Main

ECE-1 catalyzes the proteolytic activation of big ET-1 to mature ET-1(1, 2). Targeted ECE-1 gene disruption, which has recently been achieved in mice, has important effects on embryonic development and autonomic functions(3). Among homozygous ECE-1−/− embryos, most die in utero (about 75% in a C57BL/6–129SvEv hybrid background) and all exhibit craniofacial, enteric, and cardiac malformations(3) that preclude valid ventilatory function assessment. In contrast, heterozygous ECE-1+/− newborns are apparently healthy and develop normally. In a recent study, the differences in respiratory function between adult heterozygous ECE-1+/− and wild-type ECE-1+/+ adult mice were found to be not significant(4). Newborn mice were not studied. In the present study, we tested the ventilatory responses to chemical stimuli in heterozygous ECE-1+/− newborn mice, and we reexamined the normality of adult heterozygous ECE-1+/− mice in a larger sample of mice than previously done(4).

Our working hypothesis was based on previous data showing that ET-1 is required for normal ventilatory control. First, in anesthetized rats, topical applications of ET-1 in the chemosensitive area of the ventral medulla oblongata and other areas involved in respiratory control cause changes in phrenic nerve activity(2). Specifically, applications of ET-1 in regions extending between the caudal end of the trapezoid body and the rootlets of the XIIth nerve cause transient increases followed by sustained decrease in phrenic burst rate and amplitude, whereas applications near the rootlets decrease amplitude and increase burst rate. Application of ET-1 in the NTS causes a sustained increase in phrenic nerve activity(2). Second, unanesthetized mutant mice deficient in ET-1 have impaired ventilatory responses to chemical stimuli. The homozygous tracheotomized newborns show practically no responses to hypercapnia and hypoxia (they die within 15–30 min if they are not tracheotomized), and the heterozygous adult mice show significantly weaker responses to chemical stimuli than their wild-type littermates(5).

On the basis of these results, we hypothesized that impaired ET-1 production in heterozygous ECE-1+/− mice would translate into impaired ventilatory control. We tested this hypothesis by analyzing ventilatory responses to hypoxia and hypercapnia in ECE-1-deficient mutant mice heterozygous for the ECE-1 gene (ECE-1+/−) and in their wild-type ECE-1+/+ littermates(3).

METHODS

Knockout Mice

The colony of ECE-1-deficient mice was generated from founders provided by Dr. Yanagisawa(3). These mice were maintained as heterozygous on a C57BL/6–129SvEv hybrid background from heterozygous breed pairs(3). The mice were housed at 24°C, with a normal 12-h light-dark cycle, and were given food and water ad libitum. Newborn mice were obtained by mating heterozygous females with wild-type males (or the reverse) from the same C57BL/6–129SvEv hybrid background. Vaginal plugs were examined on the next morning, which was counted as embryonic d 0 (E0). Pregnant mice were killed by cervical dislocation on E18.5 post coitum (delivery normally occurs on E19). Embryos were delivered by cesarean section to control for gestational age. Each newborn was stimulated by compressing the thorax and pinching the tail. All animals of each litter were placed in a small open box with sawdust from their mother’s box, at a constant ambient temperature of 32°C (which we found to be the mean temperature in several litters of 1-h-old newborn mice with their mother). The face of each newborn mouse was gently stimulated using a brush to mimic maternal care(6). The mean time from delivery to ventilatory testing was 59 ± 31 min. All the newborns survived after cesarean section until they were killed after the ventilatory tests.

We studied 56 newborn and 66 adult mice. Each animal was tested for its ventilatory response to either hypercapnia or hypoxia. In neither the newborn nor the adult populations were any significant differences in body weight or age found between the heterozygous ECE-1+/− mice and their wild-type ECE-1+/+ littermates (Table 1). The adult mice were 7–9 wk old at the time of the study. ECE-1+/+ and ECE-1 +/− adult mice had similar weights (22.7 ± 3.2 g versus 22.5 ± 2.8 g). Experimental protocols were approved by our institutional review board and met the animal research guidelines established by Institut National de la Santé et de la Recherche Médicale (The National Institute for Health and Medical Research).

Table 1 Weight, age, and score in ECE-1 +/+ and ECE-1 +/− newborn mice

Genotyping

Genotype was determined by PCR using DNA extracted from tail tissue(7). Primers used for the detection of PGKNeo were downstream, 5′-TATTCGGCTATGACTGGGCACAACAG-3′ and upstream 5′-TTCCACCATGAT ATTCGGCA AGCAGG-3′. The amplification program comprised 35 cycles, each consisting of 3 min at 94°C, 1 min at 94°C, 1 min at 55°C, and 2 min at 72°C. PCR products were analyzed in 1% agarose gel.

Determination of Newborn Gender

Newborn gender was determined by PCR detection of the chromosome Y sry gene(7). Primer sequences were 5′-GAGAGCATGGAGGGCCAT-3′ and 5′-CCACTCCTCTGTG TACACT-3′. The amplification program comprised 30 cycles of 30 s at 96°C, 30 s at 57°C, and 30 s at 72°C. PCR products were analyzed in 1% agarose gel.

Ventilatory Measurements

Ventilatory parameters in newborn and adult mice were obtained noninvasively using whole-body, barometric plethysmography, based on Drorbaugh and Fenn’s principle(812). According to this principle, when an animal breathes in a nondistensible chamber, the pressure in the chamber increases during inspiration owing to addition of water vapor to the inspired gas and to warming of the inspired gas from the temperature in the chamber to that in alveoli; conversely, pressure decreases during expiration owing to condensation of water vapor and cooling of expired gas. Measurement of these pressure variations can be used to calculate Ttot, Vt, and Ve (calculated as Vt/Ttot).

Newborn mice

The plethysmograph used for newborn mice has been described previously(13). Briefly, the system was composed of two 30-mL syringes serving as measurement and reference chambers, respectively. The syringes were immersed in a thermoregulated water bath that maintained the temperature inside the syringes between 28 and 30°C. Leakage through a catheter (time constant, 2 s) avoided slow pressure drifts between the two syringes. The pressure difference between the measurement and the reference chambers (EFFA pressure transducer, Asnières, France; range ± 0.1 mb) was filtered (bandwidth, 0.05–15 Hz at −3 dB), converted to a digital signal (MacAdios A/D 12-bits converter, GW-Instruments, Somerville, MA, U.S.A.) at a sample rate of 100 Hz(1418), and used by a computer (PowerWave 604/150) to calculate Ttot (ms), Vt (divided by body weight, μL/g), and Ve (μL/s/g) (Software Superscope II, GW-Instruments, Somerville, MA, U.S.A.).

Calibration was done before each test by injecting 5 μL of air into the measurement chamber and introducing the corresponding pressure into Drorbaugh and Fenn’s equation. The pressure rise in the measurement chamber induced by this injection was of similar magnitude to that induced by the Vt of a newborn mouse. To avoid restraining the animals, body temperature was not recorded and was assumed to be stable at 33°C in the calculation of Vt from Drorbaugh and Fenn’s equation. Only dry gases were introduced into the measurement chamber to minimize errors in Vt calculations due to inaccurate estimation of vapor pressure, and therefore we assumed in the Vt calculation from the Drorbaugh and Fenn equation that relative humidity was near zero. Mouth temperatures in the newborn mice are not reported because we detected a failure in the calibration of the thermistor probe after we completed the study (however, mouth temperature was roughly estimated at 33°C). Hypercapnic (8% CO2, 21% O2, and 71% N2) and hypoxic (10% O2, 3% CO2, and 87% N2) mixtures were introduced into the measurement chamber through a catheter (5-mL dead space). The hypoxic mixture contained 3% CO2 to approach isocapnia during hypoxic stimulus(19).

Adult mice

The plethysmograph for adult mice has been described in detail elsewhere(13, 14). It was composed of three superimposed, cylindrical Plexiglas chambers with a capacity of 0.6 L, 3.6 L, and 3.6 L, respectively. The upper chamber was for gas admission and mixing, the middle chamber served as a reference for pressure measurements, and the lower chamber contained the animal. A 1500 mL/min flow of dry air (Bronkhorst Hi-Tec airflow stabilizer, Uurlo, Holland) was delivered through the admission chamber and subsequently divided into two 750 mL/min flows through the reference and measurement chambers, respectively. The pressure difference between the reference and measurement chambers was determined (EFFA pressure transducer, range ± 0.1 mb), filtered (bandwidth, 0.4–15 Hz at −3 dB), and converted into a digital signal. The plethysmograph was calibrated before each experiment by injecting 100 μL of air into the measurement chamber. Body temperature was not recorded and was assumed to be stable at 37°C(1518). Fractional CO2 and O2 concentrations in the measurement chamber were determined continuously (Arelco CO2/O2 analyzer, Fontenay-sous-Bois, France) by sampling 100 mL/min from the plethysmograph outflow. The ambient temperature inside the measurement chamber during ventilatory measurements was 25.0 ± 2.3°C. The mean temperature increase inside the measurement chamber was <0.6°C, a value that has been shown to cause a <1% error in Vt measurements(9). The water partial pressure in the barometric chamber (which entered into Drorbaugh and Fenn’s equation for Vt calculation) was assumed to be kept at zero by the dry gas flushing the plethysmograph. However, direct measurement of relative humidity in the chamber caused by the water content of expired gas and urine indicated that this variable may increase up to 15%, thus leading to a Vt measurement error of <4%(9). In a previous study in Swiss adult mice (one restrained mouse and one unrestrained mouse), telemetric temperature recordings showed that the magnitude of temperature changes during the air, hypercapnic, and hypoxic tests was <0.7°C. These changes had a negligible effect on Vt calculations(9).

Procedure

Newborn mice

Adaptation to extrauterine life was assessed by scoring the following criteria on a three-point scale (0 to 2): color (marked cyanosis, mild cyanosis, or pink, respectively), breathing (apnea, irregular breathing, regular breathing), spontaneous motor activity (no movement, weak movements, or vigorous movements), and reactivity to tail pinching (no response, movement, or movement and vocalization). These four scores were summed (Table 1). The ventilatory tests were started after 1 min of familiarization inside the measurement chamber. Each test consisted of five successive steps: 1) syringe flushing with 60 mL of air; 2) breathing variable recording for 90 s; 3) syringe flushing with 60 mL of air; 4) injection of the hypercapnic or hypoxic mixture; and 5) breathing variable recording for 90 s. Each gas injection took about 45 s. Pressure signals became available about 15 s after the end of each gas injection because of the transient pressure signal disturbance caused by the injection. Each animal underwent two identical hypoxic or hypercapnic tests. After the last recording, the newborn was removed from the syringe and weighed. It was then killed by neck section, and a piece of its tail was collected for genotyping and gender determination.

Adult mice

The heterozygous and wild-type groups were matched on gender, time of the experiment (morning, midday, or evening), and order of stimuli (hypercapnia first or hypoxia first). The mice were tested under loose restraint according to a previously described protocol(13, 14). Each mouse was weighed and placed in a cylindrical, wire-mesh cage (9 cm long by 3.5 cm in diameter) to limit movement artifacts. After a 30-min familiarization period, the airflow through the plethysmograph was replaced by a hypercapnic or hypoxic flow (with the same compositions as for the newborns: 8% CO2, 21% O2, and 71% N2 or 10% O2, 3% CO2, and 87% N2). The switch from air to the hypoxic or hypercapnic mixture was controlled by the computer via electrovalves. The gas mixtures were flushed into the plethysmograph for 15 min. Steady gas concentrations were obtained 10 min after electrovalve opening.

Each mouse received two consecutive hypoxic tests and two consecutive hypercapnic tests. In each group (heterozygous or wild-type), half of the mice had the two hypoxic tests first, and then the two hypercapnic tests, and the other half received the test in the reversed order. Each test consisted of a 15-min air period and a 15-min stimulus period (the time lapse between the two exposures to hypoxia or hypercapnia was therefore 15 min). Because of the residual CO2 level inside the plethysmograph (0.5%), the fractional CO2 concentration was 8.5% during hypercapnic stimulation and 3.5% during hypoxic stimulation.

Data Analysis

Newborn mice

Ventilatory data free from movement artifacts were selected visually by discarding tracing segments without individualized breaths or with drifts larger than twice the mean amplitude of the volume signal. After averaging Ttot, Vt, and Ve over each valid segment, we calculated the overall mean of these average values weighted for the number of breaths in each segment. Although data sample size was sufficient for a valid estimation of breathing variables, the occurrence of movement artifacts and the brevity of gas exposure (90 s) precluded a fine-tuned analysis of the time course of the hypoxic and hypercapnic responses.

To control for possible carry-over effects of the first stimulus on the second air period(20, 21), we used the first air period as the baseline. Data from the two stimulation periods were averaged. Apneas were defined as ventilatory pauses longer than twice the mean duration of the immediately preceding valid breath. Apnea number and mean duration were determined individually for each air and each stimulus period.

Adult mice

Ttot, Vt, and Ve were averaged over successive 15-s periods during the last 3 min of each phase. Ventilation consistently increased as a function of time (no ventilatory decline was observed during the hypoxic stimulus). The mean values during the last 3 min of stimulus represented the peak value of the response. All the values of 3-min period were entered into the analysis.

Statistics

We performed separate ANOVA for newborns and adults and for each stimulus (hypoxia and hypercapnia) and variable (Ttot, Vt, and Ve) using a statistical software (Superanova, Abacus Concepts, Berkeley, CA, U.S.A.). In all analyses, the two between-subject factors were genotype (two levels: heterozygous ECE-1+/−versus wild-type ECE-1+/+) and gender. Gas (two levels: air versus hypercapnia or air versus hypoxia) was the within-subject factor. In addition, age (in minutes) was a cofactor in the newborns, and testing time (three levels: morning, midday, and afternoon) and stimulus order (two levels: hypercapnia followed by hypoxia or the reverse) were between-subject factors in the adults.

The main effect for gas reflected the ventilatory response to a given stimulus. Consequently, the differences between heterozygous ECE-1+/− and wild-type ECE-1+/+ mice with respect to ventilatory response were evaluated based on the group-by-gas interaction. We also used percentage changes from normoxic values as indices of ventilatory responses to hypoxia and hypercapnia. Data are summarized as the group means ± SD in the text and as the means ± SEM in the figures. F ratios are indicated along with the df of the numerator and the denominator. Differences were considered significant when p < 0.05.

RESULTS

Newborn Mice

There were no significant differences between ECE-1+/+ and ECE-1+/− for the following variables: scores (Table 1); baseline values of Ve, Vt, and Ttot, the number of breaths used for the calculation of averaged breathing variables (Table 2); and number, mean duration, and cumulated time of apneas (1 ± 1 versus 2 ± 2; 1.8 ± 2.0 s versus 2.4 ± 1.7 s, and 3.9 ± 5.8 s versus 5.2 ± 5.2 s, respectively).

Table 2 Baseline ventilatory variables in newborn and adult mice

Ventilatory responses to hypoxia and hypercapnia in newborn mice are shown in Figure 1, A and B. ECE-1+/+ newborn mice increased Ve in response to hypoxia [33 ± 29%, F (1, 18) = 15.18, p < 0.001] by increasing Vt [25 ± 34%, F (1, 18) = 4.63, p < 0.05] and decreasing Ttot [−9 ± 19%, F (1, 18) = 5.77, p < 0.03, Fig. 1A]. In contrast, ECE-1+/− newborn mice showed virtually no change in Ve in response to hypoxia (1 ± 24%); neither the change in Vt (11 ± 22%) nor the change in Ttot (12 ± 19%) was significant, suggesting that both components of the response to hypoxia were impaired. Illustrative examples of plethysmographic recordings in ECE-1 +/+ and ECE-1 +/− newborns are shown in Figure 2. The differences between ECE-1+/+ and ECE-1+/− were confirmed by the demonstration of significant group-by-gas interactions for Ve [F (1, 26) = 6.60;p = 0.016] and Ttot [F (1, 26) = 5.86;p = 0.023] but not Vt. Analysis of the percentage of variation from air to hypoxia and the above comparisons between air and hypoxia yielded the same statistical re- sults. Finally, there were no significant differences between ECE-1+/+ and ECE-1+/− newborns in apnea number or in apnea duration during hypoxia.

Figure 1
figure 1

Ventilatory responses to hypoxia (panel A) and hypercapnia (panel B) in newborn mice. Heterozygous ECE-1+/− mice (n = 9) had significantly weaker responses to hypoxia than wild-type ECE-1+/+ mice (n = 19; ** p = 0.016; * p = 0.023). Ventilatory responses to hypercapnia were not significantly different between heterozygous ECE-1+/− newborn (n = 13) and wild-type ECE-1+/+ newborn (n = 15) mice. Values are means ± SEM.

Figure 2
figure 2

Individual ventilatory responses to hypoxia in two representative newborn mice, one ECE-1+/+ and the other ECE-1+/−. Portions of the volume signal obtained by whole body plethysmography. Baseline ventilation was similar in the two mice. The wild-type ECE-1+/+ newborn responded to hypoxia by increasing Vt and decreasing Ttot, whereas these variables showed minimal changes in the heterozygous ECE-1+/− newborn.

We found no significant differences in Ve response to hypercapnia or in apnea number or duration during hypercapnia between the ECE-1+/+ and ECE-1+/− newborns (VE percentage increase, 29 ± 42%versus 25 ± 39%, respectively;Fig. 1B).

Gender or age had no significant effect on breathing variables, either as a main factor or as a source of interaction with other factors.

Adult Mice

No significant differences in Ve, Vt, or Ttot were found between ECE-1+/+ and ECE-1+/− adult mice during baseline ventilation (Table 2). Baseline Ve, Vt, and Ttot values were higher in females than in males, but these differences were significant for Vt only [main effect for gender, F (1, 64) = 28.57;p < 0.0001]. The gender-by-genotype interaction was not significant.

No significant differences were demonstrated in the ventilatory responses to hypoxia or hypercapnia between the ECE-1+/+ and ECE-1+/− adult mice (hypoxic Ve response, 81 ± 41%versus 75 ± 32%; hypercapnic Ve response, 127 ± 61%versus 130 ± 74%, respectively, Fig. 3, A and B). Gender had no significant effects on these responses, either as a main effect or as a source of interaction with other factors.

Figure 3
figure 3

Ventilatory responses to hypoxia (panel A) and hypercapnia (panel B) in adult mice. Ventilatory responses to hypoxia and hypercapnia were not significantly different between heterozygous ECE-1+/− (n = 37) and wild-type ECE-1+/+ (n = 29) adult mice. Values are means ± SEM.

DISCUSSION

The results of this study show that heterozygous ECE-1+/− newborn mice had a significantly weaker ventilatory response to hypoxia than their wild-type ECE-1+/+ littermates. The ventilatory response to hypercapnia was normal in heterozygous ECE-1+/− newborns, demonstrating that their impaired response to hypoxia was not caused by a limitation in their ability to increase ventilation. These results support the hypothesis that the ECE-1 gene may be required for normal ventilatory response to hypoxia at birth. The ventilatory responses to hypoxia and hypercapnia were not significantly different between the heterozygous and the wild-type adult mice investigated while loosely restrained.

Animals

We found no significant differences between the heterozygous ECE-1+/− newborn mice and their wild-type ECE-1+/+ littermates in terms of extrauterine life adaptation scores, weight, or baseline breathing pattern. These data are in line with previous reports that heterozygous ECE-1+/− newborns developed normally, in striking contrast to homozygous ECE-1−/− mice(3). These previous studies showed that about 75% of ECE-1−/− embryos died in utero in a C57BL/6–129SvEv hybrid background(3). The comparison of the observed number of ECE-1−/− newborns and the number expected based on the Mendelian distribution suggested that the in utero death rate was about 75% in the present study also. Previous studies also showed that live-born homozygous ECE-1−/− mice were cyanotic and exhibited major craniofacial and cardiovascular malformations, aganglionic megacolon, and pigment disorders; they died within 30 min after birth(3). Their birth defects reflected disruption of distinct sets of neural crest derivatives by the ECE-1 mutation. The craniofacial malformations preclude ventilatory testing. Homozygous ET-1−/− newborn mice with similar craniofacial malformations have been tested using tracheostomy(5), but not all these animals exhibit the cardiac malformations and circulatory failure that are consistently present in homozygous ECE-1−/− newborn mice(3) and preclude a valid assessment of ventilatory function.

Plethysmographic Measurement Validity

Our data were generated by a comparison of breathing variables (Ttot, Vt, and Ve) between air and hypoxia or hypercapnia. ANOVA was used to test for differences between these two conditions, and these differences were compared between heterozygous and wild-type mice. We also calculated the percentage change (i.e. the ratio) from air to gas stimulus and compared this ratio between groups. In the present study, these two approaches produced identical statistical results: the ventilatory response to hypoxia was weaker in the heterozygous ECE-1+/− newborns.

Our finding that the ECE-1+/− newborns had weaker ventilatory responses to hypoxia than their ECE-1+/+ littermates could be ascribed to the fact that neither the change in Vt nor the change in Ttot was significant. This fact deserves attention because the accuracy of Vt calculations based on whole-body plethysmography data has been questioned(11, 12). In adult mice, the comparison of Vt calculations from whole-body plethysmography data and pneumotachography data has shown a <7% difference(12), suggesting that whole-body plethysmography may provide accurate Vt values. In newborn mice, reference Vt values are difficult to obtain, for technical reasons. Several sources of error, such as body temperature and chamber temperature and humidity are difficult to control in small devices. These difficulties undoubtedly explain the large variability of data obtained in previous studies, as discussed previously(13). Therefore, the absolute Vt and Ve values obtained in our newborns should be viewed with caution. However, they are similar to those previously reported in newborn mice with the same genetic background(13).

The Impaired Response to Hypoxia in ECE-1+/− Newborns

Heterozygous ECE-1+/− newborns did not differ from wild-type newborn mice during room air breathing. Their ventilatory response to hypercapnia was in the range of wild-type values, suggesting that their respiratory mechanics were not impaired. The correction achieved by adding 3% CO2 to the hypoxic mixture as performed in this study and in previous studies by other authors in adult mice (e.g.17, 18) has not been validated in newborn mice based on blood gas analysis. We cannot exclude that the 3% CO2 concentration overcompensated the hypoxia-induced hypocapnia, and therefore that the hypoxia-induced change in Ve observed in the newborn mice was in fact a response to hypercapnic hypoxia. However, this is unlikely inasmuch as the Ve response to 10% O2 +3% CO2 was barely detectable and the response to hypercapnia was unimpaired, as shown by the hypercapnic test itself. Therefore, the uncertainty about the extent to which normocapnia was maintained during hypoxia does not detract from our finding that the response to hypoxia was impaired in the ECE-1+/− newborns.

The typical time course of the response to hypoxia, which generally shows a peak-value followed by a decline in newborn mammals(22), could not be examined in the present study for the following three reasons: 1) the initial transient instability of the pressure signal caused by the injection of the hypoxic mixtures into the measurement chamber, 2) the occurrence of movement artifacts, and 3) the relatively short duration of the exposure to hypoxia (90 s). The data free from measurement and movement artifacts, which were visually selected, did not necessarily correspond to the peak value of ventilation, thus leading to a possible underestimation of the response to hypoxia. This methodological limitation did not invalidate our claim that this response was impaired in ECE-1+/− newborn. However, our method did not allow determination of whether this result was due to a smaller peak response to hypoxia or a stronger decline of this response. Furthermore, during early development, there is a shift from dominance of the central inhibitory component of the response to hypoxia, to dominance of the peripheral excitatory component of this response(23). The time course of this process has not been examined in mice, but recent data from our laboratory indicate that chemoreceptor resetting in mice occurs around 12 h after birth, and that the response to hypoxia is small before this age. Therefore, the newborn animals in the present study were tested at an age (on average 1 h after birth) characterized by immaturity of the response to hypoxia. This explains the relatively small Ve increase in all the animals, including the wild-type ECE-1+/+ newborns. Delayed maturation of the response to hypoxia in ECE-1+/− mice could theoretically account for their impaired response to hypoxia. Further assessments of the ventilatory response to hypoxia should include an analysis of the time course of this response. In addition, the hyperoxic test, which consists of measuring the decrease in minute ventilation caused by sudden inhalation of pure oxygen (physiologic chemodenervation), may allow assessment of the respiratory drive from oxygen-sensitive receptors. Both analysis of the hypoxic decline and the hyperoxic test may shed light on the mechanisms of the abnormal response to hypoxia in ECE-1+/− newborn mice.

The impaired response to hypoxia in our heterozygous ECE-1+/− newborns may be ascribable to low ET-1 levels. Heterozygous ECE-1+/− embryos have been reported to exhibit weaker ECE-1 activity and lower endothelin levels than wild-type ECE-1+/+ embryos, although the second difference was not significant in the small groups of embryos studied(3). Endothelin peptides and receptors are found at many sites within the central and peripheral nervous systems, in particular those controlling the ventilatory response to hypoxia, i.e. the oxygen-sensitive chemoreceptors in the carotid bodies and their projections to the NTS and ventrolateral medulla oblongata via the carotid sinus nerve. Accordingly, reduced conversion of big ET-1 to mature ET-1 at these sites might account for the impaired response to hypoxia seen in our ECE-1+/− newborn mice. In addition, the ventilatory response to hypoxia may also be mediated by chemosensitive cells in the aortic bodies and by sensory fibers in the abdominal vagus nerve(24, 25). Oxygen-sensitive neurons located in the caudal hypothalamus also modulate the ventilatory response to hypoxia, even in the absence of input from the vagus nerve and carotid sinus nerve(26). This may be important because the hypothalamus and medulla oblongata are the sites of highest ECE-1 activity in the CNS(2). Therefore, reduced ECE-1 levels at these sites may also result in an impaired response to hypoxia, even when the peripheral chemoreceptors are normal. Finally, we cannot rule out the possibility that our findings were produced by an abnormality in the arousal response to hypoxia (27, not investigated in the present study), which is mediated by other important sites with ET-1 activity, such as cortical areas, subcortical areas, and the hypothalamus(2).

Normal Responses to Hypoxia and to Hypercapnia in Adult Mice

Baseline ventilatory variables and ventilatory responses to hypoxia and hypercapnia were not significantly different between adult wild-type ECE-1+/+ and adult heterozygous ECE-1+/− mice. Conceivably, impairment of ventilatory responses to hypoxia in heterozygous ECE-1+/− newborn mice may be overcome during development. This interpretation is supported by the fact that endothelin expression in the CNS increases considerably with age. For example, in rat brain, the ET-1 concentration at full term (i.e. E21) is about 2-fold that at E18.5(28), and ET-1 concentrations in the medulla oblongata and hypothalamus increase between 1 and 8 wk of age(29). Therefore, the ontogenetic development of ET-1 expression may compensate for the impairment seen in the neonatal period. However, this interpretation is at variance with previous evidence that ET-1+/− adult mice have slight but significant impairments of the responses to hypoxia and hypercapnia(5). Alternatively, the ECE-1+/− mice that survived to adulthood may have been those with the mildest ventilatory impairment. Only a longitudinal study of morbidity in heterozygous ECE-1+/− mice can clarify this issue.

Finally, the normal response to hypoxia in heterozygous ECE-1+/− adult mice may be ascribable to our use of loose restraint to limit movement artifacts during the tests in adult but not in newborn mice. Despite its potent arousing effects, the restraint method used in the present study [similar to that used in Kuwaki et al.’ s experiment(5)] has been reported to be devoid of significant effects on responses to hypoxia or hypercapnia in normal mice(14). Possibly, the impaired response to hypoxia in the ECE-1+/− newborns was ascribable to an abnormal arousal response to hypoxia. Under this hypothesis, the normal response to hypoxia in the adult ECE-1+/+ may reflect restraint-induced arousal. This hypothesis could be tested by specifically evaluating the arousal response to weaker hypoxic stimuli in sleeping, unrestrained, adult mice.

Involvement of Neural Crest Derivatives in Early Impairments of Ventilatory Control

The present data were obtained as part of a recently started research effort aimed at identifying genes involved in the development of the chemical control of breathing. This control is sensitive to mutations in genes involved in neural crest development(4, 5, 13, 30, 31), genes encoding trophic factors(32, 33), and genes encoding enzymes involved in neurotransmitter production or breakdown(34, 35). Some of these mutations are associated with lethal respiratory failure in newborn null mutants. This is the case for Ret(30), Mash-1(13), ET-1(5), and ET-A(4). Most available data suggest that development of chemosensitivity is controlled by multiple genes and involves various, probably interdependent signaling pathways.

Our findings point toward a possible role of ECE-1 gene in early impairments of chemosensitivity in humans, particularly the CCHS. The respiratory phenotype of CCHS is characterized by central alveolar hypoventilation during sleep, and also during wakefulness in the most severe cases. There are no ventilatory responses to hypercapnia or hypoxia in these patients, and this impairment in chemosensitivity is lifelong(36). The severely depressed response to hypoxia in the ECE-1+/− newborn mice as compared with their ECE-1+/+ littermates is reminiscent of the impaired chemosensitivity to hypoxia in CCHS patients. However, the ventilatory response to hypercapnia—which is impaired in CCHS patients—was normal in the ECE-1+/− newborn mice. Furthermore, the normal response to hypoxia in the adult ECE-1+/− mice is an important phenotypic difference with CCHS.

A recent report of an ECE-1 mutation with loss of function in a patient with HSCR and autonomic dysfunction(37) is interesting in this respect, because 20% of reported CCHS patients also had HSCR, suggesting a common pathogenic process. Several genes involved in the development of neural crest derivatives (e.g. ECE-1) have been shown to be involved in CCHS and/or HSCR. Mutations in RET or its ligands (GDNF and neurturin) have been reported in two cases of CCHS, one with and one without HSCR(38, 39). In addition, a mutation in endothelin-3 has been found in one patient with CCHS(40). These clinical data support the hypothesis that genes involved in the development of neural crest lines and belonging to several signaling pathways, including the endothelin pathway, may be required for normal development of ventilatory control. The involvement of ECE-1 in the development of the ventilatory response to hypoxia provides further support for this hypothesis and suggests that scanning the human ECE-1 gene(41) for mutations in patients with CCHS may shed light on the genetic causes of this disease.