SCIM III [36] at the same time. However, in this study, the Pearson coefficient showed poor correlations with a score of 0.07. By analyzing the data, we saw that among the nine tasks that were removed from the VLT to create the reduced version were the items “ability to propel a manual wheelchair”; “ability to perform transfers”; and “ability to lift (e.g., to reduce the weight on the buttocks while seated).” For the SCIM III-Italian version, nine items out of a total of 17 concern “Mobility and transfers.” It is therefore clear why the correlation between SCIM III [36] and VLT-SV is not significant and why, in contrast, the correlation between VLT and SCIM III is very strong.

Limitations

Consistent with the Italian validation study of the long version, the small sample size did not allow for an understanding of differences between participants with different levels of C-SCI. Furthermore, a larger group of participants probably would have given a better impression of the relationship between arm/hand impairment and the VLT-SV-IT score. In future studies of the VLT-SV-IT, we recommend providing data about inter-rater reliability to be consistent with the validation study of the long version. Finally, the VLT is not one of the most widely used instruments to assess hand function, but we highly recommend it because of the detailed information it provides about how the tasks of the test are to be carried out, which might make it more useful in establishing treatment goals.

Conclusions

The present study gives evidence about the reliability, validity, rapidity of administration, and ease of scoring of the VLT-SV for health professionals and researchers to investigate and explicate hand function in the person with tetraplegia in a reproducible way. The results confirm that it could be used as a starting point for hand function therapy, as a predictor of future independence in the activities of daily living, and to assist in clinical decision-making regarding treatment policy. Given the great usefulness and practicality of this short version in evaluating hand function in individuals with C-SCI, we hope that our study is a starting point and that it encourages rehabilitators worldwide to validate the test in their own cultural context so that it can become a reference measure in assessing hand function in individuals with C-SCI.