Abstract
Autism spectrum disorder (ASD) is a lifelong condition with elusive biological mechanisms. The complexity of factors, including inter-site and developmental differences, hinders the development of a generalizable neuroimaging classifier for ASD. Here, we developed a classifier for ASD using a large-scale, multisite resting-state fMRI dataset of 730 Japanese adults, aiming to capture neural signatures that reflect pathophysiology at the functional network level, neurotransmitters, and clinical symptoms of the autistic brain. Our adult ASD classifier was successfully generalized to adults in the United States, Belgium, and Japan. The classifier further demonstrated its successful transportability to children and adolescents. The classifier contained 141 functional connections (FCs) that were important for discriminating individuals with ASD from typically developing controls. These FCs and their terminal brain regions were associated with difficulties in social interaction and dopamine and serotonin, respectively. Finally, we mapped attention-deficit/hyperactivity disorder (ADHD), schizophrenia (SCZ), and major depressive disorder (MDD) onto the biological axis defined by the ASD classifier. ADHD and SCZ, but not MDD, were located proximate to ASD on the biological dimensions. Our results revealed functional signatures of the ASD brain, grounded in molecular characteristics and clinical symptoms, achieving generalizability and transportability applicable to the evaluation of the biological continuity of related diseases.
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Introduction
Establishing robust biomarkers for autism spectrum disorder (ASD) is essential for understanding the pathophysiological mechanisms of this disorder. A plethora of modalities are employed to identify biomarkers for ASD [1]. Yet, no reliable biomarker has been established [2] because of the complicated relationships of various factors, such as genetic and environmental factors [3, 4], biological sex [5], cultural factors [6], and developmental factors [7, 8], all of which form the heterogeneity of ASD. Neuroimaging-based classifiers hold promise in their potential to achieve greater classification accuracy with fewer participants than other approaches, such as genetic biomarkers, which only explain 2.45% of risk variance even with more than 10,000 cases [9, 10]. Nonetheless, several challenges remain in developing robust classifiers.
One critical prerequisite for constructing robust neuroimaging-based classifiers is ensuring their external validity [11]. Despite extensive research dedicated to the development of classifiers for ASD [12,13,14], 93% of classification studies used the same publicly accessible dataset [15], potentially introducing biases due to repeated use of the same dataset [9, 16]. Some studies have used an inter-site cross-validation scheme to evaluate classifier performance across different imaging sites in the same dataset [17, 18]. However, this approach may not sufficiently evaluate the external validity, because it replicates analyses on the same dataset. Only a few studies have explicitly tested ASD classifiers on entirely independent datasets [9, 19,20,21]. Another critical challenge in the development of the ASD classifiers is the transportability from one developmental stage to another [22] because the severity of clinical symptoms and patterns of structural and functional alterations in the autistic brain vary with development [23,24,25]. However, recent large-scale case–control studies on resting-state functional connectivity (FC) have reported the existence of atypical FCs that are reproducible over childhood and adulthood [26, 27]. Because the ASD trait generally persists throughout life, a classifier developed at a particular developmental stage is expected to detect ASD at different developmental stages by capturing development-independent atypical neural signatures.
An often overlooked aspect in classification studies is how well selected features reflect the pathophysiological mechanisms of ASD. Individuals with ASD exhibit alterations in neurotransmitters, including dopamine and serotonin [28,29,30], and atypical FCs in the autistic brain have been associated with these neurotransmitters [31, 32]. Associating FCs in the ASD classifier with molecular characteristics and clinical symptoms is crucial for understanding the pathophysiological mechanisms underlying ASD. However, previous studies focusing on diagnostic biomarkers have seldom investigated such potential relationships.
Beyond the classification from controls, well-validated classifiers can be used for transdiagnostic investigations into the biological continuum between ASD and other psychiatric disorders. Recently, interest in understanding the biological continuum between ASD and other psychiatric disorders has increased because of overlapping genetic factors and symptoms [33,34,35]. By treating the classifiers of ASD and other psychiatric disorders as mapping functions, individuals can be projected onto biological axes defined by these classifiers, which enables the investigation of similarities and dissimilarities between categorically distinct disorders in the biological space [19]. Our previous study incorporating the axes defined by classifiers of schizophrenia (SCZ) and ASD revealed that SCZ is more likely to be classified as ASD than typically developing controls (TDCs) on the ASD classifier, whereas ASD is more likely to be classified as TDCs than SCZ on the SCZ classifier [36]. Despite the known high comorbidity of attention-deficit/hyperactivity disorder (ADHD) and major depressive disorder (MDD) with ASD [35, 37], the relationship between ASD and these disorders has not been examined in terms of these biological dimensions. Replicating the relationship with SCZ and exploring the relationships with ADHD and MDD could elucidate the complex relationships between ASD and these disorders.
In this study, we developed a robust classifier for ASD aimed at identifying neural signatures that not only differentiate ASD from TDCs but also reflect the pathophysiological mechanisms underlying ASD. Initially, we constructed an FC-based classifier using the multisite, multi-disease dataset from the Japanese adult population, known as the Strategic Research Program for the Promotion of Brain Science (SRPBS) dataset [38]. This adult ASD classifier was then applied to external validation datasets from the United States, Belgium, and Japan to assess its generalizability across independent imaging sites within the adult population. Furthermore, we evaluated the classifier’s transportability to child and adolescent validation datasets to assess whether the adult-based classifier captures the FC alterations present over multiple developmental stages of ASD. After observing that a set of FCs consistently associated with the ASD status have relations with clinical symptoms and neurotransmitter systems, we applied the validated classifiers to examine the relationships between ASD and three major psychiatric disorders, including ADHD, SCZ, and MDD, within a dimensional space defined by the classifiers. Figure 1 presents a detailed overview of our analytical procedures.
Materials and methods
Participants
This study used three adult resting-state functional magnetic resonance imaging (R-fMRI) datasets for the analyses: one was used as the discovery dataset, and the remaining two were used as independent validation datasets to test the generalizability of our classifiers. Furthermore, this study also included three child and adolescent R-fMRI datasets to test the transportability of our classifiers. Data were sourced from three multi-site initiatives: the SRPBS [38], Autism Brain Imaging Data Exchange (ABIDE) [39, 40], Brain/MINDS Beyond (BMB) projects [41], and Healthy Brain Network (HBN) [42]. This study was approved by the institutional review board of Showa University (approval number: B-2014-019), and each local institutional review boards (the Ethics Committee of the Graduate School of Medicine and Faculty of Medicine at the University of Tokyo: 3150; the Ethics Committee of Hiroshima University: E-172 and E-38; and the Committee on Medical Ethics of Kyoto University: C809 and R0027). All the participants and their respective parents/legal guardians provided written informed consent. All procedures were conducted according to the Declaration of Helsinki. Supplementary Method 1 presents the details of the datasets and exclusion criteria. Tables S1, S2, S3 present the demographic information and scanning parameters of the datasets.
R-fMRI data preprocessing and network construction
We preprocessed all the R-fMRI data using fMRIPrep version 1.1.8 [43] and ciftify toolbox version 2.1.1 [44]. Supplementary Method 2 presents the detailed preprocessing steps. We used frame-wise displacement (FD) as a measure for the detection of occasional head movements and removed volumes with FD > 0.5 mm, as proposed in a previous study [45]. We used Glasser’s 379 surface-based brain parcellations (cortical 360 parcellations and subcortical 19 parcellations) as regions of interest (ROIs) [46]. We computed the temporal correlations of signals among all possible pairs of ROIs and applied Fisher’s r-to-z transformation, resulting in 71,631 unique FCs for each participant. Because the label of each ROI in Glasser’s atlas was not intuitive, we used Yeo’s resting-state network (RSN) labels to assign important ROIs to the corresponding RSN label [47]. In this study, the subcortical network label was added to the subcortical and cerebellar regions.
A ComBat harmonization method was used to control the imaging site differences that were inherently captured in FCs [48]. In this study, we incorporated disease status (0 = TDC and 1 = ASD), age, and sex as covariates of interest into the ComBat model. Note that we separately applied the ComBat harmonization method to both discovery and independent validation datasets.
Construction of the ASD classifier using the discovery dataset
Based on previous studies [19, 36, 49,50,51,52], we assumed that psychiatric disorder factors were associated with a limited number of FCs rather than the whole-brain connections. We used a logistic regression with a least absolute shrinkage and selection operator (LASSO) method [53] that selects an optimal subset of FCs from the whole brain connections. Supplementary Method 3 presents the detailed construction procedures of our ASD classifier. We developed the ASD classifier using the LASSO method with tenfold nested cross-validation (CV) and 10 subsamplings, yielding 100 trained classifiers (Fig. S1). The mean classifier output value was considered as diagnostic probability, which indicates the likelihood of a participant belonging to the ASD class. We considered participants to have the ASD label if their diagnostic probability values were higher than 0.5. We calculated the area under the curve (AUC) to assess the classification performance. Furthermore, the accuracy, sensitivity, specificity, and Matthews correlation coefficient (MCC) were calculated. The MCC is suitable for the imbalanced dataset because this metric considers the ratio of confusion matrix size [54]. We used AUC and MCC as performance indices throughout this paper.
Generalizability of the ASD classifier to the adult validation datasets
We tested the generalizability of the ASD classifier using two independent adult validation datasets: the ABIDE adult and Japanese adult datasets. We applied all the trained classifiers to the independent validation datasets and obtained 100 diagnostic probabilities for each participant. These diagnostic probabilities were averaged for each participant, and a participant was considered to have the ASD label if the mean diagnostic probability was greater than 0.5. To evaluate the classification performance, the following performance metrics were computed: AUC, accuracy, sensitivity, specificity, and MCC. In this study, we considered that our ASD classifier was generalizable if its classification performance (AUC and MCC) achieved a statistically significant level on the adult validation datasets.
Transportability of the ASD classifier to the child, adolescent, and HBN datasets
We further tested the transportability of the adult ASD classifier to children (age <12 years) and adolescents (12 ≤ age <18 years). We created the child and adolescent datasets using the same exclusion criteria applied to the adult dataset. We further used an additional dataset from the HBN project because this dataset used a unified scanning protocol and mainly contained children and adolescents. Supplementary Method 1 presents the details of the validation datasets to examine transportability. Tables S2, S3 show the demographic information and scanning parameters of the validation datasets. We applied the same preprocessing pipeline and harmonization method to these datasets. In this study, we considered that our ASD classifier was transportable if its classification performance achieved a statistically significant level on the datasets from different developmental stages (i.e., child, adolescent, and HBN).
Evaluation of the statistical significance of the classifier’s classification performance
The statistical significance of the AUC and MCC was tested using a permutation test with 500 iterations. At each iteration, we created a permuted dataset by shuffling the diagnostic labels. A classifier was then built for the permuted dataset in the same way as the non-permuted dataset using a tenfold nested CV with 10 subsamples, resulting in 100 permuted classifiers for each iteration. Each individual of the independent datasets was classified based on 100 diagnostic probability values, each of which was generated by 100 trained permuted classifiers. The threshold was set at the mean diagnostic probability value of 0.5. We calculated the AUC and MCC for a permuted classifier in each iteration. We constructed a null distribution for each performance index by aggregating those values across iterations. The statistical threshold was set to 0.05. The Holm–Bonferroni method [55] was used to control the family-wise error (FWE) rate across all validation datasets.
Identifications of FCs associated with the clinical diagnosis of ASD
Discriminative FCs were identified using a permutation test with 500 iterations in a similar manner to our previous study [50]. First, for each FC, we counted the number of times the LASSO selected the FC during the tenfold CV. If a given FC was consistently important for discrimination throughout the training dataset, we expected that it would be selected significantly more times by the LASSO than the chance derived from a null distribution. We shuffled the diagnostic labels at each iteration to create a permuted dataset and constructed permuted classifiers. For each FC, we counted the number of times that the FC was selected by LASSO across tenfold CV and 10 subsamplings (i.e., across 100 classifiers). The maximum counts among all the connections at each iteration were used to construct a null distribution using these maxima. We considered FCs as significant contributors to the ASD status if their p-values were below 0.05.
Sensitivity of the ASD classifier to other psychiatric disorders
We tested whether the developed ASD classifier was sensitive to ADHD, SCZ, and MDD. To test this, we applied the classifier to data from ADHD, SCZ, and MDD. The data from SCZ and MDD were included in the SRPBS dataset [38], whereas those from ADHD were collected at Showa University using the same scanning protocol but were not included in the SRPBS dataset. Table S4 presents the details of their demographic information. The same preprocessing pipeline, exclusion criteria, and harmonization method were applied.
We applied 100 trained ASD classifiers to the ADHD, SCZ, and MDD datasets and obtained 100 diagnostic probability values for each participant. We considered a participant to have the ASD label if the mean diagnostic probability was greater than 0.5. We focused on sensitivity rather than other performance indices because the participants with TDC were identical across the datasets. Statistical significance was calculated based on the null distribution obtained from the permutation test with 500 iterations. The statistical threshold was set at q < 0.05 after correcting the false discovery rate (FDR) [56]. The term “proximity” was defined as a condition where other psychiatric disorders exhibited statistically significantly higher sensitivity values than null distribution (i.e., q < 0.05) (see Supplementary Method 4 for details).
Results
Testing the generalizability of a Japanese-adult-based classifier for ASD on two adult validation datasets
The classifier built on the discovery dataset (550 adult TDCs and 180 adults with ASD; see Table S1 for participant characteristics) with 71,631 FCs discriminated the ASD group from the TDC group with an accuracy of 76%, AUC of 0.84, and MCC of 0.46. The corresponding sensitivity and specificity were 76 and 75%, respectively (Fig. 2A; see Fig. S2A and Table S5 for the classification performance in each imaging site).
The generalizability of our classifier was tested on the two independent adult validation datasets. For the ABIDE adult dataset, our classifier achieved an accuracy of 62%. The corresponding AUC and MCC were 0.70 and 0.25, respectively (all p < 0.05, FWE-corrected). The sensitivity and specificity were 67 and 58%, respectively (Fig. 2B) (see Fig. S2B and Table S5 for the classification performance in each imaging site). These results indicate that our marker has significant discrimination ability in the ABIDE adult dataset. For the newly collected Japanese adult dataset, our classifier exhibited an accuracy of 72% (Fig. 2C and Table S5). The corresponding AUC and MCC were 0.78 and 0.42, respectively (all p < 0.05, FWE-corrected). The sensitivity and specificity of this marker were 63 and 78%, respectively. These results suggest that our ASD classifier is generalizable to the adult external validation datasets.
Testing the transportability of the adult ASD classifier on children and adolescents
The transportability of our adult ASD classifier were further tested on the child and adolescent datasets. Our adult ASD classifier exhibited statistically significant classification performance on the children (accuracy = 61%, AUC = 0.66 and MCC = 0.27; p < 0.05, FWE-corrected) (Fig. 2D), adolescents (accuracy = 66%, AUC = 0.71, and MCC = 0.32; p < 0.05, FWE-corrected) (Fig. 2E), and HBN (accuracy = 62%, AUC = 0.70, and MCC = 0.23; p < 0.05, FWE-corrected) (Fig. 2F) datasets. Table S6 shows the classification performance metrics on the external validation datasets. These results suggest that our adult ASD classifier is transportable to other developmental stages, even at independent imaging sites.
Potential factors that affect classification performance
We explored the impacts of head motion, harmonization, and other experimental factors (i.e., diversity in imaging sites and the choice of atlas) on the classification performance. Supplementary Result 1 presents the details. We first assessed whether the head motion artificially improved the generalization performance. A significant positive correlation was not found between the AUC and mean FD (r = −0.17, p = 0.49; Fig. S3), indicating that head motion did not improve the generalizability of our classifier. Next, the effects of the harmonization method on generalization performance were assessed. In both validation datasets, degraded generalization performance without harmonization was observed (ABIDE adults: accuracy = 60%, AUC = 0.64, and MCC = 0.19; Japanese adults: accuracy = 66%, AUC = 0.75, and MCC = 0.30) (Table S7), supporting the necessity of harmonization methods for improving classification performance. The effects of imaging sites on the generalization performance were then examined because our discovery dataset comprised imaging sites with either an imbalanced patient/control ratio (i.e., COI, KUT, and UTO1) or a different scanning protocol (i.e., UTO2). Neither the inclusion of imbalanced imaging sites nor that of sites with different scanning protocols affected the generalizability of our classifier (Tables S8 and S9). Finally, we checked whether the generalization performance of our ASD classifier was atlas-dependent. We constructed classifiers using the Schaefer cortical atlas [57], which provides atlases with multiple resolution levels ranging from 100 to 900. No improvements specific to the Glasser atlas were observed in the generalization performance (Table S10).
The generalizability and transportability of our ASD classifier on independent validation datasets depended on the assumption that altered FC patterns characteristic of ASD should be reproducible between the discovery and validation datasets. To test this assumption directly, we used a mass-univariate analysis similar to previous studies [50]. The between-group difference for each FC was quantified by calculating the t-value (the diagnosis effect) for each dataset. The Pearson correlation coefficient of the t-values between the datasets was then computed. Statistical significance was tested using a permutation test with 1000 iterations, and the statistical threshold was set at q < 0.05 after FDR correction [56]. The discovery dataset showed statistically significant positive correlations with other datasets (ABIDE adult: r = 0.16, q = 0.003; Japanese adult: r = 0.35, q = 0.000; adolescent: r = 0.20, q = 0.000; HBN: r = 0.08, q = 0.044) except for the child dataset (r = 0.02, q = 0.38) (Fig. S4).
FCs associated with the ASD diagnosis
A set of discriminative FCs associated with the ASD status was identified (see “Methods” for details): 65 hyper-connections and 76 hypo-connections. These FCs are called “discriminative FCs” hereafter. To examine the spatial distribution of these FCs, we counted the number of occurrences in which each brain region was selected as at least one of the terminations of each discriminative FC. Figure 3A, B shows the spatial distributions of the identified FCs and their terminal regions, respectively. Table S11 provides the connection details. In the cerebral cortex, the bilateral middle and superior temporal gyri (MTG and STG) and dorsomedial and ventromedial prefrontal cortices (dmPFC and vmPFC) were notably affected. On the other hand, among the subcortical regions, the right thalamus, bilateral putamen, midbrain, and globus pallidus were affected.
To further functionally characterize these FCs, we delineated each of the hyper- and hypo-connections into functional network anatomy (see Supplementary Method 5 for details) [58]. Hyper-connections were dominantly characterized by between-network connections stemming from the subcortical network to other networks, such as the default mode network (DMN) and limbic network (Fig. 3C). On the other hand, hypo-connections were notably characterized by within-network connections of the DMN, limbic, and subcortical networks and between-network connections of the subcortical and frontoparietal networks (FPN) (Fig. 3D).
Linking clinical symptoms and neurotransmitters to discriminative FCs
The association between these discriminative FCs and clinical symptoms was investigated using a partial least squares correlation (PLS-C). The details of the PLS-C procedures are described in Supplementary Method 6. PLS-C identified two latent components (LC1 and LC2) showing statistically significant associations between discriminative FCs and symptoms measured by the Autism Diagnostic Observation Schedule (ADOS) (i.e., Communication [ADOS-A] and Reciprocal Social Interaction [ADOS-B]) (LC1: r = 0.65, q = 0.0024; LC2: r = 0.56, q = 0.024 after FDR correction).
For LC1, both ADOS-A and ADOS-B negatively contributed to the symptom-related composite score (ADOS-A: r = −0.58, 95% confidence interval [CI] = [−0.48, −0.68], p < 0.05; ADOS-B: r = −0.60, 95% CI = [−0.49, −0.69], p < 0.05). After thresholding the bootstrapped z-scores at ± 1.96 (p < 0.05), 17 discriminative FCs were associated with the first FC-related composite score (Fig. 4A and Table S12). Among these 17 FCs, 8 positively contributed to the FC-related composite score, mainly involving cortico-cortical connections originating from the DMN and FPN to other networks. These eight FCs were negatively correlated with ADOS-A and ADOS-B. The remaining nine FCs negatively contributed to the FC-related composite score, predominantly involving cortico-subcortical connections linking the bilateral putamen and globus pallidus with temporal regions.
For LC2, ADOS-A and ADOS-B exhibited opposite directions of contribution to the symptom-related composite score (ADOS-A: r = 0.27, 95% CI = [0.11, 0.42], p < 0.05; ADOS-B: r = −0.26, 95% CI = [−0.10, −0.42], p < 0.05). After thresholding the bootstrapped z-scores, 14 discriminative FCs contributed to the second FC-related composite score (Fig. 4B and Table S12). Six discriminative FCs positively contributed to the FC-related composite score, including cortico-cortical connections originating from the DMN to other networks. These FCs were positively correlated with ADOS-A while negatively correlated with ADOS-B. The remaining eight FCs negatively contributed to the FC-related composite score, including the connections between the limbic network and other networks. These FCs were negatively correlated with ADOS-A while positively correlated with ADOS-B.
The association between molecular characteristics and terminal brain regions of discriminative FCs was investigated using PLS regression (PLS-R) (see Supplementary Method 7 for details). Population-level molecular templates were estimated using PET tracer studies for 20 receptors and transporters across nine neurotransmitter systems [59, 60], including dopamine, norepinephrine, serotonin, acetylcholine, glutamate, GABA, histamine, cannabinoid, and opioid. The PLS-R identified a statistically significant association between discriminative FCs and receptor/transporter densities (p = 0.001) and revealed that dopamine (D1, D2, and DAT), serotonin (5-HT4 and 5-HTT), acetylcholine (VAChT), and histamine (H3) significantly contributed to this association (q < 0.05) (Fig. 4C).
Consistency of discriminative FCs across datasets
Among the 141 discriminative FCs identified by permutation tests, we investigated which discriminative FCs showed consistent alterations across the datasets. We computed a t-value as the effect of diagnosis in each FC of each dataset. Forty-one out of 141 discriminative FCs showed the same sign of t-values across all the datasets (hyper-connection: 59% and hypo-connection: 41%) (Table S13). When considering over- and under-connectivity (i.e., the difference in the absolute values of FC strength between groups), 68% of the reproducible FCs were under-connectivity (Fig. 5A). The ASD group exhibited atypical connections linking subcortical networks, including the thalamus, putamen, globus pallidus, and midbrain, with other networks, such as the DMN and somatomotor network (Fig. 5B, C).
The statistical significance of the consistency among the six datasets was examined using a binomial test [61]. The number of consistent FCs within the discriminative FCs was 41, whereas the number of FCs showing the same sign of diagnostic effects in the whole FCs (i.e., 71,631 FCs) was 7,083. We assumed a binomial distribution, Bi(n, p), where n stands for the number of discriminative FCs (i.e., n = 141), and p stands for the probability of being consistent across the datasets for all FCs (i.e., p = 7,083/71,631). The binomial test confirmed that discriminative FCs were reproducible across different ethnicities and cultures (i.e., the United States, Belgium, and Japan) and different developmental stages (i.e., children, adolescents, and adults) (q < 0.05). The binomial tests confirmed the statistical significance of the consistency between the discovery dataset and every dataset (see Supplementary Result 2 for details). These results indicate that our ASD classifier selects FCs that show consistent alterations across independent imaging sites and developmental stages, which may yield acceptable classification performance in the independent validation datasets.
Sensitivity of the ASD classifier to other psychiatric disorders
Our ASD classifier was applied to ADHD, SCZ, and MDD to test its specificity. Our ASD classifier exhibited sensitivities of 58%, 56%, and 33% for ADHD, SCZ, and MDD, respectively (Fig. 6A). As expected, the sensitivities for the three disorders were lower than that for the ASD diagnosis. However, the sensitivities to the ADHD and SCZ diagnoses remained statistically significant (ADHD: q = 0.018 and SCZ: q = 0.021), whereas the classifier showed no sensitivity to the MDD diagnosis (q = 0.638). These results indicate that ADHD and SCZ, but not MDD, were located proximate to ASD on the biological dimension defined by the ASD classifier.
Relationships between ASD and other psychiatric disorders on biological dimensions defined by classifiers
To further explore the relationships between ASD and other psychiatric disorders on multiple biological axes, two additional classifiers for the SCZ and MDD were developed (see Table S14 for the classification performance of both classifiers). No classifier for the ADHD group was developed due to the limited number of participants with ADHD (n = 62). After constructing the SCZ and MDD classifiers, each classifier was applied to ASD (see Supplementary Method 8). The details and results examining the relationship among other psychiatric disorders are described in Supplementary Result 3. The SCZ classifier exhibited poor sensitivity to the ASD diagnosis (34%) (Fig. 6B), supporting the view of the asymmetric proximity between ASD and SCZ [36]. On the other hand, the MDD classifier showed poor sensitivity to the ASD diagnosis (47%) (Fig. 6C), indicating no proximate relationship on the defined axes between ASD and MDD. These results suggest that ASD is not located proximate to SCZ and MDD on the biological axes defined by the SCZ and MDD classifiers. Further evidence is provided in Supplementary Result 4.
Discussion
In this study, we developed an FC-based ASD classifier using the Japanese adult multi-site dataset. Our ASD classifier was generalizable to the ABIDE and Japanese adults from independent imaging sites with an AUC value of >70%. Furthermore, this classifier demonstrated acceptable classification performance in children and adolescents (i.e., child, adolescent, and HBN datasets), indicating the presence of an atypical neural basis that persists in ASD from childhood to adulthood. We identified 141 FCs pivotal for determining ASD status, spanning multiple networks, including the DMN, limbic, FPN, and subcortical networks. These FCs comprised social brain regions, such as the vmPFC, dmPFC, STG, midbrain, and thalamus, and were associated with difficulties in social communication and neurotransmitters. Notably, 41 out of 141 FCs displayed consistent diagnostic effects across all six datasets. By using our classifier as a biological axis and mapping ADHD, SCZ, and MDD onto this axis, we observed proximity between ASD and ADHD as well as SCZ, with a greater distance between ASD and MDD. These findings provide novel insights into the neural underpinnings of the autistic brain and offer an effective tool for elucidating transdiagnostic continuity.
In this study, the robustness of our classifier was confirmed through stringent evaluations of its generalizability and transportability on independent validation datasets. Most prior studies have relied on CV procedures in the ABIDE dataset [14, 15], which may overestimate classification performance and introduce biases [9, 16]. Therefore, evaluation of the generalization performance of a classifier using completely independent external datasets is crucial [62]. A few studies have evaluated the generalizability of their classifiers using independent validation datasets, and they have reported generalization performance ranging from 67 to 75% [9, 19, 20], which is comparable to our results. Our study’s strength lies in the thorough evaluation of generalization performance. The generalizability and transportability of our classifier were verified using five independent validation datasets that differed in imaging sites, ethnic and cultural backgrounds, and developmental stages. Furthermore, we confirmed that our the generalizability of our classifier remained intact when using another brain atlas featuring multiple resolution levels (Table S10). These evaluations ensure the robustness of our classifier and provide a new tool to explore hypotheses in the autistic brain.
Development-dependent changes in FCs hinder the transfer of classifiers to other developmental stages [63, 64]. Nevertheless, our adult ASD classifier successfully distinguished children and adolescents with ASD from TDCs. The transportability of our adult ASD classifier may be due to the LASSO method used in this study. The autistic brain likely presents a mosaic pattern of age-specific and age-unspecific atypical FCs [65,66,67]. Supporting this view, Alaerts and colleagues reported that, depending on the terminal regions, the posterior superior temporal sulcus exhibits distinct age-related patterns of abnormal FCs in the autistic brain [24]. In such a complicated situation, non-sparse machine learning algorithms like support vector machines may fail to select features appropriately, thereby yielding reduced generalization performance when transferring classifiers to other developmental stages. The LASSO method tends to choose atypical FCs consistent within the discovery dataset during nested CV, resulting in the selection of dataset-independent atypical FCs in our adult ASD classifier.
Our ASD classifier identified 141 discriminative FCs distributed across multiple networks, particularly the DMN and subcortical networks. A prominent feature of these discriminative FCs is their association with clinical symptoms and corresponding terminal brain regions associated with molecular profiles. Consistent with prior findings [26, 67,68,69], FCs within and between the DMN and subcortical networks are predominantly associated with challenges in communication and reciprocal social interaction. Furthermore, the terminal brain regions of these discriminative FCs are dominantly associated with dopamine and serotonin, which have been recurrently implicated in ASD [31, 70, 71]. Therefore, these discriminative FCs may reflect the pathophysiological mechanisms underlying the autistic brain.
Another notable feature is the alterations in FCs within and between subcortical, DMN, and somatomotor networks, involving regions such as the thalamus, putamen, globus pallidus, midbrain, and STG. Of the 41 discriminative FCs that exhibited consistent ASD status effects across the six datasets, 38 involved terminal brain regions within these networks. Our findings suggest that abnormalities in these networks serve as the core neural basis for this disorder. Supporting this possibility, several lines of evidence indicate functional alterations within and between the subcortical, DMN, and somatomotor networks [66,67,68,69] and their associations with clinical symptoms, such as restricted and repetitive behaviors and atypical sensory processing [26, 58]. Furthermore, the association between atypical sensory processing and socio-communicative impairments is supported by previous studies [72, 73]. The replication, associations with core symptoms, and consistency of abnormalities across developmental stages may distinguish these networks as the core basis for ASD.
We demonstrated the applicability of our classifier-based analytic framework to examine the biological continuum of ASD with ADHD, SCZ, and MDD by mapping these disorders onto the biological dimensions defined by the classifiers. ASD and ADHD have a marked overlap in underlying genetic and environmental influences [35]. On the biological axis delineated by our ASD classifier, ADHD was positioned close to ASD, suggesting a potential partial overlap between the two conditions. On the other hand, the comorbidity rate of MDD in ASD is as high as 11% [37]. However, MDD was not situated near ASD on this axis, indicating that ASD and MDD involve distinct neural circuits even though symptoms may partially overlap. Previous studies have highlighted the substantial overlap between ASD and SCZ at genetic [74], neural [75], and behavioral levels [76], although these findings are less replicable because of methodological differences [77]. In contrast, our approach for mapping individuals into the biological space defined by the resting-state FC classifier reproduced the asymmetric proximity between the ASD and SCZ groups. In particular, the SCZ group showed stronger adjacency to the ASD group than the TDC group on the ASD classifier, while the ASD group displayed stronger proximity to the TDC group than the SCZ group on the SCZ classifier. This was observed, using different datasets and methods [36]. Our replicable approach may provide clues for investigating spectrum structures in psychiatric disorders.
Recent trends in autism research have increasingly shifted from viewing ASD as a single entity to recognizing it as a broad spectrum comprising distinct subtypes [32, 78,79,80] or idiosyncrasies [81,82,83]. Consequently, one may be skeptical about approaches like ours that treat ASD as a homogeneous group and develop markers for its label. However, our approach does not contradict such dominant views. While ASD presents varying patterns and degrees of symptoms that meet diagnostic criteria, we posit that there are underlying biological commonalities, albeit to varying degrees. If these commonalities do not exist, classifiers will fail to accurately predict diagnostic labels. However, our results did not support this expectation. The identification of shared neural signatures could facilitate the stratification and personalized treatment of ASD. Furthermore, in neuroimaging-based stratification, the high dimensionality of features and the inclusion of irrelevant features may impede the identification of reproducible subtypes that reflect pathological mechanisms [84]. Our ASD classifier, employing LASSO, prunes irrelevant FCs and selects 141 discriminative FCs from 71,631 FCs. The collection of neural signatures associated with ASD diagnosis may reflect, to varying degrees, the pathological mechanisms of ASD and could serve as an effective feature reduction method for the stratifying of ASD. Moreover, identifying these neural signatures allows for the assessment of co-fluctuations between symptoms and neural signatures at the individual level, potentially enabling tailored interventions such as repetitive transcranial magnetic stimulation and neurofeedback [85].
The current study has several limitations. First, we did not examine the generalizability of our classifier to individuals with ASD who also exhibit intellectual disability (i.e., full-scale IQ ≤ 70). According to the Centers for Disease Control and Prevention, 31% of individuals with ASD have intellectual disability, whereas 23% of those with ASD fall within the borderline range (i.e., 70 < full-scale IQ ≤ 85) [86]. Thus, our datasets may not fully represent the characteristics of the ASD population. A recent study, however, has demonstrated that individuals with ASD who have low full-scale IQ scores exhibit hypo-connections within the DMN [87], which is consistent with our findings. Second, although our ASD classifier demonstrated statistically significant classification performance across all six datasets, a reduction in performance was observed for the ABIDE and HBN datasets. Detailed investigations suggest that factors such as ethnic diversity among the datasets influence this decline (see Supplementary Result 5 for details). Future studies incorporating participants with ethnically diverse backgrounds may be essential for constructing generalizable neuroimaging-based markers of ASD. Finally, the correlative nature of the current design does not allow us to reveal causal relationships between identified FCs and the etiology of ASD. However, the LASSO method was used to increase the interpretability of important FCs and mitigate over-fitting [88]. Our findings pave the way for future research to explore possible causal relationships by combining the identified FCs with neuromodulation techniques.
In conclusion, we developed an adult ASD classifier that is generalizable and transportable to diverse validation datasets from independent imaging sites and across different developmental stages. The identified FCs were largely delineated within and between the DMN, subcortical, and somatomotor networks, which is consistent with previous evidence. These FCs were found to be associated with social communication difficulties, and their terminal brain regions were dominantly associated with dopamine and serotonin. Furthermore, we demonstrated the utility of our classifier to examine the effects of developmental stages on the autistic brain and the biological continuum between ASD and other psychiatric disorders. Using discriminative FCs identified by our ASD classifier, prospective future directions will be opened, including identifying biological subtypes within ASD and interventions based on these FCs as targets.
Data availability
All discovery data, except for a part of the discovery dataset (i.e., SWA1 and UTO2), are available from the Decoded Neurofeedback (DecNef) Project Brain Data Repository (https://bicr-resource.atr.jp/decnefpro/). ABIDE-I and ABIDE-II are available from https://fcon_1000.projects.nitrc.org/indi/abide/. The BMB data will be available from its project website (https://hbm.brainminds-beyond.jp/). The HBN data are available from https://fcon_1000.projects.nitrc.org/indi/cmi_healthy_brain_network/.
Code availability
All the codes used in this study can be obtained from the corresponding author upon request.
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Acknowledgements
We are very grateful to the participants in the SRPBS, ABIDE-I, ABIDE-II, HBN, and BMB projects. This study was supported by AMED under Grant Number JP18dm0307008 and JP24wm0625502. Furthermore, this study was partly supported by JSPS KAKENHI under Grant Numbers JP21H05171, JP21H05174 and JP23H04979; AMED under Grant Numbers JP19dm0307105, JP19dm0207069, JP18dm0307001, JP18dm0307004, JP18dm0307009, and JP23wm0625001; Moonshot R&D under Grant Number JPMJMS2021; UTokyo Institute for Diversity and Adaptation of Human Mind (UTIDAHM): and the International Research Center for Neurointelligence (WPI-IRCN) at The University of Tokyo Institutes for Advanced Study (UTIAS). ABIDE-I was supported by NIMH (K23MH087770), NIMH (R03MH096321), Leon Levy Foundation, Joseph P. Healy, and the Stavros Niarchos Foundation. ABIDE-II was supported by NIMH (5R21MH107045), NIMH (5R21MH107045), Nathan S. Kline Institute of Psychiatric Research, Joseph P. Healey, Phyllis Green, and Randolph Cowen.
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TI, AY, MK, and RH designed the study. TI, NY, JF, YY, MN, RA, YYA, TO, HO, MT, NI, GO, NO, KK, YO, NK, and HT recruited the participants of the study and collected the clinical and imaging data. TI and AY analyzed of the data. TI, AY, and RH wrote the original draft of the manuscript. TI, AY, YT, NY, YYA, JF, YY, MN, RA, TO, HO, YS, MT, NI, GO, NO, KK, SCT, HI, NK, YO, HT, MK, OY, and RH reviewed and revised the manuscript.
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MK is an inventor of patents owned by the Advanced Telecommunications Research Institute International related to the present work (PCT/JP2014/061544 [WO2014178323] and JP2015-228970/6195329). AY and MK are inventors of a patent application submitted by the Advanced Telecommunications Research Institute International related to the present work (JP2018-192842). YT is an employee of SHIONOGI & CO., LTD. YS and MK are employees of XNef Inc.
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Itahashi, T., Yamashita, A., Takahara, Y. et al. Generalizable and transportable resting-state neural signatures characterized by functional networks, neurotransmitters, and clinical symptoms in autism. Mol Psychiatry (2024). https://doi.org/10.1038/s41380-024-02759-3
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DOI: https://doi.org/10.1038/s41380-024-02759-3