Main

Major advances in the treatment of premature birth over the last decades such as the extended use of antenatal steroids and surfactant replacement therapy have significantly improved the survival rates of preterm neonates with respiratory distress syndrome (RDS) (1, 2), lowering the limits of viability to the twenty-second week of gestation (3). Nevertheless, preterm infants born at such low gestational ages often require intensive resuscitation approaches with prolonged periods of mechanical ventilation (MV) and continuous exposure to supplemental oxygen. MV and oxygen therapy, often in combination with previous fetal exposures to inflammation (chorioamnionitis), are well-described factors known to trigger pulmonary inflammation (4, 5, 6). If inflammation persists over time, it can induce the arrest of lung development and impair the normal lung physiology, yielding a chronic lung disease state termed bronchopulmonary dysplasia (BPD) (7). BPD affects about half of preterm neonates with a birth weight below 1,000 g (refs 8, 9, 10). In this patient population, non-invasive respiratory support is often inefficient and infants generally require invasive MV and surfactant replacement. In this scenario, the occurrence of inflammation is hard to avoid, increasing the risk of BPD.

Because of the important role of inflammation in BPD (10), corticosteroids have been used in the perinatal context due to their anti-inflammatory effects (11, 12, 13, 14, 15, 16, 17). For instance, postnatal systemic dexamethasone therapy has been shown to reduce the incidence of BPD (16, 17). Nevertheless, in spite of the pulmonary benefits, the routine use of systemic corticosteroids in premature infants is now discouraged because of the risk of neurodevelopmental impairment (18). As an alternative delivery method, lung-targeted approaches for corticosteroid therapy have been explored. Direct intratracheal (IT) instillation of budesonide alone has been shown to be ineffective (19), whereas administration of inhaled budesonide by aerosol delivery to neonates poses significant technical challenges, and with the current technology the intrapulmonary aerosol deposition rates are variable and relatively low (20). As a result, the efficacy of inhaled corticosteroids in the context of BPD remains inconclusive (11, 13).

Yeh et al. (15) have developed an elegant and efficient method for the pulmonary delivery of budesonide to preterm infants. They suspended a dose of budesonide in a dose of exogenous surfactant used for the treatment of RDS. They hypothesized that the surfactant would act as a vehicle for budesonide, and therefore the distribution and the efficacy of budesonide would be maximized. In a recent trial, Yeh et al. (14) have reported a significantly lower incidence of BPD with no observed immediate or long-term adverse effects. The authors also demonstrated that the performance of the bovine-derived surfactant preparation (Survanta, AbbVie, Chicago, IL, USA, phospholipid concentration 25 mg/ml) as well as the stability of budesonide were optimal when both substances were combined (14).

Poractant alfa is one of the most effective clinically available exogenous surfactant preparations (21). Preliminary in vitro studies suggest a good surfactant performance of poractant alfa supplemented with budesonide (22, 23). Moreover, the combination of poractant alfa with beclomethasone diproprionate, a glucocorticoid with anti-inflammatory properties, showed an optimal surfactant performance in vivo and a reduction of the acute-phase inflammation, suggesting a good compatibility with corticosteroids (24, 25). Nevertheless, the in vivo performance of poractant alfa in combination with budesonide has not yet been investigated.

Therefore, considering the growing interest for extemporaneous combinations of surfactant and corticosteroids, the aim of the present study was to perform a preclinical characterization of poractant alfa supplemented with budesonide in order to provide to the clinicians a detailed information on safety and efficacy of a combination of the two products. For that purpose, we prepared an extemporaneous formulation of clinical relevance combining poractant alfa and budesonide. We hypothesized that this formulation would show an equivalent surface tension reduction function in vitro and in vivo compared with poractant alfa alone, yet maintaining the anti-inflammatory properties of budesonide. In addition, viscosity and 24-h stability of the extemporaneous formulation were evaluated with a rotational rheometer and with high-performance liquid chromatography (HPLC), respectively.

Methods

Compounds and Reagents

Poractant alfa (Curosurf, Chiesi Farmaceutici, Parma, Italy) is a sterile aqueous suspension for pulmonary endotracheal instillation. It is a natural surfactant prepared from porcine lungs, constituted of a complex mixture of phospholipids (80 mg/ml, mainly dipalmytoylphosphatidylcholine) and ~1% of specific low-molecular-weight hydrophobic proteins.

Budesonide (Pulmaxan, AstraZeneca, Mölndal, Sweden) is a glucocorticoid supplied as a sterile aqueous suspension in single ampules of 2 ml (0.25 mg/ml) for inhalation via a nebulizer.

For analytical purposes, budesonide was purchased from Sigma (St Louis, MO) and NaH2PO4, H3PO4, absolute ethanol (etOH), and CH3CN gradient grade were obtained from Sigma-Aldrich (Milwaukee, WI).

Extemporaneous Formulation Preparation of Poractant Alfa and Budesonide

As the dose previewed for in vivo studies consists of a dose of 200 mg/kg of poractant alfa (2.5 ml/kg) and 0.25 mg/kg of budesonide (1 ml/kg), the extemporaneous formulation of poractant alfa and budesonide was prepared for all testing procedures by simply mixing and gently shaking (5 ×) poractant alfa and budesonide in a vial at the following volumetric ratio: 1:0.4 (final poractant alfa and budesonide concentrations were 57.14 and 0.071 mg/ml, respectively).

Budesonide Stability after Mixing with Poractant Alfa

The stability of the extemporaneous mixture of poractant alfa and budesonide was assessed at different time intervals (0–24 h) at room temperature by means of HPLC. An HPLC-UV analysis was carried out using a liquid chromatograph (Thermo Fisher Scientific, Cleveland, MA, USA) equipped with an UV-Vis Detector (UV6000 model, Thermo Fisher Scientific) operating at 240 nm. The chromatograms were analyzed with Chromquest 4.0 software (Thermo Fisher Scientific).

Chromatographic separation was performed on a Hypersil BDS C18, a 150 × 4.6 mm, 5 μm column (Thermo Fisher Scientific), at room temperature. The mobile phase was an aqueous solution of 0.02 M NaH2PO4 pH 3.2 (eluent A) and CH3CN at a ratio of 68:32, with a flow rate of 1.5 ml/min. The injection volume was 50 μl. The total run time was 22 min.

The standard solution of budesonide was prepared by dissolving ~6 mg working standard into a 100 ml of solvent H2O/ethanol (40/60 v/v).

The test solution containing poractant alfa and budesonide was prepared as follows: 1 ml of poractant alfa suspension and 400 μl of budesonide suspension, both sampled under stirring, were transferred into a 5 ml volumetric flask (sample solution for stability, budesonide sample concentration: 0.071 mg/ml). Then, 600 μl of water was added and the solution was diluted with ethanol to a final concentration of 0.02 mg/ml.

Determination of the Viscosity of the Expemporaneous Formulation by Rheometer

The viscosity of the extemporaneous formulation was investigated using a ARG2 Rheometer (TA Instruments, Trios version, New Castle, DE, USA) equipped with cone–plate geometry (plate diameter 40 mm, angle 0.9939°) and applying a flow ramp in the rheometer ranging from 0.001 to 10,001/s shear rates. Poractant alfa alone (80 mg/ml) was used as a reference. All test samples were gently turned upside down without shaking before analysis. One milliliter of each test suspension was placed directly onto the rheometer’s steel plate, and the geometry was lowered up to the defined gap (27 μm). All measurements were performed at 25 °C. The viscosity value was extrapolated from the obtained flow ramp curve by applying the Carreau-Yasuda model (TRIOS software, TA Instruments). Measurements were conducted immediately after the preparation of the extemporaneous mixture and again after a 24-h incubation period at room temperature. Results are shown as the mean±SD of three runs for each sample (four samples were prepared).

In Vitro Surface Tension Reduction Function of Poractant Alfa after Addition of Budesonide

To detect potential changes in surface tension attributable to the addition of budesonide to poractant alfa, the surface tension of poractant alfa alone (80 mg/ml) was measured and compared with that of the extemporaneous combination of poractant alfa/budesonide (57.14 and 0.071 mg/ml concentrations, respectively). Surface tension measurements were performed with a customized Wilhelmy Surface Balance (KSV, Nima, Biolin Scientific Oy, Espoo, Finland). The device uses a platinum plate connected to a strain gauge that is inserted 1 mm into the hypophase, consisting of 50 ml of 0.9% NaCl in a Teflon through. The test samples (312 μl) were added into the hypophase. Recordings were then made during 80 cycles for minimum surface tension (γ min) measurements. A surface tension value below 3 mN/m was accepted as optimal surfactant function. All the measurements were performed at 37 °C. The results obtained were the mean±SD of two runs for each sample (two samples were prepared).

In Vivo Surface Tension Reduction Function of Poractant Alfa after Addition of Budesonide in Preterm Rabbits

Pregnant New Zealand White rabbits were supplied by Charles River (Domaine des Oncins, Saint-Germain-Nuelles, France) and housed until the twenty-seventh day of gestation under standard conditions, according to the current procedures for animal housing and handling. All experimental procedures involving animal research performed in this work were approved by Italian Ministry of Health (Prot.n°263/2011) and complied with the European and Italian regulations for animal care. The delivery procedure and the postnatal handling of the fetuses have been described elsewhere (26). In total, 27 fetuses from three litters were allocated within four different groups: (i) control group, untreated animals (n=6); (ii) budesonide group, animals received 0.25 mg/kg of budesonide (n=6); (iii) poractant alfa group, animals received 200 mg/kg of poractant alfa (n=7); (iv) poractant alfa/budesonide group, animals received 0.25 and 200 mg/kg of budesonide and poractant alfa combined in an extemporaneous mixture that contained 57.14 mg/ml of poractant alfa and 0.071 mg/ml of budesonide (n=8). Fetuses, paralyzed with pancuronium bromide (0.06 mg, intraperitoneal), were ventilated in parallel using a servoventilator (Siemens 900 C, Erlangen, Germany) with a standardized sequence of varying peak insufflation pressures with 100% oxygen, as previously described (26).

In vivo Efficacy of Surfactant after Addition of Budesonide

The experiments were carried out in 6- to 7-week-old New Zealand white adult rabbits with a body weight between 1.5 and 2.5 kg. Animal sedation and surgical procedures have been recently described by Ricci et al. (27).

Rabbits, in supine position, were intubated and stabilized on MV (Acutronic Fabian HFO, Acutronic Medical, Hirzel, Switzerland) with the following settings: FiO2=100%, flow=10 l/min, respiratory rate=40 breaths/min, positive end-expiratory pressure=3 cmH2O, VT targeted to 7 ml/kg (with peak inspiratory pressure not higher than 23 cmH2O), and inspiratory time of 0.5 s. A flow sensor was connected to the endotracheal tube to continuously monitor lung mechanics. All animals underwent repeated bronchoalveolar lavages (BALs) to achieve surfactant depletion as described by Ricci et al. (27). Following surfactant depletion, the animals were randomized to one of the following four study groups: (i) control group, untreated animals (n=6); (ii) budesonide group, animals received 0.25 mg/kg of budesonide (n=6); (iii) poractant alfa group, animals received 200 mg/kg of poractant alfa (n=6); and (iv) poractant alfa/budesonide group, animals received 0.25 and 200 mg/kg of budesonide and poractant alfa mixed in an extemporaneous mixture that contained 57.14 mg/ml of poractant alfa and 0.071 mg/ml of budesonide (n=6). All animals were maintained in MV for 300 min.

Arterial pH, blood gases, dynamic compliance (Cdyn), and VT were measured right after intubation and stabilization (baseline), after inducing surfactant depletion by repeated BALs, and after the stabilization period that followed the insult to confirm the respiratory failure (15ST). These parameters were also measured 5, 15, and 30 min after treatment, and thereafter every 30 min until the end of the observational period (300 min). After the observational period, the animals were killed by exsanguination. The lung was fixed for histological analysis.

Histological Analysis

A standard sampling of the cranial right lung was fixed in 10% neutral buffered formalin. Lung samples were dehydrated in graded alcohol solutions, xylene clarified, paraffin infiltrated by means of an automatic processor (ATP 700 Tissue Processor, Histo-line Laboratories, Pantigliate, Italy), and embedded with the dorsal surface of the slice down (EG 1160, Leica Biosystems, Mannheim, Germany). Five-micrometer-thick serial sections were obtained using a rotary microtome (Slee Cut 6062, Slee Medical, Mainz, Germany). Slides were further deparaffinized, rehydrated in descending grades of ethanol, and stained with hematoxylin and eosin (Sigma). Images of the samples were acquired with a digital slide scanner (NanoZoomer S60, Hamamazu Photonics, Hamamatsu City, Japan). Ten random nonoverlapping regions of interest were acquired at × 5 magnification for each slide. Lung injury was estimated by using a semiquantitative scoring system performed by an investigator blinded to the study design. Alveolar and interstitial lung inflammation, alveolar and interstitial hemorrhage, edema, and atelectasis were each scored on a 0–4 point scale (28, 29). Each field was scored as 0 if the item was absent or normal, as 1 if the item was present in 25% of the field, as 2 if it was present in 50% of the field, as 3 if it was present in 75% of the field, and as 4 if the item was apparent throughout the whole field. The alveolar and interstitial scores were put together for both lung inflammation and hemorrhage. The total injury score was calculated as a sum of these scores. For each group the average score of the regions of interest is reported.

Statistical Analysis

Unless otherwise stated, all the data are presented as mean±SEM. The raw data of the in vivo studies were analyzed and compared by repeated measures of two-way ANOVA as a function of group and time, followed by Tukey’s t post hoc test. The data of the histological score were analyzed by non-parametric Kruskal–Wallis test. Statistical analysis was performed using GraphPad Software (La Jolla, CA, USA) version 6.0 (Prism, CA).

Results

Budesonide Stability after Mixing with Poractant Alfa

The stability of the budesonide in the extemporaneous mixture composed of 1 ml of poractant alfa suspension (80 mg/ml) and 400 μl of budesonide (0.25 mg/ml) was tested immediately after preparation (t0) and, thereafter, the budesonide content was checked again 3, 6, 9.5, and 24 h after preparation at room temperature. The chemical stability of budesonide dispersed within poractant alfa over 24 h was demonstrated using HPLC-UV analysis (Table 1). No significant difference in the content of budesonide was observed during the 24-h incubation at room temperature.

Table 1 Stability over time of budesonide within the poractant alfa+budesonide extemporaneous mixture

Viscosity of the Extemporaneous Formulation

The viscosity of poractant alfa (80 mg/ml) was compared with that of poractant alfa supplemented with budesonide (final poractant alfa and budesonide concentrations were 57.14 and 0.071 mg/ml, respectively) by means of a rheometer. The viscosity of the suspensions was determined immediately after preparation at t0, and was determined again after a 24-h incubation at room temperature. The Carreau–Yasuda model was fit to the flow-ramp curves in order to achieve the infinite rate viscosity values. As it could be expected because of the simple phospholipid dilution effect, the addition of budesonide to poractant alfa induced a slight drop of the viscosity from 5.5 to 3.7 cP (30%; Figure 1).

Figure 1
figure 1

The viscosity of poractant alfa (black bars) was compared with that of the extemporaneous mixture of poractant alfa+budesonide (white bars) right after preparation (t=0) and after a 24-h incubation (t=24 h). Mean±SD are shown.

The 24-h incubation experiment was designed to investigate whether the viscosity of the extemporaneous suspension would remain stable over time. Neither poractant alfa alone nor poractant alfa supplemented with budesonide showed significant changes in viscosity after incubation.

In Vitro Surface Tension Reduction Function of Poractant Alfa after Addition of Budesonide

The effect of budesonide supplementation on the in vitro surface tension reducing properties of poractant alfa was examined with a Wilhelmy balance and further compared with poractant alfa alone. In both cases the minimum surface tension remained below 3 mN/m, thus confirming the optimal surfactant action of poractant alfa, with or without budesonide supplementation. The film “refinement”, defined as the number of dynamic cycles required to reduce minimum surface tension to a level below 3 mN/m, was 4±0 cycles for poractant alfa alone and 5.5±0.7 cycles for the poractant alfa+budesonide mixture.

In Vivo Surface Tension Reduction Function of Poractant Alfa after Addition of Budesonide

The in vivo biological activity of poractant alfa combined with budesonide was evaluated in preterm rabbits with primary surfactant deficiency. No significant difference was found between groups in terms of bodyweight. The animal groups treated with poractant alfa or with the poractant alfa+budesonide mixture showed a significantly higher (P<0.0001) VT compared with untreated animals (Control group) and with animals treated with IT budesonide alone (no surfactant) at 5, 10, 15, and 30 min (Figure 2). Moreover, the pulmonary improvement achieved after instilling the poractant alfa+budesonide mixture was at the same level as the one observed following instillation of a clinical dose of poractant alfa. On the other hand, budesonide alone could not revert the severe RDS of the preterm rabbits as evidenced by the low VT, at the same level of the untreated controls.

Figure 2
figure 2

Tidal volumes of preterm rabbits with severe surfactant deficiency treated with poractant alfa (200 mg/kg, solid circles), with poractant alfa+budesonide (200 and 0.25 mg/kg, respectively; white circles), and with budesonide only (0.25 mg/kg, white squares). Untreated animals served as controls (solid squares). Mean±SEM are shown. * represents poractant alfa group vs. control and budesonide groups (P<0.01), and § represents poractant alfa+budesonide group vs. control and budesonide groups (P<0.01).

In order to further investigate the in vivo efficacy of poractant alfa in combination with budesonide in terms of gas exchange, lung mechanics, and histological outcomes, we conducted an additional study in adult surfactant-depleted rabbits. Neither the bodyweight of the animals (control group: 1.72±0.08 kg; poractant alfa group: 1.73±0.01 kg; poractant alfa+budesonide: 1.7±0.1 kg; budesonide: 1.7±0.04 kg) nor the number of BALs required to induce surfactant depletion differed significantly between the groups. Moreover, all animals had similar gas exchange and ventilation parameters at baseline as well as 15 min after induction of surfactant deficiency (15ST, Figure 3). The BALs produced an abrupt decrease in PaO2.

Figure 3
figure 3

Gas exchange in surfactant-depleted adult rabbits. (a) Mean PaO2 and (b) PaCO2 values of lung-lavaged adult rabbits treated with poractant alfa (200 mg/kg, solid circles), with poractant alfa+budesonide (200 and 0.25 mg/kg, respectively; white circles), and with budesonide only (0.25 mg/kg, white squares). Untreated animals served as controls (solid squares). There were no differences between the experimental groups before the induction of respiratory distress (baseline, B in the x axis). The time point 0 refers to the 15-min stabilization period established to confirm the respiratory distress induced by repeated BALs. Mean±SEM are shown. * vs. control group (P<0.01) and § vs. budesonide group (P<0.01). BAL, bronchoalveolar lavage.

The PaO2 values rapidly increased in all surfactant-treated animals (Figure 3a). Both poractant alfa/budesonide and poractant alfa-only groups had equivalent mean PaO2 values during the whole experimental period, and remained significantly higher in comparison with the mean PaO2 values of the budesonide group and the untreated control group. The oxygenation values of untreated controls and budesonide-treated animals remained below 200 mm Hg, even though the FiO2 was set at 100%.

Surfactant depletion produced hypercapnia and a marked drop in the pH of all the animals (Supplementary Figure S1 online). Nevertheless, mean PaCO2 and pH levels returned to normal physiological levels in those animals treated with poractant alfa or poractant alfa+budesonide (Figure 3b and Supplementary Figure S1). On the other hand, acidosis and hypercapnia persisted in the control group and in the animals treated with budesonide only. It is worth reporting here also that no unexpected events, like liquid reflux or endotracheal tube obstruction, were observed during treatment administration in all groups. At the end of the experimental period, poractant alfa/budesonide and poractant alfa groups had significantly better mean PaCO2 and pH values in comparison with the other groups. Although hypercapnia persisted in the budesonide group, the mean PaCO2 value was significantly lower than that in the untreated controls.

The mean Cdyn values rapidly increased after surfactant treatment in poractant alfa+budesonide and poractant alfa groups (Figure 4). At the end of the experimental period, Cdyn was significantly higher in all surfactant-treated animal groups in comparison with that in the untreated controls. Significant differences were also seen between the poractant alfa group and the budesonide group at the 300-min time interval. No significant difference was detected between the control and the budesonide-only groups.

Figure 4
figure 4

Mean dynamic compliance (Cdyn) values of lung-lavaged adult rabbits treated with poractant alfa (200 mg/kg, solid circles), with poractant alfa+budesonide (200 and 0.25 mg/kg, respectively; white circles), and with budesonide only (0.25 mg/kg, white squares). Untreated animals served as controls (solid squares). There were no differences between the experimental groups before the induction of respiratory distress (baseline, B in the x axis). The time point 0 refers to the 15-min stabilization period established to confirm the respiratory distress induced by repeated BALs. Mean and SEM are shown. * vs. control group (P<0.01) and § vs. budesonide group (P<0.01). BAL, bronchoalveolar lavage.

Histological Analysis

The histological examination of the lung parenchyma revealed a mild to marked inflammatory neutrophilic infiltration intermingled with alveolar macrophages, alveolar hemorrhages, and proteinaceous edema. Variably, alveolar walls were thick and atelectatic with multifocal interstitial hemorrhages. These findings, clearly expressing an acute inflammation (Figure 5), affected all the evaluated groups and were more evident in the control group, with varying degrees of severity in treated groups.

Figure 5
figure 5

Hematoxylin–eosin staining of lung sections from control (a), poractant alfa (b), budesonide (c), and poractant alfa+budesonide-treated (d), surfactant-depleted adult rabbits. Neutrophilic infiltrates are indicated with a red arrow. The microphotograph of an adult rabbit with normal morphology of the lung parenchyma is shown for comparison (e). Bars (bottom left)=100 μm.

Histological examination showed a significant decrease in the overall lung injury score in the poractant alfa+budesonide, poractant alfa, and budesonide groups in comparison with the untreated control group (Table 2). Moreover, significantly lower inflammation and edema scores were found for the poractant alfa+budesonide group in comparison to the animal group treated with poractant alfa only.

Table 2 Results of the histological lung injury score

Discussion

In the present study we prepared and characterized a clinically relevant extemporaneous formulation of poractant alfa supplemented with budesonide. Our results demonstrate that this formulation could be safely administered for the treatment of RDS and potentially for prevention of BPD in a clinical setting. On the one hand, for the treatment of RDS it is essential that the formulation maintains good surface tension-reducing properties. On the other hand, for the prevention of BPD the budesonide contained within the formulation should be stable and should remain in its active form in order to fully exert its anti-inflammatory properties.

In view of the relevant role played by inflammation in the development of BPD, the use of corticosteroids was rationally suggested. Systemic dexamethasone reduces the incidence of BPD (17). However, a chronic exposure to systemic corticosteroids increases the risk of neurodevelopmental impairment (18, 30). Therefore, the local administration of corticosteroids, and in particular of budesonide, has been proposed as an alternative to maximize the lung dose and reduce the side effects of systemic exposure (11, 13, 14). Yeh et al. (15) developed an elegant approach of pulmonary delivery of budesonide coupled to surfactant replacement therapy. They prepared surfactant/budesonide (beractant/pulmicort) mixtures (100 and 0.25 mg/kg, respectively) that were delivered to preterm infants with RDS by IT instillation. This approach significantly lowered the incidence of BPD or death (42%) in infants treated with the surfactant/budesonide mixture, compared with infants treated with surfactant alone (66%).

The aforementioned study prompts us to investigate on an extemporaneous formulation containing a clinical dose of the porcine-derived surfactant poractant alfa (200 mg/kg or 2.5 ml/kg) and the same budesonide dose as reported by Yeh et al. (0.25 mg/kg or 1 ml/kg) in order to provide useful information for the clinical practice on this new treatment approach. We hypothesized that poractant alfa could be a suitable clinical surfactant for this application because similarly to beractant it has a long history of clinical practice and it is an animal-derived cholesterol-free preparation (a critical aspect for budesonide carrier activity according to Zhang et al. (31)). The final concentration of our extemporaneous mixture resulted in a phospholipid concentration of 57.14 mg/ml and a budesonide concentration of 0.071 mg/ml. Interestingly, the final phospholipid concentration of the extemporaneous poractant alfa and budesonide mixture is still higher than the original phospholipid concentration of beractant (25 mg/ml) or any other approved natural surfactant preparation (32). Therefore, we hypothesized that the addition of 0.071 mg/ml of budesonide would not significantly influence the surface properties of poractant alfa. However, investigators were concerned that the sterol budesonide molecule could exert inhibitory effects on surfactant similar to those induced by cholesterol (33, 34, 35). The minimum surface tension as measured in vitro for the extemporaneous formulation remained below 3 mN/m, the benchmark set in our in vitro setting for an optimal surface tension-reducing function. This observation is in line with previous studies conducted with natural surfactant mixed with budesonide in which the surfactant action is preserved, provided that the budesonide wt% is below 10% (refs 15, 31, 35). The extemporaneous formulation used in the present study had a budesonide wt% of 0.001%. The optimal surfactant function shown in vitro by the poractant alfa+budesonide formulation could be further confirmed in vivo in a preterm rabbit model with severe RDS. Preterm rabbits extracted on the twenty-seventh day of gestation suffer from a severe RDS due to a primary surfactant deficiency and, therefore, this model has been shown to be a good platform to test the efficiency of different surfactant preparations (26, 36). Of note, the response curve observed in terms of lung mechanics for the poractant alfa/budesonide group was indistinguishable to the one obtained for the poractant alfa-only group. The mere instillation of budesonide (without surfactant) did not elicit an improvement of lung mechanics, as expected. We could appreciate a slight decrease in the viscosity of the poractant alfa/budesonide extemporaneous formulation in comparison with that of poractant alfa alone. This difference was expected and derives from adding a 40% volume of budesonide (0.25 mg/kg) to a clinical dose of poractant alfa (200 mg/kg). Lower viscosity may actually improve the spreading of the preparation upon instillation, potentially avoiding the risk of transient airway obstructions associated to surfactant installation (37, 38).

The chemical stability of budesonide within the extemporaneous poractant alfa+budesonide mixture was also investigated to address if alterations or degradation phenomena of the active form of budesonide could take place over time. The HPLC-UV analysis revealed the stability of budesonide over 24 h within the extemporaneous poractant alfa+budesonide mixture. A full anti-inflammatory action of budesonide can therefore be expected.

Furthermore, we analyzed the impact of the intratracheal instillation of the surfactant+budesonide mixture on gas exchange and the anti-inflammatory effects of the IT instillation of the poractant alfa+budesonide mixture in surfactant-depleted adult rabbits. Once again, the performance of the extemporaneous mixture was at the same level of the treatment with poractant alfa alone, achieving significant improvements in arterial oxygenation, carbon dioxide removal, and pH. It is noteworthy that no safety issues were identified while dosing the animals with the poractant alfa+budesonide mixture. As seen in the preterm rabbit model, the IT instillation of budesonide alone could not reverse the pulmonary failure induced by the BALs. The histological readouts clearly indicate that the lesions in the control group are indicative of an RDS model (39). Interestingly, however, the animals receiving IT budesonide with or without surfactant obtained the lowest inflammation scores and were assessed with the lowest overall lung injury scores. It is noteworthy to mention that supplementation of poractant alfa with budesonide significantly reduced inflammation and edema in comparison with surfactant treatment alone, indicating a beneficial effect of budesonide supplementation already in the early process of the inflammatory response. Nevertheless, these results must be interpreted, taking into account that the pathophysiology of the pulmonary failure induced by the BALs is different from that observed in neonatal RDS. In addition, the observational period of the study was rather short in order to properly assess the anti-inflammatory effects of budesonide.

In conclusion, we have characterized, in vitro and in vivo, an extemporaneous combination of poractant alfa and budesonide, which shows an optimal surfactant function and an optimal budesonide stability. This formulation is aimed at simultaneously administering a clinical dose of surfactant (200 mg/kg) and a dose of budesonide (0.25 mg/kg) known to reduce the incidence of BPD in preterm infants. In the light of our results, this formulation could be potentially appropriate in terms of safety and efficacy to be used in human preterm neonates.