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Gain in polycrystalline Nd-doped alumina: leveraging length scales to create a new class of high-energy, short pulse, tunable laser materials


Traditionally accepted design paradigms dictate that only optically isotropic (cubic) crystal structures with high equilibrium solubilities of optically active ions are suitable for polycrystalline laser gain media. The restriction of symmetry is due to light scattering caused by randomly oriented anisotropic crystals, whereas the solubility problem arises from the need for sufficient active dopants in the media. These criteria limit material choices and exclude materials that have superior thermo-mechanical properties than state-of-the-art laser materials. Alumina (Al2O3) is an ideal example; it has a higher fracture strength and thermal conductivity than today’s gain materials, which could lead to revolutionary laser performance. However, alumina has uniaxial optical proprieties, and the solubility of rare earths (REs) is two-to-three orders of magnitude lower than the dopant concentrations in typical RE-based gain media. We present new strategies to overcome these obstacles and demonstrate gain in a RE-doped alumina (Nd:Al2O3) for the first time. The key insight relies on tailoring the crystallite size to other important length scales—the wavelength of light and interatomic dopant distances, which minimize optical losses and allow successful Nd doping. The result is a laser gain medium with a thermo-mechanical figure of merit of Rs~19,500 Wm−1 a 24-fold and 19,500-fold improvements over the high-energy-laser leaders Nd:YAG (Rs~800 Wm−1) and Nd:Glass (Rs~1 Wm−1), respectively. Moreover, the emission bandwidth of Nd:Al2O3 is broad: ~13 THz. The successful demonstration of gain and high bandwidth in a medium with superior Rs can lead to the development of lasers with previously unobtainable high-peak powers, short pulses, tunability, and high-duty cycles.


The past decade has seen significant advances in the development of high-energy laser (HEL) technologies, with improvements in pumping technology, cavity design, cooling methods, and gain media quality. The search for gain media with superior optical, thermal, and mechanical properties remains intense because improvements in the material properties translate directly to increases in device performance1, 2. Advanced laser gain materials that provide access to wavelength tunability, short pulses, and so on have paved the way for the study of light-matter interactions3,4,5,6, break-through medical applications7, and imaging/spectroscopy8.

Single crystals and glasses dominate the gain media market, but recent pioneering efforts have revealed advantages of polycrystalline ceramics such as improved mechanical properties and the possibility of gradient doping9. Ceramics also have the potential to alleviate one of the most pressing challenges in solid-state lasers—the thermal management of gain media. The power deliverable by a laser scales directly with thermal conductivity k, and the fracture stress σF places an ultimate limit of failure such that the figure of merit for a gain material is given by

$$R_{\rm{s}} = \frac{{k(1 - v)}}{{\alpha E}}\sigma _{\rm{F}}$$

where E is the elastic modulus, α is the coefficient of thermal expansion, and v is Poisson’s ratio. The low thermal conductivities of leading gain media (~1–2 Wm−1 K−1 RE:Glass10 and 7–14 Wm−1 K−1 RE:YAG11) continue to limit the power scaling of HELs.

Encouraged by pioneering work on cubic (optically isotropic) YAG ceramics that demonstrated lasing performance that rival their single-crystal counterparts12,13,14, researchers have been working on other cubic materials15,16,17,18 as RE-host media because they have higher k than YAG18, 19. Cubic-symmetry materials such as garnets and RE-sesquioxides are the mainstay of transparent ceramics because grain growth need not be avoided to mitigate birefringence scattering, and they readily accommodate RE dopants due to the similarity in ionic radii between dopant and cations20. The advances have been significant, but the improvements in thermo-mechanical characteristics have been insufficient to rival the state-of-the art gain media. To supplant RE:Glass and/or RE:YAG, a gain material with substantially better thermo-mechanical properties is needed.

For decades, researchers have worked on developing sapphire/alumina as a RE host because Al2O3 offers superior thermal conductivity (k~30–35 Wm−1 K−1)21 and a high-fracture toughness (3.5 MPam−1/2)22, the combination of which leads to a superior thermal shock resistance (Rs~19,500 Wm−1) compared to that of Glass (Rs~1 Wm−1)23 and YAG (Rs~800 Wm−1)1, 24. Moreover, sapphire has a long history as a transition metal-doped gain media. Ruby (Cr:Al2O3) was the material used in the first laser25, and even today, titanium sapphire (Ti:Al2O3) is the most pervasive tunable laser medium26. The addition of RE dopants at levels sufficient for gain could allow for efficient emission at other wavelengths, resulting in a laser gain medium with a combination of thermal, mechanical, and optical properties that will lead to more powerful lasers for scientific, medical, industrial, and mobile applications.

Despite these promising attributes, producing laser grade RE:Al2O3 ceramics is usually thought of as impossible. The two main obstacles are (1) the disparity in ionic radii between the RE3+ and Al3+, which leads to an equilibrium solubility of ~10−3%27, which is lower than necessary for gain, and (2) the optical anisotropy arising from the hexagonal crystal structure of Al2O3 leads to birefringence scattering that must be mitigated to achieve high transparency.

There have been significant efforts in developing powders28, 29 and thin films30,31,32,33,34. Rand, Laine, and co-workers demonstrated the promising result of random lasing in strongly scattering rare-earth doped δ–Al2O3 powders using direct electron-beam pumping28, 29. Significant progress has also been made in Er3+ and Er3+/Yb3+ doped alumina thin films fabricated by RF-magnetron sputtering30 and pulsed laser deposition (PLD)31, 32 to concentrations as high as 1 at.%, which resulted in amorphous and/or mixtures of amorphous and crystalline films with measurable photoluminescence (PL). Recently, Waeselmann et al. reported lasing in ~2.6 μm single-crystal Nd:Sapphire thin films and reported dopant concentrations of ~0.3–2at.%35,36,37. These reports are encouraging for producing lasers from RE:Al2O3 media, but because of the low thermo-mechanical properties of powders and the difficulty in scaling thin films, they are not practical for HELs.

Translucent alumina ceramics have been produced for decades38, 39, but there are only a few reports on bulk ceramic RE:Al2O3. Importantly, gain has not been demonstrated because RE:Al2O3 ceramics have not reached the necessary optical quality19, 40, 41. Krebs and Happek40 used a laser-heated pedestal growth (LHPG) approach to produce single-crystal Yb3+:Al2O3 fibers, and Sanamyan41 et al. used a combination of powder synthesis and CAPAD to form dense Er3+:Al2O3. In both instances, single-site doping of RE onto the Al3+ lattice was possible at concentrations below the RE solubility limit, but at higher concentrations, secondary phases that hindered PL formed. It remains unclear whether these materials possess sufficient PL and low losses necessary for gain/lasing.

In our previous work19, we first reported PL in the visible with long lifetimes in transparent polycrystalline Tb3+:Al2O3. While promising for the feasibility of using RE:Al2O3 ceramics as a gain media, we did not show evidence of stimulated emission or optical gain.

In this work, we present the first bulk polycrystalline Nd:Al2O3 ceramics that exhibit stimulated emission and optical gain. Importantly, we demonstrate that gain can be achieved without single sight doping, i.e., with some Nd segregated to the grain boundaries. We report for the first time the presence of absorption bands in the transmission spectra, which confirm the presence of optically active Nd3+ present within the ceramic matrix. For the primary pumping band at 806 nm (4I9/2 → 4F5/2), the absorption cross-section is 1.36 × 10−20 cm2 and 1.69 × 10−20 cm2 for 0.25 at.% and 0.35 at.% Nd:Al2O3 ceramics, respectively.

In addition to the thermal management problem, Nd:Al2O3 addresses another long-standing problem in HEL technologies—producing broadband emission in RE-doped media. Conventional gain media design aims for sharp single-site peaks that result in lower lasing thresholds. The advantage of high bandwidth is wavelength tunability and/or the generation of short pulses (increased peak energy). When pumping at 806 nm the ceramics show a 50 nm (FWHM), 13 THz peak at 1064 nm, (4F3/2 → 4I11/2). The fluorescence lifetime is ~150 μs, which results in stimulated emission cross-sections as high as ~9.8 × 10−21 cm2. The 13 THz gain bandwidth arising from multi-site doping of Nd in Al2O3 is a new record for Nd3+ gain media and could lead to pulses as short as 8 fs. Importantly, the measured gain coefficient, go, is as high as 2.42 cm−1 for 0.35 at.% Nd3+:Al2O3 at 1064 nm. The combination of thermal, mechanical, and optical properties offered by Nd3+:Al2O3 opens the door to producing HELs with superior performance. Moreover, the approach presented is applicable to other anisotropic material systems that are not readily considered for optical applications.


Our strategy for obtaining gain in Nd:Al2O3 is a twofold design of nano/microstructure that relies on (1) crystallite sizes below the wavelength of pump and emitted light and (2) a dopant distribution in the grain volumes with minimal segregation at the grain boundaries. Figure 1 summarizes our strategy. In anisotropic ceramics with large grains, light is scattered at grain interfaces since they represent discontinuities in refractive index (Fig. 1a). However, as grain size decreases, the scattering efficiency of uniaxial grains is significantly lower38, 39, 42. Thus, fine-grained ceramics can be highly transparent media with losses that are low enough to achieve optical gain (Fig. 1b).

Fig. 1: Length scale relationships important for achieving gain in anisotropic ceramics.

a Light is scattered at grain interfaces in ceramics with large crystallites because randomly oriented grains represent discontinuities in refractive index. RE segregation (represented as a close-packed monolayer) at the grain boundary on a section of Al2O3 (the blue atoms are Nd, those in white are O, and those in black are Al). b Scattering efficiency decreases significantly when pump (λ1) and emitted light (λ2) wavelengths are smaller than the grain size, permitting low optical losses. Small grains also permit spreading out of RE dopants at grain boundaries, increasing average interionic distance,\(\tilde l\) allowing for optical gain. c A close-packed arrangement of dopant l = 0 and one with realistic interionic distance for gain (l = 1 nm). d Calculation of grain size necessary to accommodate all the dopants for a given dopant arrangement and concentration on the grain boundary, deff vs. grain size using Eq. 4 for two concentrations and arrangements shown in (c)

In addition to low losses, RE-dopant concentrations must be within a critical range—high enough to achieve a sufficient absorption cross-section and emission cross-section, yet low enough to prevent concentration quenching (energy relaxation through phonon rather than radiative photon processes), which occurs when ions are too closely spaced.

Traditional material processing can be employed in systems such as glasses and garnets where RE solubility is high. However, in low solubility media, agglomeration occurs at grain boundaries (as shown in Fig. 1a). In the isotropic laser ceramics that have been demonstrated, grain sizes are typically 10–20 μm14. In this large grain size case, there are relatively few grain boundary regions to accommodate the RE-dopant, and the average distance between RE ions decreases, resulting in luminescence quenching.

A key insight here is that the fine crystallite sizes that allow for high transparency in anisotropic polycrystalline materials can also play a crucial role in absorption/emission by providing a possibility for higher RE incorporation without luminescence quenching. By reducing grain size, grain boundary volume increases. When holding the global dopant concentration constant while decreasing grain size, RE dopants can ‘spread out’ along grain boundaries, increasing the average distance \(\tilde l\) between RE- ions (Fig. 1b). In other words, for very fine-grained materials, it should be possible to reach dopant concentrations sufficient to achieve gain even without solubility in the grain interior. The effective grain size deff necessary to accommodate all the dopants on the grain boundaries rather than in the grain interiors depends on the arrangement of dopants on the boundary (function of \(\tilde l\)) and scales with d3/2 (see the Materials and methods for details).

To illustrate this scenario, we plot deff as a function of grain size (Eq. 4) in Fig. 1d for various concentrations (at.% Nd) and dopant arrangements (Fig. 1c). The shaded regions in Fig. 1d are conditions in which it is possible to accommodate the global concentration of dopant atoms c without any solubility in the grain. In the non-shaded regions, deff > d, meaning that it is not possible to accommodate all the dopant ions without solubility in the grains. In the limiting case example of a close-packed monolayer (\(\tilde l\) = 0) (Fig. 1c), it is possible to accommodate c = 0.25 at.% and c = 0.35 at.% of Nd on the grain boundary of a grain with d~250 nm. The close-packed monolayer case would likely not lead to gain because the distance between RE ions would result in luminescence quenching. Using a realistic value of \(\tilde l\)=1 nm, we see that grain sizes <25 nm are necessary to accommodate 0.35 at.% of Nd. The need for such small grain sizes is alleviated in our case because alumina does have solubility in the grain interiors which is likely higher near grain boundaries and can be increased under specific processing conditions as will be discussed below. It is interesting to discuss this level of dopant incorporation relative to Nd:YAG. The high Nd equilibrium solubility in YAG is due to the more open crystal structure leading to a lower cation density compared to that for alumina. Because the cation density is higher in Al2O3, the volume concentration, cvol, of Nd is significantly higher in Al2O3 vs. YAG for a given at.% dopant. At c = 0.25 at.%, cvol = 1.18 × 1020 atoms/cm3 for Nd:Al2O3, compared to cvol = 9.26 × 1019 atoms/cm3 for Nd:YAG, which is an increase of ~26%. Ultimately, this indicates that a 0.25 at.% Nd:Al2O3 ceramic will contain a suitable concentration of RE for lasing.

To obtain gain in an Nd:Al2O3 bulk polycrystalline material, processing techniques that will produce fully dense ceramics with fine average grain size (AGS) and/or that offer processing “windows” with increased rare-earth solubility are needed. Fortunately, the Nd solubility can be increased using high heating and cooling rates (to be discussed below), easing the necessity for extremely fine grains. Using a solid-state powder processing route along with a one-step simultaneous reaction/densification approach with CAPAD, we can achieve an Nd concentration as high as 0.35 at.% (Nd:Al ratio).

At processing temperatures of 1200 °C (un-doped) and 1260 °C (Nd-doped), the samples have a fine AGS of ~250 nm, near the theoretical density, and are phase pure. As such, they possess long-range transparency (Fig. 2a) and when doped emit light at the characteristic Nd3+ wavelength of 1064 nm when pumped with 806 nm, which are prerequisites for gain. However, all samples processed at 1300 °C are diffuse and white due to an increased AGS to ~2.1 µm ± 0.25 µm for the un-doped α-Al2O3 and 1.9 µm ± 0.22 µm and 1.87 µm ± 0.23 µm for 0.25 at.% and 0.35 at.% Nd:Al2O3, respectively. At these larger grain sizes, the scattering efficiency is significantly higher (Fig. 1a).

Fig. 2: Physical and microstructural characterization of Nd:Al2O3.

a the effect of CAPAD temperature on the relative density of un-doped and samples doped with 0.25 and 0.35 at.% Nd. The inset is a picture demonstrating long range transparency. b XRD profiles of the starting Al2O3 and Nd-doped Al2O3 powders. For the 0.25 and 0.35at. % powders, there are peaks attributed to the Nd2O3 dopant as indicated by arrows. c XRD profiles of Al2O3 and Nd-doped ceramics. The un-optimized Nd-doped sample shows a clear secondary phase (indicated with an arrow). The optimized samples do not show signs of a secondary phase present. The inset on the right clearly shows a peak shift relative to an α-Al2O3 standard (dashed line) for optimized Nd:Al2O3

The CAPAD processing parameters were varied to optimize the microstructure and properties of various concentrations of Nd:Al2O3 (see the Materials and methods for details). Figure 2a shows the effect of CAPAD temperature on the relative density of un-doped samples and others doped with 0.25 and 0.35 at.% Nd. The results show a sigmoidal temperature dependence, where the density increases abruptly at a temperature referred to as the densification on-set temperature, TOD. There is a clear influence of Nd dopant on TOD. For the Nd-doped Al2O3 samples, TOD is ~200 °C higher than in the un-doped case (a shift from ~900°C to ~1100°C). There is also a small effect between the two different Nd concentrations on TOD. The densities of the 0.25 at.% Nd samples are slightly higher than those for the 0.35 at.% Nd samples at most processing temperatures. Nd addition also affects the temperature required to obtain full density; relative densities > 99% are achieved in the un-doped Al2O3 case at 1200 °C and ~1260 °C for the Nd:Al2O3 samples.

We have previously observed reduced densification kinetics caused by RE addition in reaction/densification of ceramics19, 43. This is due primarily to the presence of the RE oxide dopant powder along the particle/grain boundaries when the two phases are still separate reactants. In our previous work on alumina with Tb as a dopant, the decrease in density was lower compared to the present case of Nd at similar global concentrations19. The difference in behavior between the Nd and Tb dopants can be attributed to the larger ionic radius of Nd3+ (0.983 Å) compared to Tb3+ (0.923 Å). A similar shift in the TOD with respect to RE ionic radius was reported for a Nd3+, Eu3+, and Er3+ doped Al2O3 system (0.2 at.% RE to Al2O3 ratio, ~0.04 at.% RE:Al) via free-sintering and hot-pressing by Drdlík et al.44. It is worth noting that in their work, the TOD was significantly higher (>1400 °C), and a lower ~98% relative density was achieved at processing temperatures >1500 °C. The higher processing temperatures resulted in larger AGS (>500 nm) which diminished the material transmission and dopant concentration.

Figure 2b shows X-ray diffraction (XRD) profiles of the Al2O3 and Al2O3 + Nd2O3 powders after planetary ball milling (PBM) with varying Nd concentrations. These XRD spectra reveal a peak at 2θ = 30.72°, corresponding to the highest intensity peak for Nd2O3. Comparison of the XRD of the PBM starting powders to the α-Al2O3 reference does not show discernible peak shifts irrespective of Nd concentration, suggesting that Nd3+ doping into the α-Al2O3 matrix did not occur through mechanical alloying during PBM. This is expected considering the relatively low energy of the PBM conditions.

Figure 2c shows XRD spectra of fully dense polycrystals using optimized and non-optimized CAPAD conditions. The heating rates, processing temperatures, and hold times of the optimized and non-optimized cases were similar (HR = 300 °C min−1, T = 1260 °C, and HT = 5 min); the largest difference in each case was in the cooling rate, CR, which was significantly higher for the optimized case (Optimized CR = 300 °C min−1 and Non-optimized CR~42 °C min−1). The XRD spectra of the non-optimized sample reveal an unwanted secondary phase, Nd4Al2O9, (marked with an arrow). The highest intensity alumina peak is also at the same angle compared to the un-doped alumina ceramic, suggesting that Nd had not been adequately incorporated in the lattice.

By contrast, XRD of the ceramics processed using optimized CAPAD conditions reveal single phase α-Al2O3 with no signal from the starting Nd2O3 or from the ternary Nd4Al2O9 and NdAlO3 phases. This is in contrast to some previous reports that showed secondary phases in RE-doped α-Al2O3 that have been produced at RE concentrations above the equilibrium solubility limit with other processing approaches45, 46. Moreover, the XRD spectra of the optimized Nd-doped samples reveal clear peak shifts to lower angles with increasing Nd concentration. The dashed line in the inset on the right is the location of highest intensity peak from the reference. This shift is evidence of stretching of the α-Al2O3 lattice from the doping of Nd ions caused by CAPAD processing. The absence of the Nd2O3 reactant and ternary phases strongly indicates a fundamental difference in the reaction kinetics associated with CAPAD processing in comparison to that for traditional processing approaches.

We attribute the ability to incorporate high concentrations of RE into Al2O3 to the high heating and cooling rates we employed in CAPAD. The high heating rate ~300 °C min−1 allows us to reach the desired temperature quickly, minimizing unwanted grain growth19, 47 while achieving a near theoretical relative density, which are pre-requisites for high optical transparency in Al2O3. We previously observed an increase in reaction kinetics associated with high heating rates in the Ce:YAG system43. We found ~20-fold increases in reaction coefficients in comparison to reaction/densification in free-sintering using much slower heating rates. Since the largest difference between the optimized and un-optimized samples in this work was in the CR, we believe this parameter also plays a crucial role in RE incorporation. The Nd solubility increases at higher temperatures so that the high CR has the effect of “freezing in” Nd, thus minimizing segregation. There is a synergistic effect between fine AGS and RE incorporation during CAPAD. A more detailed investigation of the relationships between CR, microstructure, and optical properties is underway but is beyond the scope of this communication.

We used TEM to further confirm incorporation of Nd into the alumina matrix. A high-angle annular dark-field (HAADF) TEM micrograph and corresponding energy-dispersive X-ray spectroscopy (EDS) distribution maps of a 0.35 at.% Nd:Al2O3 polycrystal (T = 1260°C, HT = 5 min, HR = 300 °Cmin−1, and CR = 300 °Cmin−1) are shown in Fig. 3a. The EDS maps reveal that a significant portion of the Nd dopant is found within the matrix and along some grain boundaries and triple points. The minimal segregation corroborates the XRD spectra in Fig. 2c, which shows a shift in the XRD peaks to lower 2θ angles and does not show the presence of unwanted secondary phases. This is in-line with observations by Rohrer, Harmer and co-workers 48, 49 showing differences in the local grain boundary structure in RE-doped α-Al2O3 and an increasing concentration gradient from the grain interior towards the grain boundary.

Fig. 3: High-angle annular dark-field transmission (HAADF) TEM micrograph of 0.35 at.% Nd:Al2O3 bulk ceramic (optimized sample) with corresponding energy-dispersive X-ray spectroscopy (EDS) elemental maps for Al, O, and Nd (L-Lines).

The EDS maps reveal that a significant portion of the Nd dopant is found within the matrix. In addition, there is some Nd along some grain boundaries and triple points

The optical transparencies of the consolidated bulk Nd:Al2O3 polycrystals are shown in Fig. 4a with the corresponding transmission spectra presented in Fig. 4b. The transmission values of our undoped alumina ceramics rival those previously reported for sinter-HIPed samples38 and high pressure CAPAD50. More importantly, the Nd-doped samples have similar transmissions. In the area of interest for lasing of Nd3+ media at ~1064 nm (4F3/2 → 4I11/2 transition), the transmission is ~75% for the Nd:Al2O3. We attribute this high transmission to the high density (>99%), fine AGS (~250 nm), low Nd segregation, and lack of secondary (undesired) phases in the Nd:Al2O3. It is important to note that this transmission is not corrected for refection losses. When corrected for reflection losses, the transmission at 1064 nm is ~90%, leading to a loss coefficient (absorption+scattering) of ~1.317 cm−1. For laser oscillation, a gain greater to this total loss is required for net positive gain. Our single-pass gain measurements presented below show that the optical quality of our ceramics is indeed suitable for lasing.

Fig. 4: Optical properties of Nd:Al2O3.

a Pictures of Nd-doped and undoped ceramics. b Transmission measurements of the Nd:Al2O3 and undoped Al2O3. All the ceramics show high transmission, and importantly, the Nd-doped samples have absorption bands characteristic of Nd3+ transmission. The corresponding absorption cross sections in the area of interest are shown in the inset. c PL emission spectra for the 0.25 at.% and 0.35 at.% Nd3+:Al2O3 samples along with 0.5 at.% Nd3+:Glass and 1.1 at.% Nd3+:YAG single crystal. The pump source is an 806 nm laser diode. The PL reveal broadened lines attributed to the 4F3/2 → 4I11/2 electronic transitions. d the radiative lifetimes at 1064 nm for the Nd:Al2O3 ceramics produced under similar CAPAD processing conditions, and log scale intensity is also shown. The lifetimes are 152 μs and 141 μs for the 0.25 and 0.35 at.% Nd:Al2O3, respectively. e the resultant emission cross-sections, σEm, using the Fuchtbauer–Landenburg relationship (Eq. 2). The emission cross section peak is σEm = 7.5 × 10−21 cm2 for 0.25 at.% and 9.8 × 10−21 cm2 for 0.35 at.% Nd:Al2O3 ceramics


One remarkable difference in the Nd:Al2O3 transmission spectra is the presence of the absorption bands centered at λ = 583 nm (2.12 eV), 745 nm (1.85 eV), and 806 nm (1.54 eV), which correspond to the 4G5/2, 4F7/2, and 4F5/2 Stark transitions from the 4I9/2 manifold51, 52. We believe this is the first time that absorption bands associated with RE doping have been observed in Al2O3 transmission spectra and strongly evidence that the Nd3+ dopant is optically active within the ceramic matrix53. The center of the Nd3+ absorption bands in Al2O3 are slightly blue shifted (~2.5 nm) in comparison with that for Nd:YAG single crystals51, 52. The absorption bands are broadened in Nd:Al2O3 to Δλ~23 nm (FWHM) from ~Δλ~2 nm compared to Nd:YAG53, which is consistent with our observations that the Nd3+ is found on multiple doping sites within the alumina matrix. Moreover, the depth of the absorption bands increases with dopant concentration, indicating greater optical activity from the Nd3+ ions within the 0.35 at.% Nd:Al2O3 sample.

The absorption cross-sections σabs for the region of interest are shown in the inset in Fig. 4b. These σabs were calculated from the measured transmissions corrected for reflection and scattering losses39. In dense polycrystalline ceramics with anisotropic crystal structure (uniaxial in this case), one should correct for scattering losses caused by the birefringence to not overestimate σabs. We corrected for scattering losses using the Rayleigh–Gans–Debye (RGD) approach in which the scattering has a 1/λ2 dependence, as discussed previously for transition metal-doped alumina39. The excellent agreement between the calculated and measured transmission spectra (not shown here) for the un-doped Al2O3 ceramics confirm that the uniaxial crystal structure is the main source of scattering as opposed to porosity and validates the use of the correction method.

For the 4F5/2 transition, which is of interest for diode-pumped lasers, the peak σabs are 1.36 × 10−20 cm2 and 1.69 × 10−20 cm2 for the 0.25 at.% and 0.35 at.% Nd:Al2O3, respectively. These cross-sections compare well with single-crystal 1.1 at.% Nd:YAG, abs~ 7.7 × 10−20 cm2). The slightly lower σabs in Nd:Al2O3 may be caused by Nd sites that are not optically active or absorption band broadening, which also occurs in Nd:Glass and Nd:YVO454, 55.

Figure 4c presents the PL emission spectra for the 0.25 at.% and 0.35 at.% Nd3+:Al2O3 ceramics, 0.5 at.% Nd3+:Glass (Schott), and 1.1 at.% Nd3+:YAG (single crystal, Litton Technologies, Inc.) resulting from pumping at λ = 806 nm. All the media show emission at similar wavelengths but different line shapes and bandwidths for the 4F3/2 → 4I11/2 transition. The single-crystal profile shows narrow, well-defined peaks typical of single site doping. By contrast, emission peaks in Nd3+:Al2O3 appear to be inhomogeneously broadened, similar to that for Nd3+:Glass, although the overall PL bandwidth is wider than for the laser glass. Inhomogeneous broadening of the Nd3+:Al2O3 emission lines is not surprising given that Nd ions are found on multiple sites, including at grain interiors, grain boundaries and triple points (Fig. 3). This broadening contrasts with PL behavior reported by Waeselmann in 2 at.% Nd:Al2O3 on thin films produced with PLD. These authors demonstrated lasing in epitaxial films that showed narrow emission lines for the 4F3/2 → 4I11/2 transition, producing PL at 1097 nm35. The shifted emission peak compared to our results and single-crystal Nd:YAG is not surprising because epitaxial thin films often display shifts compared to bulk materials. The authors attribute the sharp emission peaks to single site doping, in particular the substitution of Nd3+ onto the Al3+ lattice. Despite the sharp PL peaks, they did not observe a significant absorption cross-section, which they attribute to the possibility of dead Nd sites, which do not contribute to absorption or PL.

The gain bandwidth (Gbw) can be approximated by measuring the full-width at half-maximum (FWHM) of the PL emission peaks. We obtain Gbw = 0.6 nm (0.16 THz) for Nd3+:YAG and Gbw = 20 nm (5.4 THz) for Nd3+:Glass, which agree well with previous measurements53, 55. Remarkably, the Gbw are ~49 nm (13 THz) which we believe are the highest bandwidths measured for Nd3+ in any media. For bandwidth-limited pulses, the achievable pulse duration of a gain medium is determined by Gbw. The broader the emission bandwidth, the shorter the pulse; the pulse width can be estimated using ∆τP= 1/Gbw. Using Gbw measurements, we find ∆τP~7.7 fs. The large bandwidth of Nd3+:Al2O3 promises the generation of high peak-power lasers by generating ultra-short time pulses. These bandwidth-limited pulse widths represent a 2.5-fold increase in the single-shot peak power over Nd3+:Glass and >80-fold increase over Nd3+:YAG (∆τP = 6.3 ps for Nd3+:YAG and ∆τP = 18.5 fs for Nd3+:Glass) through pulse width compression. These estimated improvements are conservative because thermal shock resistance for Nd:Al2O3 (Rs~19,500 Wm−1) is superior to Nd:YAG (Rs~800 Wm−1) and Nd:Glass (Rs~1 Wm−1), indicating the possibility of scaling peak-power extraction accordingly.

Given these interesting absorption and PL characteristics, we measured the radiative lifetimes, τ, at 1064 nm for the Nd:Al2O3 ceramics. The lifetimes are 152 μs and 141 μs for the 0.25 and 0.35 at.% Nd:Al2O3, respectively (Fig. 4d). These lifetimes compare well with those of other proven gain media; they are longer than those observed by Waeselmann in 2 at.% Nd:Sapphire but are shorter than those of Nd:YAG (230 μs54) and Nd:Glass (330 μs24). The small decrease in τ as the Nd concentration increases for the 0.25 to the 0.35 at.% samples may indicate the onset of concentration quenching. By contrast, the un-optimized 0.35 at.% Nd:Al2O3 sample results in a significant decrease in τ~50 μs. This is not surprising because we observed clear secondary phases in the XRD analysis. Further spectroscopic and processing studies are required to fully understand concentration quenching in Nd:Al2O3.

From the PL emission spectra, we determined the emission cross-sections σEm using the Fuchtbauer–Landenburg relationship56,

$$\sigma _{\rm{Em}} = \frac{{n\lambda ^5}}{{8\pi \tau cn^2\!\int\! I\left( \lambda \right){\rm{d}}\lambda }}$$

The σEm are large and adequate for lasing across the PL bandwidth; the peak σEm = 7.5 × 10−21 cm2 for 0.25 at% and 9.8 × 10−21 cm2 for 0.35 at.% optimized ceramics. These σEm are consistent with σAbs derived from the measured transmission spectra. By contrast, σEm is 3.1 × 10−22 cm2 for the un-optimized sample. The substantially lower σEm proves that the presence of second phases deteriorates the optical activity for the Nd-dopant.

To unambiguously ascertain the viability for lasing in Nd3+:Al2O3, we measured their small-signal gain coefficients using a single pass arrangement similar to one used by Lai57. The schematic for the optical arrangement is shown in Fig. 5a. Briefly, a 1064 nm probe beam was passed through a specimen at a constant incident power. An 806 nm pump laser was introduced onto the same spatial location on the test specimens using a dichroic optic with high-transmission (99% at 806 nm) and high-reflection (99.5% at 1064 nm). The increase/decrease in the probe beam intensity as a function of absorbed pump power was monitored by the same photodiode. We used a modified version of the Beer–Lambert law for homogenous/Doppler broadened gain media to measure gain coefficients:

$$I_{\rm{F}}\left( z \right) = I_{\rm{o}}(z)e^{[g_{\rm{o}}] \cdot z}$$

where Io(z) and IF(z) are the intensities of the probe laser after having passed through the test specimen of thickness z, prior to and with pumping, respectively, and g0 is the small-signal gain coefficient, obtained here in a single-pass arrangement.

Fig. 5: Demonstration of optical gain.

a Schematic of the single-pass measurement set-up. b Single-pass gain coefficients of the 0.25 at.% and 0.35 at.% Nd3+:Al2O3 bulk polycrystalline ceramics. The inset schematically shows the relationship between the pump, probe and gain signals and Eq. 3

Figure 5b plots the gain coefficients for the 0.25 at.% and 0.35 at.% Nd3+:Al2O3 ceramics as a function of absorbed pump power. We observe a gain in the transmitted probe laser at absorbed pump powers >2.25 W for both materials. The magnitude of g0 increases approximately linearly as a function of the absorbed pump power, and in this power range, we do not observe gain saturation. The gain values are as high as 2.27 cm−1 and 2.42 cm−1 for the 0.25 at.% and 0.35 at.% Nd3+ concentrations, respectively. These small-signal gain coefficients compare well to values for Nd:YAG (2 cm−1)58, Nd:Glass (5 cm−1)54, Ti:Sapphire (1 cm−1)58, and Cr:Sapphire (1 cm−1)58. As discussed above, our materials have scattering and absorption losses that are ~1.317 cm−1 after having corrected for reflection loss. It is worth noting that reflection loss can be mitigated using anti-reflection coatings on the ceramic. These single-pass gain measurements reveal a net positive gain at absorbed pump powers of >8 W and 7.2 W for the 0.25 at.% and 0.35 at.% Nd:Al2O3, respectively, where g0 surpasses the absorption and scattering loss. These measurements explicitly show that the optical quality (transparency, τ, σAbs, and σEm) of Nd3+:Al2O3 bulk ceramics is suitable for amplification and oscillation should optical feedback be introduced, i.e., within a laser cavity employing AR coatings on the gain medium.

We attribute the demonstration of gain to the unique nanostructure of the ceramics. The fine AGS results in an Al2O3 with a large grain boundary volume, which facilitates the accommodation of the RE without significant concentration quenching. In addition to microstructural control, high heating and cooling rates during CAPAD processing also affect the incorporation of Nd3+ into the grain and grain boundary regions without the formation of unwanted secondary phases that lead to poor optical activity.

In summary, we introduce a powder processing route in conjunction with single-step CAPAD reaction/densification to produce transparent bulk polycrystalline Nd3+:Al2O3 with Nd incorporated at concentrations of 0.25 at.% and 0.35 at.%. The ceramics have a high transmission at 1064 nm and display absorption bands at λ = 585 nm, 748 nm, and 806 nm, corresponding to transitions from the 4I9/2 manifold of optically active Nd3+ that result in high peak absorption cross-sections. The PL bandwidth of ~13 THz centered at 1064 nm represents a new record for Nd3+ media, thus permitting the generation of ultra-short pulses. The radiative lifetimes are long and yield a large emission cross-section, which result in an optical gain that is suitable for amplification and lasing. Moreover, the significantly higher RS~19,500 W/m of Nd3+:Al2O3 promises a significantly higher duty-cycle and/or peak-power, making Nd3+:Al2O3 a potentially revolutionary gain material. Finally, we note that the nano/microstructural strategies demonstrated here should be applicable to many other oxide and nitride gain systems that were not previously believed to be applicable as laser ceramics and thus represents a new approach to producing gain media.

Materials and methods

Relations between interionic distance, grain size, and effective length

An important factor for gain is the average distance between dopant ions, \(\tilde l\). Dopant concentrations c are usually reported in [at.%] relative to cations. It is convenient to think about interionic distances using volumetric concentration cvol [ions/cm3] because \(\tilde l\) scales with the total number of ions in a volume V such that \(\tilde l \propto \root {3} \of {{1/c_{\rm{vol}}V}}\). Although calculations or measurements of \(\tilde l\) can be complicated, it is easy to obtain a good estimate of ~l using a regular pattern of dopants such as a simple cubic cell with RE on each corner with l as a cell length. In this case, \(\tilde l\sim l = \root {3} \of {{1/c_{\rm{vol}}V}}\). We consider laser quality Nd:YAG as an example, where the typical dopant concentration is 0.5–2at.%. In the c= 2 at.% case, cvol = 7.53 × 1020 ions/cm3 such that \(\tilde l\) ~ 1.09 nm.

It is interesting to consider alternate dopant distributions. Consider one grain of gain media approximated as a cube with a global volumetric dopant concentration cvol [ions/cm3]. The total number of ions N in the volume of that cube is equal to cvold 3, where d is the cube edge length. If all the dopant ions in that cube are placed on the surface (i.e., grain boundary) rather than in the grain volume, one can calculate the effective length (edge length) deff necessary to accommodate all the dopants for a given arrangement on the surface of the cube. For simplicity, we can approximate the random arrangement of ions as a regular square unit cell with cell parameter 2r + l, where r is ionic radius, and l is the distance between dopant ions. Because there are 6 sides to a cube, deff as a function of grain size (edge length) d is

$$d_{\rm{eff}} = \sqrt {\frac{{d^3c_{\rm{vol}}(2{r} + {l})^2}}{6}}$$

A value of r = 1.15 Å for Nd ions and l = 1 nm was used for calculations because 1 nm is a good approximation of \(\tilde l\), as shown above.

Powder preparation

Commercially available α-Al2O3 (99.99% purity, Taimei Chemicals, Japan) was processed as received (un-doped) and doped with Nd2O3 (99.99% purity, Alfa Aesar, USA). The powders were mixed to achieve doping levels (Nd3+:Al3+) of 0.25 and 0.35 at.%. The powders were mixed dry in an alumina mortar by hand for 20 min, which was followed by low-energy ball milling for 12 h with ultra-high purity (UHP, 99.99% purity) water as a dispersant. The slurries were sieved and centrifuged for 15 min at 3400 RPM. The powders were dried in a vacuum oven at 70 °C under a vacuum of 30 mm Hg for 12 h. Dried powders were subsequently planetary ball milled with UHP water at 150 RPM for 6 h. Finally, the powders were sieved and dried in air at 120 °C for 12 h and kept dry until consolidation.

CAPAD processing

The powders were densified by CAPAD47 using a graphite die (19 mm outer and 10 mm inner diameter). This die and plunger set was secured between two 19 mm punches and placed within a larger graphite die with a 19 mm inner diameter. The die and powder set were placed into the CAPAD, and a vacuum of 10−3 Torr was established. The powders were pre-pressed at 106 MPa for 20 min, after which the load was released. An ultimate pressure of 106 MPa with a pressure ramp of 35.33 MPamin−1 was applied and held constant. In parallel with the application of pressure, the samples were subjected to a heating rate of ~300 °Cmin−1 and a maximum temperature ranging between 700 and 1300 °C with a hold time of 5 min. The temperature was monitored with a dual wavelength optical pyrometer focused at the die midpoint.

Microstructural characterization

The powders and densified ceramics were characterized using XRD using Cu Kα1 (λ = 1.54058 Å) radiation on a PANalytical Empyrean Diffractometer (PANalytical, Almelo, The Netherlands) using a step size of 2θ = 0.005°. Published standards were used for comparison: Nd2O3 (ICSD#26867) and α-Al2O3 (ICSD#:63647).

The AGS of the densified ceramics were obtained from fracture surfaces by measuring >300 grains in multiple micrographs at random locations. The fractured surface was sputter coated with a thin film of Pt/Pd before examination with a Phillips XL30 field emission scanning electron microscope. EDS mapping was performed using a Titan Themis 399 Scanning-TEM (STEM). The TEM specimen was prepared using a gallium focused ion beam (FIB) and attached to a copper TEM grid using a Pt FIB.

Transmission and photoluminescence measurements

The samples were polished with diamond suspensions to 0.5 µm. The final specimen thickness was 0.8 mm ± 0.05 mm. Transmission spectra were taken on a Varian Cary 500 UV-VIS-IR spectrometer from 300 nm to 2200 nm at normal incidence in single-beam mode with a rectangular spot size of 2 mm by 9 mm, using a scan rate of 0.2 nm s−1.

PL was measured on a Horiba Spex Fluorolog 3 Spectrophotometer using an 806 nm laser diode as the excitation source with a 100 mW incident power and a spot size of 2 mm. Measurements were taken in front face mode at a 45° angle of incidence (AOI) on polished samples. Emission scans were taken between λ = 1000 nm and λ = 1100 nm with an integration time of 1 snm−1.

Photoluminescence lifetime measurements

PL lifetimes (pump = 806 nm) were obtained using a pulsed tunable laser (Continuum Surelite with optical parametric oscillator). The pulse width was 6 ns, the spot size was 6 mm, and the incident energy was 3 mJ per pulse. The ceramics were mounted within a Horiba Spex Fluorolog 3 Spectrophotometer, which was coupled to a germanium photodiode and synchronized to a Tektronix TPS2024B oscilloscope. The monochromators were adjusted to observe 1064 nm, with a spectral bandwidth of 1 nm. An optical notch filter centered at 1064 nm with 8 nm FWHM transmission band was used to further isolate the pump source. Measurements were taken in front face mode at 45° AOI. A double-exponential was used to fit data and extract the lifetimes, where τ is defined as the time required for the intensity to decrease by 1/e27.

Single-pass optical gain

Optical gain was measured using a single-pass arrangement similar to that of Lai et al.57, which is shown schematically in Fig. 5b. The samples were held within an aluminum mount atop a 6-axis kinematic mount that was modified for water cooling, allowing a constant sample temperature of 15 °C throughout the measurements.

A continuous wave Nd:YAG laser operating at the fundamental wavelength (λ = 1064 nm) was used as the probe laser. The collimated probe beam (~1 mm diameter) was focused onto the sample with a 100 mm focal length lens, resulting in a FWHM spot size of ~220 µm. A fiber coupled Coherent FAP 35 W laser diode (λ = 806 nm) and collimator composed the pumping source. The pump laser was focused onto the sample collinear to, but counter-propagating with respect to the probe using a 35 mm focal length lens, resulting in a spot size of ~400 µm. The spot sizes were determined by fitting a Gaussian profile to the probe laser and a top-hat profile to the pump laser from CCD images of the focused beams. The pump beam waist was injected into the arrangement via a dichroic mirror (Thorlabs DMSP1000) with a reflective cut-on wavelength of 1000 nm at a 45° AOI. In addition to the factory dielectric coatings, an additional anti-reflective coating for 806 nm was deposited onto the dichroic optics, which maximized the deliverable pump power onto the test specimens while minimizing stray Fresnel reflections for the pump laser.

The focusing optics for the probe and pump beams were mounted on six-axis kinematic fixtures, allowing a precise spatial alignment of the beams within a single sample interaction volume. The pump and probe beam power were monitored with germanium photodetectors (Thorlabs PDA50B) PD1 and PD2, respectively, which were optically isolated to the desired wavelengths with low and high-pass filters. The pump and probe lasers were operated in quasi-continuous mode using 8 Hz and 10 Hz boxcar waveforms, respectively. The fluctuations in the pump and probe laser intensities were recorded using a lock-in amplifier in parallel with an oscilloscope at their respective operating frequencies. This ensures that fluctuations in PD signals are isolated. The photodetectors were calibrated against an optical power meter (Ophir Nova 2).


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The funding for this work from the High Energy Laser - Joint Technology Office (HEL-JTO) administered by the Army Research Office is gratefully acknowledged. We gratefully acknowledge Dr. K. Bozhilov from the Center for Advanced Microscopy and Microanalysis (CFAMM) for his help with TEM.

Author information




E.H.P., M.A.D., and Y.K. contributed to the powder processing and characterization. E.H.P. consolidated the gain media. E.H.P., L.F.D., and C.L.H. contributed to the optical spectroscopy and gain measurements. E.H.P. and J.E.G. designed and conceived the experiments and wrote the manuscript. J.E.G. coordinated the project. All authors commented on the manuscript.

Corresponding author

Correspondence to Javier E. Garay.

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Accepted article preview online: 26 April 2018

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Penilla, E.H., Devia-Cruz, L.F., Duarte, M.A. et al. Gain in polycrystalline Nd-doped alumina: leveraging length scales to create a new class of high-energy, short pulse, tunable laser materials. Light Sci Appl 7, 33 (2018).

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