Main

During fetal life, the DA is the shunt blood vessel between pulmonary artery and aorta, bypassing pulmonary circulation. Due to its closure after birth, it undergoes a different development compared with the main arteries despite their same origin in branching arteries (1). The DA closure is characterized by three steps: (1) intima thickening and remodeling, (2) perinatal constriction, and (3) definite obliteration. This unique programmed proliferative degeneration starts during the early fetal period, underlies a large developmental variation, and is not strongly correlated with gestational age (2,3). Therefore, delayed postnatal spontaneous closure or persistent patency of the DA warranting medical intervention, which occurs in about 50% of the premature infants, may only in part be explained by immaturity (4). Until now the key regulators that set off this ductus-specific differentiation program are not well understood, but clearly several pathways are involved (5).

Prostaglandins, and among them mainly prostaglandin E2 (PGE2) and prostacyclin, regulate the ductal tone during pregnancy. Moreover, changes in prostanoid concentration and ductal responsiveness to prostanoids seem to mediate functional DA closure after birth (6).

COXs catalyze the first committed step in PG synthesis. The two isoforms have a similar, and in its structure, highly conserved catalytic center, but their regulatory domains differ. COX1 is a housekeeping gene product and hence constitutively expressed, whereas COX2 is an inducible form with about 10-fold higher activity than COX1. COX2 is involved in processes with temporary excessive need for prostanoids, such as inflammation and labor.

The effects exerted on the DA by PGs are mainly mediated through PGE2 receptors, of which four subtypes, EP1–4, have been identified by now. Among them, the EP4 receptor has been shown to be the most potent mediator of PGE2 vasodilatating effect on the DA in fetal life (79). It induces relaxation of smooth muscle cells via G protein–coupling and intracellular cyclic adenosine monophosphate (cAMP) increase (7).

Several studies have been carried out on ductal expression of COX and EP receptors in different animal species such as lamb, baboon, rat, rabbit, mouse, and pig. Based on phylogenetic analysis of the PG receptor subtypes, it has been suggested that the COX pathway may have evolved from PGE2 and an ancestral EP receptor; however, interspecies differences in expression have been found (7). Very few studies have been carried out on human tissue, all of them with a small number of cases and a heterogeneous population (10).

We hypothesized that the key players of PG metabolism, both COX isoforms and the EP4 receptor, can also be found in human fetal DA. Furthermore, we were interested whether the expression of those factors changes during fetal development. Therefore, we investigated maturity-dependent protein expression of COX1, COX2, and EP4 receptor in human DA in a large cohort of fetal autopsy specimens with gestational ages ranging between 11 and 38 wk.

METHODS

Human tissue specimens.

Autopsy specimens of the DA and the corresponding main arteries from 76 human fetuses and four liveborns were collected over 12 mo at the Charité Department of Pedopathology. Informed parental consent was obtained for autopsy. The study was approved by the local ethics committee. Median gestational age was 21 wk (range, 11–38 wk). Thirty-three fetuses/newborns were female and 47 were male. The main causes of death in the fetuses, besides abortion for medical reasons (51 cases), were amnion infection syndrome or other infections (eight cases) and placental insufficiency or placental ablation (12 cases). Although spontaneous miscarriage predominated in the first trimester, intracervical application of synthetic PGE1 (misoprostol, Cytotec) or PGE2 (dinoproston, Minprostin) analogues was used to terminate pregnancies in the second trimester. In two thirds of the cases, either intrauterine death occurred (five cases) or fetocide (21 cases with ≥22 completed wk of gestation) was performed before induction of labor by PG application.

Among the four liveborns, one infant of 36-wk gestation died on d 3 of life from pulmonary artery embolism, another infant of 36-wk gestation died on d 9 of life of cardiorespiratory failure from sepsis, one infant born after 34 wk of gestation with gastroschisis died after 6 wk of necrotizing enterocolitis, and one infant with a gestational age of 38 wk died after 4 h due to a complex malformation with cardiac involvement. None of the liveborn infants received treatment with PG synthesis inhibitors for a patent DA (PDA).

To assess the correlation between histologic maturity of the DA and the documented gestational age in autopsy reports all 80 specimens were examined. For determination of COX expression, 23 cases with signs of inflammation, autolytic degradation, or malformation of the main arteries were excluded. A frequency distribution of the clinical and pathologic diagnoses of the 57 included cases is summarized in Table 1. The fetuses were fixed in buffered 4% formaldehyde. After dissection and micropreparation under a stereomicroscope the vascular tissue samples of DA and the corresponding main arteries (ascending and descending aorta, aortic isthmus and pulmonary trunk) were paraffin embedded, subsequently cut in 3- to 5-μm sections, and mounted on coated slides (SuperFrost Plus, Langenbrinck Laborbedarf, Emmendingen, Germany).

Table 1 Summary of clinical and pathological data from autopsy reports

Determination of ductal maturity.

For assessment of histologic ductal maturity, sections were deparaffinized, rehydrated, and stained according to an elastica van Giesen protocol, which revealed black elastic fibers, green nuclei, yellow erythrocytes, a purple cytoplasm, and a pink extracellular matrix range 11–38 wk, see Fig. 1. Sections were evaluated by light microscopy.

Figure 1
figure 1

Gestational age–dependent case distribution. Gray bars show the number of cases included for the evaluation of COX1, COX2, and EP4 receptor protein expression.

A histologic maturity score based on studies by Gittenberger-de Groot et al. (2) and Desligneres and Larroche (3), modified by our observations, was used to subdivide DA maturation into four stages from early fetal life until perinatal closure (Table 2). For each of the nine evaluated histologic criteria, between one to four points were given depending on their degree of occurrence. According to the score, specimens were classified into one of the four maturity stages.

Table 2 Maturity score for the developing human DA, combining the basic histologic findings of Deligneres and Larroche and Gittenberger-de Groot et al. with our own observations.

Immunohistochemistry.

Sections were deparaffinized in xylol for 10 min twice, rehydrated in graded alcohols (100, 90, 80, and 70%) and aqua destillata, for 3 min each at room temperature. COX1 staining was carried out after slight modification of a published protocol (11); for COX1 staining, sections were washed with TBS-Tween 0.05% for 5 min. Subsequently, sections were incubated overnight at 4°C with a monoclonal mouse anti-human COX1 primary antibody (Zymed Laboratories, San Francisco, CA) diluted 1:300 in an antibody diluent (Zymed Laboratories). Using the streptavidin-biotin method in conjunction with an alkaline phosphatase–fast red reaction for detection led to bright red staining of positive cells and was performed with the Super Sensitive Detection System (MultiLink, BioGenex, Laboratories Inc., San Ramon, CA) according to the manufacturer's instructions. TBS-Tween 0.05% was used as washing buffer after each step. Sections were lightly counterstained with hematoxylin and mounted with aqueous mounting media (Ultramount, DakoCytomation GmbH, Hamburg, Germany).

For COX2 staining, antigen retrieval was performed by cooking sections in citrate buffer (pH 6.0) at 600 W for 10 min in a microwave oven. After cooling, sections were washed in TBS-Tween 0.05% for 5 min, followed by incubation with the primary mouse anti-human COX2 antibody (Zymed Laboratories) at room temperature for 45 min, diluted 1:500 in phosphate-buffered saline/bovine serum albumin (PBS/BSA) 0.05%. Staining was performed with the catalyzed signal amplification method (CSA-kit, DakoCytomation GmbH) according to the manufacturer's instructions. This streptavidin-biotin–based detection system, which uses an additional amplification step with thyramin besides a horseradish peroxidase and 3,3′-diaminobenzidine visualization system, resulted in dark brown staining of positive cells. TBS-Tween 0.05% was used as washing buffer after each step. Sections were lightly counterstained with hematoxylin, dehydrated with graded alcohols and xylol, and mounted with a xylol based Neo-Mount mounting media (Merck KG, Darmstadt, Germany).

For EP4 receptor staining, sections were permeabilized for 40 min with a TBS-Tween 0.05%/Triton X-100 0.1% solution and thereafter washed with PBS. The primary rabbit anti-human polyclonal EP4 receptor antibody (Cayman Chemical Company, Ann Arbor, MI) was diluted 1:200 in PBS/BSA 0.05% and sections incubated overnight at 4°C. For detection, a secondary fluorescent goat anti-rabbit antibody (Alexa Fluor 488, MoBiTec GmbH, Goettingen, Germany) was applied at a dilution of 1:2000 in PBS and incubated at room temperature for 1 h. After washing with PBS, slides were counterstained and mounted with an aqueous 4′,6-diamidino-2-phenylindole containing fluorescence protecting mounting media (Vectashield, Vector Laboratories, Burlingame, CA).

Human umbilical cord sections were used as methodical positive controls in every experiment. For negative controls, the primary antibody was replaced by a preimmune mouse or rabbit serum, respectively.

Morphometric analysis.

COX1 and COX2 staining intensity was evaluated by light microscopy, whereas evaluation of EP4 receptor staining was performed by fluorescence microscopy. Immunohistochemical staining was evaluated semiquantitatively at high-power magnification. On a discrete scale with 0.5-intervals, points were given from 0 for no staining to 3 for strong staining. The staining intensity was separately scored for three vessel regions: (1) endothelium, (2) subendothelial intima, and (3) media. Histologic classification and immunohistochemical staining were independently rated by three blinded observers (C.R., S.C.T.W., and P.K.). The interobserver difference was 7.1%. Different results were discussed afterward until consensus was reached. For statistical evaluation, the Mann-Whitney U test was applied, and p < 0.05 was considered significant. Pearson correlation coefficients (R2) were calculated for associations between variables.

RESULTS

Maturity score.

Figure 1 depicts the frequency distribution of the gestational age of all cases as documented in the autopsy reports. Two maxima occur around 18 and 23 wk, in close relation to the first and second ultrasound screening dates. The gap between 30 and 32 wk possibly reflects the difficulties obtaining parental consent for the postmortem examination after a fatal clinical outcome of preterm infants of this gestational age. According to our refined histologic maturity score system, the human DA tissue specimens examined in our study were assigned to the following maturation stages: 26 specimens were stage I, 33 specimens were stage IIa, 11 specimens were IIb, and 10 specimens were stage III. None of our specimens had a closed lumen, meeting the histologic criteria of a stage IV DA. Gestational age and histologic maturity score corresponded in 66 (83%) of 80 cases (R2 = −0.81). Ten specimens were judged histologically more and four less mature than by estimated date. Figure 2ad shows a typical light micrograph for each maturity stage.

Figure 2
figure 2

Elastica van Giesen staining of DA in different maturity stages. Light micrographs show DA maturity stages I (a), IIa (b), IIb (c), and III (d). Although the DA in maturity stage I still displays a regular organ architecture, proliferative degeneration can be seen in stages IIb and III.

Of the 57 cases included for examination of COX and EP4 receptor expression, 20 specimens were maturity stage I, 22 were stage IIa, eight were stage IIb, and seven were stage III.

Although our results of the immunohistochemical examination of COX and EP4 receptor expression in the DA revealed no differences between the histologic maturity stages IIa and IIb, we refrained from combining the specimens into one group. Otherwise, we would have underestimated the significant morphologic differences between a DA just entering degenerative proliferation (stage IIa) and one in the middle of the process (stage IIb).

COX1-positive cells were found in all maturity stages from the 12th throughout the 20th week. COX1 staining intensity increased steadily during development in the endothelium, intima, and media and was strongest in maturity stage III (Fig. 3, upper row, endothelium p < 0.005, intima p < 0.0005, media p < 0.0005 stage III versus stage I). Throughout all maturity stages, COX1 staining intensity appeared strongest in the endothelium (Fig. 4a and b). The cellular localization pattern of COX1 changed from a perinuclear staining pattern in stage I to a cytoplasmatic pattern in stage III (Fig. 4c).

Figure 3
figure 3

Maturity-dependent immunohistochemical staining intensity of COX1, COX2, and EP4 receptor in human DA. Semiquantitative evaluation of the staining intensity is expressed on a discrete scale (y axis) and separately scored for three vessel regions (left column, endothelium; middle column, intima; right column, media). The x axis depicts maturity stages. Maturity stage I (squares) n = 20, stage IIa (triangles pointing upward) n = 22, stage IIb (triangles pointing downward) n = 8, stage III (rhombi) n = 7, complete data shown as dot plots and median. COX1 staining intensity (upper row) appeared strongest in the endothelium throughout all maturity stages (stage I endothelium vs intima and media p < 0.005, stage III not significant). COX2 staining intensity (middle row) remained weak during development. EP4 receptor staining intensity (lower row) was found especially in the intima in maturity stages IIb and III as well as in the media in stage III (stage III media vs endothelium p < 0.05).

Figure 4
figure 4

COX1 and EP4 immunostaining of DA in different maturity stages. COX1 immunostaining of DA maturity stages I (a) and III (b). COX1-immunopositive cells stain red. In stage III, nearly all cells are COX1 positive. In both stages, endothelial staining is more intense than muscular staining. The detail of stage III (c) displays the cytoplasmic distribution of COX 1. Fluorescence micrographs show EP4 receptor immunostaining of DA maturity stages I (d) and III (e). EP4 receptor–positive cells stain green. Although no EP4 staining was detected in stage I, the intima and media of the DA in stage III showed considerable staining intensity. The detail of stage III (f) shows regular EP4 receptor distribution on the cell surface.

Using a common staining protocol, no COX2-specific reaction was detectable in our specimens. Therefore, the catalyzed signal amplification method, which is about one order of magnitude more sensitive than standard detection systems, was applied. With this method, weak COX2 staining was detected in all three maturity stages. During development, a marginal increase in staining intensity was seen in maturity stages IIa and b, compared with almost no staining in stage III. In contrast to COX1, the staining intensity of COX2 did not differ between endothelium, intima, and media (Fig. 3, middle row). COX2-positive staining was localized perinuclear and did not change localization throughout development. Specimens with a record of infection, which were excluded from COX evaluation, displayed an exceptionally strong expression of COX1 and 2 in all DA layers (data not shown).

EP4 receptor staining intensity increased moderately during development in the intima and media, but not as steady as the COX1 staining intensity. In the intima, EP4 receptor–positive staining was found throughout all maturity stages but especially in stages IIb and III, whereas medium positive staining intensity in the media rose only in maturity stage III (Fig. 3, lower row, Fig. 4d and e). The endothelium never stained EP4 receptor immunopositive. Staining was regularly distributed on the cell surface (Fig. 4f).

COX1 and 2 staining in main arteries.

Three to six sets of specimens of each maturity stage were examined. Weak COX1 staining was found in the main arteries. No staining differences were detected between the vessels, maturity stages, or vascular layers. No COX2 staining was found in the main arteries (data not shown). Evaluation of EP4 receptor staining intensity was not possible due to the strong background staining caused by the interaction of the secondary fluorescent antibody and the elastic fibers. No staining was found in negative controls regardless of gestational age, vessel type, or staining protocol.

DISCUSSION

Functional closure and remodeling of the DA are essential for postnatal adaptation. It is known that this complex alteration process already starts during gestation and involves several pathways, among which the PG metabolism seems to play a major role (12,13). Until now, expression of the key factors of the PG metabolism, both COX isoforms and the EP4 receptor, has only been examined in fetal DA tissue from various animal species. Animal studies have not only revealed differences in the expression of these factors between species but also during the course of gestation (1416). Based on this premise, we aimed to investigate whether both COX isoforms and the EP4 receptor express differently in the human DA during fetal development.

Research on human DA tissue is limited to the examination of postmortem specimens since cardiac surgery (e.g. ligation of a persistent DA) nearly never involves excision of viable DA tissue. Due to routine fixation procedures (e.g. formaldehyde), research methods are limited to immunohistochemical staining techniques, while molecular biology techniques require freshly processed tissue. Despite its methodologic limitations, immunohistochemistry is an established technique, widely used especially for routine diagnostic procedures.

In the present study, the large cohort of human fetal autopsy specimens were mostly derived from medically indicated abortions. Thus, influential effects on COX and EP4 receptor expression by exposure to oxygen during postnatal adaptation or postnatal pathology were avoided. Furthermore, specimens with documented vessel malformations or history of inflammation as a possible trigger for COX expression were excluded. The gestational age of our human fetal DA tissue specimens ranged from 11 to 38 wk, with two peaks in the frequency distribution around the dates of the first and second fetal ultrasound screening (Fig. 1). Histologic studies in the 1970s on human fetal and newborn DA tissue showed no strict relationship between gestational age and the stage of developmental maturity (3). We assumed that putative changes in COX expression are more closely connected to structural changes in the DA than to gestational age. To investigate the maturity-dependent protein expression of COX1, COX2, and EP4 receptor, we aimed to characterize the stage of histologic development in each of our specimens. For this purpose, we designed a ductal maturity score based on histologic studies by Gittenberger-de Groot et al. (2) and Desligneres and Larroche (3) and our own observations. The correlation of R2 = 0.81 between the documented gestational age in the autopsy reports and our maturity score can be explained by either a limited reliability on the calculated gestational age or, more importantly, the above-discussed variation of fetal histologic DA maturation relative to gestational age. Among those 14 specimens with gestational age differing from the assigned histologic maturity score, 10 specimens were judged histologically more and four less mature than by estimated date. The 10 specimens histologically classified stage II rather than stage I had despite their lower gestational age already entered the proliferative degeneration phase, characterized by morphologic changes beginning around 20 wk of gestation.

Our study on fetal autopsy specimens demonstrated COX1 expression in all DA tissue regions that increased steadily during development and appeared strongest in the endothelium throughout all maturity stages (Fig. 2). In contrast to COX1, COX2 expression was weak in all three maturity stages, with no differences in staining intensity between the endothelium, intima, and media. These results confirm previous observations from a comparative study on COX1 and COX2 expression in normal and pathologic human tissue, which revealed ubiquitous COX1 expression including organ vasculature and DA, whereas no COX2 was detected in the latter. However, this study contained no data on source, number, or age of the examined DA specimens (17).

Our results of COX1 and 2 protein expression are consistent with studies carried out in the lamb and the pig, which showed that cyclooxygenases develop unevenly in the DA, with COX1 preceding COX2 in the course of gestation (15,16). Besides considerable COX1 expression in muscle and endothelial cells from preterm and term lamb DA, Coceani et al. (18) only found a weak COX2 expression, which increased slightly toward the end of gestation. This finding corresponds to our observations of a marginal rise in the COX2 staining intensity around the start of the proliferative degeneration in maturity stages IIa and b. Nevertheless, this effect seemed to be transient because we detected almost no COX2 staining in the later developmental stage III. Our observation of a general increase of COX1 intensity during histologic maturation could be depicted in all tissue regions of the DA, seemingly without specific association with distinct morphologic changes during advanced maturation. A predominant perinuclear localization of both cyclooxygenases as reported by others in the murine DA (19) was only confirmed for COX2 throughout all developmental stages in our specimens, whereas we observed a change in the cellular localization pattern of COX1 from a perinuclear staining pattern in stage I to a cytoplasmic pattern in stage III. It remains speculative to assume a link between these changes in the cellular localization pattern of COX1 and the structural changes in the DA.

Although immunohistochemical studies alone allow no conclusion concerning activity and function of a protein, our findings on COX expression are in line with most studies in other mammalian species that assign the predominant role in the PG metabolism during gestation and in the premature to COX1. In contrast, the inducible isoform COX2 is thought to play an increasing role in PGE2 formation during the postnatal period. Clinical observations of frequently encountered reopening of a functionally closed DA during acute infection are in line with this scheme. Interestingly, we observed an exceptionally strong expression of COX2 in those specimens excluded from our study due to infection as well as in specimens of the umbilical artery, another vessel that closes during postnatal adaptation (data not shown). Furthermore, experiments in the lamb DA have confirmed a COX2 induction by triggers like endotoxin and oxygen (18). Results from knockout mouse models favor the idea that the two COX isoforms operate jointly around birth because COX1/COX2 double knockout mice die of PDA (2022), whereas knockout of either COX does not affect ductal closure. Due to the small number of term specimens, we cannot contribute to the answer of this question.

Concerning the EP4 receptor protein expression, we observed a moderate increase of the staining intensity during development, limited to the intima and media. Comparative studies on porcine DA showed marked EP3 and EP4 receptor protein expression in the fetal but not in the newborn DA. This loss of PG receptors is viewed as the major mechanism promoting postnatal DA closure (23). Besides a comparative study on immature and mature fetal sheep and baboons, the only available study on EP4 receptor expression in a small number of human DA samples from neonates and infants undergoing DA surgery, showed markedly and unchanged EP4 receptor mRNA and protein expression (10). Furthermore, the reported changes in the susceptibility of PG receptors to PGE2 during gestation, resulting from alterations in the cAMP signaling pathway, might explain a decreased responsiveness of a term DA to PGE2 despite an unchanged receptor expression (24). Whether this is also applicable to the near-term human DA and what triggers this perinatal change of EP4 receptor susceptibility remain to be specified.

In conclusion, developmental variations of the DA are not closely related to gestational age and therefore a previous evaluation of the histologic DA maturity seems necessary for more exact results from immunohistochemical studies on protein expression of factors related to ductal development. Our findings confirm results from animal studies of different expression of the key players of the PG metabolism during the course of gestation. Although COX2 expression remained weak throughout development, COX1 and EP4 receptor expression rose steadily with advancing histologic maturity.

Further studies are necessary to elucidate the interaction between differential COX expression during fetal life and other essential factors preparing the DA for its postnatal definite closure.