Neuropsychiatric Disorders and Pediatric Psychiatry | Published:

Schizophrenia and Autism: Both Shared and Disorder-Specific Pathogenesis Via Perinatal Inflammation?

Pediatric Research volume 69, pages 26R33R (2011) | Download Citation

The studies performed at the Laboratory of Behavioural Neurobiology, ETH Zurich, were supported by the Swiss National Science Foundation (grant 3100AO-100309 and grant 3100AO-116719) and ETH Zurich (grant 11 07/03). J.F. received additional support from a 2009 NARSAD Distinguished Investigator Award. O.D. is supported by the European Commission (NEOBRAIN, LSHM-CT-2006-036534; NEUROBID, HEALTH-F2-2009-241778), the NIH (1R21EY019253-01), and the Richard Saltonstall Charitable Foundation.

Abstract

Prenatal exposure to infection and subsequent inflammatory responses have been implicated in the etiology of schizophrenia and autism. In this review, we summarize current evidence from human and animal studies supporting the hypothesis that the pathogenesis of these two disorders is linked via exposure to inflammation at early stages of development. Moreover, we propose a hypothetical model in which inflammatory mechanisms may account for multiple shared and disorder-specific pathological characteristics of both entities. In essence, our model suggests that acute neuroinflammation during early fetal development may be relevant for the induction of psychopathological and neuropathological features shared by schizophrenia and autism, whereas postacute latent and persistent inflammation may contribute to schizophrenia- and autism-specific phenotypes, respectively.

Main

Neuroimmune factors are now being recognized to play important roles in the etiology of neurological and neuropsychiatric disorders, including those with an onset of pathogenesis during early brain development. Indeed, the brain is highly vulnerable to environmental insults during early development (1). Therefore, immunological processes targeting the developing brain can be expected to have long-lasting impact on brain and behavioral functions throughout the life span (2,3).

Over the past 3 decades, one line of research has focused on the impact of prenatal maternal infection on the development of childhood and adult neuropsychiatric disorders, particularly schizophrenia and autism (4,5). In addition to their suggested etiopathogenetic contribution to chronic mental illness, intrauterine infection and subsequent maternal/fetal inflammatory responses have also been associated with neonatal white matter damage and cerebral palsy (69). In particular, the fetal inflammatory response to intrauterine infection seems to contribute to neonatal brain injury and subsequent neurological disability (69). In this article, we focus on the link between prenatal infection and neuropsychiatric disease, especially schizophrenia and autism.

Schizophrenia is a chronic psychotic disorder that affects 1% of the population worldwide (10). The disease onset is typically in late adolescence or early adulthood and includes psychotic symptoms, which are commonly referred to as positive, negative, and cognitive symptoms (10). Positive symptoms are features that are not present in healthy individuals but appear as a result of the disease process. These include visual and/or auditory hallucinations, delusions, paranoia, and major thought disorders. Negative symptoms refer to features that are normally present but are reduced or absent as a result of the disease process, including social withdrawal, apathy, anhedonia, alogia, and behavioral perseveration. Cognitive symptoms of schizophrenia involve disturbances in executive functions, working memory impairment, and inability to sustain attention.

The main psychopathological features of autism are severe deficiencies in social interaction and communication, and restricted and repetitive behaviors (11). Autism is one of three disorders collectively called autism spectrum disorders (ASDs), the other two being Asperger syndrome and pervasive developmental disorder-not otherwise specified (PDD-NOS). In contrast to autism, individuals with Asperger syndrome generally lack delays in cognitive development and communication, whereas PDD-NOS is diagnosed when the full set of criteria for autism or Asperger's syndrome are not met (11). Overt symptoms of autism often begin by the age of 6 mo, become established by 2 or 3 y, and tend to persist throughout life (11). The current prevalence of ASD is estimated to be 0.5–1%, and this rate seems to increase by 15% annually (12). It remains a matter of debate whether this is a genuine increase in disease incidence or related to changes in diagnostic practice (12).

In what follows, we first outline some of the major commonalities between schizophrenia and autism, followed by a summary of epidemiologic and laboratory evidence supporting a causal relationship between prenatal infection and both schizophrenia and autism. We focus on key neuroimmunological factors that seem to shape the “neuropsychiatric vulnerability” of infants born to mothers with intrauterine infection. We then propose and discuss a hypothetical model in which inflammatory processes may simultaneously account for both disorder-specific and shared pathological features of schizophrenia and autism.

Schizophrenia and Autism: Separate Entities or Pieces of the Same Puzzle?

Schizophrenia and autism seem to overlap at multiple levels. Therefore, it is not surprising that autism was initially believed to be an early manifestation of schizophrenia, and as such it was often referred to as “childhood psychosis” or “schizophrenic syndrome of childhood” (13,14). In 1971, ASD was finally separated conceptually from schizophrenia based on a delineation of symptomatic differences (including age of onset), family histories, and differential treatment responses in individuals with suspected adult schizophrenia versus infantile autism (13,14).

At the behavioral level, deficits in social interaction and cognition, disruption of emotional processing and sensorimotor gating, and impairments in executive functions are psychopathological features commonly observed in both disorders (11,15). Moreover, at least a subset of individuals with autism frequently experience psychotic phases involving auditory and visual hallucinations, similarly to acutely ill patients with schizophrenia (16). Based on this, it has been suggested that individuals with autism are at increased risk of developing psychosis and that the presence of neurodevelopmental deficits typically associated with autism may represent an alternative “entry-point” into a common final pathway of psychosis (16).

Schizophrenia and autism also seem to share multiple features at the brain morphological level. For example, structural and functional abnormalities in the cerebellum, insular cortex, and fusiform gyrus are present in both disorders (1518). Patients with schizophrenia and autism also display a similar pattern of deficient neuronal activation during a social cognition task, with both patient groups showing reduced activation in the right amygdala, fusiform gyrus, and ventrolateral prefrontal cortex (19). The impression of overlapping brain abnormalities between schizophrenia and autism has also been supported by a recent meta-analytic anatomical likelihood estimation consolidating multiple imaging datasets, revealing appreciable brain structural concordance between the two disorders, especially in the right parahippocampal gyrus, posterior cingulate, putamen, claustrum, and left thalamus (15).

At the cellular level, one of the best established neuronal markers known to be altered in both schizophrenia and autism is Reelin (20). Because Reelin has crucial neurodevelopmental functions such as providing a detachment signal for migrating cells, it has been suggested that reduced Reelin signaling may contribute the early neurodevelopmental pathology involved in schizophrenia and autism (20).

It seems that schizophrenia and autism also share specific abnormalities at the neurochemical level, which seem to relate primarily to abnormalities in the serotonergic system. For example, similar to a subset of schizophrenia patients, some individuals with autism display abnormal serotonin synthesis capacity and serotonin receptor dysfunctions (21,22).

Finally, schizophrenia and autism seem to share several genetic and environmental risk factors (15), with prenatal exposure to infection being one of them. The role of prenatal infection in alerting neurodevelopmental trajectories relevant to schizophrenia and autism is discussed in the subsequent section.

Maternal Infection and the “Cytokine Hypothesis” of Neurodevelopmental Disorders

Epidemiologic studies suggest that the risk of schizophrenia is increased after prenatal maternal viral infections such as influenza, rubella, measles, and polio, as well as infections with bacterial pathogens and genital and/or reproductive infections (4). Thus, the association between maternal infection during pregnancy and schizophrenia in the offspring does not seem to be pathogen specific. Similarly, prenatal/perinatal exposure to numerous pathogens including rubella, measles, and cytomegalovirus has been implicated in the etiology of autism (5,23), suggesting that the infection-associated risk of autism may also not be pathogen specific. This notion finds support from a recent nationwide study in Denmark on >20,000 children born to mothers who required hospitalization because of infection during pregnancy (24). Hospital admission due to maternal exposure to various viral or bacterial infections significantly increased the offspring's risk of ASD, an effect that seemed unrelated to hospitalization per se (24).

These findings suggest that factors common to the immune response to a variety of pathogens are candidate mediators of the association between prenatal/perinatal infection and neurodevelopmental disorders. One hypothesis suggests that enhanced expression of proinflammatory cytokines and other mediators of inflammation in the maternal, fetal, and neonatal compartments may interfere with brain development, thereby increasing the risk for long-term brain dysfunction later in life (25,26). Cytokines are low-molecular weight proteins secreted by immune cells and other cell types in response to a number of environmental stimuli, particularly infections (27). They have wide-ranging roles in the innate and adaptive immune systems, where they help to regulate the recruitment and activation of lymphocytes and immune cell differentiation and homeostasis. In addition, some cytokines possess direct effector mechanisms, including induction of cell apoptosis and inhibition of protein synthesis. Furthermore, proinflammatory cytokines such as IL-1β, IL-6, and TNF-α are essential to the inflammatory response by mediating febrile reactions, activating phagocytotic cells such as macrophages or dendritic cells, facilitating vascular permeability, and promoting the release of plasma-derived inflammatory mediators such as bradykinin and components of the complement system (27). In the adult CNS, cytokines and their receptors are expressed by glial and neuronal cell types and are important mediators of the neuroimmune crosstalk in various brain and behavioral functions (28). In addition, many cytokines and cytokine receptors are constitutively expressed during fetal brain development (29,30), implying essential roles for these molecules in the regulation and modulation of normal brain development. Indeed, cytokines in general, and proinflammatory cytokines in particular, seem to have appreciable effects on various neurodevelopmental processes, neuronal plasticity, and neuronal survival (31). Therefore, it can be expected that abnormal levels of these molecules during critical periods of early brain development may adversely affect neurodevelopmental trajectories, thereby contributing to an increased susceptibility for complex brain disorders of developmental origin such as schizophrenia and autism.

Two major lines of evidence support the hypothesis that cytokine-mediated aberrance of early brain development might be relevant for autism and schizophrenia. First, epidemiological studies demonstrate a significant association between high maternal levels of the proinflammatory cytokines TNF-α (32) and IL-8 (33) during pregnancy and elevated risk of schizophrenia spectrum disorder (SSD) in the offspring. Second, experimental animal work shows that prenatal exposure to proinflammatory agents in the absence of viral or bacterial infection is sufficient to cause long-lasting brain and behavioral dysfunction relevant to schizophrenia and autism (26,34,35). Subsequent to the establishment of a mouse model of prenatal human influenza infection, which mimics various brain and behavioral abnormalities with potential relevance to both schizophrenia and autism, several research groups have used cytokine-releasing agents or specific proinflammatory cytokines when modeling the neurodevelopmental consequences of prenatal immune challenge (26,34,35). This includes maternal exposure to the bacterial endotoxin, lipopolysaccharide (LPS), or the synthetic double-stranded RNA analog, polyriboinosinic-polyribocytidilic acid (PolyI:C). Both immunogens trigger the production and release of proinflammatory cytokines, including IL-1β, IL-6, and TNF-α (36). PolyI:C is also a potent inducer of the type I interferons IFN-α and IFN-β (36). In essence, LPS administration mimics infection with Gram-negative bacteria, whereas administration of PolyI:C mimics the acute-phase inflammatory response to viral infection (36). Importantly, maternal exposure to LPS or PolyI:C during pregnancy is capable of enhancing proinflammatory cytokine levels in the three maternal-fetal compartments, namely, the placenta, the amniotic fluid, and the fetus, including the fetal brain (37,38). The efficacy of prenatal exposure to cytokine-releasing agents to induce fetal brain inflammation, together with its long-term impact on brain and behavioral abnormalities relevant to schizophrenia and autism, underscores the essential role of prenatal cytokine-associated inflammation in mediating the effects of maternal infection on the offspring. The concept is further supported by the findings that blocking the actions of the proinflammatory cytokine IL-6 in the pregnant maternal host by genetic or pharmacological interventions prevents the long-term brain and behavioral consequences of prenatal PolyI:C treatment (39) and that over-expression of the anti-inflammatory cytokine IL-10 prevents the emergence of multiple behavioral and pharmacological abnormalities typically seen after prenatal PolyI:C-induced immune challenge (40).

Schizophrenia and Autism: Shared Pathogenesis Via Prenatal Inflammation?

In view of the emerging role of prenatal infection and associated inflammatory processes in the etiology of both schizophrenia and autism, we speculate that the pathogenesis of both disorders might have prenatal inflammation as a common pathway. In fact, this proposition might help explain why the two disorders share several phenotypic characteristics as discussed above. Numerous findings from pertinent rodent models suggest that this is indeed the case. Prenatal immune challenge in mice and rats leads to deficiency in social interaction and sensorimotor gating, the latter being assessed using the paradigm of prepulse inhibition (PPI) of the acoustic startle reflex (26,34,35). Furthermore, offspring born to animals who sustained an immune challenge during gestation display deficits in working memory and abnormal executive functions such as impaired discrimination reversal learning and deficits in spatial and nonspatial information processing (26,34,35). These prenatal inflammation-induced behavioral manifestations are accompanied by neuroanatomical and neurochemical abnormalities seen in both schizophrenia and autism, including neuromorphological alterations in cerebellum, basal ganglia, and amygdala; deficient Reelin expression in hippocampus and prefrontal cortex; and alterations in serotonin synthesis and metabolism (26,34,35).

It needs to be emphasized that despite the apparent similarities between schizophrenic and autistic disease, a plethora of distinctive neuropathological and psychopathological characteristics allow to distinguish the two disorders. One example is that autism has generally been associated with excessive brain growth (macrocephaly) involving thickening of cortex, increased gray and white matter, and lack of gray matter loss (41), whereas schizophrenia seems to be associated with microcephaly involving thinner cortical areas, reduced gray and white matter, and accelerated gray matter loss (18).

Although it is beyond the scope of this article to summarize all characteristics unique to either schizophrenia or autism, we would like to emphasize that contrary to our hypothesis, it has recently been postulated that schizophrenia and autism are interrelated but diametrical both in terms of phenotypic expression and underlying etiopathology (42). Hence, although the two disorders may be characterized by dysfunctions in the same set of traits, these dysfunctions and the resulting phenotypes may be diametrically opposite (42). In view of the two apparently mutually exclusive positions that schizophrenia and autism are either related (15,16) or remote (42), our proposal that the two are fundamentally linked via prenatal inflammation may seem counter intuitive. However, as discussed in more detail below, we suggest that the nature and developmental character of perinatal inflammation can provide a satisfactory explanation for the induction of phenotypic features in schizophrenia and autism that are either shared by both or unique to either one.

A Model of Inflammation Leading to Both Shared and Disorder-Specific Features of Schizophrenia and Autism

Under normal conditions, inflammation is controlled by various homeostatic processes that limit or counteract inflammation once it has been induced by an environmental stimulus, e.g. infection (43). Such control mechanisms ensure that inflammatory processes efficiently remove invading pathogens and contribute to tissue repair and wound healing without placing noninfected, healthy, and unwounded tissue in jeopardy. Dysfunction of such surveillance mechanisms may lead to chronic inflammation, known from numerous pathological conditions such as rheumatoid arthritis, atherosclerosis, obesity, and diabetes (43).

Immunomodulatory control systems exist both in the periphery and the CNS (43,44). In the CNS, microglia and astrocytes are the major immunocompetent cells, which regulate both the induction and limitation of inflammatory processes (45). This is achieved through the synthesis of pro- and anti-inflammatory cytokines, up- or down-regulation of various cell surface receptors such as pathogen recognition receptors, cytokine receptors, and numerous receptors crucial for antigen presentation. Microglia seem to play crucial roles in both neuronal protection and pathology and are often referred to as a “double-edged sword” (3,45,46). On the one hand, they secrete neurotrophic factors pivotal for cellular repair and recruit immune cells into the brain for clearance of infection or cellular debris. On the other hand, chronic or exaggerated microglial activation has been linked to multiple neuroinflammatory and neurodegenerative diseases, including Parkinson's disease, multiple sclerosis, Alzheimer's disease, and Huntington's disease (46). We propose the following theoretical model in which perinatal inflammation may simultaneously account for both shared and unique pathological features of schizophrenia and autism (Fig. 1).

Figure 1
Figure 1

A model of inflammation leading to both shared and disorder-specific features of schizophrenia and autism. Maternal infection during critical stages of pregnancy leads to acute fetal inflammation. The consequences of acute fetal neuroinflammation on early neurodevelopmental consequences may facilitate the development of psychopathological and neuropathological phenotypes shared between schizophrenia and autism. On the initiation of acute fetal inflammation, the maternal and/or fetal system may then either be driven into persistent inflammation or alternatively may gain control over the ongoing inflammatory process. The genetic background may critically influence the transition of acute fetal inflammation into either persistence or suppression of inflammation. The occurrence of persistent inflammation may be related to a failure in the negative feedback control of inflammation and may eventually result in chronic inflammation persisting into the perinatal period and beyond. By contrast, mounting sufficient anti-inflammatory and/or immunosuppressive activity in the maternal and/or fetal systems may counteract the acute fetal inflammatory response on the one hand, but on the other hand, may prime the early life organisms to latent immune abnormalities persisting into the postnatal period. Latent inflammation may then be unmasked in postnatal life by exposure to specific environmental stimuli such as stress or immune reexposure. Persistent inflammation may be more relevant for the etiopathogenesis of autism, and thus may contribute to phenotypic abnormalities specifically seen in autism. However, latent immune abnormalities may be essential to the pathogenesis of schizophrenia-specific brain abnormalities. The genetic background further contributes to the emergence of unique brain dysfunctions independently of or in interaction with the outlined inflammatory pathways.

Acute inflammation and characteristics shared by schizophrenia and autism.

In line with previous theoretical accounts (25,26), maternal infection during critical stages of pregnancy leads to acute cytokine-associated inflammation in the fetal system, including the fetal brain. Acute neuroinflammation during early fetal brain development may negatively affect ongoing neurodevelopmental processes such as neuronal/glial cell differentiation, proliferation, migration, and survival. We propose that acute fetal neuroinflammation, together with its effects on early neurodevelopmental processes, may facilitate the development of psychopathological and neuropathological phenotypes shared by schizophrenia and autism. Hence, acute fetal neuroinflammation may be responsible for aberrant development of neural substrates of social behavior and cognition, emotional processing, sensorimotor gating, and certain executive functions, the disruption of which has been similarly implicated in schizophrenia and autism.

Latent versus persisting inflammation and characteristics unique to schizophrenia or autism.

On the initiation of acute prenatal inflammation, the maternal and/or fetal system may then either be driven into persistent inflammation or gain control over the inflammatory processes. The former may be related to a failure in the homeostatic control of inflammation and may eventually result in chronic inflammation persisting into late fetal and neonatal periods. By contrast, mounting sufficient anti-inflammatory and/or immunosuppressive activity in the maternal and/or fetal system may dampen the acute fetal inflammatory response. Still, the developing organism might sustain latent immune abnormalities that may not become relevant until exposure to specific environmental stimuli over the postnatal life span. According to our model, the induction of persistent inflammation may be more relevant for the etiopathogenesis of autism by contributing to phenotypic abnormalities specifically seen in this disorder. By contrast, latent inflammatory processes may be essential to the pathogenesis of schizophrenia-specific brain and behavioral abnormalities.

Several lines of evidence support our suggested model. First, autism but not schizophrenia seems to be characterized by relatively severe chronic inflammation, both in the periphery and in the CNS, although altered immune regulations have been implicated in both disorders. For example, a nearly 50-fold increase in TNF-α level was found in the cerebrospinal fluid (CSF) of autistic children (47), and severe inflammation is present in the brains of autistic patients from a broad range of ages (48), characterized by prominent activation of microglia and astroglia cells and enhanced proinflammatory cytokine and chemokine expression in multiple brain areas, including the cerebellum, cortex, and white matter tracts. Several recent studies corroborate the presence of ongoing systemic inflammation and neuroinflammation in autistic individuals (49,50).

Experimental work in rodents provides further evidence that prenatal immune challenge can lead to long-lasting inflammatory changes. Of special interest are the findings of enhanced microglial densities and elevation of peripheral proinflammatory cytokine levels in offspring of mothers chronically exposed to LPS during pregnancy (51,52). Such prenatal LPS-induced inflammatory changes can persist even until adulthood (51,52), suggesting that immune challenge early in life can permanently alter postnatal immune functions. This idea is further supported by the finding that subchronic maternal treatment with IL-2 on gestational d 12–17 leads to elevated B- and T-cell counts in response to antigenic stimulation in the juvenile offspring (53). It is important to note that postnatal immune changes are primarily seen after prenatal exposure to relatively severe forms of maternal immune challenge, i.e. after chronic (51,52) or subchronic (53) maternal inflammation. By contrast, acute prenatal inflammation (e.g. by single PolyI:C administration) seems to be largely devoid of long-term (neuro)inflammatory effects in the adolescent or adult offspring (40,54).

In contrast to autism, chronic (neuro)inflammation seems less prominent in schizophrenia. Indeed, even though peripheral proinflammatory markers such as IL-6 seem to be elevated in at least a subgroup of schizophrenic patients, the reported increases are relatively modest (55). Furthermore, despite considerable research efforts, imaging and postmortem immunohistochemical studies provide mixed evidence for over activation of microglia and astrocytes in the brains of schizophrenic patients (56). These human data are consistent with the experimental results discussed above suggesting that schizophrenia-related brain and behavioral abnormalities induced by acute prenatal immune challenge can occur in the absence of overt neuroinflammation and/or astrogliosis (40,54).

What switches between latent versus persistent inflammation trajectories?

The induction of latent versus persistent neuroinflammatory trajectories subsequent to acute prenatal inflammation is likely to be controlled and modified by multiple mechanisms. First and foremost is the organism's capability to mount appropriate anti-inflammatory, immunomodulatory, and/or immunosuppressive responses to acute inflammation, which might be smaller in individuals with autism as in those with schizophrenia. Indeed, autism seems to be associated with cellular and molecular processes that facilitate the persistence of inflammation. For example, autistic patients have reduced serum levels of the immunosuppressive cytokine TGF-β1 (57) and increased serum levels of the high-mobility group box 1 (HMGB1) protein (58). HMGB1 is a highly conserved, ubiquitous protein that activates inflammation-associated immune responses (59). The persistence of neuroinflammation in autism may also be related to alterations in glutamate-immune interactions (60). Glutamate is a potent activator of microglia cells (45,61), and the presence of increased CNS glutamate levels (21) together with up-regulation of specific glutamate receptor subtypes (62) on microglia cells may facilitate the persistence of neuroinflammation subsequent to the induction of acute fetal inflammation (Fig. 1, right).

However, in schizophrenia, enhanced anti-inflammatory and/or immunosuppressive actions seem to concur with (modest) proinflammatory alterations. For example, multiple molecules with potent anti-inflammatory and immunosuppressive properties seem to be increased in subjects diagnosed with schizophrenia, including IL-10, TGF-β, soluble IL-1 receptor antagonist (sIL-1RA), and soluble TNF receptor (sTNF-R) (55,63,64). A common feature of these molecules is that they can effectively antagonize the biological activities and/or production of multiple proinflammatory molecules, thereby regulating inflammation in both acute and chronic conditions (27). The presence of altered peripheral levels of IL-10 and related cytokines has often been explained by an imbalance between T helper 1 (Th1) and 2 (Th2) cytokines in patients with schizophrenia (65). Interestingly, there seems to be a genetic basis for the reported alterations in peripheral anti-inflammatory and immunosuppressive cytokine levels in schizophrenic patients. For example, IL-10 promoter variants that lead to high IL-10 production are more common among individuals with schizophrenia (66). Similarly, converging evidence suggests a role for the IL-1 gene complex (involving sIL-1RA) in schizophrenia (67). Taken together, enhanced potential to mount anti-inflammatory, immunomodulatory, and/or immunosuppressive responses may explain at least in part why acute fetal inflammation may lead only to minimal or absent chronic neuroinflammation in the postnatal period (Fig. 1, left).

A second mechanism that might switch between the autistic and schizophrenic phenotypes is sensitization for a second hit. In our model, this concept would be accounted for by the possibility that exposure to acute fetal inflammation may induce latent immune abnormalities that can be unmasked by exposure to certain environmental stimuli throughout postnatal life. Such exposure to additional immunological or nonimmunological environmental factors, together with maturational processes occurring during periadolescent development, may thus be needed to disclose the latent impact of acute fetal neuroinflammation on schizophrenia. This idea of multiple hits with either sensitizing or preconditioning effects is also central to several theories of prenatal immune priming, which have been put forward by others in the context of peripheral immunity, CNS inflammation, perinatal brain damage, retinopathy, and various forms of learning and memory (6871).

As reviewed in detail elsewhere (3), numerous experimental studies in rodents show that immunological exposure in early (prenatal or neonatal) life can cause the organism to respond differently (and often more vigorously) to subsequent immunological or nonimmunological challenges. Such early immune priming may provide an environmental basis for the findings that production of proinflammatory cytokines such as IL-6 and TNF-α after stimulation with phytohemagglutinin and LPS is significantly higher in schizophrenic patients relative to controls (55,72). In keeping with these ideas, we propose that priming of immune dysfunctions, rather than presence of chronic inflammation, may be relevant for infection-associated pathogenetic mechanisms in schizophrenia. In particular, we suggest that exposure to additional postnatal environmental factors such as stress or immune rechallenge in high-risk individuals (particularly in those with a history of prenatal infection) may lead to altered inflammatory responses, which in turn may further negatively affect brain maturation, thereby facilitating transition into chronic schizophrenic disease. Consistent with this suggestion, exposure to environmental insults such as stress and drugs of abuse, which are believed to facilitate or even trigger the onset of full-blown psychosis in individuals at high risk for schizophrenia (73), are also known to exert direct influences on the immune system (74,75). Our model would thus predict that latent inflammation may also be relevant for the delayed onset of full-blown schizophrenic disease. Against this background, it is highly interesting to note that the addition of anti-inflammatory treatment to standard antipsychotic medication for schizophrenia seems to be superior to antipsychotic treatment alone especially when such anti-inflammatory therapy is initiated in the early phases of the disease (76).

However, it needs to be pointed out that sensitized inflammatory responses resulting from early immune priming may seem paradoxical in view of enhanced anti-inflammatory/immunosuppressive potency in schizophrenia discussed above. Indeed, enhanced anti-inflammatory/immunosuppressive actions may be expected to attenuate rather than facilitate the development of inflammatory responses to distinct environmental stimuli such as immunological challenge or stress. We must admit that we do not have a parsimonious explanation for this at the present stage. However, we would like to emphasize that enhanced anti-inflammatory and immunosuppressive actions may increase the sensitivity to infections (77), and this may act in concert with the presence of latent immune abnormalities (induced by perinatal immune priming) in the development of altered inflammatory responses in psychosis-prone subjects.

In contrast to the delayed onset of schizophrenia, overt symptoms of autism often begin as early as by the age of 6 mo and become established by age 2 or 3 y (11,12). Notably, this early disease onset would coincide with the presence of persistent neuroinflammation in the neonatal period, so that enhanced expression of proinflammatory markers may exert a direct influence on postnatal brain functions relevant to the expression of autistic behavior. In support of this, several cytokines seem to modulate processes of learning and memory, anxiety-related behaviors, and social interaction (3,78,79).

We would like to point out that abnormal inflammatory processes are likely to have a differential impact on brain structures and functions depending on the developmental/maturational stage at which they occur. Age-dependent effects may further modulate the impact of inflammation on pathological features unique to either schizophrenia or autism. For example, in contrast to other brain structures, the development of the cerebellum reaches peak levels only in late fetal and neonatal periods (80). Therefore, we would expect persistent neuroinflammation to a have more prominent impact on cerebellar development compared with acute fetal neuroinflammation at earlier time points (81). The fact that cerebellar pathology seems to be more pronounced in autism than in schizophrenia (81,82) lends further support to our model of persistent neuroinflammation in autism versus latent neuroinflammation in schizophrenia.

Finally, the presence of distinct genetic factors may play additional critical roles in regulating the switch between latent versus persistent inflammation trajectories and may therefore critically determine the impact of inflammation on pathological features unique to either schizophrenia or autism (Fig. 1). Indeed, multiple genetic factors are likely to interact with perinatal and/or postnatal inflammatory processes in shaping the shared or disorder-specific pathogenesis of schizophrenia and autism. Such genetic components seem highly essential because both autism and schizophrenia exhibit strong patterns of heritability (83,84).

Conclusions

Prenatal infection and inflammatory responses seem to play a significant role in the etiology of both schizophrenia and autism. This suggests that the pathogenesis of schizophrenia and autism may be fundamentally linked via prenatal inflammation. According to our proposed model, acute neuroinflammation during early fetal development may be relevant for the induction of psychopathological and neuropathological phenotypes shared by schizophrenia and autism, whereas subsequent latent versus persistent inflammation may lead to phenotypic characteristics of schizophrenia versus autism, respectively. The precise mechanisms whereby latent or persistent inflammation negatively affects neurobiological and neurochemical abnormalities relevant to schizophrenia and/or autism are currently the subject of extensive experimental studies. The further elucidation of such mechanisms might lead to the establishment of novel immunomodulatory interventions that could help prevent abnormal brain development and long-term mental illness in subjects with prenatal infectious/inflammatory histories. The identification of preventive strategies is particularly important for chronic mental illnesses such as schizophrenia and autism with little hope for complete functional recovery once the disorder has developed. We hope that the model presented here will help achieving this goal.

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Affiliations

  1. Laboratory of Behavioural Neurobiology, Swiss Federal Institute of Technology (ETH) Zurich, 8603 Schwerzenbach, Switzerland

    • Urs Meyer
    •  & Joram Feldon
  2. Division of Newborn Medicine, Floating Hospital for Children at Tufts Medical Center, Boston, Massachusetts 02111

    • Olaf Dammann

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Corresponding author

Correspondence to Urs Meyer.

Glossary

ASD

autism spectrum disorders

LPS

lipopolysaccharide

PolyI:C

polyriboinosinic-polyribocytidilic acid

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https://doi.org/10.1203/PDR.0b013e318212c196